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Tool Box Training – Criticality Assessment
 
“Making the right decision at the right time” 
 
The main purpose of a criticality assessment is                               b. Criticality on the other hand speaks to the 
CONSENSUS.                                                                       combination of importance and failure rate.  
                                                                                 This creates a scenario whereby one 
When it comes to the allocation of resources,                                    machine may in fact rank lower on the 
interdepartmental consensus with respect to asset                                importance scale, but as a result of an 
criticality is one of the cornerstones upon which                                increased failure rate, actually rank higher on 
interdepartmental relationships are built. The other                             the criticality assessment. 
cornerstones are common goals and mutual respect.                      
                                                                      Guiding Principles 
What is Criticality and Why is it so Important? 
                                                                      1. The criticality ranking isn’t merely an academic 
A Criticality Assessment is a process for determining the                exercise.  It is a necessary part of managing a group 
relative ranking of items in a system. The purpose of                    of assets when there isn’t an unlimited supply of 
ranking the items is to determine which items get                        resources.  
preferential treatment with respect to resource                       2. The criticality ranking enables the allocation of these 
allocation.                                                              scarce resources in such a way as to affect the most 
                                                                         positive impact on the production capacity of the 
In the industrial setting, these items are generally assets              facility.
and the resources are labor, materials and schedule                   3. Examples of this enabling can be seen in the 
priority.                                                                development of job plans, the scheduling of work 
                                                                         and the machines that are chosen to be on the 
                                                                         preventive maintenance and predictive maintenance 
                                                                         programs.    
                                                                      4. The categories of questions for a criticality 
                                                                         assessment typically include: production, 
                                                                         maintenance, safety, procurement, engineering, etc.  
                                                                         The answer to the questions from these different 
                                                                         categories creates a numerical ranking, 
                                                                         differentiating one asset from another. 
                                                                                    
                                                                      Proper Design of a Criticality Assessment 
                                                                      System 
General Rules which must be followed:                                     
                                                                      1. The proper design of a criticality assessment system 
1. The criticality assessment process is accomplished by 
                                                                         begins with a discussion of what items are to be 
   asking a series of questions which represent the 
                                                                         assessed.  
   interests of different aspects of the operation. 
                                                                      2.  Assessments are usually performed at either of 
2. There is a very common misconception about the 
                                                                         three levels: system, asset or failure mode.   
   use of the words criticality and the word 
                                                                      3. System criticality is often performed first at plants 
   importance.  The misconception is that they are 
                                                                         that have no criticality assessment at all 
   synonyms.  This is not the case.  They are not 
                                                                      4.  At these facilities it is oftentimes unclear as to which 
   synonyms.  They are related, but not the same.   
                                                                         systems are most mission critical.   
       a. Importance speaks to precisely the common 
                                                                         5. Different people in the facility will all have their 
            definition of the term.  Assets whose fail 
                                                                              own ideas, but these ideas are often in conflict.  
            more immediately and/or more severely 
                                                                              This creates tension when it comes time for 
            impacts the desired state are said to be the 
                                                                              resource allocation.  Tension created by the 
            most important.   
                                                               Page 1 of 3                                                    GPAllied
                                                                                                                     4200 Faber Place 
                                      “In most companies everything is critical depending on the                Charleston, SC 29405 
                                                       day and the manager”                                     Office (843) 414‐5760 
                          
                                                                                                                  Fax (843) 414‐5779
For more questions send your email to: rsmith@gpallied.com 
Tool Box Training – Criticality Assessment
 
“Making the right decision at the right time” 
 
       constant tug‐of‐war for valuable resources like                  another.  Or another way to say this is to determine 
       manpower and money for repairs.                                  the differentiating factors that each machine 
    6. A system level criticality assessment will usually               possesses. Some of those differentiating factors are 
       draw out some of these conflicting views and                     discussed below. 
       quickly provide a scenario whereby consensus is                       
       drawn and the path forward becomes a lot                      Asset maintainability 
       clearer.                                                         a. Differentiate machines based on their 
                                                                            maintainability.  All other things being equal… 
    Taking it to the Failure Mode Level                                 b. Assets that do not require a ladder to work on 
    (Failure Mode – “how something fails”)                                  should score lower on criticality than those that 
                                                                            do. 
                                                                        c. Assets that have standardized parts should score 
                                                                            lower on criticality than those that do not. 
                                                                        d. Assets that have more modern control systems 
                                                                            on them should score lower than those that do. 
                                                                      
                                                                     Redundant equipment 
     
                                                                        a. Redundancy, the bane of any reliability engineer 
    a. There always exists, in every plant, a group of 
                                                                            when it comes to criticality assessment.  Do I 
       assets which, by means of their importance and 
                                                                            score it exactly the same as the in‐line spare or 
       their failure rate, are the most critical in the 
                                                                            do I score it differently? 
       plant. 
                                                                        b. The question remains, is the criticality ranking 
    b.  These assets are generally referred to as the bad 
                                                                            index number supposed to be the same for two 
       actors. 
                                                                            identical assets who act as each other’s in‐line 
    c.  They earn their moniker by the amount of 
                                                                            spare? 
       headaches they cause plant operations. 
                                                                        c. It depends on the operating philosophy of the 
    d.  For these assets, more detail is required in the 
                                                                            asset owners.   
       criticality assessment. 
                                                                        d. We assume two identical assets wear at the 
    e.  This time, the criticality assessment will jump 
                                                                            same rate so asset criticality ranking is simple. 
       straight to the failure mode level. 
                                                                        e. This is not the case for as much as 89% of the 
    f.  This assessment process is known as Failure 
                                                                            failures because they are random.  Admittedly, 
       Mode Effects and Criticality Assessment or more 
                                                                            there are specific situations where wear has a 
       simply FMECA.  
                                                                            direct correlation to time in operation.   
    g. A FMECA should be performed on the assets that 
                                                                      
       ranked in the top 5‐20% of the asset criticality 
       assessment.                                                   Analysis of the Criticality Assessment Results 
                                                                         a. During the criticality assessment process, 
    h. FMECA is a vital part of understanding 
                                                                            analysis of the results should take place on a 
       machinery failures and developing effective and 
                                                                            very regular basis to ensure that a quality result 
       efficient equipment maintenance plans (EMP). 
                                                                            is being produced.  
 
                                                                         b. An excellent way to quickly determine the 
Performing the Criticality Assessment 
                                                                            quality of the assessment is to consider the 
         
                                                                            shape of a frequency distribution graph of the 
    1. Differentiating Factors 
                                                                            results.   
    As you start your journey to perform a criticality 
                                                                             
    assessment on the equipment in your facility, keep in 
                                                                             
    mind that the way to accomplish this is to focus on 
                                                                             
    what makes one piece of equipment different from 
                                                              Page 2 of 3                                                   GPAllied
                                                                                                                   4200 Faber Place 
                                     “In most companies everything is critical depending on the               Charleston, SC 29405 
                                                      day and the manager”                                    Office (843) 414‐5760 
                         
                                                                                                                Fax (843) 414‐5779
For more questions send your email to: rsmith@gpallied.com 
Tool Box Training – Criticality Assessment
 
“Making the right decision at the right time” 
 
            c. A study in the analysis of the results of a                   the frequency at which they are going to be 
               criticality assessment is something of a                      performed, by whom and how long each task will 
               study in statistics.                                          take. 
                                                                                             
                                                                             The determination of the amount of PM and PdM 
                                                                             that will be performed is largely a function of 
                                                                             criticality.  For the top 5‐20% of the asset base, the 
                                                                             failure mode criticality will determine the PM and 
                                                                             PdM tasks to be performed.  For the balance of 
                                                                             plant, the asset criticality will be the deciding 
                                                                             factor. 
                                                                                   
                  Example of QA/QC Results                                3. Maintenance, Repair and Operational (MRO) 
                                                                             Supplies 
            d. A qualitative study, but a study none the                     Like determining the EMP, criticality plays a very 
               less.  It is labeled qualitative due to the                   large role in determining MRO supplies stocking 
               fact that the shape of the distribution is                    levels.  
               studied to determine whether or not,                           
               the questions and answers were                                Assets with higher criticality ranking warrant higher 
               structured to adequately reflect the true                     levels of in‐stock parts.  While the EMP is in place to 
               nature of the inter‐relationship of the                       guard against unplanned downtime, surprises 
               assets in the facility.                                       happen as a result of random acts creating 
                                                                             machinery failure. When these arise, the most 
Using the Criticality Assessment Results                                     critical assets will need ready access to spare parts. 
                                                                              
        Having finished the criticality assessment                        Ongoing Management of the Criticality 
        process, what is to be done with the results?  It                 Assessment Database 
        wasn’t merely an academic exercise.                                
                                                                              The criticality ranking database should be a living 
        The results have a variety of specific uses, all of                   document.  Living document means it has to be 
        which fall into one encompassing category,                            updated as changes to the environment happen.   
        resource allocation.                                                   
                                                                              These changes could be as large as a shift in the 
    1. Resource Allocation                                                    market or as small as a change in the failure rate of a 
       Resource allocation, with respect to                                   machine as the result of a root cause analysis (RCA) 
       maintenance and reliability, is the process of                         effort.  Either way, for the criticality assessment to 
       managing to use of time, labor, parts, materials                       remain a valid tool to be used for resource 
       and tools to increase the conditional probability                      allocation, it has to be kept up to date.  
       of reliable operation.                                                  
                                                                              The reliability engineer would typically be 
    2. Equipment Maintenance Plan                                             responsible for changes to an individual machine’s 
       The equipment maintenance plan (EMP) is a list                         criticality assessment.   
       of the preventive maintenance (PM) and                                  
       predictive maintenance (PdM) tasks that are                            Changes to the entire criticality database, as a result 
       going to be performed on the asset base,                               of a drastic shift in the business market would 
                                                                              require the criticality assessment team to reconvene.

                                                                   Page 3 of 3                                                    GPAllied
                                                                                                                         4200 Faber Place 
                                       “In most companies everything is critical depending on the                   Charleston, SC 29405 
                                                        day and the manager”                                        Office (843) 414‐5760 
                          
                                                                                                                      Fax (843) 414‐5779
For more questions send your email to: rsmith@gpallied.com 

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Tool Box Talk - Identifying Equipment Criticality (begin the conversation)

  • 1. Tool Box Training – Criticality Assessment   “Making the right decision at the right time”    The main purpose of a criticality assessment is  b. Criticality on the other hand speaks to the  CONSENSUS.    combination of importance and failure rate.     This creates a scenario whereby one  When it comes to the allocation of resources,  machine may in fact rank lower on the  interdepartmental consensus with respect to asset  importance scale, but as a result of an  criticality is one of the cornerstones upon which  increased failure rate, actually rank higher on  interdepartmental relationships are built. The other  the criticality assessment.  cornerstones are common goals and mutual respect.      Guiding Principles  What is Criticality and Why is it so Important?    1. The criticality ranking isn’t merely an academic  A Criticality Assessment is a process for determining the  exercise.  It is a necessary part of managing a group  relative ranking of items in a system. The purpose of  of assets when there isn’t an unlimited supply of  ranking the items is to determine which items get  resources.   preferential treatment with respect to resource  2. The criticality ranking enables the allocation of these  allocation.    scarce resources in such a way as to affect the most    positive impact on the production capacity of the  In the industrial setting, these items are generally assets  facility. and the resources are labor, materials and schedule  3. Examples of this enabling can be seen in the  priority.  development of job plans, the scheduling of work  and the machines that are chosen to be on the  preventive maintenance and predictive maintenance  programs.     4. The categories of questions for a criticality  assessment typically include: production,  maintenance, safety, procurement, engineering, etc.   The answer to the questions from these different  categories creates a numerical ranking,  differentiating one asset from another.    Proper Design of a Criticality Assessment  System  General Rules which must be followed:    1. The proper design of a criticality assessment system  1. The criticality assessment process is accomplished by  begins with a discussion of what items are to be  asking a series of questions which represent the  assessed.   interests of different aspects of the operation.  2.  Assessments are usually performed at either of  2. There is a very common misconception about the  three levels: system, asset or failure mode.    use of the words criticality and the word  3. System criticality is often performed first at plants  importance.  The misconception is that they are  that have no criticality assessment at all  synonyms.  This is not the case.  They are not  4.  At these facilities it is oftentimes unclear as to which  synonyms.  They are related, but not the same.    systems are most mission critical.    a. Importance speaks to precisely the common  5. Different people in the facility will all have their  definition of the term.  Assets whose fail  own ideas, but these ideas are often in conflict.   more immediately and/or more severely  This creates tension when it comes time for  impacts the desired state are said to be the  resource allocation.  Tension created by the  most important.    Page 1 of 3  GPAllied 4200 Faber Place  “In most companies everything is critical depending on the Charleston, SC 29405  day and the manager”   Office (843) 414‐5760    Fax (843) 414‐5779 For more questions send your email to: rsmith@gpallied.com 
  • 2. Tool Box Training – Criticality Assessment   “Making the right decision at the right time”    constant tug‐of‐war for valuable resources like  another.  Or another way to say this is to determine  manpower and money for repairs.    the differentiating factors that each machine  6. A system level criticality assessment will usually  possesses. Some of those differentiating factors are  draw out some of these conflicting views and  discussed below.  quickly provide a scenario whereby consensus is    drawn and the path forward becomes a lot  Asset maintainability  clearer.  a. Differentiate machines based on their    maintainability.  All other things being equal…  Taking it to the Failure Mode Level  b. Assets that do not require a ladder to work on  (Failure Mode – “how something fails”)  should score lower on criticality than those that    do.  c. Assets that have standardized parts should score  lower on criticality than those that do not.  d. Assets that have more modern control systems  on them should score lower than those that do.      Redundant equipment    a. Redundancy, the bane of any reliability engineer  a. There always exists, in every plant, a group of  when it comes to criticality assessment.  Do I  assets which, by means of their importance and  score it exactly the same as the in‐line spare or  their failure rate, are the most critical in the  do I score it differently?  plant.  b. The question remains, is the criticality ranking  b.  These assets are generally referred to as the bad  index number supposed to be the same for two  actors.  identical assets who act as each other’s in‐line  c.  They earn their moniker by the amount of  spare?  headaches they cause plant operations.  c. It depends on the operating philosophy of the  d.  For these assets, more detail is required in the  asset owners.    criticality assessment.  d. We assume two identical assets wear at the  e.  This time, the criticality assessment will jump  same rate so asset criticality ranking is simple.  straight to the failure mode level.  e. This is not the case for as much as 89% of the  f.  This assessment process is known as Failure  failures because they are random.  Admittedly,  Mode Effects and Criticality Assessment or more  there are specific situations where wear has a  simply FMECA.   direct correlation to time in operation.    g. A FMECA should be performed on the assets that    ranked in the top 5‐20% of the asset criticality  assessment. Analysis of the Criticality Assessment Results  a. During the criticality assessment process,  h. FMECA is a vital part of understanding  analysis of the results should take place on a  machinery failures and developing effective and  very regular basis to ensure that a quality result  efficient equipment maintenance plans (EMP).  is being produced.     b. An excellent way to quickly determine the  Performing the Criticality Assessment  quality of the assessment is to consider the    shape of a frequency distribution graph of the  1. Differentiating Factors  results.    As you start your journey to perform a criticality    assessment on the equipment in your facility, keep in    mind that the way to accomplish this is to focus on    what makes one piece of equipment different from  Page 2 of 3  GPAllied 4200 Faber Place  “In most companies everything is critical depending on the Charleston, SC 29405  day and the manager”   Office (843) 414‐5760    Fax (843) 414‐5779 For more questions send your email to: rsmith@gpallied.com 
  • 3. Tool Box Training – Criticality Assessment   “Making the right decision at the right time”    c. A study in the analysis of the results of a  the frequency at which they are going to be  criticality assessment is something of a  performed, by whom and how long each task will  study in statistics.    take.      The determination of the amount of PM and PdM  that will be performed is largely a function of  criticality.  For the top 5‐20% of the asset base, the  failure mode criticality will determine the PM and  PdM tasks to be performed.  For the balance of  plant, the asset criticality will be the deciding  factor.      Example of QA/QC Results  3. Maintenance, Repair and Operational (MRO)    Supplies  d. A qualitative study, but a study none the  Like determining the EMP, criticality plays a very  less.  It is labeled qualitative due to the  large role in determining MRO supplies stocking  fact that the shape of the distribution is  levels.   studied to determine whether or not,    the questions and answers were  Assets with higher criticality ranking warrant higher  structured to adequately reflect the true  levels of in‐stock parts.  While the EMP is in place to  nature of the inter‐relationship of the  guard against unplanned downtime, surprises  assets in the facility.  happen as a result of random acts creating  machinery failure. When these arise, the most  Using the Criticality Assessment Results  critical assets will need ready access to spare parts.      Having finished the criticality assessment  Ongoing Management of the Criticality  process, what is to be done with the results?  It  Assessment Database  wasn’t merely an academic exercise.        The criticality ranking database should be a living  The results have a variety of specific uses, all of  document.  Living document means it has to be  which fall into one encompassing category,  updated as changes to the environment happen.    resource allocation.    These changes could be as large as a shift in the  1. Resource Allocation  market or as small as a change in the failure rate of a  Resource allocation, with respect to  machine as the result of a root cause analysis (RCA)  maintenance and reliability, is the process of  effort.  Either way, for the criticality assessment to  managing to use of time, labor, parts, materials  remain a valid tool to be used for resource  and tools to increase the conditional probability  allocation, it has to be kept up to date.   of reliable operation.        The reliability engineer would typically be  2. Equipment Maintenance Plan  responsible for changes to an individual machine’s  The equipment maintenance plan (EMP) is a list  criticality assessment.    of the preventive maintenance (PM) and    predictive maintenance (PdM) tasks that are  Changes to the entire criticality database, as a result  going to be performed on the asset base,   of a drastic shift in the business market would  require the criticality assessment team to reconvene. Page 3 of 3  GPAllied 4200 Faber Place  “In most companies everything is critical depending on the Charleston, SC 29405  day and the manager”   Office (843) 414‐5760    Fax (843) 414‐5779 For more questions send your email to: rsmith@gpallied.com