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THE NEW MAPS:
EXPERIENCES FROM
ASSESSING PUBLIC
PROCUREMENT SYSTEMS
Paulo Magina
Head of the Public Procurement Unit
OECD Public Governance Directorate
3rd regional conference on public procurement
for ENP EAST Countries
Tbilisi, 6-7 November 2019
MAPS isโ€ฆ
2
โ€ข For all public procurement systems
โ€ข At any level of government and the public sector
โ€ข For any country, regardless of the level of development
UNIVERSAL
โ€ข To improve the effectiveness and efficiency of public procurement
โ€ข To ensure integrity and transparency in the use of public funds
โ€ข To encourage dialogue between stakeholders
A REFORM TOOL
โ€ข Using objective and comprehensive indicators
โ€ข Engaging various stakeholders
โ€ข Guaranteeing the highest standard through a quality assurance
mechanism
A RECOGNISED ASSESSMENT
MAPS complements other
assessment tools
Governments evaluate their economic and financial systems to:
โ€ข Ensure accountability
โ€ข Report to their constituents
โ€ข Identify opportunities for reform
โ€ข Monitor progress
MAPS โ€“
procurement
TADAT โ€“ tax
PEFA โ€“ public
finance
Assessing
economic &
financial
governance
3
A flexible methodology for all
contexts
14 Indicators
55 Sub-indicators
4
MAPS can be seen as the international standard and
universal tool to evaluate any public procurement
system anywhere in the world.
MAPS suite
The MAPS Suite includes:
โ€ข MAPS core tool to assess the
procurement system as a
whole
โ€ข Guidance and templates to
support the assessment
โ€ข A quality assurance
mechanism ensured through
the MAPS Secretariat
โ€ข Supplementary modules to
focus and deepen the
analysis on a specific aspect
Supplementary
Modules
Sustainable
Procurement
Professionali
sation
E-
procurement
Sector
Level
Assessment
Entity Level
Assessment
Public
Private
Partnerships
Assessing the indicators in 3 steps
1
โ€ข Check quantitative assessment criteria
2
โ€ข Check qualitative assessment criteria
3
โ€ข Identify gaps against description in the MAPS
6
Gaps and red flags lead to
recommendations
Step 1: MAPS Userโ€™s Guide: โ€œsubstantive or material gapโ€
โ€ข Less than substantial achievement of the criteria, essential elements
of the indicator are missing
Step 2: Gaps are frequent โ€ฆ but sometimes we raise the red flag:
โ€ข โ€œfactors likely to prevent appropriate action to improve the public
procurement systemโ€
โ€ข Anything that could significantly impede the main goals of public
procurement
โ€ข Cannot be mitigated directly or indirectly
โ€ข Might be outside of public procurement: disagreement about
results, conflict with non-procurement laws or international
agreements conflict, external factors preventing improvement
7
The Assessment Milestones
8
Plan and
prepare the
assessment
Analyse
country
context
Assess system
and develop
recommendations
Validate
findings
Prepare
assessment
report
Quality
assurance
Publication
of
assessment
report
Main PP stakeholders to engage
Procurement
System
Employees
Stakeholders
Competitors
Unions Users
Contracting
Authority Contracting
Authority
Contracting
Authority
Contracting
Authority
Contracting
Authority
Public
interest
groups
and NGOs
Suppliers
Training
institutions
Financial
institutions
Judiciary &
criminal
enforcement
National and local
governments
Political
parties
Legislation
and policy
Supreme
Audit
Institution
9
10
OECD supports MAPS
assessments on three continents
5 Caribbean
States
Brazil
Kazakhstan
Greece
Norway
Argentina
โ€ข Similar, but separate procurement systems for general
government and SOEs
โ€ข SOEs provide public services and conduct more
procurement than the government
โ€ข Assessment of the public procurement in Kazakhstan
as a whole: both government and SOEs
โ€ข Joint approach between many partners:
โ€ข EBRD
โ€ข World Bank
โ€ข IsDB
โ€ข ADB
Kazakhstan: with partners
towards a MAPS Assessment
11
1(a) 4(a) 9(a) 11(a)
1(b) 4(b) 9(b) 11(b)
1(c) 5(a) 9(c) 11(c)
1(d) 5(b) 10(a) 12(a)
1(e) 5(c) 10(b) 12(b)
1(f) 5(d) 10(c) 12(c)
1(g) 6(a) 12(d)
1(h) 6(c) 13(a)
1(i) 7(a) 13(b)
1(j) 7(b) 13(c)
1(k) 7(c) 14(a)
1(l) 8(a) 14(b)
2(a) 8(b) 14(c)
2(b) 8(c) 14(d)
2(c) 14(e)
2(d) 14(f)
3(a) 14(g)
3(b)
2
3
12
6
13
7
14
8
Pillar I Pillar II Pillar III Pillar IV
1
4
9 11
5
10
MAPS highlights strengths and
identifies opportunities
12
MAPS in
Kazakhstan
Samruk-Kazyna
Our goal: Quality assessments
based in good practices
Clearly define
objectives
Ground the
assessment in
the countryโ€™s
context and
priorities
Involve relevant
stakeholders
Select a qualified
assessment
team, free from
conflict of interest
Rely on robust
evidence:
research, data
and information
Identify strengths
and weaknesses
Develop
actionable
recommendations
Follow-up on the
assessment
results
13
FOR MORE INFORMATION ON OECD WORK ON PUBLIC PROCUREMENT
OECD.ORG/GOV/PUBLIC-PROCUREMENT
14

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Paulo Magina, OECD Public Governance Directorate, third regional conference on public procurement for ENP East countries, Tbilisi, 6 November 2019, 2

  • 1. THE NEW MAPS: EXPERIENCES FROM ASSESSING PUBLIC PROCUREMENT SYSTEMS Paulo Magina Head of the Public Procurement Unit OECD Public Governance Directorate 3rd regional conference on public procurement for ENP EAST Countries Tbilisi, 6-7 November 2019
  • 2. MAPS isโ€ฆ 2 โ€ข For all public procurement systems โ€ข At any level of government and the public sector โ€ข For any country, regardless of the level of development UNIVERSAL โ€ข To improve the effectiveness and efficiency of public procurement โ€ข To ensure integrity and transparency in the use of public funds โ€ข To encourage dialogue between stakeholders A REFORM TOOL โ€ข Using objective and comprehensive indicators โ€ข Engaging various stakeholders โ€ข Guaranteeing the highest standard through a quality assurance mechanism A RECOGNISED ASSESSMENT
  • 3. MAPS complements other assessment tools Governments evaluate their economic and financial systems to: โ€ข Ensure accountability โ€ข Report to their constituents โ€ข Identify opportunities for reform โ€ข Monitor progress MAPS โ€“ procurement TADAT โ€“ tax PEFA โ€“ public finance Assessing economic & financial governance 3
  • 4. A flexible methodology for all contexts 14 Indicators 55 Sub-indicators 4 MAPS can be seen as the international standard and universal tool to evaluate any public procurement system anywhere in the world.
  • 5. MAPS suite The MAPS Suite includes: โ€ข MAPS core tool to assess the procurement system as a whole โ€ข Guidance and templates to support the assessment โ€ข A quality assurance mechanism ensured through the MAPS Secretariat โ€ข Supplementary modules to focus and deepen the analysis on a specific aspect Supplementary Modules Sustainable Procurement Professionali sation E- procurement Sector Level Assessment Entity Level Assessment Public Private Partnerships
  • 6. Assessing the indicators in 3 steps 1 โ€ข Check quantitative assessment criteria 2 โ€ข Check qualitative assessment criteria 3 โ€ข Identify gaps against description in the MAPS 6
  • 7. Gaps and red flags lead to recommendations Step 1: MAPS Userโ€™s Guide: โ€œsubstantive or material gapโ€ โ€ข Less than substantial achievement of the criteria, essential elements of the indicator are missing Step 2: Gaps are frequent โ€ฆ but sometimes we raise the red flag: โ€ข โ€œfactors likely to prevent appropriate action to improve the public procurement systemโ€ โ€ข Anything that could significantly impede the main goals of public procurement โ€ข Cannot be mitigated directly or indirectly โ€ข Might be outside of public procurement: disagreement about results, conflict with non-procurement laws or international agreements conflict, external factors preventing improvement 7
  • 8. The Assessment Milestones 8 Plan and prepare the assessment Analyse country context Assess system and develop recommendations Validate findings Prepare assessment report Quality assurance Publication of assessment report
  • 9. Main PP stakeholders to engage Procurement System Employees Stakeholders Competitors Unions Users Contracting Authority Contracting Authority Contracting Authority Contracting Authority Contracting Authority Public interest groups and NGOs Suppliers Training institutions Financial institutions Judiciary & criminal enforcement National and local governments Political parties Legislation and policy Supreme Audit Institution 9
  • 10. 10 OECD supports MAPS assessments on three continents 5 Caribbean States Brazil Kazakhstan Greece Norway Argentina
  • 11. โ€ข Similar, but separate procurement systems for general government and SOEs โ€ข SOEs provide public services and conduct more procurement than the government โ€ข Assessment of the public procurement in Kazakhstan as a whole: both government and SOEs โ€ข Joint approach between many partners: โ€ข EBRD โ€ข World Bank โ€ข IsDB โ€ข ADB Kazakhstan: with partners towards a MAPS Assessment 11
  • 12. 1(a) 4(a) 9(a) 11(a) 1(b) 4(b) 9(b) 11(b) 1(c) 5(a) 9(c) 11(c) 1(d) 5(b) 10(a) 12(a) 1(e) 5(c) 10(b) 12(b) 1(f) 5(d) 10(c) 12(c) 1(g) 6(a) 12(d) 1(h) 6(c) 13(a) 1(i) 7(a) 13(b) 1(j) 7(b) 13(c) 1(k) 7(c) 14(a) 1(l) 8(a) 14(b) 2(a) 8(b) 14(c) 2(b) 8(c) 14(d) 2(c) 14(e) 2(d) 14(f) 3(a) 14(g) 3(b) 2 3 12 6 13 7 14 8 Pillar I Pillar II Pillar III Pillar IV 1 4 9 11 5 10 MAPS highlights strengths and identifies opportunities 12 MAPS in Kazakhstan Samruk-Kazyna
  • 13. Our goal: Quality assessments based in good practices Clearly define objectives Ground the assessment in the countryโ€™s context and priorities Involve relevant stakeholders Select a qualified assessment team, free from conflict of interest Rely on robust evidence: research, data and information Identify strengths and weaknesses Develop actionable recommendations Follow-up on the assessment results 13
  • 14. FOR MORE INFORMATION ON OECD WORK ON PUBLIC PROCUREMENT OECD.ORG/GOV/PUBLIC-PROCUREMENT 14