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SAMPLE CASE BRIEF
Follow this format (except type double spaced). Your brief
should be no more than
two or three double-spaced pages.
===============================================
==============
NEAR V. MINNESOTA, 283 U.S. 697 (1931) [complete name
of case, citation, date]
decision by Supreme Court of United States [name of court
issuing the opinion]
FACTS: J. M. Near published the Saturday Press in
Minneapolis. In a series of articles he
charged, in substance, that a Jewish gangster was in control of
gambling, bootlegging and
racketeering in the city, and that the city government and its
law enforcement agencies and
officers were not energetically performing their duties.
A Minnesota statute (referred to as a “gag law” provided for the
abatement, as a public
nuisance, of a “malicious, scandalous and defamatory
newspaper, magazine or other periodical.”
Near was cited as being in violating of this law and brought into
court. An injunction was
issued by a district court that halted all activity of the Saturday
Press. Near was prohibited from
ever publishing the newspaper again unless he could convince
the court that he could operate a
newspaper free of objectionable material.
Near appealed this ruling. The Minnesota Supreme Court
upheld the constitutionality of the
law, holding that under its broad police power the state could
regulate public nuisances, including
defamatory and scandalous newspapers. The U. S. Supreme
Court granted Near's petition for
certiorari.
LEGAL QUESTION: Is the action by the state of Minnesota
against the newspaper (a
prior restraint) a violation of Near’s Fourteenth Amendment
rights, which guarantees that “no
state shall deprive any person of life, liberty or property,
without due process of law”?
DECISION: Yes. (5-4, Chief Justice Hughes wrote the majority
opinion.)
COURT'S RATIONALE: The Minnesota statute is not designed
to redress the wrongs of
the individuals who have been attacked by Near. Instead, it is
directed at suppression of the
offending newspaper or periodical and puts the publisher under
an effective suppression. The
object of the law is not punishment but suppression, and not
only of the offending issue but of all
future issues as well. The statute is not consistent with the
conception of liberty of the press as it
has been historically conceived and guaranteed.
It is true that the principle as to immunity from previous
restraint is stated too broadly; this
immunity is not absolutely unlimited. But the limitation has
been recognized only in exceptional
cases. These cases include (1) certain utterances during
wartime, (2) the publication of obscene
matter, (3) or material that incites acts of violence and the
overthrow by force of orderly
government.
However, there are occasions in which limiting freedom of the
press to only freedom of
prior restraint is not enough. Punishment after publication can
impose a kind of prior restraint
upon the individual. A citizen must have the right to criticize
government — without fear of
punishment.
DISSENTING OPINION: (written by Justice Butler, joined by
Justices Van Devanter,
McReynolds and Sutherland)
The dissent argued that the majority decision gave freedom of
the press too broad a meaning
and scope. Justice Butler argued that the Minnesota statute
applied only to those engaged in the
business of regularly and customarily publishing “malicious,
scandalous and defamatory
newspapers,” not to newspapers in general. The Minnesota
statute was passed as part of the
state’s police powers, and there exists in the Minnesota a state
of affairs that justifies this measure
for the preservation of peace and good order.
SIGNIFICANCE OF THE CASE: The case establishes the
precedent that the press is to
be protected against prior restraint by the government except in
exceptional situations. It was also
the first case involving newspapers in which the Supreme Court
applied the provisions of the
First Amendment against states through the language of the
Fourteenth Amendment
(incorporation of free press guarantees into those liberties that
states may not abridge without due
process of law).
Project Rough Draft
Complete the rough draft of your final project. This assignment
should include the appropriate headings and other APA
formatting. Submit your work for grading by uploading your
completed assignment as an attachment. Please remember that a
rough draft should be a completed project. Incomplete projects
will not be considered for grading. This assignment will be
reviewed and edited for your review in preparation for the final
project submission next week.
Your paper should reflect scholarly writing and current APA
standards. Please include citations to support your ideas.
ATTORNEYS FOR APPELLANT ATTORNEY FOR
APPELLEES
William Bock, III Brent D. Taylor
David E. Wright Indianapolis, Indiana
Indianapolis, Indiana
_____________________________________________________
_________________________
In the
Indiana Supreme Court
_________________________________
No. 49S05-0512-CV-637
NATARE CORPORATION,
Appellant (Plaintiff below),
v.
D.S.I., DURAPLASTEC SYSTEMS, INC.,
D/B/A D.S.I., STEWART J. “JASON”
MART, AND AQUATIC RENOVATION
SYSTEMS, INC.,
Appellees (Defendants below).
_________________________________
Appeal from the Marion Superior Court, No. 49D02-9704-CP-
459
The Honorable Kenneth H. Johnson, Judge
_________________________________
On Petition to Transfer from the Indiana Court of Appeals, No.
49A05-0408-CV-430
_________________________________
October 31, 2006
Sullivan, Justice.
Natare Corporation filed this lawsuit, contending that an
arbitrator had wrongly denied it
attorney fees to which it was entitled. Indiana law specifies
limited bases upon which an arbitra-
tor’s award may be challenged in a trial court. We agree with
the trial court that neither of the
bases advanced by Natare is available to it here: the arbitrator
did not exceed his authority in de-
nying Natare attorney fees, nor did he make his decision to deny
Natare attorney fees before the
attorney fee issue was presented to him.
Background
Appellant Natare Corporation and Appellees D.S.I.,
Duraplastec Systems, Inc., d/b/a
D.S.I., Stewart J. “Jason” Mart, and Aquatic Renovation
Systems, Inc. (collectively, “D.S.I.”)
compete against each other in business. They settled two
pending lawsuits against each other in
1998 by agreeing not to disseminate disparaging information
about each other. They also agreed
to submit to arbitration in the event of a future dispute “arising
out of or relating to” the agree-
ment. Lastly, they agreed that if one party breached the
settlement agreement, the non-breaching
party would be entitled to a minimum of $5,000 in liquidated
damages, actual damages if shown,
and reasonable attorney fees, costs, and other expenses incurred
in pursuit of the claim.
In 2002, Natare sought but failed to receive a contract from a
potential customer in Colo-
rado. Natare complained that it had lost the contract because of
disparagement on D.S.I.’s part,
and that it had suffered $45,000 in actual damages. The parties
entered into arbitration based on
their settlement agreement.
After a hearing, arbitrator Jerry Pitt found that although D.S.I.
had breached its agree-
ment with Natare by disparaging Natare while Natare was
seeking the Colorado contract, Natare
had failed to show actual damages. The arbitrator awarded
Natare $5,000 in liquidated damages
for the breach, but no actual damages. The arbitrator further
found that neither party was entitled
to attorney fees or costs in the matter.
Natare sought judicial review of the arbitrator’s decision,
specifically challenging the ar-
bitrator’s failure to grant Natare attorney fees. The trial court
upheld the arbitration award, find-
ing that the arbitrator had not exceeded his power and that
Indiana law did not justify modifica-
tion or correction of the award. The Court of Appeals reversed
the trial court’s decision, holding
the arbitrator had indeed exceeded his authority, and remanded
the case to the arbitrator for con-
sideration of reasonable attorney fees. Natare Corp. v. D.S.I.,
Duraplastec Sys., Inc., 833 N.E.2d
2
76, 80-84 (Ind. Ct. App. 2005). D.S.I. sought, and we granted,
transfer. Natare Corp. v. D.S.I.,
Duraplastec Sys., Inc., 841 N.E.2d 192 (Ind. 2005) (table).
Discussion
Arbitration is a long-established method of dispute resolution in
Indiana. PSI Energy,
Inc. v. AMAX, Inc., 644 N.E.2d 96, 98 (Ind. 1994). We have
consistently supported an Indiana
policy that favors both arbitration as a means of dispute
resolution and the enforcement of arbi-
tration agreements. MPACT Constr. Group, LLC v. Superior
Concrete Constructors, Inc., 802
N.E.2d 901, 905 (Ind. 2004); PSI Energy, Inc., 644 N.E.2d at
98-99. But it is statute and not
common law that provides the legal infrastructure for
arbitration in Indiana. The Legislature’s
prescription in this regard is contained in the Uniform
Arbitration Act (“the Act”), Indiana Code
sections 34-57-2-1 to -22 (2005).1 We have held that an
arbitration award should not be set
aside unless grounds specified in the Act have been shown, and
appellate review of an arbitration
award is limited to the determination of such a showing. Sch.
City of E. Chi., Ind. v. E. Chi.
Fed’n of Teachers, Local No. 511, A.F.T., 622 N.E.2d 166, 168
(Ind. 1993).
The statutory grounds on which Natare seeks attorney fees are
sections 34-57-2-13(a) and
34-57-2-14(a) of the Act. They provide:
Upon application of a party, the court shall vacate an award
where:
(1) the award was procured by corruption or fraud;
(2) there was evident partiality by an arbitrator ap-
pointed as a neutral or corruption in any of the arbitrators or
mis-
conduct prejudicing the rights of any party;
(3) the arbitrators exceeded their powers and the award
can not be corrected without affecting the merits of the decision
upon the controversy submitted;
(4) the arbitrators refused to postpone the hearing upon
sufficient cause being shown therefor or refused to hear
evidence
1 As its name suggests, the Indiana Uniform Arbitration Act is
based on a national model developed by
the National Conference of Commissioners on Uniform State
Laws, an organization consisting of judges,
law professors, and other legal experts from throughout the
country, including Indiana. Many states have
adopted the Uniform Arbitration Act. Prefatory Note to
Uniform Arbitration Act, 7 U.L.A. 2 (2000).
Among the advantages of uniformity is that the decisions of the
courts in other adopting states are avail-
able to help us decide questions that arise under our Act. See
I.C. § 34-57-2-21.
3
material to the controversy or otherwise so conducted the
hearing,
contrary to the provisions of section 6 [I.C. § 34-57-2-6] of this
chapter, as to prejudice substantially the rights of a party; or
(5) there was no arbitration agreement and the issue
was not adversely determined in proceedings under section 3
[I.C.
§ 34-57-2-3] of this chapter (or IC 34-4-2-3 before its repeal),
and
the party did not participate in the arbitration hearing without
rais-
ing the objection;
but the fact that the relief was such that it could not or would
not be granted by a
court of law or equity is not ground for vacating or refusing to
confirm the award.
I.C. § 34-57-2-13(a).
Upon application made within ninety (90) days after mailing of
a copy of
the award to the applicant, the court shall modify or correct the
award where:
(1) there was an evident miscalculation of figures or an
evident mistake in the description of any person, thing, or
property
referred to in the award;
(2) the arbitrators have awarded upon a matter not
submitted to them and the award may be corrected without
affect-
ing the merits of the decision upon the issues submitted; or
(3) the award is imperfect in a matter of form, not af-
fecting the merits of the controversy.
I.C. § 34-57-2-14(a).
We set forth these statutes in full primarily to emphasize the
extremely limited scope that
the Legislature has given courts in reviewing arbitration awards.
Natare’s argument under the
first of these subsections is that “the arbitrator exceeded his
authority by refusing to apply the
attorney fees and costs provision of the [settlement agreement]
and the portion of the award ad-
dressing attorneys fees and costs should be vacated pursuant to
[Indiana Code section] 34-57-2-
13(a)(3).” Appellant’s Br. at 16. Its argument under the second
of these subsections is that
“[b]ecause the attorneys fees issues had not yet been submitted
to him, . . . the arbitrator’s award
may also be corrected pursuant to [Indiana Code section] 34-57-
2-14(a)(2).” Appellant’s Br. at
15 n.4.
As to whether the arbitrator exceeded his authority such that
Natare is entitled to relief
under section 13(a)(3), the arbitrator clearly had the authority
not to award attorney fees under
4
the terms of the settlement agreement if the arbitrator concluded
that the amount of “reasonable
attorney fees” to which Natare was entitled was zero. As such,
Natare’s real argument here is
that the arbitrator ignored or overlooked his responsibility
under the settlement agreement to
make a determination of what amount of attorney fees, if any,
was reasonable in these circum-
stances.
In the trial court, Judge Kenneth H. Johnson analyzed this
argument and concluded as
follows:
The court finds that the Arbitrator did not exceed his power in
making this
award. Natare argues that the contract language mandates an
award of attorney
fees, the arbitrator having found that a contractual breach
occurred such that the
liquidated damages provision was applicable. Natare
hypothesizes that the arbi-
trator either did not consider the contract language or when
making his award, a
result of this, the second round of arbitration between these
parties, forgot to take
the language into consideration.
As the parties readily recognize, the disputes between these
parties have
been ongoing and drawn out over many years. As a matter of
fact, as noted
above, the arbitration award that forms the basis of the instant
motion, is the result
of a second arbitration between these parties and before the
same arbitrator. The
argument that after such protracted proceedings resulting in two
detailed reasoned
awards such as these, that this arbitrator did not take into
account what Natare has
characterized as mandatory contract language, is simply not
persuasive. Natare is
not entitled to a correction o[r] modification of the arbitration
award pursuant to
[Indiana Code section] 34-57-2-13.
App. at 26-27.
We see little in Judge Johnson’s analysis that we can improve
upon. The facts and cir-
cumstances of this arbitration clearly point to the arbitrator
having exercised his responsibility to
consider whether the award of any attorney fees was reasonable
here. Without indulging in
speculation as to any particular reason or reasons, it is enough
to say that there are a number of
plausible explanations for why the arbitrator could conclude
that the reasonable amount of attor-
ney fees in this circumstance was zero.
5
As to whether the arbitrator “awarded upon a matter not
submitted” to him such that Na-
tare is entitled to relief under section 14(a)(2), we note that this
argument is advanced on appeal
in a single-sentence footnote without supporting argument or
authority in apparent contravention
of Indiana Appellate Rule 46(A)(8)(a). Appellant’s Br. at 15
n.4. Nevertheless, Judge Johnson
specifically addressed this contention and again we find his
analysis dispositive:
In fact, although finding that Natare was entitled to an award of
$5000 un-
der the liquidated damages clause of the Settlement Agreement
(Paragraph 2 of
the Award dated January 14, 2004) the arbitrator also found
th[at] Natare’s claim
for actual damages was denied (Paragraph 1 of the Award). He
further found that
neither party was entitled to recover attorney fees (Paragraph
3), that the parties
would bear their own costs with respect to this matter
(Paragraph 4) and . . . all
other claims that were not specifically addressed were denied
(Paragraph 5.).
It is clear that the issue of attorney fees was submitted to the
arbitrator and
that he clearly understood that it had been as he made a specific
finding to that ef-
fect. It is also clear that Mr. Pitt, in light of his other
determinations as set forth
above, determined that neither party, as a matter of law, [was]
entitled to an award
of attorney fees and that no further proceedings were necessary
to complete this
arbitration. Natare is not entitled to a correction or
modification of the arbitration
award pursuant to [Indiana Code section] 34-57-2-14(a)(2).
App. at 27-28.
Conclusion
Having previously granted transfer, we now affirm the
judgment of the trial court.
Shepard, C.J., and Dickson, Boehm, and Rucker, JJ., concur.
6
In theIndiana Supreme Court

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SAMPLE CASE BRIEFFollow this format (except type double spa.docx

  • 1. SAMPLE CASE BRIEF Follow this format (except type double spaced). Your brief should be no more than two or three double-spaced pages. =============================================== ============== NEAR V. MINNESOTA, 283 U.S. 697 (1931) [complete name of case, citation, date] decision by Supreme Court of United States [name of court issuing the opinion] FACTS: J. M. Near published the Saturday Press in Minneapolis. In a series of articles he charged, in substance, that a Jewish gangster was in control of gambling, bootlegging and racketeering in the city, and that the city government and its law enforcement agencies and officers were not energetically performing their duties. A Minnesota statute (referred to as a “gag law” provided for the abatement, as a public nuisance, of a “malicious, scandalous and defamatory newspaper, magazine or other periodical.” Near was cited as being in violating of this law and brought into court. An injunction was issued by a district court that halted all activity of the Saturday Press. Near was prohibited from ever publishing the newspaper again unless he could convince the court that he could operate a newspaper free of objectionable material.
  • 2. Near appealed this ruling. The Minnesota Supreme Court upheld the constitutionality of the law, holding that under its broad police power the state could regulate public nuisances, including defamatory and scandalous newspapers. The U. S. Supreme Court granted Near's petition for certiorari. LEGAL QUESTION: Is the action by the state of Minnesota against the newspaper (a prior restraint) a violation of Near’s Fourteenth Amendment rights, which guarantees that “no state shall deprive any person of life, liberty or property, without due process of law”? DECISION: Yes. (5-4, Chief Justice Hughes wrote the majority opinion.) COURT'S RATIONALE: The Minnesota statute is not designed to redress the wrongs of the individuals who have been attacked by Near. Instead, it is directed at suppression of the offending newspaper or periodical and puts the publisher under an effective suppression. The object of the law is not punishment but suppression, and not only of the offending issue but of all future issues as well. The statute is not consistent with the conception of liberty of the press as it has been historically conceived and guaranteed. It is true that the principle as to immunity from previous restraint is stated too broadly; this immunity is not absolutely unlimited. But the limitation has been recognized only in exceptional cases. These cases include (1) certain utterances during
  • 3. wartime, (2) the publication of obscene matter, (3) or material that incites acts of violence and the overthrow by force of orderly government. However, there are occasions in which limiting freedom of the press to only freedom of prior restraint is not enough. Punishment after publication can impose a kind of prior restraint upon the individual. A citizen must have the right to criticize government — without fear of punishment. DISSENTING OPINION: (written by Justice Butler, joined by Justices Van Devanter, McReynolds and Sutherland) The dissent argued that the majority decision gave freedom of the press too broad a meaning and scope. Justice Butler argued that the Minnesota statute applied only to those engaged in the business of regularly and customarily publishing “malicious, scandalous and defamatory newspapers,” not to newspapers in general. The Minnesota statute was passed as part of the state’s police powers, and there exists in the Minnesota a state of affairs that justifies this measure for the preservation of peace and good order. SIGNIFICANCE OF THE CASE: The case establishes the precedent that the press is to be protected against prior restraint by the government except in exceptional situations. It was also
  • 4. the first case involving newspapers in which the Supreme Court applied the provisions of the First Amendment against states through the language of the Fourteenth Amendment (incorporation of free press guarantees into those liberties that states may not abridge without due process of law). Project Rough Draft Complete the rough draft of your final project. This assignment should include the appropriate headings and other APA formatting. Submit your work for grading by uploading your completed assignment as an attachment. Please remember that a rough draft should be a completed project. Incomplete projects will not be considered for grading. This assignment will be reviewed and edited for your review in preparation for the final project submission next week. Your paper should reflect scholarly writing and current APA standards. Please include citations to support your ideas. ATTORNEYS FOR APPELLANT ATTORNEY FOR APPELLEES William Bock, III Brent D. Taylor David E. Wright Indianapolis, Indiana Indianapolis, Indiana _____________________________________________________ _________________________ In the
  • 5. Indiana Supreme Court _________________________________ No. 49S05-0512-CV-637 NATARE CORPORATION, Appellant (Plaintiff below), v. D.S.I., DURAPLASTEC SYSTEMS, INC., D/B/A D.S.I., STEWART J. “JASON” MART, AND AQUATIC RENOVATION SYSTEMS, INC., Appellees (Defendants below). _________________________________ Appeal from the Marion Superior Court, No. 49D02-9704-CP- 459 The Honorable Kenneth H. Johnson, Judge _________________________________ On Petition to Transfer from the Indiana Court of Appeals, No. 49A05-0408-CV-430
  • 6. _________________________________ October 31, 2006 Sullivan, Justice. Natare Corporation filed this lawsuit, contending that an arbitrator had wrongly denied it attorney fees to which it was entitled. Indiana law specifies limited bases upon which an arbitra- tor’s award may be challenged in a trial court. We agree with the trial court that neither of the bases advanced by Natare is available to it here: the arbitrator did not exceed his authority in de- nying Natare attorney fees, nor did he make his decision to deny Natare attorney fees before the attorney fee issue was presented to him. Background Appellant Natare Corporation and Appellees D.S.I., Duraplastec Systems, Inc., d/b/a
  • 7. D.S.I., Stewart J. “Jason” Mart, and Aquatic Renovation Systems, Inc. (collectively, “D.S.I.”) compete against each other in business. They settled two pending lawsuits against each other in 1998 by agreeing not to disseminate disparaging information about each other. They also agreed to submit to arbitration in the event of a future dispute “arising out of or relating to” the agree- ment. Lastly, they agreed that if one party breached the settlement agreement, the non-breaching party would be entitled to a minimum of $5,000 in liquidated damages, actual damages if shown, and reasonable attorney fees, costs, and other expenses incurred in pursuit of the claim. In 2002, Natare sought but failed to receive a contract from a potential customer in Colo- rado. Natare complained that it had lost the contract because of disparagement on D.S.I.’s part, and that it had suffered $45,000 in actual damages. The parties entered into arbitration based on their settlement agreement. After a hearing, arbitrator Jerry Pitt found that although D.S.I. had breached its agree-
  • 8. ment with Natare by disparaging Natare while Natare was seeking the Colorado contract, Natare had failed to show actual damages. The arbitrator awarded Natare $5,000 in liquidated damages for the breach, but no actual damages. The arbitrator further found that neither party was entitled to attorney fees or costs in the matter. Natare sought judicial review of the arbitrator’s decision, specifically challenging the ar- bitrator’s failure to grant Natare attorney fees. The trial court upheld the arbitration award, find- ing that the arbitrator had not exceeded his power and that Indiana law did not justify modifica- tion or correction of the award. The Court of Appeals reversed the trial court’s decision, holding the arbitrator had indeed exceeded his authority, and remanded the case to the arbitrator for con- sideration of reasonable attorney fees. Natare Corp. v. D.S.I., Duraplastec Sys., Inc., 833 N.E.2d 2 76, 80-84 (Ind. Ct. App. 2005). D.S.I. sought, and we granted,
  • 9. transfer. Natare Corp. v. D.S.I., Duraplastec Sys., Inc., 841 N.E.2d 192 (Ind. 2005) (table). Discussion Arbitration is a long-established method of dispute resolution in Indiana. PSI Energy, Inc. v. AMAX, Inc., 644 N.E.2d 96, 98 (Ind. 1994). We have consistently supported an Indiana policy that favors both arbitration as a means of dispute resolution and the enforcement of arbi- tration agreements. MPACT Constr. Group, LLC v. Superior Concrete Constructors, Inc., 802 N.E.2d 901, 905 (Ind. 2004); PSI Energy, Inc., 644 N.E.2d at 98-99. But it is statute and not common law that provides the legal infrastructure for arbitration in Indiana. The Legislature’s prescription in this regard is contained in the Uniform Arbitration Act (“the Act”), Indiana Code sections 34-57-2-1 to -22 (2005).1 We have held that an arbitration award should not be set aside unless grounds specified in the Act have been shown, and appellate review of an arbitration award is limited to the determination of such a showing. Sch.
  • 10. City of E. Chi., Ind. v. E. Chi. Fed’n of Teachers, Local No. 511, A.F.T., 622 N.E.2d 166, 168 (Ind. 1993). The statutory grounds on which Natare seeks attorney fees are sections 34-57-2-13(a) and 34-57-2-14(a) of the Act. They provide: Upon application of a party, the court shall vacate an award where: (1) the award was procured by corruption or fraud; (2) there was evident partiality by an arbitrator ap- pointed as a neutral or corruption in any of the arbitrators or mis- conduct prejudicing the rights of any party; (3) the arbitrators exceeded their powers and the award can not be corrected without affecting the merits of the decision upon the controversy submitted; (4) the arbitrators refused to postpone the hearing upon sufficient cause being shown therefor or refused to hear evidence 1 As its name suggests, the Indiana Uniform Arbitration Act is based on a national model developed by the National Conference of Commissioners on Uniform State Laws, an organization consisting of judges, law professors, and other legal experts from throughout the country, including Indiana. Many states have
  • 11. adopted the Uniform Arbitration Act. Prefatory Note to Uniform Arbitration Act, 7 U.L.A. 2 (2000). Among the advantages of uniformity is that the decisions of the courts in other adopting states are avail- able to help us decide questions that arise under our Act. See I.C. § 34-57-2-21. 3 material to the controversy or otherwise so conducted the hearing, contrary to the provisions of section 6 [I.C. § 34-57-2-6] of this chapter, as to prejudice substantially the rights of a party; or (5) there was no arbitration agreement and the issue was not adversely determined in proceedings under section 3 [I.C. § 34-57-2-3] of this chapter (or IC 34-4-2-3 before its repeal), and the party did not participate in the arbitration hearing without rais- ing the objection; but the fact that the relief was such that it could not or would not be granted by a court of law or equity is not ground for vacating or refusing to confirm the award. I.C. § 34-57-2-13(a). Upon application made within ninety (90) days after mailing of a copy of
  • 12. the award to the applicant, the court shall modify or correct the award where: (1) there was an evident miscalculation of figures or an evident mistake in the description of any person, thing, or property referred to in the award; (2) the arbitrators have awarded upon a matter not submitted to them and the award may be corrected without affect- ing the merits of the decision upon the issues submitted; or (3) the award is imperfect in a matter of form, not af- fecting the merits of the controversy. I.C. § 34-57-2-14(a). We set forth these statutes in full primarily to emphasize the extremely limited scope that the Legislature has given courts in reviewing arbitration awards. Natare’s argument under the first of these subsections is that “the arbitrator exceeded his authority by refusing to apply the attorney fees and costs provision of the [settlement agreement] and the portion of the award ad- dressing attorneys fees and costs should be vacated pursuant to [Indiana Code section] 34-57-2- 13(a)(3).” Appellant’s Br. at 16. Its argument under the second
  • 13. of these subsections is that “[b]ecause the attorneys fees issues had not yet been submitted to him, . . . the arbitrator’s award may also be corrected pursuant to [Indiana Code section] 34-57- 2-14(a)(2).” Appellant’s Br. at 15 n.4. As to whether the arbitrator exceeded his authority such that Natare is entitled to relief under section 13(a)(3), the arbitrator clearly had the authority not to award attorney fees under 4 the terms of the settlement agreement if the arbitrator concluded that the amount of “reasonable attorney fees” to which Natare was entitled was zero. As such, Natare’s real argument here is that the arbitrator ignored or overlooked his responsibility under the settlement agreement to make a determination of what amount of attorney fees, if any, was reasonable in these circum- stances.
  • 14. In the trial court, Judge Kenneth H. Johnson analyzed this argument and concluded as follows: The court finds that the Arbitrator did not exceed his power in making this award. Natare argues that the contract language mandates an award of attorney fees, the arbitrator having found that a contractual breach occurred such that the liquidated damages provision was applicable. Natare hypothesizes that the arbi- trator either did not consider the contract language or when making his award, a result of this, the second round of arbitration between these parties, forgot to take the language into consideration. As the parties readily recognize, the disputes between these parties have been ongoing and drawn out over many years. As a matter of fact, as noted above, the arbitration award that forms the basis of the instant motion, is the result of a second arbitration between these parties and before the same arbitrator. The argument that after such protracted proceedings resulting in two detailed reasoned awards such as these, that this arbitrator did not take into account what Natare has characterized as mandatory contract language, is simply not persuasive. Natare is
  • 15. not entitled to a correction o[r] modification of the arbitration award pursuant to [Indiana Code section] 34-57-2-13. App. at 26-27. We see little in Judge Johnson’s analysis that we can improve upon. The facts and cir- cumstances of this arbitration clearly point to the arbitrator having exercised his responsibility to consider whether the award of any attorney fees was reasonable here. Without indulging in speculation as to any particular reason or reasons, it is enough to say that there are a number of plausible explanations for why the arbitrator could conclude that the reasonable amount of attor- ney fees in this circumstance was zero. 5 As to whether the arbitrator “awarded upon a matter not submitted” to him such that Na- tare is entitled to relief under section 14(a)(2), we note that this argument is advanced on appeal
  • 16. in a single-sentence footnote without supporting argument or authority in apparent contravention of Indiana Appellate Rule 46(A)(8)(a). Appellant’s Br. at 15 n.4. Nevertheless, Judge Johnson specifically addressed this contention and again we find his analysis dispositive: In fact, although finding that Natare was entitled to an award of $5000 un- der the liquidated damages clause of the Settlement Agreement (Paragraph 2 of the Award dated January 14, 2004) the arbitrator also found th[at] Natare’s claim for actual damages was denied (Paragraph 1 of the Award). He further found that neither party was entitled to recover attorney fees (Paragraph 3), that the parties would bear their own costs with respect to this matter (Paragraph 4) and . . . all other claims that were not specifically addressed were denied (Paragraph 5.). It is clear that the issue of attorney fees was submitted to the arbitrator and that he clearly understood that it had been as he made a specific finding to that ef- fect. It is also clear that Mr. Pitt, in light of his other determinations as set forth above, determined that neither party, as a matter of law, [was] entitled to an award of attorney fees and that no further proceedings were necessary
  • 17. to complete this arbitration. Natare is not entitled to a correction or modification of the arbitration award pursuant to [Indiana Code section] 34-57-2-14(a)(2). App. at 27-28. Conclusion Having previously granted transfer, we now affirm the judgment of the trial court. Shepard, C.J., and Dickson, Boehm, and Rucker, JJ., concur. 6 In theIndiana Supreme Court