GRC Program KPIs and KRIs: Track the effectiveness and potential risks of Governance, Risk, and Compliance (GRC) initiatives to maintain regulatory compliance and mitigate risks.

1. Governance Structure
1. GRC Committee Meeting Frequency
2. GRC Policy and Procedure Updates
1. Lack of GRC committee meetings
2. Outdated or missing policies/procedures
Risk Identification
3. Number of Identified Risks
4. Timeliness of Risk Identification
3. Emergence of new high-impact risks
4. Delayed risk identification
Compliance
Management
5. Percentage of Compliance
Obligations Met
6. Compliance Training Completion
5. Non-compliance incidents
6. Training gaps in compliance areas
Risk Assessment
7. Risk Assessment Completion Rate
8. Risk Heatmap Accuracy
7. Incomplete risk assessments
8. Significant changes in risk exposure
Control Effectiveness 9. Control Testing Frequency
10. Control Remediation Timeliness
9. Control failures or weaknesses
10. Delayed control remediation
Incident Management
11. Incident Response Time
12. Incident Resolution Rate
11. Incident escalation frequency
12. Unresolved or recurring incidents
Audit and Assurance
13. Audit Completion Timeliness
14. Audit Issue Resolution Rate
13. Outstanding audit findings
14. Unresolved audit issues
Vendor Risk
Management
15. Vendor Risk Assessment
Completion
16. Vendor Due Diligence Effectiveness
15. High-risk vendor incidents
16. Vendor non-compliance with contracts
IT Security
17. IT Security Policy Compliance
18. Response Time to Security
Incidents
17. Security breaches or vulnerabilities
18. Increase in security incidents
Data Privacy and
Protection
19. Data Privacy Compliance
20. Data Subject Requests Handling
19. Data breaches or privacy incidents
20. Delays or errors in handling requests
Category KPIs KRIs
GRC PROGRAM KPIS AND KRIS
Track the effectiveness and potential risks of Governance, Risk, and Compliance (GRC) initiatives
to maintain regulatory compliance and mitigate risks.
Business Continuity
Planning
21. Business Continuity Plan Testing
22. Business Impact Analysis
Timeliness
21. Failures or issues in continuity plans
22. Delays in assessing business impact
Training and
Awareness
23. GRC Training Participation
24. Employee Compliance Certification
23. Lack of awareness in compliance areas
24. Employees not meeting certification
Reporting and
Analytics
25. GRC Reporting Accuracy
26. Predictive Analytics Utilization
25. Inaccurate or incomplete reporting
26. Lack of predictive risk insights