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9/17/2012




   Protecting Software – Agencies Respond


                                            Kathleen Herrera McDonald
                                              Los Alamos National Laboratory
                                                             &
                                                     Aaron Gabriel Sauers
                                                      Idaho National Laboratory

                                                     Wednesday, Sept. 5, 2012

                                                                       UNCLASSIFIED          Slide 1

Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA

                                                                         LAUR    12-01613




So What? Who Cares? Why Software is
Important…
   A    brief overview  how GOCOs monetize software and extract value

                License software (commercially, non-commercially)  monetize

             Toolsto demonstrate capabilities and build user groups (BIP in CRADAs;
             develop SIP with exclusive rights in SIP improvements)

             Control          source and executable code

             Leverage             open source licenses to build user communities

             All
               of the above activities occur through copyright assertion permitted by
             DOE for GOCOs




                                                                       UNCLASSIFIED          Slide 2

Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA
                                                                         LAUR    12-01613




                                                                                                              1
9/17/2012




INL Software Successes
         RELAP5-3D
          •      Began in the 1960s
          •      Program sustained entirely by royalties
          •      License strategy – broad nonexclusive
          •      Royalties support a ‘help desk’ for end-
                 user technical support
         SOPHIA
          •      License strategy – Exclusive field-of-use
          •      Electronic download for beta-test
                 licenses prior to exclusive license for
                 distribution (still pending)




                                                                       UNCLASSIFIED         Slide 3

Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA




LANL Software Successes
         KIVA
          •      30 year legacy at LANL
          •      Pulled “in-house” for licensing 2 years ago
          •      Brand building (Wiki, LinkedIn, executable download)
          •      License strategy – broad nonexclusive
          •      Building program and collaborative network via DOE Office of
                 Vehicle Technologies

         GeniePro
          •      License strategy – exclusive field-of-use
          •      Digital Pathology & Geographic Information Systems
          •      Now a commercial product

         SOLVE/RESOLVE
          •      License strategy – broad nonexclusive
          •      Significant royalty generation; $10M NIH funding
          •      Part of consortium to leverage collaborative partners
                                                                       UNCLASSIFIED         Slide 4

Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA
                                                                       LAUR     12-01613




                                                                                                             2
9/17/2012




Benefits & Challenges – in the “Cloud”
         What is cloud computing? - The practice of using a network
          of remote servers hosted on the Internet to store, manage,
          and process data, rather than a local server (result of
          “virtualization)
         Used less for “scientific computing”, HPC etc.
         Used more for enterprise applications and business suites
         Agencies are on board with cloud computing for security and cost
          savings
          •      Advantages: configurable to your needs; network “up” more than “down”
          •      Disadvantages: it’s new and there are growing pains




                                                                       UNCLASSIFIED          Slide 5

Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA




Examples of “Cloud” Usage
         INL – email powered by Google enterprise cloud
         LANL - Infrastructure on Demand for operational/enterprise
          functions
         Tech Transfer Uses – customer relationship management
          (CRM) tools, IP management tools, etc.
          •      LANL IP database “virtualized” but no specific “cloud” usage at this time




                                                                       UNCLASSIFIED          Slide 6

Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA




                                                                                                              3
9/17/2012




Federal Agencies’ Use of “Cloud”
 CIA  – private clouds for hosting terabytes of data to analyze patterns in
 intelligence data*

 NASA’s   Nebula – an open source project now called OpenStack launched in
 mid-2010; agencies can use OpenStack to create private clouds, tapping APIs
 for sharing workloads with public clouds

 USDA   – Software as a Service (SaaS) deployment to provide Microsoft
 Exchange and other cloud apps to 120K employees and contractors; also
 deploying correspondence-tracking application on Force.com to log and monitor
 interactions with the agency’s constituents (replacing 20 different apps now
 used); also has USDA Connect, a private cloud for serves and storage within
 USDA




                                                                       UNCLASSIFIED                      Slide 7

Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA




Federal Agencies’ Use of “Cloud” cont’d
       US Marshals Service – created a private cloud for infrastructure functions
       (data center consolidation, server virtualization, etc.)

       DHS – rolling out 9 services (email, CRM, and a social platform based on
       Microsoft Sharepoint) and a “workplace as a service” to move agency to a
       “consumption-based services model” and away from buying and then trying
       to cobble together IT assets and resources
      DOE – NNSA and Office of Science
           o     NNSA – Infrastructure on Demand – virtual environment physically stored at 2 data centers
                 (started at LANL)

           o     Lawrence Berkeley Lab – high performance computing as a service – offered to researchers
                 from 2 CA data centers; LBL provides the software stack, the parallel computing user
                 environment, the job scheduler, and the expertise (2500 nodes, 18,000 processing cores,
                 $4M/year to operate)




                                                                       UNCLASSIFIED                      Slide 8

Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA




                                                                                                                          4
9/17/2012




Electronic Software Distribution @ LANL
          COpyright Disclosure Electronic System (CODES)




                                                                       UNCLASSIFIED          Slide 9

Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA
                                                                         LAUR 12-01613




Executable Downloads
 Marketing                 tool

 Instructional                  tool for universities

 Reduced                 functionality

 No  source code (use a separate
 license)

 Publicly available (no export
 control issues)




                                                                       UNCLASSIFIED         Slide 10

Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA
                                                                       LAUR     12-01613




                                                                                                              5
9/17/2012




Open Source Software
 License compatibility for commercial licenses and programmatic
 purposes (CASL example)

 GNU           GPL variety versus BSD variety

 How   federal agencies use OSS (no “copyright/title” required since more
 of a “contract” than an ownership issue
 ProCD  Inc. v. Zeidenberg, 86 F.3d 1447 (7th Cir. 1996) – Robert Padilla as chief patent counsel at NASA Ame’s Research
 Center identifies the holding in this case as the legal basis to support the enforceability of NASA’s contract rights. Judge
 Easterbrook held that rights that are created under contracts (like open source software licenses in Padilla’s interpretation)
 are not equivalent to rights granted under copyright…. Open source licenses are like quasi-contracts that can be enforced,
 and provide similar protections without invoking the copyright act.*




                                                                       UNCLASSIFIED                                    Slide 11

Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA
                                                                       LAUR     12-01613




Apple Inc. v. Samsung Electronics Co., Ltd.
         Series of lawsuits between Apple Inc. and Samsung Electronics regarding
          the design of smartphones and tablet computers
         >50 lawsuits around the globe; billions of dollars in damages claimed
          between them
         In the U.S., Apple accused Samsung of infringing on 9 utility patents and 4
          design patents
         On August 24th, 2012, jury returned verdict largely favorable to Apple; jury
          awarded Apple ~$1 billion in damages




                                                                       UNCLASSIFIED                                    Slide 12

Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA




                                                                                                                                         6
9/17/2012




Questions?
   Kathleen Herrera McDonald
   Los Alamos National Laboratory
   Email: kathleen_m@lanl.gov

   Aaron Gabriel Sauers
   Idaho National Laboratory
   Email: aaron.sauers@inl.gov
   Twitter: http://www.linkedin.com/in/aaronsauers
   LinkedIn: https://twitter.com/aaronsauers




                                                                       UNCLASSIFIED      Slide 13

Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA




                                                                                                           7

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Protecting Software: Agencies Respond

  • 1. 9/17/2012 Protecting Software – Agencies Respond Kathleen Herrera McDonald Los Alamos National Laboratory & Aaron Gabriel Sauers Idaho National Laboratory Wednesday, Sept. 5, 2012 UNCLASSIFIED Slide 1 Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA LAUR 12-01613 So What? Who Cares? Why Software is Important… A brief overview  how GOCOs monetize software and extract value  License software (commercially, non-commercially)  monetize Toolsto demonstrate capabilities and build user groups (BIP in CRADAs; develop SIP with exclusive rights in SIP improvements) Control source and executable code Leverage open source licenses to build user communities All of the above activities occur through copyright assertion permitted by DOE for GOCOs UNCLASSIFIED Slide 2 Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA LAUR 12-01613 1
  • 2. 9/17/2012 INL Software Successes  RELAP5-3D • Began in the 1960s • Program sustained entirely by royalties • License strategy – broad nonexclusive • Royalties support a ‘help desk’ for end- user technical support  SOPHIA • License strategy – Exclusive field-of-use • Electronic download for beta-test licenses prior to exclusive license for distribution (still pending) UNCLASSIFIED Slide 3 Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA LANL Software Successes  KIVA • 30 year legacy at LANL • Pulled “in-house” for licensing 2 years ago • Brand building (Wiki, LinkedIn, executable download) • License strategy – broad nonexclusive • Building program and collaborative network via DOE Office of Vehicle Technologies  GeniePro • License strategy – exclusive field-of-use • Digital Pathology & Geographic Information Systems • Now a commercial product  SOLVE/RESOLVE • License strategy – broad nonexclusive • Significant royalty generation; $10M NIH funding • Part of consortium to leverage collaborative partners UNCLASSIFIED Slide 4 Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA LAUR 12-01613 2
  • 3. 9/17/2012 Benefits & Challenges – in the “Cloud”  What is cloud computing? - The practice of using a network of remote servers hosted on the Internet to store, manage, and process data, rather than a local server (result of “virtualization)  Used less for “scientific computing”, HPC etc.  Used more for enterprise applications and business suites  Agencies are on board with cloud computing for security and cost savings • Advantages: configurable to your needs; network “up” more than “down” • Disadvantages: it’s new and there are growing pains UNCLASSIFIED Slide 5 Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA Examples of “Cloud” Usage  INL – email powered by Google enterprise cloud  LANL - Infrastructure on Demand for operational/enterprise functions  Tech Transfer Uses – customer relationship management (CRM) tools, IP management tools, etc. • LANL IP database “virtualized” but no specific “cloud” usage at this time UNCLASSIFIED Slide 6 Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA 3
  • 4. 9/17/2012 Federal Agencies’ Use of “Cloud” CIA – private clouds for hosting terabytes of data to analyze patterns in intelligence data* NASA’s Nebula – an open source project now called OpenStack launched in mid-2010; agencies can use OpenStack to create private clouds, tapping APIs for sharing workloads with public clouds USDA – Software as a Service (SaaS) deployment to provide Microsoft Exchange and other cloud apps to 120K employees and contractors; also deploying correspondence-tracking application on Force.com to log and monitor interactions with the agency’s constituents (replacing 20 different apps now used); also has USDA Connect, a private cloud for serves and storage within USDA UNCLASSIFIED Slide 7 Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA Federal Agencies’ Use of “Cloud” cont’d  US Marshals Service – created a private cloud for infrastructure functions (data center consolidation, server virtualization, etc.)  DHS – rolling out 9 services (email, CRM, and a social platform based on Microsoft Sharepoint) and a “workplace as a service” to move agency to a “consumption-based services model” and away from buying and then trying to cobble together IT assets and resources  DOE – NNSA and Office of Science o NNSA – Infrastructure on Demand – virtual environment physically stored at 2 data centers (started at LANL) o Lawrence Berkeley Lab – high performance computing as a service – offered to researchers from 2 CA data centers; LBL provides the software stack, the parallel computing user environment, the job scheduler, and the expertise (2500 nodes, 18,000 processing cores, $4M/year to operate) UNCLASSIFIED Slide 8 Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA 4
  • 5. 9/17/2012 Electronic Software Distribution @ LANL COpyright Disclosure Electronic System (CODES) UNCLASSIFIED Slide 9 Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA LAUR 12-01613 Executable Downloads Marketing tool Instructional tool for universities Reduced functionality No source code (use a separate license) Publicly available (no export control issues) UNCLASSIFIED Slide 10 Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA LAUR 12-01613 5
  • 6. 9/17/2012 Open Source Software License compatibility for commercial licenses and programmatic purposes (CASL example) GNU GPL variety versus BSD variety How federal agencies use OSS (no “copyright/title” required since more of a “contract” than an ownership issue ProCD Inc. v. Zeidenberg, 86 F.3d 1447 (7th Cir. 1996) – Robert Padilla as chief patent counsel at NASA Ame’s Research Center identifies the holding in this case as the legal basis to support the enforceability of NASA’s contract rights. Judge Easterbrook held that rights that are created under contracts (like open source software licenses in Padilla’s interpretation) are not equivalent to rights granted under copyright…. Open source licenses are like quasi-contracts that can be enforced, and provide similar protections without invoking the copyright act.* UNCLASSIFIED Slide 11 Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA LAUR 12-01613 Apple Inc. v. Samsung Electronics Co., Ltd.  Series of lawsuits between Apple Inc. and Samsung Electronics regarding the design of smartphones and tablet computers  >50 lawsuits around the globe; billions of dollars in damages claimed between them  In the U.S., Apple accused Samsung of infringing on 9 utility patents and 4 design patents  On August 24th, 2012, jury returned verdict largely favorable to Apple; jury awarded Apple ~$1 billion in damages UNCLASSIFIED Slide 12 Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA 6
  • 7. 9/17/2012 Questions? Kathleen Herrera McDonald Los Alamos National Laboratory Email: kathleen_m@lanl.gov Aaron Gabriel Sauers Idaho National Laboratory Email: aaron.sauers@inl.gov Twitter: http://www.linkedin.com/in/aaronsauers LinkedIn: https://twitter.com/aaronsauers UNCLASSIFIED Slide 13 Operated by Los Alamos National Security, LLC for the U.S. Department of Energy’s NNSA 7