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QUINTO CONVEGNO
NAZIONALE
SUL PARTICOLATO
ATMOSFERICO

Interconfronto europeo
per modelli a recettore:
risultati preliminari

(Perugia 16-18 May 2012)
F. KARAGULIAN, C.A. Belis, F. Amato, D.C.S. Beddows, V. Bernardoni, S. Carbone, D. Cesari, E.
Cuccia, D. Contini, O. Favez, I. El Haddad, R.M. Harrison, T. Kammermeier, M.Karl, F. Lucarelli,
S.Nava, J. K. Nøjgaard, M. Pandolfi, M.G. Perrone, J.E. Petit, A. Pietrodangelo, P. Prati, A.S.H.
Prevot, U. Quass, X. Querol, D. Saraga, J. Sciare, A. Sfetsos, G. Valli, R. Vecchi, M. Vestenius, J.J.
Schauer, J.R. Turner, P. Paatero, P.K. Hopke

Joint Research Centre – IES - ACU
Real world data base (DB) choice

Site Location:
St. Louis Supersite (USA)

 Merged two DBs with inorganic
and organic data with different
time resolution
(every day vs. every 6th day)
 DB contained 178 samples
spanning two years
 Missing values and values BDL
were already treated in
the inorganic DB,
but not in the organic DB.
Some data treatment was
asked to the participants

•MISSOURI

•ILLINOIS
Intercomparison participants

ORGANIZATION

COUNTRY

IDAEA CSIC

SPAIN

Univ. Aahrus

DENMARK

University of Genoa

ITALY

Finnish Meteorological Institute

FINLAND

INERIS/LSCE

FRANCE

University of Birmingham

UNITED KINGDOM

Norwegian Institute for Air Research
(NILU)

NORWAY

Department of Physics University of
Florence

ITALY

University of Milan Bicocca

ITALY

C.N.R. Institute for Atmospheric Pollution
Research

ITALY

IUTA e.V.

GERMANY

NCSR Demokritos, Environmental Research
Laboratory

GREECE

Dept. of Physics - University of Milan

ITALY

Paul Scherrer Institut Laboratory of
Atmospheric Chemistry

SWITZERLAND

C.N.R - I.S.A.C.

ITALY

JOINT RESEARCH CENTRE

UE

MODEL
PMF3-EPA
PMF-2
CMB
APCS
COPREM
ME-2
PCA
TOTAL

SOLUTIONS
8
6
4
1
1
1
1
22

16 PARTICIPANTS
DB compostion:
mass concentrations of species
and uncertainties
OCT
OC1
OC2
OC3
OC4
OP
ECT
EC1m
EC2
EC3
SO4
NO3
NH4
Al
As
Ba
Ca
Co
Cr
Cu
Fe
Hg
K
Mn
Ni
P
Pb
Rb
Se
Si
Sr
Ti
V
Zn
Zr

INORGANIC DB
From June 2001 – May 2003
24h samples collected every day
Reference
Lee, J. H., P. K. Hopke, and J. R. Turner (2006),
Source identification of airborne PM2.5 at the St.
Louis-Midwest Supersite,J. Geophys. Res., 111,
D10S10,

indeno(cd)pyrene
benzo(ghi)perylene
benz(a)anthracene
benzo(a)pyrene
fluoranthene
pyrene

ORGANIC DB
From May 2001 – July 2003
24h samples collected every day
Reference

coronene
benzo(b,k)fluoranthene
benzo(e)pyrene
benzo(j)fluoranthene
dibenz[a,h]anthracene
levoglucosan

Jaeckels JM, Bae M.S., Schauer JJ
(2007) Positive matrix factorization
Analysis of molecular markers
measurements to quantify the sources
of organic aerosols. EST. 41-5763

Structure of errors:
inorganic ions: high uncertainty
Co, Cr, Hg, Ni, Rb, Ti, Va, Zr have many missing values
Ca, Fe, Zn, K uncertainties below 5%
there were differen MDLs, probably due to different
analytical batches
 PAHs presented many BDL values.




Purpose of the work

 Participants performed receptor modeling using one or more model approach

 Complete DB with uncertainties was provided to each participant
- MDLs and analytical uncertainties were provided to allow estimation of uncertainties
(upon participant’s choice)
- Emission inventory and source profiles (SPECIATE) were provided for CMB’s users
According to participants’ results, 15 source types
were identified and compared

Biomass burning
Gasoline
Diesel
Brakes
Traffic
Dust
Sulphates
Nitrates
Zn Smelter
Cu metallurgy
Pb smelter
Steel processing
Industry & Combustion
Ship emissions
Secondary inorganic sources
• Preliminary Test:
• evaluate if the factors within each source
category are homogeneous
• Proficiency test:
• evaluate if the quantitative source contribution
estimations (SCE) fall within an established
quality objective
Summary preliminary test

Test to identify the correspondence of
participants factor profiles to each source category

FACTORS
Pearson raw data and log transformed
and weighted difference (WD)

FACTOR VS MEASURED SOURCES
Pearson raw data and log transformed
and weighted difference (WD)

If 4 out of 7 tests were nor meet
then
factor was considered dubious

CONTRIBUTIONS (TIME TRENDS)
Pearson raw data
Z’(SCE)
New methodology to compare
different chemical profiles
Participants’
performance

Model
paerformance
INTER-COMPARISON methodology I:

R
max

1.0

1.0

0.6

0.6

0.0

0.0
NOT OK

OK
INTER-COMPARISON methodology I:
Weighted difference (WDij)

1. Weighted difference (WD) between two factors was calculated using
the following equation:

WDij = 1/n

n

∑

xia − x ja

a =1

2
s ia + s 2
ja

where xi and xj are the relative concentrations of the n species in the
profiles i and j, respectively, and si and sj are their uncertainties.

2. The range of acceptability for the

weighted difference was set between
0 and 2.
4.0

WDij

4.0

3.0

3.0

2.0

2.0
1.0
0.0

1.0
0.0
OK

NOT OK
Proficiency test (ISO 13528)



Defining an assigned (reference) value X (source contribution estimation SCE) and its
uncertainty uX as reference value to compare with participant’s run average xi.

z' (SCE) =


xi − X

(

u2 + σ p X
X

)2

Defining the standard deviation for proficiency assessment (σ p) as criterion to
‘
evaluate participants’ performance (ISO 13528) (σ p = 50%, total mass annual mean)

 SCE of participant’s source profile are optimal if:

z ‘≤ 1

“OK”

 considered coherent and satisfactory if:

1 < z ‘≤ 2

“acceptable”

 results are considered questionable if:

2 < z ‘≤ 3

“Warning”

 results are unsatisfactory if:

‘

z >3

“Action”
Preliminary screening

number number of
of factors participants
6
4
7
2
8
4
9
4
10
2
11
3
12
2
13
1

EPA PMF-3.0 PMF-2
8

6

PCA

ME-2

COPREM

CMB

APCS

1

1

1

4

1

average number of solution ranged from 7 and 11

PMF-3 = EPA PMF 3.0
No tri-linear PMF model!!!!
Modeled PM2.5 mass vs measured PM2.5 mass

PM total mass = 18000 ng/m3

high intercept and low slope

0.8 < R2 < 1
0.7 < R2 < 0.8
R2 < 0.7

High intercept and high slope

Low intercept and slope close to 1
Source Categories

Sources categories identified by the majority of the participants:
1. Biomass Burning (22),
2. Dust - Re-Suspended Soil (21),
3. Traffic (16),
4. Industry & Combustion (16)
5. Cu metallurgy (14)
6. Zn-smelter (11),
7.Sulphates (10)
8. Nitrates, Diesel (9)
9. Pb-smelter, Steel, Secondary (8)
10. Gasoline, Brakes, ships (<=6)
PARTICIPANTS’ Z’(SCE)
all factors grouped by category

action
warning
acceptable
OK
MODEL Z’(SCE)
all factors grouped by category

action
warning
6

7

acceptable

54
7

6
64

12

OK
PARTICIPANTS’ Z’(SCE)
factors grouped by category:

Excluded no-matching factors

action
warning
acceptable
OK
PARTICIPANTS’ Z’(SCE)
factors grouped by category

Excluded no-matching factors

action
warning

6

6

57

7

acceptable

8

68
13

OK
Conclusion I

1) The methodology used for the evaluation of the IE appears
effective to test the comparability between factors in terms of
both chemical composition and time trend.
2) The weighted difference is useful to provide an independent
estimation of the comparability between factors and makes it
possible to check if the uncertainties have been correctly
estimated.
3) There is a reasonable quantitative agreement between SCE. 90%
of the factors meet the acceptability criteria (OK or acceptable).
4) The participant bias in the SCEs appears to be consistent with the
50% maximum uncertainty acceptability criterion used in this
evaluation.
Conclusion II

6) Many of the factors are comparable with those reported by Lee &
Hopke in the original publication of results using only inorganic
species.
7) There is a considerable variability in the number of factors identified
by participants.
8) Some models were used by only one or two participants, therefore it
is not possible to draw conclusions about the performace of these
models.
9) The noise of the experimental data, the variety of methodological
approaches and the little knowledge about the sampling site shall be
taken into account when interpreting the intercomparison outcome.
Grazie a tutti!

karafede@hotmail.com
karafede75@gmail.com

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Interconfronto Europeo Particolato Atmosferico

  • 1. QUINTO CONVEGNO NAZIONALE SUL PARTICOLATO ATMOSFERICO Interconfronto europeo per modelli a recettore: risultati preliminari (Perugia 16-18 May 2012) F. KARAGULIAN, C.A. Belis, F. Amato, D.C.S. Beddows, V. Bernardoni, S. Carbone, D. Cesari, E. Cuccia, D. Contini, O. Favez, I. El Haddad, R.M. Harrison, T. Kammermeier, M.Karl, F. Lucarelli, S.Nava, J. K. Nøjgaard, M. Pandolfi, M.G. Perrone, J.E. Petit, A. Pietrodangelo, P. Prati, A.S.H. Prevot, U. Quass, X. Querol, D. Saraga, J. Sciare, A. Sfetsos, G. Valli, R. Vecchi, M. Vestenius, J.J. Schauer, J.R. Turner, P. Paatero, P.K. Hopke Joint Research Centre – IES - ACU
  • 2. Real world data base (DB) choice Site Location: St. Louis Supersite (USA)  Merged two DBs with inorganic and organic data with different time resolution (every day vs. every 6th day)  DB contained 178 samples spanning two years  Missing values and values BDL were already treated in the inorganic DB, but not in the organic DB. Some data treatment was asked to the participants •MISSOURI •ILLINOIS
  • 3. Intercomparison participants ORGANIZATION COUNTRY IDAEA CSIC SPAIN Univ. Aahrus DENMARK University of Genoa ITALY Finnish Meteorological Institute FINLAND INERIS/LSCE FRANCE University of Birmingham UNITED KINGDOM Norwegian Institute for Air Research (NILU) NORWAY Department of Physics University of Florence ITALY University of Milan Bicocca ITALY C.N.R. Institute for Atmospheric Pollution Research ITALY IUTA e.V. GERMANY NCSR Demokritos, Environmental Research Laboratory GREECE Dept. of Physics - University of Milan ITALY Paul Scherrer Institut Laboratory of Atmospheric Chemistry SWITZERLAND C.N.R - I.S.A.C. ITALY JOINT RESEARCH CENTRE UE MODEL PMF3-EPA PMF-2 CMB APCS COPREM ME-2 PCA TOTAL SOLUTIONS 8 6 4 1 1 1 1 22 16 PARTICIPANTS
  • 4. DB compostion: mass concentrations of species and uncertainties OCT OC1 OC2 OC3 OC4 OP ECT EC1m EC2 EC3 SO4 NO3 NH4 Al As Ba Ca Co Cr Cu Fe Hg K Mn Ni P Pb Rb Se Si Sr Ti V Zn Zr INORGANIC DB From June 2001 – May 2003 24h samples collected every day Reference Lee, J. H., P. K. Hopke, and J. R. Turner (2006), Source identification of airborne PM2.5 at the St. Louis-Midwest Supersite,J. Geophys. Res., 111, D10S10, indeno(cd)pyrene benzo(ghi)perylene benz(a)anthracene benzo(a)pyrene fluoranthene pyrene ORGANIC DB From May 2001 – July 2003 24h samples collected every day Reference coronene benzo(b,k)fluoranthene benzo(e)pyrene benzo(j)fluoranthene dibenz[a,h]anthracene levoglucosan Jaeckels JM, Bae M.S., Schauer JJ (2007) Positive matrix factorization Analysis of molecular markers measurements to quantify the sources of organic aerosols. EST. 41-5763 Structure of errors: inorganic ions: high uncertainty Co, Cr, Hg, Ni, Rb, Ti, Va, Zr have many missing values Ca, Fe, Zn, K uncertainties below 5% there were differen MDLs, probably due to different analytical batches  PAHs presented many BDL values.    
  • 5. Purpose of the work  Participants performed receptor modeling using one or more model approach  Complete DB with uncertainties was provided to each participant - MDLs and analytical uncertainties were provided to allow estimation of uncertainties (upon participant’s choice) - Emission inventory and source profiles (SPECIATE) were provided for CMB’s users According to participants’ results, 15 source types were identified and compared Biomass burning Gasoline Diesel Brakes Traffic Dust Sulphates Nitrates Zn Smelter Cu metallurgy Pb smelter Steel processing Industry & Combustion Ship emissions Secondary inorganic sources
  • 6. • Preliminary Test: • evaluate if the factors within each source category are homogeneous • Proficiency test: • evaluate if the quantitative source contribution estimations (SCE) fall within an established quality objective
  • 7. Summary preliminary test Test to identify the correspondence of participants factor profiles to each source category FACTORS Pearson raw data and log transformed and weighted difference (WD) FACTOR VS MEASURED SOURCES Pearson raw data and log transformed and weighted difference (WD) If 4 out of 7 tests were nor meet then factor was considered dubious CONTRIBUTIONS (TIME TRENDS) Pearson raw data Z’(SCE) New methodology to compare different chemical profiles Participants’ performance Model paerformance
  • 9. INTER-COMPARISON methodology I: Weighted difference (WDij) 1. Weighted difference (WD) between two factors was calculated using the following equation: WDij = 1/n n ∑ xia − x ja a =1 2 s ia + s 2 ja where xi and xj are the relative concentrations of the n species in the profiles i and j, respectively, and si and sj are their uncertainties. 2. The range of acceptability for the weighted difference was set between 0 and 2. 4.0 WDij 4.0 3.0 3.0 2.0 2.0 1.0 0.0 1.0 0.0 OK NOT OK
  • 10. Proficiency test (ISO 13528)  Defining an assigned (reference) value X (source contribution estimation SCE) and its uncertainty uX as reference value to compare with participant’s run average xi. z' (SCE) =  xi − X ( u2 + σ p X X )2 Defining the standard deviation for proficiency assessment (σ p) as criterion to ‘ evaluate participants’ performance (ISO 13528) (σ p = 50%, total mass annual mean)  SCE of participant’s source profile are optimal if: z ‘≤ 1 “OK”  considered coherent and satisfactory if: 1 < z ‘≤ 2 “acceptable”  results are considered questionable if: 2 < z ‘≤ 3 “Warning”  results are unsatisfactory if: ‘ z >3 “Action”
  • 11. Preliminary screening number number of of factors participants 6 4 7 2 8 4 9 4 10 2 11 3 12 2 13 1 EPA PMF-3.0 PMF-2 8 6 PCA ME-2 COPREM CMB APCS 1 1 1 4 1 average number of solution ranged from 7 and 11 PMF-3 = EPA PMF 3.0 No tri-linear PMF model!!!!
  • 12. Modeled PM2.5 mass vs measured PM2.5 mass PM total mass = 18000 ng/m3 high intercept and low slope 0.8 < R2 < 1 0.7 < R2 < 0.8 R2 < 0.7 High intercept and high slope Low intercept and slope close to 1
  • 13. Source Categories Sources categories identified by the majority of the participants: 1. Biomass Burning (22), 2. Dust - Re-Suspended Soil (21), 3. Traffic (16), 4. Industry & Combustion (16) 5. Cu metallurgy (14) 6. Zn-smelter (11), 7.Sulphates (10) 8. Nitrates, Diesel (9) 9. Pb-smelter, Steel, Secondary (8) 10. Gasoline, Brakes, ships (<=6)
  • 14. PARTICIPANTS’ Z’(SCE) all factors grouped by category action warning acceptable OK
  • 15. MODEL Z’(SCE) all factors grouped by category action warning 6 7 acceptable 54 7 6 64 12 OK
  • 16. PARTICIPANTS’ Z’(SCE) factors grouped by category: Excluded no-matching factors action warning acceptable OK
  • 17. PARTICIPANTS’ Z’(SCE) factors grouped by category Excluded no-matching factors action warning 6 6 57 7 acceptable 8 68 13 OK
  • 18. Conclusion I 1) The methodology used for the evaluation of the IE appears effective to test the comparability between factors in terms of both chemical composition and time trend. 2) The weighted difference is useful to provide an independent estimation of the comparability between factors and makes it possible to check if the uncertainties have been correctly estimated. 3) There is a reasonable quantitative agreement between SCE. 90% of the factors meet the acceptability criteria (OK or acceptable). 4) The participant bias in the SCEs appears to be consistent with the 50% maximum uncertainty acceptability criterion used in this evaluation.
  • 19. Conclusion II 6) Many of the factors are comparable with those reported by Lee & Hopke in the original publication of results using only inorganic species. 7) There is a considerable variability in the number of factors identified by participants. 8) Some models were used by only one or two participants, therefore it is not possible to draw conclusions about the performace of these models. 9) The noise of the experimental data, the variety of methodological approaches and the little knowledge about the sampling site shall be taken into account when interpreting the intercomparison outcome.