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Advocacy under the Care Act 
Jonathan Senker
Policy intention 
2
The Duties on local authorities 
To ensure information and advice is 
available to all (s4). For some people 
this may include independent advocacy. 
To involve the person, carer and others 
that the person wants to be involved. 
To provide advocacy to specific people in 
set circumstances. 
3
New Statutory 
Independent Advocacy 
Role of 
advocate ? 
When ? 
Who for ? 
• To facilitate involvement 
• To support and represent 
• A person has substantial 
difficulty 
• No appropriate individual 
available to support them 
• Adults 
• Carers 
• Children in transition 
4
The Duties 
To provide advocacy to eligible people in: 
assessments (s67) 
care and/or support planning (s67) 
care reviews (s67) 
safeguarding enquiries (s68) 
safeguarding adult reviews (s68). 
5
When does the duty to involve apply? 
From the first point of contact, request or 
referral (including self-referral) AND at any 
subsequent stage of the process thereafter 
An advocate must be considered for a care 
review if they were not involved earlier 
The duty applies in all settings; the 
community, care homes and includes 
prisons 
6
Judging ‘substantial difficulty’ in 
being involved 
If a person has ‘substantial difficulty’ in any one of 
the following: 
Understanding 
relevant 
information 
Retaining 
information 
Using or 
weighing the 
information 
Communicating 
their views 
wishes and 
feelings 
7
An ‘appropriate individual' to facilitate 
the person’s involvement 
Must be able to support the person’s active involvement 
Must not be already providing care or treatment 
professionally or paid 
The person supported: 
– has capacity to decide and agrees 
– lacks that capacity and the LA agrees 
– has a veto regardless of capacity 
8
Independent advocate and an 
appropriate individual 
 Placement in NHS-funded provision in either a hospital 
(over 4 weeks) or care home (8 weeks or more) and 
the LA agrees it would be in the persons best interest 
 Disagreement between the local authority and the 
appropriate person and both think advocacy would be 
beneficial 
✘ When a deprivation of liberty might result from the 
proposed care & support plan. DELETED from final 
Regulations. 
9
Resources and need 
2015/16 2016/17 2017/18 2018/19 
£30.00 
£25.00 
£20.00 
£15.00 
£10.00 
£5.00 
£0.00 
Assessments £5.60 £15.20 £18.70 £25.40 
Reviews £2.40 £6.00 £10.40 £14.20 
Carers £0.80 £1.50 £2.40 £3.00 
Safeguarding £5.80 £11.80 £18.00 £24.50 
Axis Title 
Funding for advocacy (in millions 15/16 prices) 
10
11
Issues 
Awareness 
Understanding – especially ‘substantial difficulty’ and 
‘appropriate person’ 
Readiness – of LAs to identify & refer; advocates to 
respond 
Encouraging compliance 
Resources – provision in Better Care Fund- but will it 
come through? Stripping funds from non-statutory 
advocacy? 
12
Opportunities for providers to…. 
Inform people, families & colleagues of the duties 
Encourage LA referral (who else is going to?) 
Raise questions if people missing out on advocacy 
Strengthen relationships with advocacy orgs to 
understand how best work together under Care Act 
Use the ‘duty to involve’ to ensure people are heard 
13
Resources for implementation 
Regulations (http://bit.ly/1nVknNq) 
Statutory Guidance sets out statutory guidance on how the Act 
will work and the various ‘must dos’ and ‘should dos’ for local 
authorities. Available in easy-read too (http://bit.ly/1tNCBng) 
Department for Health’s 12 factsheets offering a summary of key 
messages around various parts of the Act (http://bit.ly/1qqhH9u) 
Skills for Care learning & development materials includes slides & 
videos and a section on advocacy within first contact and 
identifying needs module (http://bit.ly/1wLDqNY) 
SCIE Advocacy Commissioners guide (http://bit.ly/11ln6Gy)
And finally 
15
AnyAny Questions? 
Contact: 
Jonathan.Senker@voiceability.org 
16

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Advocacy under the Care Act November 2014

  • 1. Advocacy under the Care Act Jonathan Senker
  • 3. The Duties on local authorities To ensure information and advice is available to all (s4). For some people this may include independent advocacy. To involve the person, carer and others that the person wants to be involved. To provide advocacy to specific people in set circumstances. 3
  • 4. New Statutory Independent Advocacy Role of advocate ? When ? Who for ? • To facilitate involvement • To support and represent • A person has substantial difficulty • No appropriate individual available to support them • Adults • Carers • Children in transition 4
  • 5. The Duties To provide advocacy to eligible people in: assessments (s67) care and/or support planning (s67) care reviews (s67) safeguarding enquiries (s68) safeguarding adult reviews (s68). 5
  • 6. When does the duty to involve apply? From the first point of contact, request or referral (including self-referral) AND at any subsequent stage of the process thereafter An advocate must be considered for a care review if they were not involved earlier The duty applies in all settings; the community, care homes and includes prisons 6
  • 7. Judging ‘substantial difficulty’ in being involved If a person has ‘substantial difficulty’ in any one of the following: Understanding relevant information Retaining information Using or weighing the information Communicating their views wishes and feelings 7
  • 8. An ‘appropriate individual' to facilitate the person’s involvement Must be able to support the person’s active involvement Must not be already providing care or treatment professionally or paid The person supported: – has capacity to decide and agrees – lacks that capacity and the LA agrees – has a veto regardless of capacity 8
  • 9. Independent advocate and an appropriate individual  Placement in NHS-funded provision in either a hospital (over 4 weeks) or care home (8 weeks or more) and the LA agrees it would be in the persons best interest  Disagreement between the local authority and the appropriate person and both think advocacy would be beneficial ✘ When a deprivation of liberty might result from the proposed care & support plan. DELETED from final Regulations. 9
  • 10. Resources and need 2015/16 2016/17 2017/18 2018/19 £30.00 £25.00 £20.00 £15.00 £10.00 £5.00 £0.00 Assessments £5.60 £15.20 £18.70 £25.40 Reviews £2.40 £6.00 £10.40 £14.20 Carers £0.80 £1.50 £2.40 £3.00 Safeguarding £5.80 £11.80 £18.00 £24.50 Axis Title Funding for advocacy (in millions 15/16 prices) 10
  • 11. 11
  • 12. Issues Awareness Understanding – especially ‘substantial difficulty’ and ‘appropriate person’ Readiness – of LAs to identify & refer; advocates to respond Encouraging compliance Resources – provision in Better Care Fund- but will it come through? Stripping funds from non-statutory advocacy? 12
  • 13. Opportunities for providers to…. Inform people, families & colleagues of the duties Encourage LA referral (who else is going to?) Raise questions if people missing out on advocacy Strengthen relationships with advocacy orgs to understand how best work together under Care Act Use the ‘duty to involve’ to ensure people are heard 13
  • 14. Resources for implementation Regulations (http://bit.ly/1nVknNq) Statutory Guidance sets out statutory guidance on how the Act will work and the various ‘must dos’ and ‘should dos’ for local authorities. Available in easy-read too (http://bit.ly/1tNCBng) Department for Health’s 12 factsheets offering a summary of key messages around various parts of the Act (http://bit.ly/1qqhH9u) Skills for Care learning & development materials includes slides & videos and a section on advocacy within first contact and identifying needs module (http://bit.ly/1wLDqNY) SCIE Advocacy Commissioners guide (http://bit.ly/11ln6Gy)
  • 16. AnyAny Questions? Contact: Jonathan.Senker@voiceability.org 16