1. VISHAL RAJ ADDIGI
Email: vishal.raj09@outlook.com LinkedInProfile - https://in.linkedin.com/in/vishalrajaddigi
Hand Phone:+91 973 919 9688 Experience - 4.3 Years
BUSINESS ANALYST – WEALTH MANAGEMENT & INVESTMENT BANKING
SeekingchallengingassignmentsinBusiness AnalysisandClientservicingwithanorganization of repute,wherethere isadrive forexcellence,co-operative
yetcompetitive workculture andachance to learnrapidly.
AREAS OF EXPERTISE
· StrategicPlanning · ClientPresentation · SCRUM
· Turn Around · UAT · Team Planning
· Change Management · TestCase Documentation · Brain Storming
· ProductDevelopment · New BusinessDevelopment · PROCESSImprovement
· BRD / FRD · RequirementGathering · RequirementAnalysis
SELECTED ACHIEVEMENTS
Division:WealthManagementIT(Application Development and Post Implementation Support – L2/L3) Private Banking Trading Engine,
Wealth Management, UBS Americas.
Division: Wealth Management ITOP (Innovate to out Perform) Regulatory Risk Project, Singapore, UBS Selected to initiate, develop & enhance
applications as part of Regulatory Risk Project.
Division: Asset Servicing, Investment Bank, UBS, Hyderabad –Worked in Change Team to identify and rectify the business applications used in daily
operations, lead UBS to achieve ISF GLOBAL RANK – 3 in 2013 and GLOBAL RANK – 5 in 2012.
Snapshot
 Offering 4.5 years of practical experience & unparalleled expertise in Business Analysis & Operations in various segments of BFSI like Trading,
Reconciliation, & Portfolio Analytics.
 3 Years of Knowledge on, CHARLES RIVER TRADING SYSTEM& Order & Execution Management System.
 Comprehensive knowledge of Software Development Life Cycle (SDLC) having thorough understanding of various phases like Requirements
Management, Development, Quality Assurance & Production Support
 Hands onexperienceingeneratingBusinessRequirementsDocument(BRD),Functional Requirement Document, Data , and Process Flow Diagrams
(swim lane diagrams), Minor Development Documentation (MDD).
 Realistic experience of all stages of Trade Life Cycle (Front, Middle & Back Office)
 Worked with major Investment Banks & Private Banks of
 Scrum Product Owner Accredited Certification
 Hands-onexperience onApplicationsused:Global+,CharlesRiver- InvestmentManagementsystem& Snow, SSE, TLM, Standard Settlement Engine
NextGeneration(SSENG), Corporate Action Reconciliation Engine (CARENG), Integrated Customer Relationship Management (ICRM), Integrated
Management Reporting System (IMRS), Integrated Credit Risk Control System (ICRC), Portfolio & Asset Management Application (Portia).

2.  Scheduledtotake ICBRR{International Certificate inBankingRisk& Regulation} by GARP- Global Association of Risk Professionals very shortly ( In
two weeks)
Core Competencies:
 Hand on experience in Identifying, assessing, and publishing project status (e.g.. change requests, progress, issues/risks) across plan, build and
operate activities that will be presented to the businesses
 Exceptionally good at training Development, Application Support and Testing Teams on the Functional and Business aspects of the applications
 Unmatched knowledge in Trade Capturing Systems, Order & Execution Management Systems
PROFESSIONAL EXPERIENCE
Since Feb 2015 - Till Date with HCL TECHNOLOGIES, BANGALORE as BUSINESS ANALYST, partnered with UBS Americas.
Division : PRIVATE BANKING, WealthManagementIT, FRONTOFFICEAPPLICATION WAVE
Client Name : UBSAmericas
Duration : Feb 2015 till Date
Profile : BusinessAnalyst – CHARLES RIVER TRADINGSYSTEM
Description: The Charles River IMS (Investment Management Solution) automates Front & Middle-Office investment management
functions across global business lines, asset classes and currencies on a single platform. Tightly-integrated capabilities support portfolio
management, performance and risk, compliance monitoring, Order and Execution management, and post-trade processing. Charles
River’s operating model includes enterprise software, data, application management, hosting and FIX network to improve investment
professional productivity, control risk and lower technology costs. The solution streamlines workflows across a common platform,
accurately-maps and manages data, standardizes interfaces, and simplifies day-to-day system management and upgrades.
My responsibilities include: CHARLESRIVER TRADING APPLICATION, PORTIA, IMRS and GLOBAL +
 Working on enhancements in trading application and the upstream and downstream flow for more sophisticated performance.
 Partnering with Financial Advisors and Portfolio Managers & Trading Desk to define solutions to business needs. This includes eliciting,
analysinganddocumentingbusinessrequirements, identifyingmultiple approaches, makingrecommendationsandfacilitating brainstorming
and requirement walk-through sessions C
 Conducting project related tests which include: developing detailed test plans, test cases and expected results; conducting tests;
evaluating and documenting results, tracking / resolving issues, and ensuring all associated procedures and release documentation are
updated.
 Supporting Trading desks, Portfolio Managers & Client Advisors when they have any issues with any of the applications of Wealth
Management.
 Account Set-Up and User Interface simplified for the CA, Traders, and Money Managers.
 Riskless Principal Trade calculation towards the settlement engine and reporting system.
 ConfiguringManager Work Bench, Post-TradeOperationsworkflowfor Fixed Income, Derivatives, Equity & Money MarketTradingDesks
 ConfiguringGroups, User Privileges andsetting CommissionandFees defaults dependingonExchanges, BrokersandProducts
 End of Day Setup, Import/ExportFeedSetup, FIX Connection, BrokerSetup, Trading Rules setup, Re-balancingsetup, CashForecast,
LayoutDesign & WFR setup
 Setting up new compliance rules and test the flow in the application for regulated trading as per the guidelines in QA and UAT env.
 Approving the enhancements and small change requested by the user and satisfying the business.

3.  Working in agile environment for quick and responsive business development.
 Supporting IT team on enhancements and end user impact of change implemented.
 Post implementation support to the Front office user (Client Advisors, Traders, and Portfolio Managers).
 Knowledge transfer on business side for the non-domain experts.
 Requirement gathering on change requested by business and documenting the user requests for reference on Business Requirement
Document.
 Taking up the initiative for minor developments and presenting to the business and user who are unaware of the benefits and impacts if
implemented.
 Supporting IMRS and MRS (Management Reporting System), to cater to the needs of the Client/Financial Advisors, Compliance, Operations
and the senior management.
 Develop specific reportsfor the ComplianceGroup, to help them monitor specific cash/security transactions, broker commission allocations
and trading.
 Generate reports using IMRS to provide in detail Client Positions, Performance, Net New Money, Revenue, Transactions and Statements.
 Using MRS - A system, which was designed and developed to collect data from various source systems and generate, consolidated reports,
which would cater to the needs of the Controlling Dept. and the Business Management Team.
Since Sep 11 – Jan 2015 with Wipro Pvt ltd, Hyderabad- Analyst, partnered with UBS Singapore, APAC BUSINESS
Division : Wealth Management I TOP (Innovate To Out Perform) Regulatory Risk Project
Client Name : UBSAmericas
Duration : Oct 2013 toJan 2015
Profile : BusinessAnalyst - CHARLES RIVERTRADING SYSTEM, CIS, IMRS, FA-Comp, E-Banking, PDE, QMS.
I TOP E-Banking Project Description:
1. ID Conversion and Matching & E-Doc: Ensure to maintain the client confidential data as per the banks requirements and limiting the access
to appropriate roles and authorizations signed by clients during the boarding.
2. Partner Duplicate Elimination (PDE) is one of the major and most important projects for UBS. PDE process ensures UBS meets Regulatory
requirements by Eliminating Duplicate Partners avoiding the multiple and unregulated data at the Bank.
3. Query Management System (QMS) - Running a special team to maintain a web based application for the Client Advisors to help them notify
their queries without hassle to RTB and WMO (Wealth Management Ops) teams.
My responsibilities include:
 Work with the PMOandproject managersto ensure timely and accurate reporting on all projects and initiatives and monitoring and reports
to managementonthe statusof project efforts, anticipating/identifyingissues thatinhibit the attainmentof project goals, and implementing
corrective actions.
 Producing high-quality verbal and written consulting deliverables (including proposals, customer presentations, consulting reports, etc.) to
effectively communicate project findings.
 Generating re-usable intellectual capital in the form of consulting methodology and templates, blueprints, and business cases.
 Analysing, developing and proposing enhancements to current business processes, reports, and applications in order to optimize system
effectiveness .Conducting customer interviews and producing meeting summaries.
 Create detailed UAT plans and scripts and manage the UAT process. Assist in the creation of detailed project plans and capture/manage
project risks, issues and dependencies and track deliverables through implementation.
 Participate in the identification and resolutionof complex production support issues, including partnering with the Development team to
detect root causes, and working with end users to identify requirements gaps.
 Document workflows and results of business analysis and obtain sign-off from client on the specifications

4.  Frequent interaction with Client and Business users to validate and clarify requirements for designing the overall solution.
 Involved in project from the initiation, documented the Standard Operating Procedures for the Operations team that helps the team
perform the process effectively and efficiently.
 Analysed the AS-IS process and document the MDD ( Minor Development documents)
 Prioritize stakeholders requirements from various teams who are aligned with the project
 Workedin SCRUM Environment, analysingstakeholders’ requirements, continuously being in contact with the RTB team and WMO (Wealth
Management Operation Team) to collate their requirements on regular intervals
 Assisted development team in understanding the requirements and providing training on basic domain concepts
 Conducting Defect review meetings with Development and Testing teams
 Take appropriate steps to analyse the root cause and support the RTB team maintaining data as per the requirements from regulators and
to develop a product more efficient for long run
 Conducting project related tests which include: writing functional test cases; conducting tests; evaluating and documenting results, tracking
/ resolving issues, and ensuring all associated procedures and release documentation are updated
 Supported user acceptance testing and system integration testing and provide functional test cases to the Quality Assurance team
 Handover the fully functioning product to the business and walkthrough the product features to business users and RTB team
 Deployed the tool in the specified time and completed the task as per the requirements from stake holders
Division : Asset Servicing
Client Name : UBS, London
Duration : Sep 2011 to Sep 2013
Profile : Team Analyst
Application : Standard Settlement Engine (SSE), Global One (Post Management (TLM) for Trading Activities), Transaction Lifecycle –NOSTRO-DEPOT
Reconciliation
Stock Borrow Lending and Corporate Actions Settlements Project: Primary goal of this division is to provide top quality operations in the day to day
management of the business deliverables and help team measure operational performance that empowers the management to - Reduce Risk and
Identify Re-engineering opportunities.
• Processing of corporate action events - Pre and Post Settlements activity, Stock Borrow and Lending, Reconciliation.
• Targets to reduce the number of breaks and the cost incurred to resolve same ( considering Tech improvements and Operations headcount)
• Executing the confirmations with adherence to the industry standards and client’s requirements.
• Post trade Nostro Reconciliation in TLM (Transaction Lifecycle Management).
• Reference data – In SSENG, on Financial, Operational and Regulatory and reporting Risks.
My responsibilities included -
 Perform NOSTRO reconciliation and resolution of exceptions such as accrual differences, position differences and Nostro breaks
 Resolve settlement related issues by escalation and through exception handling process obtain root cause analysis
 Assist Onshore Business Analysis team in understanding the functionality of the application for the new enhancements being implemented
and act as point of contact for any clarifications on functionalities of the application.
 Document detailed product enhancement document and provided use case to the technical team
 Was accountable to collect, document, and manage enhancement requests from internal and external sources
 Maintain updated product and system documentation as changes are made along the development cycle
 Document workflows, write functional test cases and obtain sign-off from client on the specifications

5.  Work with project team members to collaboratively develop end-to-end process flows and test cases
 Ensure QE teams hasclear understandingonthe functionality of the application andprovide the support required for these teams to ensure
timely delivery in good quality
 Responsible for the rapid analysis of the application, identification and escalation of bugs, retesting (user Acceptance) of new releases and
detailed examination of application testing results and coordinating with business and technology team to correct the discrepancies.
 Responsible to work on the Reference Data and Business Analysis during development and implementation of STANDARD SETTLEMENT
ENGINE NEXT GENERATION.
ATTAINMENTS
▪ Rewarded with Thank You Award (presented by UBSDirector) for the monthof Jan, Apr & Sep’ 12, Mar’13 andJune’14.
▪ Actively participated in the process enhancementanddelivered expert level processaccreditation on variousprocesseswithin the Asset
Servicing division.
▪ OrganizedPaper Presentation& Sportseventsat college.
▪ Actively participating in Social events Systems.
▪ Taking Interview 2nd
Level and3rd
Level ( Domain Skills – Functionaland Technical ) – Hiring resources for the Project.
CERTIFICATIONS & TOOLS
1. Certified Scrum Product Owner, Authorized Certificate ID – 07031009633094 (International Scrum Institute)
2. NCFM Certifications - (NationalStock Exchange of India)
▪ Financial Market Module
▪ Securities Market Module
▪ Derivatives Core Module
▪ Capital Market (Dealers) Module
3. Certified in Securities Operations, Mergers & Acquisition from Nanyang Technological & Business School – Singapore University (NTU)
4. Tools -
▪ UML standards, Star UML, Microsoft Visio
▪ Windows XP/2000/2003, Windows 7
▪ SERVICE NOW (SNow)
▪ HP Quality Center, Atlassian JIRA
EDUCATION
▪ Mastersin Finance from BadrukaInstituteof Foreign Trade.
▪ Bachelor of Technology in Aeronautical Engineering, JNTU 2009 withaggregate of 67.5%.
▪ Boardof Intermediate, March2005 with first division84.5%.
▪ Boardof Secondary, March2003 withfirst division79.5 %
PERSONAL DETAILS
DOB : 9th
June 1988
Passport # : G8329090; Validity: 21/04/2008 to 20/04/2018
Current Location : Bangalore
Location Worked : Hyderabad/Bangalore/Singapore