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Historyof Ethiopiaandthe Horn (Hist.1012)
UNIT ONE: INTRODUCTION
.History is a systematic study & organized knowledge
of the past.
.The purpose of historical study is not simply to
produce a mere list of chronological events about the
deeds of the dead but to find patterns & establish
meaning through the rigorous study & interpretation of
surviving records.
.Historiography refers to the history of history.
.It explores changes in historical interpretations
through time.
1
1.1.TheNature&Usesof History
A. Nature of History
• The term history derived from the Greek word Istoria,
meaning “inquiry” or “an account of one’s inquiries”.
• The first use of the term is attributed to one of the
ancient Greek historians, Herodotus (c.484–425
B.C.E.), who is often held to be the “father of history.”
• In ordinary usage, history means all the things that
have happened in the human past.
• The past signifies events, which have taken place & the
facts of the past, which are kept in writing.
2
Cont’d
• The distinction is b/n what actually happened in the
past or that part which exists independently of the
historian & still awaits to be recorded & the accounts
of the past provided by historians, that is, ‘history’.
• Historians apply their expertise to surviving records &
write history in the form of accounts of the past.
• Academically, history can be defined as an organized
& systematic study of the past.
• The study involves the discovery, collection,
organization, & presentation of information about
past events.
3
Cont’d
• What actually happened in the past is almost
infinite.
• Historians select which topics & problems they wish
to study.
• The major concern of history is the study of human
society & its interaction with the natural
environment, which is also the subject of study by
many other disciplines.
• What differentiates history from other disciplines is
that while the latter study the interaction b/n
humans & their environment in the present state,
history studies the interaction b/n the two in the
past within the framework of the continuous
process of change taking place in time.
4
Cont’d
• B/c of the longevity of that time, historians organize
& divide the human past into discrete periods after
identifying significant dev’ts in politics, society,
economy, culture, environment etc. through the
rigorous study of documents & artifacts left by
people of other times & other places.
• Then they give a label to each period to convey the
key characteristics & dev’ts of that era.
• Accordingly, history is conventionally divided into
ancient, medieval & modern history.
• This is what we call periodization in history; one of
the key characteristics of the discipline.
5
Cont’d
• When historians talk about continuities or
persisting patterns, they are not implying that a
particular pattern applied to everyone in the
world or even in a particular country or region.
• Nor are they claiming that absolutely nothing
changed in the pattern they are describing.
• All aspects of human life that is, social, cultural,
economic, & political in the past have been
changing from time to time; & none of them
were practiced in exactly the same way in the
lifetime of our ancestors.
6
Cont’d
• Nevertheless, some things stay more or less the
same for long periods, since few things ever change
completely.
• For e.g., we continue to speak the languages of our
ancestors; follow their beliefs & religious practices;
wear the costumes they were wearing; continue to
practice their agricultural or pastoral ways of life;
maintain the fundamental components or structures
of their social organization.
• In the same vein, the basic fabric of society in
Ethiopia & the Horn remains similar & continues to
have special characteristics.
7
B. Usesof History
History Helps Better Understand the Present
• History is the only significant storehouse of
information available for the examination &
analysis of how people behaved & acted in the
past.
• People need to produce some sort of account of
their past b/c it is difficult to understand problems
that face humanity & society today without tracing
their origins in the past.
• Knowledge of relevant historical background is
essential for a balanced & in-depth understanding
of many current world situations.
8
Cont’d
History Provides a Sense of Identity
• Knowledge of history is indispensable to understand
who we are & where we fit in the world.
• As memory is to the individual, history is to the
society.
• An individual without memory finds great difficulty
in relating to others & making intelligent decisions.
• A society without history would be in similar
condition.
• It is only through sense of history that communities
define their identity, orient themselves, &
understand their relationships with the past & with
other societies.
9
Cont’d
History Provides the Basic Background for Other
Disciplines
• Historical knowledge is extremely valuable in the
pursuit of other disciplines such as literature, art,
philosophy, religion, sociology, political science,
anthropology, economics, etc.
10
Cont’d
History Teaches Critical Skills
• Studying history helps students to develop key
research skills.
• These include:
how to find & evaluate sources;
how to make coherent arguments based on various
kinds of evidence &
present clearly in writing.
• These analytical & communication skills are highly
usable in other academic pursuits.
• Gaining skills in sorting through diverse
interpretations is also essential to make informed
decisions in our day-to-day life.
11
Cont’d
History Helps Develop Tolerance & Open-
Mindedness
• Most of us have a tendency to regard our own
cultural practices, styles, & values as right &
proper.
• Studying different societies in the past is like
going to a foreign country, which contributes to
free ourselves from some of our inherent
cultural provincialism.
• By studying the past, students of history acquire
broad perspectives that give them the range &
flexibility required in many life situations.
12
Cont’d
History Supplies Endless Source of Fascination
• Exploring the ways people in distant ages
constructed their lives offers a sense of beauty &
excitement, & ultimately another perspective
on human life & society.
13
Cont’d
• History should be studied b/c it is essential to the
individual & the society.
• Only through studying history can we grasp how &
why things change;
• Only through history are we able understand what
elements of a society persist despite change.
• Aesthetic & humanistic goals also inspire people to
study the past.
• History can also be abused.
• Such abuses come mainly from deliberate
manipulation of the past to fit current political
agenda.
14
Cont’d
• In such cases, history is written backwards.
• That is, the past is described & interpreted to
justify the present.
• While personal biases are not always avoidable,
a historian is d/t from a propagandist in that the
former takes care to document his judgment &
assertions so that they can be subjected to
independent & external verification.
15
1.2.Sources&Methods of HistoricalStudy
• Historians are not creative writers like novelists.
• The work of historians must be supported by evidence
arising from sources.
• Sources are instruments that bring to life what appear to
have been dead.
• It is said that “where there are no sources, there is no
history”.
• Sources are key to the study & writing of history.
• Historical sources are broadly classified into 2 types:
Primary & Secondary.
• Primary sources are surviving traces of the past
available to us in the present.
• They are original or first-hand in their proximity to the
event both in time & in space.
16
Cont’d
• E.g.: manuscripts (handwritten materials), diaries,
letters, minutes, court records & administrative files,
travel documents, photographs, maps, video &
audiovisual materials, & artifacts such as coins,
fossils, weapons, utensils, and buildings.
• Secondary sources are second-hand published
accounts about past events.
• They are written long after the event has occurred,
providing an interpretation of what happened, why
it happened, & how it happened, often based on
primary sources.
17
Cont’d
• E.g. articles, books, textbooks, biographies, &
published stories or movies about historical events.
• Secondary materials give us what appear to be
finished accounts of certain historical periods &
phenomena.
• Nevertheless, no history work can be taken as final,
as new sources keep coming to light.
• New sources make possible new historical
interpretations or entirely new historical
reconstructions.
18
Cont’d
• Oral data constitute the other category of historical
sources.
• Oral sources are especially valuable to study &
document the history of non-literate societies.
• They can also be used to fill missing gaps &
corroborate written words.
• In many societies, people transmit information from
one generation to another, for e.g., through folk
songs & folk sayings. This type of oral data is called
oral tradition.
• People can also provide oral testimonies or personal
recollections of lived experience. Such source
material is known as oral history.
19
Cont’d
• For the history of Ethiopia & the Horn, historians use a
combination of the sources described above.
• However, whatever the source of information-primary or
secondary, written or oral- the data should be subjected to
critical evaluation before it is used as evidence.
• Primary sources have to be verified for their originality &
authenticity because sometimes primary sources like letters may
be forged.
• Secondary sources have to be examined for the reliability of
their reconstructions.
• Oral data may lose its originality & authenticity due to
distortion through time.
• Therefore, it should be crosschecked with other sources such
as written documents to determine its veracity or
authenticity.
20
1.3.HistoriographyofEthiopiaandthe Horn
• Historiography is the history of historical writing,
• studying how knowledge of the past, either recent
or distant, is obtained & transmitted.
• People have had some sense of the past perhaps
since the beginning of humanity.
• Historiography as an intentional attempt to
understand & represent descriptions of past events
in writing has rather a briefer career throughout the
world.
21
Cont’d
• The organized study & narration of the past was
introduced by ancient Greek historians notably
Herodotus & Thucydides (c.455-400B.C.E.)
• The other major tradition of thinking & writing
about the past is the Chinese.
• The most important early figure in Chinese historical
thought & writing was the Han dynasty figure Sima
Qian (145–86 B.C.E.).
• History emerged as an academic discipline in the
second half of the 19th C first in Europe &
subsequently in other parts of the world including
the US.
22
Cont’d
• The German historian, Leopold Von Ranke (1795–
1886), & his colleagues established history as an
independent discipline in Berlin with its own set of
methods & concepts by which historians collect
evidence of past events, evaluate that evidence, &
present a meaningful discussion of the subject.
• Ranke’s greatest contribution to the scientific study
of the past is such that he is considered as the
“father of modern historiography.”
23
Cont’d
• Historiography of Ethiopia & the Horn has changed
enormously during the past hundred years.
• The earliest known reference that we have on history of
Ethiopia & the Horn is the Periplus of the Erythrean Sea,
written in the 1st C A.D by an anonymous author.
• Another document describing Aksum’s trade & the then
Aksumite king’s campaigns on both sides of the sea is the
Christian Topography composed by Cosmas Indicopleustes, a
Greek sailor, in the 6th C A.D.
• Inscriptions aside, the earliest written Ethiopian material
dates from the 7th C A.D.
• The document was found in Abba Gerima monastery in Yeha.
• This was followed by a manuscript discovered in Haiq
Istifanos monastery of present day Wollo in the 13th C A.D.
24
Cont’d
• Yet, for historians, they have the benefit of providing
insights into the country’s past.
• For e.g., the manuscript cited above contains the list of
medieval kings & their history in brief.
• The largest groups of sources available for medieval
Ethiopian history are hagiographies originating from
Ethiopian Orthodox Church.
• Invariably written in Ge’ez, an important function of
hagiographies is enhancing the prestige of saints.
25
Cont’d
• A parallel hagiographical tradition existed among
Muslim communities of the country.
• One such account offers tremendous insight into the life
of a Muslim saint, Shaykh Ja’far Bukko of Gattira, in
present day Wollo, in the late 19th C.
• Besides the saint’s life, the development of indigenous
Islam & contacts b/n the region’s Muslim community &
the outside world are some of the issues discussed in
this document.
• Ethiopia had also an indigenous tradition of history
writing called chronicles.
• Chronicles in the ancient Ethiopian Ge’ez tongue first
appeared in the 14th C & continue (sometimes in
Amharic) into the early 20th C.
26
Cont’d
• Kings or their successors entrusted the writing of
chronicles to court scribes or clergymen of recognized
clerical training & calligraphic skills.
• The earliest and the last of such surviving documents are
the Glorious Victories of Amde-Tsion & the Chronicle
of Abeto Iyasu & Empress Zewditu respectively.
• Chronicles incorporate both legends & facts-past &
contemporary about the monarch’s genealogy,
upbringing, military exploits, piety & statesmanship.
• Chronicles are known for their factual detail & strong
chronological framework, even if it would require
considerable labor to convert their relative chronology
to an absolute one.
27
Cont’d
• They are also averse to quantification.
• Chronicles also explain historical events mainly in
religious terms;
• they offer little by way of social & economic devt’s even
in the environs of the palace.
• However, in conjunction with other varieties of written
documents, such as hagiographies & travel accounts by
foreign observers, chronicles can provide us with a
glimpse into the character & lives of kings, their
preoccupations & relations with subordinate officials &,
though inadequately, the evolution of the Ethiopian
state & society.
28
Cont’d
• Written accounts of Arabic-speaking visitors to the coast also
provide useful information on various aspects of the region’s
history.
• For e.g.., al-Masudi & Ibn Battuta described the culture,
language & import-export trade in the main central region of
the east African coast in the 10th & in the 14th Cs respectively.
• For the 16th & 17th Cs we have 2 documents composed by
Yemeni writers who were eyewitnesses to the events they
described.
• The first document titled Futuh al Habesha was composed by
Shihab ad-Din, who recorded the conflict between the
Christian kingdom & the Muslim principalities in the 16th C.
29
Cont’d
• Besides the operation of the war including the conquest of
northern & central Ethiopia by Imam Ahmed ibn Ibrahim al-
Ghazi, the document describes major towns & their
inhabitants in the SE part of Ethiopia, although the discussion
abruptly ends in 1535.
• The other first-hand account was left to us by Al-Haymi, who
led a Yemeni delegation in 1647 to the court of Fasiledes (r.
1632-67).
• Other materials that appeared in the 16th C include Abba
Bahrey’s Geez script on the Oromo written in 1593.
• Notwithstanding its limitations, the document provides us
with first-hand information about the Oromo population
movement including the Gadaa System.
30
Cont’d
• The contribution of European missionaries & travelers to the
development of Ethiopian historiography is also significant.
• From the early 16th until the late 19th Cs, missionaries
(Catholics & Protestants) came to the country with the
intention of staying, & who, nevertheless, maintained intimate
links with Europe.
• Thus, the missionaries’ sources provide us with valuable
information covering a considerable period.
• Some of the major topics covered by these sources include
religious & political dev’ts within Ethiopia, & the country’s
foreign relations.
• An e.g. of such account is The Prester John of the Indies,
composed by a Portuguese priest, Francisco Alvarez who
accompanied the Portuguese mission to the court of Lebne-
Dengel in 1520.
31
Cont’d
• Travel documents had important contribution to the
development of Ethiopian historiography.
• One e.g. of travel documents is James Bruce’s Travels to
Discover the Source of the Nile.
• Like other sources, however, both the missionaries &
travelers’ materials can only be used with considerable
reservations & with care for they are socially & politically
biased.
• Foreign writers also developed interest in Ethiopian studies.
• One of these figures was a German, Hiob Ludolf (1624-1704).
• Ludolf was the founder of Ethiopian studies in Europe in the
17th C.
• He wrote Historia Aethiopica (translated into English as A
New History of Ethiopia).
32
Cont’d
• Ludolf never visited Ethiopia; he wrote the country’s history
largely based on information he collected from an Ethiopian
priest named Abba Gorgorios (Abba Gregory) who was in
Europe at that time.
• In the 19th C, August Dillman published 2 studies on ancient
Ethiopian history.
• Compared to Ludolf, Dillman demonstrated all markers of
objectivity in his historical research endeavors.
• Historical writing made some departures from the chronicle
tradition in the early 20th C.
• This period saw the emergence of traditional Ethiopian
writers who made conscious efforts to distance themselves
from chroniclers whom they criticized for adulatory tone
when writing about monarchs.
33
Cont’d
• The earliest group of these writers include Aleqa Taye Gebre-
Mariam, Aleqa Asme Giorgis & Debtera Fisseha-Giorgis
Abyezgi.
• Later, Negadrases Afework Gebre-Iyesus & Gebre-Hiwot
Baykedagn joined them.
• Unlike chroniclers, these writers dealt with a range of topics
from social justice, administrative reform & economic
analysis to history.
• Taye & Fisseha-Giorgis wrote books on the history of Ethiopia.
• Asme produced a similar work on the Oromo people.
• Notwithstanding his other works, Afework wrote the first
Amharic novel, Tobiya, in Ethiopian history
• Gebre-Hiwot has Atse Menilekna Ityopia (Emperor Menilek &
Ethiopia) & Mengistna Yehizb Astedader(Government &
Public Administration) to his name.
34
Cont’d
• The most prolific writer of the early 20th C Ethiopia was,
however, Blatten Geta Hiruy Wolde-Selassie.
• Hiruy published 4 major works namely Ethiopiana Metema
(Ethiopia & Metema), Wazema (Eve), Yehiwot Tarik (A
Biographical Dictionary) & Yeityopia Tarik (A History of
Ethiopia).
• In contrast to their predecessors, Gebre-Hiwot & Hiruy
exhibited relative objectivity & methodological sophistication
in their works.
• Unfortunately, the Italian occupation of Ethiopia interrupted
the early experiment in modern history writing & publications.
• After liberation, Tekle-Tsadik Mekuria formed a bridge b/n
writers in pre-1935 & Ethiopia professional historians who
came after him.
35
Cont’d
• Tekle-Tsadik has published about 8 historical works.
• Tekle-Tsadik made better evaluation of his sources than his
predecessors.
• Another work of importance in this period is Yilma Deressa’s
Ye Ityopiya Tarik Be’asra Sidistegnaw Kifle Zemen (A History
of Ethiopia in the 16th C).
• The book addresses the Oromo population movement & the
wars between the Christian kingdom & the Muslim
sultanates as its main subjects.
• Blatten Geta Mahteme-Selassie Wolde-Meskel also
contributed his share.
• Among others, he wrote Zikre Neger.
• Zikre Neger is a comprehensive account of Ethiopia’s prewar
land tenure systems & taxation.
36
Cont’d
• Another work dealing specifically with aspects of land tenure is left
to us by Gebre-Wold Engidawork.
• Another writer of the same category was Dejazmach Kebede
Tesema.
• Kebede wrote his memoir of the imperial period, published as
Yetarik Mastawesha in 1962 E.C
• The 1960s was a crucial decade in the development of Ethiopian
historiography for it was in this period that history emerged as an
academic discipline.
• The pursuit of historical studies as a full-time occupation began with
the opening of the Department of History in 1963 at the then Haile
Selassie I University (HSIU).
• The production of BA theses began towards the end of the decade.
• .The Department launched its MA & PhD programs in 1979 & 1990
respectively.
37
Cont’d
• Since then researches by faculty (both Ethiopians &
expatriates) & students have been produced on various topics.
• Although mainly a research organization, the Institute of
Ethiopian Studies (IES) is the other institutional home of
professional historiography of Ethiopia.
• The IES was founded in 1963.
• Since then the Institute housed a number of historians of
whom the late Richard Pankhurst, the first Director &
founding member of the Institute is worthy of note here.
• Pankhurst’s prolific publication record remains unmatched.
• He has authored or co-authored 22 books & produced several
hundred articles on Ethiopia.
38
Cont’d
• Since its foundation, the IES has been publishing the Journal
of Ethiopian Studies for the dissemination of historical
research.
• The Institute’s library contains literary works of diverse
disciplines & has its fair share in the evolution of professional
historiography of Ethiopia.
• The professionalization of history in other parts of the Horn is
a post-colonial phenomenon.
• With the establishment of independent nations, a deeper
interest in exploring their own past quickly emerged among
African populations, perhaps stimulated by reactions to
decades of education in an alien imperial historiography.
• With this came an urgent need to recast the historical record
& to recover evidence of many lost pre-colonial civilizations.
39
Cont’d
• The decolonization of African historiography required new
methodological approach (tools of investigation) to the study of the
past that involved a critical use of oral data & tapping the percepts
of ancillary disciplines like archeology, anthropology & linguistics.
• At the same time, European intellectuals’ own discomfort with the
Euro-centrism of previous scholarship provided for the intensive
academic study of African history, an innovation that had spread to
North America by the 1960s.
• Foundational research was done at the School of Oriental & African
Studies (SOAS) in London & the Department of History at the
University of Wisconsin-Madison.
• Francophone scholars have been as influential as Anglophones.
• Yet African historiography has not been the sole creation of
interested Europeans.
• African universities have, despite the instabilities of politics & civil
war in many areas, trained their own scholars & sent many others
overseas for training who eventually published numerous works on
d/t aspects of the region’s history
40
1.4.TheGeographicalContext
• The term “Ethiopia and the Horn” refers to that part of NE
Africa, which now contains Djibouti, Eritrea, Ethiopia, &
Somalia.
• The region consists chiefly of mountains uplifted through the
formation of the Great Rift Valley.
• The Rift Valley is a fissure in the Earth’s crust running down
from Syria to Mozambique & marking the separation of the
African & Arabian tectonic plates.
• The major physiographic features of the region are a massive
highland complex of mountains & plateaus divided by the
Great Rift Valley & surrounded by lowlands, semi-desert,
deserts & tropical forests along the periphery.
• The diversity of the terrain led to regional variations in
climate, natural vegetation, soil composition, & settlement
patterns.
41
Cont’d
• People across the region are also remarkably diverse: they
speak a vast number of d/t languages, profess to many
distinct religions, live in various types of dwellings, & engage
in a wide range of economic activities.
• However, peoples of the region were never isolated; they
interacted throughout history from various locations.
• Thus, as much as there are many factors that make people of a
certain area unique from the other,
• there are also many areas in which peoples of Ethiopia & the
Horn share common past.
• The history of Ethiopia & the Horn has been shaped by
contacts with others through commerce, migrations, wars,
slavery, colonialism, & the waxing & waning of state
systems.
42
Cont’d
• The evolution of human history owed much to geographical
factors notably location, landforms, resource endowment,
climate & drainage systems.
• Spatial location in r/sh to other spaces & locations in the
world is one geographical factor that has significant bearing on
the ways in which history unfolds.
• Ethiopia & the Horn lies between the Red Sea, Gulf of Aden &
Indian Ocean on the one hand, & the present-day eastern
frontiers of Sudan & Kenya on the other.
• Since early times, the Red Sea & the Gulf of Aden linked NE
Africa to the Eastern Mediterranean, the Near & Middle East,
India, & the Far East.
• Likewise, the Indian Ocean has linked East Africa to the Near
& Middle East, India & the Far East.
43
Cont’d
• Another element of geographical factor that had profound
impact on human history is drainage system.
• Ethiopia & the Horn has 5 principal drainage systems.
A. The Nile River- flowing from Uganda in the south to the
Sudan in the north, the White Nile meets the Blue Nile (Abay
in Ethiopia that starts from the environs of Tana Lake) in
Khartoum & eventually, drains into the Mediterranean Sea
through Egypt.
B. The Ethiopian Rift Valley Lake systems- is a self-contained
drainage basin, and includes a string of lakes stretching from
Lake Ziway in the north to Lake Turkana (formerly known as
Rudolf) on the Ethio-Kenyan border.
C. Gibe/Omo–Gojeb River System-links southern Ethiopia to
the semi-desert lowlands of northern Kenya.
44
Cont’d
D. The Awash River System is entirely confined to Ethiopia &
links the cool rich highlands of Central Ethiopia with the hot,
dry lowlands of the Danakil Depression.
E. Genale/Jubba-Shebele-The Shebele & Genale rivers originate
in the Eastern highlands & flow southeast toward Somalia &
the Indian Ocean.
Only the Genale (known as the Jubba in Somalia) makes it to
the Indian Ocean; the Shebele disappears in sand just inside
the coastline.
.The above watersheds are very important in the life & history
of the peoples inhabiting the region.
.Besides providing people with the source of their livelihood,
the drainage systems facilitated the movement of peoples &
goods across diverse environments, resulting in the exchange
of ideas, technology, knowledge, cultural expressions, &
beliefs.
45
Cont’d
• Ethiopia and the Horn can be divided into 3 major distinct
environmental zones.
• The vast Eastern lowland covers the narrow coastal strip of
northeastern Eritrea, widens gradually & descends southwards to
include much of lowland Eritrea, the Sahel, the Danakil Depression,
the lower Awash valley, & the arid terrain in northeast of the
Republic of Djibouti.
• It then extends to the Ogaden, the lower parts of Hararghe, Bale,
Borana, Sidamo & the whole territory of the Republic of Somalia.
• There is no much seasonal variation in climatic condition in this
zone. Hot & dry conditions prevail year-round along with periodic
monsoon winds & irregular (little) rainfall except in limited areas
along the rivers Awash, Wabe-Shebele & Genale/Jubba that
traverse the region & a few offshore islands in the Red Sea, Gulf of
Aden & Indian Ocean that are inhabited by people closely related to
those of immediate mainland districts.
46
Cont’d
• Much of the lowland territories are covered by shrub & bush as its
major vegetation.
• Immediately to the west of & opposite to the eastern lowland
region forms the highland massif that starts from northern Eritrea
& continues all the way to southern Ethiopia.
• The eastern extension of the highland massif consists the Arsi, Bale
& Hararghe plateau.
• The major divide b/n the western & eastern parts of this zone is the
Rift Valley.
• The major physiographic features of the zone are complex of
mountains, deep valleys, & extensive plateaus.
• Further to the west, along the western foothills or on the periphery
of the plateau & on borderlands of the Sudan stretching from north
to south are hot lowlands that were characterized in earlier times
by thick forests chiefly on the banks of the Nile & its tributaries.
47
Cont’d
• Despite the varied physical environments, the countries of the
Horn of Africa are, for the most part, linguistically & ethnically
linked together as far back as recorded history goes.
• Population movements had caused a continuous process of
interaction, creating a very complex picture of settlement
patterns.
• The high degree of interaction & the long common history of
much of the population had weakened ethnic dividing lines in
large parts of the region.
• Linguistic & cultural affinities are therefore as important as
ethnic origin in the grouping of the population.
48

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4_5825656793769971825.pptx

  • 1. Historyof Ethiopiaandthe Horn (Hist.1012) UNIT ONE: INTRODUCTION .History is a systematic study & organized knowledge of the past. .The purpose of historical study is not simply to produce a mere list of chronological events about the deeds of the dead but to find patterns & establish meaning through the rigorous study & interpretation of surviving records. .Historiography refers to the history of history. .It explores changes in historical interpretations through time. 1
  • 2. 1.1.TheNature&Usesof History A. Nature of History • The term history derived from the Greek word Istoria, meaning “inquiry” or “an account of one’s inquiries”. • The first use of the term is attributed to one of the ancient Greek historians, Herodotus (c.484–425 B.C.E.), who is often held to be the “father of history.” • In ordinary usage, history means all the things that have happened in the human past. • The past signifies events, which have taken place & the facts of the past, which are kept in writing. 2
  • 3. Cont’d • The distinction is b/n what actually happened in the past or that part which exists independently of the historian & still awaits to be recorded & the accounts of the past provided by historians, that is, ‘history’. • Historians apply their expertise to surviving records & write history in the form of accounts of the past. • Academically, history can be defined as an organized & systematic study of the past. • The study involves the discovery, collection, organization, & presentation of information about past events. 3
  • 4. Cont’d • What actually happened in the past is almost infinite. • Historians select which topics & problems they wish to study. • The major concern of history is the study of human society & its interaction with the natural environment, which is also the subject of study by many other disciplines. • What differentiates history from other disciplines is that while the latter study the interaction b/n humans & their environment in the present state, history studies the interaction b/n the two in the past within the framework of the continuous process of change taking place in time. 4
  • 5. Cont’d • B/c of the longevity of that time, historians organize & divide the human past into discrete periods after identifying significant dev’ts in politics, society, economy, culture, environment etc. through the rigorous study of documents & artifacts left by people of other times & other places. • Then they give a label to each period to convey the key characteristics & dev’ts of that era. • Accordingly, history is conventionally divided into ancient, medieval & modern history. • This is what we call periodization in history; one of the key characteristics of the discipline. 5
  • 6. Cont’d • When historians talk about continuities or persisting patterns, they are not implying that a particular pattern applied to everyone in the world or even in a particular country or region. • Nor are they claiming that absolutely nothing changed in the pattern they are describing. • All aspects of human life that is, social, cultural, economic, & political in the past have been changing from time to time; & none of them were practiced in exactly the same way in the lifetime of our ancestors. 6
  • 7. Cont’d • Nevertheless, some things stay more or less the same for long periods, since few things ever change completely. • For e.g., we continue to speak the languages of our ancestors; follow their beliefs & religious practices; wear the costumes they were wearing; continue to practice their agricultural or pastoral ways of life; maintain the fundamental components or structures of their social organization. • In the same vein, the basic fabric of society in Ethiopia & the Horn remains similar & continues to have special characteristics. 7
  • 8. B. Usesof History History Helps Better Understand the Present • History is the only significant storehouse of information available for the examination & analysis of how people behaved & acted in the past. • People need to produce some sort of account of their past b/c it is difficult to understand problems that face humanity & society today without tracing their origins in the past. • Knowledge of relevant historical background is essential for a balanced & in-depth understanding of many current world situations. 8
  • 9. Cont’d History Provides a Sense of Identity • Knowledge of history is indispensable to understand who we are & where we fit in the world. • As memory is to the individual, history is to the society. • An individual without memory finds great difficulty in relating to others & making intelligent decisions. • A society without history would be in similar condition. • It is only through sense of history that communities define their identity, orient themselves, & understand their relationships with the past & with other societies. 9
  • 10. Cont’d History Provides the Basic Background for Other Disciplines • Historical knowledge is extremely valuable in the pursuit of other disciplines such as literature, art, philosophy, religion, sociology, political science, anthropology, economics, etc. 10
  • 11. Cont’d History Teaches Critical Skills • Studying history helps students to develop key research skills. • These include: how to find & evaluate sources; how to make coherent arguments based on various kinds of evidence & present clearly in writing. • These analytical & communication skills are highly usable in other academic pursuits. • Gaining skills in sorting through diverse interpretations is also essential to make informed decisions in our day-to-day life. 11
  • 12. Cont’d History Helps Develop Tolerance & Open- Mindedness • Most of us have a tendency to regard our own cultural practices, styles, & values as right & proper. • Studying different societies in the past is like going to a foreign country, which contributes to free ourselves from some of our inherent cultural provincialism. • By studying the past, students of history acquire broad perspectives that give them the range & flexibility required in many life situations. 12
  • 13. Cont’d History Supplies Endless Source of Fascination • Exploring the ways people in distant ages constructed their lives offers a sense of beauty & excitement, & ultimately another perspective on human life & society. 13
  • 14. Cont’d • History should be studied b/c it is essential to the individual & the society. • Only through studying history can we grasp how & why things change; • Only through history are we able understand what elements of a society persist despite change. • Aesthetic & humanistic goals also inspire people to study the past. • History can also be abused. • Such abuses come mainly from deliberate manipulation of the past to fit current political agenda. 14
  • 15. Cont’d • In such cases, history is written backwards. • That is, the past is described & interpreted to justify the present. • While personal biases are not always avoidable, a historian is d/t from a propagandist in that the former takes care to document his judgment & assertions so that they can be subjected to independent & external verification. 15
  • 16. 1.2.Sources&Methods of HistoricalStudy • Historians are not creative writers like novelists. • The work of historians must be supported by evidence arising from sources. • Sources are instruments that bring to life what appear to have been dead. • It is said that “where there are no sources, there is no history”. • Sources are key to the study & writing of history. • Historical sources are broadly classified into 2 types: Primary & Secondary. • Primary sources are surviving traces of the past available to us in the present. • They are original or first-hand in their proximity to the event both in time & in space. 16
  • 17. Cont’d • E.g.: manuscripts (handwritten materials), diaries, letters, minutes, court records & administrative files, travel documents, photographs, maps, video & audiovisual materials, & artifacts such as coins, fossils, weapons, utensils, and buildings. • Secondary sources are second-hand published accounts about past events. • They are written long after the event has occurred, providing an interpretation of what happened, why it happened, & how it happened, often based on primary sources. 17
  • 18. Cont’d • E.g. articles, books, textbooks, biographies, & published stories or movies about historical events. • Secondary materials give us what appear to be finished accounts of certain historical periods & phenomena. • Nevertheless, no history work can be taken as final, as new sources keep coming to light. • New sources make possible new historical interpretations or entirely new historical reconstructions. 18
  • 19. Cont’d • Oral data constitute the other category of historical sources. • Oral sources are especially valuable to study & document the history of non-literate societies. • They can also be used to fill missing gaps & corroborate written words. • In many societies, people transmit information from one generation to another, for e.g., through folk songs & folk sayings. This type of oral data is called oral tradition. • People can also provide oral testimonies or personal recollections of lived experience. Such source material is known as oral history. 19
  • 20. Cont’d • For the history of Ethiopia & the Horn, historians use a combination of the sources described above. • However, whatever the source of information-primary or secondary, written or oral- the data should be subjected to critical evaluation before it is used as evidence. • Primary sources have to be verified for their originality & authenticity because sometimes primary sources like letters may be forged. • Secondary sources have to be examined for the reliability of their reconstructions. • Oral data may lose its originality & authenticity due to distortion through time. • Therefore, it should be crosschecked with other sources such as written documents to determine its veracity or authenticity. 20
  • 21. 1.3.HistoriographyofEthiopiaandthe Horn • Historiography is the history of historical writing, • studying how knowledge of the past, either recent or distant, is obtained & transmitted. • People have had some sense of the past perhaps since the beginning of humanity. • Historiography as an intentional attempt to understand & represent descriptions of past events in writing has rather a briefer career throughout the world. 21
  • 22. Cont’d • The organized study & narration of the past was introduced by ancient Greek historians notably Herodotus & Thucydides (c.455-400B.C.E.) • The other major tradition of thinking & writing about the past is the Chinese. • The most important early figure in Chinese historical thought & writing was the Han dynasty figure Sima Qian (145–86 B.C.E.). • History emerged as an academic discipline in the second half of the 19th C first in Europe & subsequently in other parts of the world including the US. 22
  • 23. Cont’d • The German historian, Leopold Von Ranke (1795– 1886), & his colleagues established history as an independent discipline in Berlin with its own set of methods & concepts by which historians collect evidence of past events, evaluate that evidence, & present a meaningful discussion of the subject. • Ranke’s greatest contribution to the scientific study of the past is such that he is considered as the “father of modern historiography.” 23
  • 24. Cont’d • Historiography of Ethiopia & the Horn has changed enormously during the past hundred years. • The earliest known reference that we have on history of Ethiopia & the Horn is the Periplus of the Erythrean Sea, written in the 1st C A.D by an anonymous author. • Another document describing Aksum’s trade & the then Aksumite king’s campaigns on both sides of the sea is the Christian Topography composed by Cosmas Indicopleustes, a Greek sailor, in the 6th C A.D. • Inscriptions aside, the earliest written Ethiopian material dates from the 7th C A.D. • The document was found in Abba Gerima monastery in Yeha. • This was followed by a manuscript discovered in Haiq Istifanos monastery of present day Wollo in the 13th C A.D. 24
  • 25. Cont’d • Yet, for historians, they have the benefit of providing insights into the country’s past. • For e.g., the manuscript cited above contains the list of medieval kings & their history in brief. • The largest groups of sources available for medieval Ethiopian history are hagiographies originating from Ethiopian Orthodox Church. • Invariably written in Ge’ez, an important function of hagiographies is enhancing the prestige of saints. 25
  • 26. Cont’d • A parallel hagiographical tradition existed among Muslim communities of the country. • One such account offers tremendous insight into the life of a Muslim saint, Shaykh Ja’far Bukko of Gattira, in present day Wollo, in the late 19th C. • Besides the saint’s life, the development of indigenous Islam & contacts b/n the region’s Muslim community & the outside world are some of the issues discussed in this document. • Ethiopia had also an indigenous tradition of history writing called chronicles. • Chronicles in the ancient Ethiopian Ge’ez tongue first appeared in the 14th C & continue (sometimes in Amharic) into the early 20th C. 26
  • 27. Cont’d • Kings or their successors entrusted the writing of chronicles to court scribes or clergymen of recognized clerical training & calligraphic skills. • The earliest and the last of such surviving documents are the Glorious Victories of Amde-Tsion & the Chronicle of Abeto Iyasu & Empress Zewditu respectively. • Chronicles incorporate both legends & facts-past & contemporary about the monarch’s genealogy, upbringing, military exploits, piety & statesmanship. • Chronicles are known for their factual detail & strong chronological framework, even if it would require considerable labor to convert their relative chronology to an absolute one. 27
  • 28. Cont’d • They are also averse to quantification. • Chronicles also explain historical events mainly in religious terms; • they offer little by way of social & economic devt’s even in the environs of the palace. • However, in conjunction with other varieties of written documents, such as hagiographies & travel accounts by foreign observers, chronicles can provide us with a glimpse into the character & lives of kings, their preoccupations & relations with subordinate officials &, though inadequately, the evolution of the Ethiopian state & society. 28
  • 29. Cont’d • Written accounts of Arabic-speaking visitors to the coast also provide useful information on various aspects of the region’s history. • For e.g.., al-Masudi & Ibn Battuta described the culture, language & import-export trade in the main central region of the east African coast in the 10th & in the 14th Cs respectively. • For the 16th & 17th Cs we have 2 documents composed by Yemeni writers who were eyewitnesses to the events they described. • The first document titled Futuh al Habesha was composed by Shihab ad-Din, who recorded the conflict between the Christian kingdom & the Muslim principalities in the 16th C. 29
  • 30. Cont’d • Besides the operation of the war including the conquest of northern & central Ethiopia by Imam Ahmed ibn Ibrahim al- Ghazi, the document describes major towns & their inhabitants in the SE part of Ethiopia, although the discussion abruptly ends in 1535. • The other first-hand account was left to us by Al-Haymi, who led a Yemeni delegation in 1647 to the court of Fasiledes (r. 1632-67). • Other materials that appeared in the 16th C include Abba Bahrey’s Geez script on the Oromo written in 1593. • Notwithstanding its limitations, the document provides us with first-hand information about the Oromo population movement including the Gadaa System. 30
  • 31. Cont’d • The contribution of European missionaries & travelers to the development of Ethiopian historiography is also significant. • From the early 16th until the late 19th Cs, missionaries (Catholics & Protestants) came to the country with the intention of staying, & who, nevertheless, maintained intimate links with Europe. • Thus, the missionaries’ sources provide us with valuable information covering a considerable period. • Some of the major topics covered by these sources include religious & political dev’ts within Ethiopia, & the country’s foreign relations. • An e.g. of such account is The Prester John of the Indies, composed by a Portuguese priest, Francisco Alvarez who accompanied the Portuguese mission to the court of Lebne- Dengel in 1520. 31
  • 32. Cont’d • Travel documents had important contribution to the development of Ethiopian historiography. • One e.g. of travel documents is James Bruce’s Travels to Discover the Source of the Nile. • Like other sources, however, both the missionaries & travelers’ materials can only be used with considerable reservations & with care for they are socially & politically biased. • Foreign writers also developed interest in Ethiopian studies. • One of these figures was a German, Hiob Ludolf (1624-1704). • Ludolf was the founder of Ethiopian studies in Europe in the 17th C. • He wrote Historia Aethiopica (translated into English as A New History of Ethiopia). 32
  • 33. Cont’d • Ludolf never visited Ethiopia; he wrote the country’s history largely based on information he collected from an Ethiopian priest named Abba Gorgorios (Abba Gregory) who was in Europe at that time. • In the 19th C, August Dillman published 2 studies on ancient Ethiopian history. • Compared to Ludolf, Dillman demonstrated all markers of objectivity in his historical research endeavors. • Historical writing made some departures from the chronicle tradition in the early 20th C. • This period saw the emergence of traditional Ethiopian writers who made conscious efforts to distance themselves from chroniclers whom they criticized for adulatory tone when writing about monarchs. 33
  • 34. Cont’d • The earliest group of these writers include Aleqa Taye Gebre- Mariam, Aleqa Asme Giorgis & Debtera Fisseha-Giorgis Abyezgi. • Later, Negadrases Afework Gebre-Iyesus & Gebre-Hiwot Baykedagn joined them. • Unlike chroniclers, these writers dealt with a range of topics from social justice, administrative reform & economic analysis to history. • Taye & Fisseha-Giorgis wrote books on the history of Ethiopia. • Asme produced a similar work on the Oromo people. • Notwithstanding his other works, Afework wrote the first Amharic novel, Tobiya, in Ethiopian history • Gebre-Hiwot has Atse Menilekna Ityopia (Emperor Menilek & Ethiopia) & Mengistna Yehizb Astedader(Government & Public Administration) to his name. 34
  • 35. Cont’d • The most prolific writer of the early 20th C Ethiopia was, however, Blatten Geta Hiruy Wolde-Selassie. • Hiruy published 4 major works namely Ethiopiana Metema (Ethiopia & Metema), Wazema (Eve), Yehiwot Tarik (A Biographical Dictionary) & Yeityopia Tarik (A History of Ethiopia). • In contrast to their predecessors, Gebre-Hiwot & Hiruy exhibited relative objectivity & methodological sophistication in their works. • Unfortunately, the Italian occupation of Ethiopia interrupted the early experiment in modern history writing & publications. • After liberation, Tekle-Tsadik Mekuria formed a bridge b/n writers in pre-1935 & Ethiopia professional historians who came after him. 35
  • 36. Cont’d • Tekle-Tsadik has published about 8 historical works. • Tekle-Tsadik made better evaluation of his sources than his predecessors. • Another work of importance in this period is Yilma Deressa’s Ye Ityopiya Tarik Be’asra Sidistegnaw Kifle Zemen (A History of Ethiopia in the 16th C). • The book addresses the Oromo population movement & the wars between the Christian kingdom & the Muslim sultanates as its main subjects. • Blatten Geta Mahteme-Selassie Wolde-Meskel also contributed his share. • Among others, he wrote Zikre Neger. • Zikre Neger is a comprehensive account of Ethiopia’s prewar land tenure systems & taxation. 36
  • 37. Cont’d • Another work dealing specifically with aspects of land tenure is left to us by Gebre-Wold Engidawork. • Another writer of the same category was Dejazmach Kebede Tesema. • Kebede wrote his memoir of the imperial period, published as Yetarik Mastawesha in 1962 E.C • The 1960s was a crucial decade in the development of Ethiopian historiography for it was in this period that history emerged as an academic discipline. • The pursuit of historical studies as a full-time occupation began with the opening of the Department of History in 1963 at the then Haile Selassie I University (HSIU). • The production of BA theses began towards the end of the decade. • .The Department launched its MA & PhD programs in 1979 & 1990 respectively. 37
  • 38. Cont’d • Since then researches by faculty (both Ethiopians & expatriates) & students have been produced on various topics. • Although mainly a research organization, the Institute of Ethiopian Studies (IES) is the other institutional home of professional historiography of Ethiopia. • The IES was founded in 1963. • Since then the Institute housed a number of historians of whom the late Richard Pankhurst, the first Director & founding member of the Institute is worthy of note here. • Pankhurst’s prolific publication record remains unmatched. • He has authored or co-authored 22 books & produced several hundred articles on Ethiopia. 38
  • 39. Cont’d • Since its foundation, the IES has been publishing the Journal of Ethiopian Studies for the dissemination of historical research. • The Institute’s library contains literary works of diverse disciplines & has its fair share in the evolution of professional historiography of Ethiopia. • The professionalization of history in other parts of the Horn is a post-colonial phenomenon. • With the establishment of independent nations, a deeper interest in exploring their own past quickly emerged among African populations, perhaps stimulated by reactions to decades of education in an alien imperial historiography. • With this came an urgent need to recast the historical record & to recover evidence of many lost pre-colonial civilizations. 39
  • 40. Cont’d • The decolonization of African historiography required new methodological approach (tools of investigation) to the study of the past that involved a critical use of oral data & tapping the percepts of ancillary disciplines like archeology, anthropology & linguistics. • At the same time, European intellectuals’ own discomfort with the Euro-centrism of previous scholarship provided for the intensive academic study of African history, an innovation that had spread to North America by the 1960s. • Foundational research was done at the School of Oriental & African Studies (SOAS) in London & the Department of History at the University of Wisconsin-Madison. • Francophone scholars have been as influential as Anglophones. • Yet African historiography has not been the sole creation of interested Europeans. • African universities have, despite the instabilities of politics & civil war in many areas, trained their own scholars & sent many others overseas for training who eventually published numerous works on d/t aspects of the region’s history 40
  • 41. 1.4.TheGeographicalContext • The term “Ethiopia and the Horn” refers to that part of NE Africa, which now contains Djibouti, Eritrea, Ethiopia, & Somalia. • The region consists chiefly of mountains uplifted through the formation of the Great Rift Valley. • The Rift Valley is a fissure in the Earth’s crust running down from Syria to Mozambique & marking the separation of the African & Arabian tectonic plates. • The major physiographic features of the region are a massive highland complex of mountains & plateaus divided by the Great Rift Valley & surrounded by lowlands, semi-desert, deserts & tropical forests along the periphery. • The diversity of the terrain led to regional variations in climate, natural vegetation, soil composition, & settlement patterns. 41
  • 42. Cont’d • People across the region are also remarkably diverse: they speak a vast number of d/t languages, profess to many distinct religions, live in various types of dwellings, & engage in a wide range of economic activities. • However, peoples of the region were never isolated; they interacted throughout history from various locations. • Thus, as much as there are many factors that make people of a certain area unique from the other, • there are also many areas in which peoples of Ethiopia & the Horn share common past. • The history of Ethiopia & the Horn has been shaped by contacts with others through commerce, migrations, wars, slavery, colonialism, & the waxing & waning of state systems. 42
  • 43. Cont’d • The evolution of human history owed much to geographical factors notably location, landforms, resource endowment, climate & drainage systems. • Spatial location in r/sh to other spaces & locations in the world is one geographical factor that has significant bearing on the ways in which history unfolds. • Ethiopia & the Horn lies between the Red Sea, Gulf of Aden & Indian Ocean on the one hand, & the present-day eastern frontiers of Sudan & Kenya on the other. • Since early times, the Red Sea & the Gulf of Aden linked NE Africa to the Eastern Mediterranean, the Near & Middle East, India, & the Far East. • Likewise, the Indian Ocean has linked East Africa to the Near & Middle East, India & the Far East. 43
  • 44. Cont’d • Another element of geographical factor that had profound impact on human history is drainage system. • Ethiopia & the Horn has 5 principal drainage systems. A. The Nile River- flowing from Uganda in the south to the Sudan in the north, the White Nile meets the Blue Nile (Abay in Ethiopia that starts from the environs of Tana Lake) in Khartoum & eventually, drains into the Mediterranean Sea through Egypt. B. The Ethiopian Rift Valley Lake systems- is a self-contained drainage basin, and includes a string of lakes stretching from Lake Ziway in the north to Lake Turkana (formerly known as Rudolf) on the Ethio-Kenyan border. C. Gibe/Omo–Gojeb River System-links southern Ethiopia to the semi-desert lowlands of northern Kenya. 44
  • 45. Cont’d D. The Awash River System is entirely confined to Ethiopia & links the cool rich highlands of Central Ethiopia with the hot, dry lowlands of the Danakil Depression. E. Genale/Jubba-Shebele-The Shebele & Genale rivers originate in the Eastern highlands & flow southeast toward Somalia & the Indian Ocean. Only the Genale (known as the Jubba in Somalia) makes it to the Indian Ocean; the Shebele disappears in sand just inside the coastline. .The above watersheds are very important in the life & history of the peoples inhabiting the region. .Besides providing people with the source of their livelihood, the drainage systems facilitated the movement of peoples & goods across diverse environments, resulting in the exchange of ideas, technology, knowledge, cultural expressions, & beliefs. 45
  • 46. Cont’d • Ethiopia and the Horn can be divided into 3 major distinct environmental zones. • The vast Eastern lowland covers the narrow coastal strip of northeastern Eritrea, widens gradually & descends southwards to include much of lowland Eritrea, the Sahel, the Danakil Depression, the lower Awash valley, & the arid terrain in northeast of the Republic of Djibouti. • It then extends to the Ogaden, the lower parts of Hararghe, Bale, Borana, Sidamo & the whole territory of the Republic of Somalia. • There is no much seasonal variation in climatic condition in this zone. Hot & dry conditions prevail year-round along with periodic monsoon winds & irregular (little) rainfall except in limited areas along the rivers Awash, Wabe-Shebele & Genale/Jubba that traverse the region & a few offshore islands in the Red Sea, Gulf of Aden & Indian Ocean that are inhabited by people closely related to those of immediate mainland districts. 46
  • 47. Cont’d • Much of the lowland territories are covered by shrub & bush as its major vegetation. • Immediately to the west of & opposite to the eastern lowland region forms the highland massif that starts from northern Eritrea & continues all the way to southern Ethiopia. • The eastern extension of the highland massif consists the Arsi, Bale & Hararghe plateau. • The major divide b/n the western & eastern parts of this zone is the Rift Valley. • The major physiographic features of the zone are complex of mountains, deep valleys, & extensive plateaus. • Further to the west, along the western foothills or on the periphery of the plateau & on borderlands of the Sudan stretching from north to south are hot lowlands that were characterized in earlier times by thick forests chiefly on the banks of the Nile & its tributaries. 47
  • 48. Cont’d • Despite the varied physical environments, the countries of the Horn of Africa are, for the most part, linguistically & ethnically linked together as far back as recorded history goes. • Population movements had caused a continuous process of interaction, creating a very complex picture of settlement patterns. • The high degree of interaction & the long common history of much of the population had weakened ethnic dividing lines in large parts of the region. • Linguistic & cultural affinities are therefore as important as ethnic origin in the grouping of the population. 48