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Improving Food & Nutrition Security
Systematic Review on Impact of Food Security Interventions
Ruerd Ruben
Chair Impact Analysis & Food Security
Outline
1. Context of the study
2. Systematic review approach
3. Key findings on food security pathways
4. Effectiveness, efficiency, sustainability
5. Lessons & Outlook
2PEGNET Dakar
Context
 2000-2015: Rapid reduction in poverty, but sluggish reduction
of number of malnourished people
 Renewed attention for agriculture and food security (WDR
2008, G8, Malabo declaration, CAADP)
 OECD-DAC EvalNet/3ie: systematic review procedures
(Cochrane handbook, Campbell protocol, EPPI)
 Donor community: Growing demand for operational guidelines
on Food Security (‘what works, where and when?’)
 Other SRs: Microfinance (Duyvendack, 2011), Cash Transfers
(Kabeer, 2013), Input subsidies (Dorward, 2014), Child
Nutrition (Masset, 2011), Innovation grants (Ton, 2013)
3
Systematic review approach
1. Clear delimitation of subject (food/nutrition)
2. Define inclusion criteria (robust evidence)
3. Transparent search strategy (inclusion/exclusion)
4. Selected cases: coding & analysing
 Reduction of bias & better comparison between studies
Hybrid methodology: combining case studies with meta analyses
 Analyzing interventions in their context
4
Resilience
Buffer:
Assets, $
Local
food
prod.
Local
market
Local
food
stocks
Food aid
/ safety
net
National
food
availability:
National
food
prod.
Import /
export
National
food
stocks
Internat.
food aid
IndividualHouseholdNational-Local
farm
income
HH food purchasing power
non-farm
income
Household food access stability
Individual food utilisation (nutritional status)
Individual food access Food
quality
Health,
WASH.
food
production
Resilience
Buffer:
Food
Individual food access stability
Household food access
Food
price
Food security: impact pathways
Impact indicators: food utilisation, access and stability
nr Aspect Ideal indicators* Accepted for review Rejected for review (examples)
1 Hunger
index
Combination of
indicators 2+3+4
2 Food
utilisation
 % population
malnourished (2)
3  % children <5y
malnourished (2)
4  % child mortality
under 5y.
5 Food
access
 % population
meeting energy
requirements (1)
 Avg energy intake (5).
 % eating 3 meals/day
(1)
 % FS extrapolated income
 % FS extrap. nat. prod.
6 Food
access
stability
 % households
being food secure
all year
 Months per year FS
(self declared) (6)
nr Aspect* Ideal indicators Accepted for review Rejected for review (examples)
7 Household
income,
purchasing
power (20)
 % living above / below
poverty threshold (6)
 Average annual total
income ($/p/y; $/hh/y)
(9)
 Average annual farm
income (8)
 Income from one
commodity, neglecting
other income
 Crop value, neglecting
production costs
8 Household
food
production
(9)
 % hh producing sufficient
food (threshold) (1)
 Staple food prod.
(kg/p/y) (5)
 Production value
($/hh/y) (6)
 Production of main
staple (kg/p/y) (3)
 Production of one crop, not
the staple crop
9 Food price
(4)
 Trends in food price (%
increase/decrease /yr) (3)
 Food price relative to
wages (kg/day) (1)
 Food price ($/kg)
10 Household
buffer (4)
 Buffer food stock, above a
minimum stock (kg/p)
 Buffer capital or assets,
above a min. capital ($/p)
 Food buffer (kg/p)
 Capital ($/p) (4)
 Assets that do not serve to
bridge a period of food
shortage (housing, farm
equipment, land) 7
Proxy impact: hh production, hh income, food price, buffer
Evaluation quality: Indicators
Good examples:
 Child malnutrition
 Population meeting energy requirements
 Poverty rate
 Minimum wage / food price
8
Poor examples:
 Average calorie intake
 Income from one crop
 HH food security extrapolated
from national production
Objective: Quantify impact on FS (aggregate and compare)
Requirement: Small set of agreed-on indicators :
• Robust link to FS impact
• Head count indicators
• Thresholds
Selection criteria
 Evaluation subject: Focus on 4 impact pathways
● Production (staple crops, livestock)
● Value chains
● Market (institutional) reforms
● Land tenure security
 Evaluation quality (proof for attribution):
● Indicators up to (proxy) impact level
● Counterfactual: with-without comparison
99
10
Systematic
review
screening
Key findings on evaluation quality: Counterfactual
what would have happened without intervention?
11
300 pre-selected studies  only 38 qualified for systematic review.
• Unsuitable indicators
• Absence or unconvincing counterfactual
(wrong assumption: nothing would happen without intervention)
Robust
A. Increasing agricultural production
 Convincing results:
● Crop genetic improvement (esp. Asia; seeds upgrading Africa)
● Reducing production losses (also in Africa)
 Production increase in Asia:
● Increased yield and reduced production costs
● Lower food prices (relative to wages: indirect impact large scale)
 Stagnating intensification in Africa:
● More diversity in agro-ecological zones
● Less and later efforts in research;
● Less and underuse irrigation potential
● Limiting conditions: markets, extension, credit; input costs
12
B. Value chains (private sector linkages)
 Quite effective for increasing prices and (farmer) net income
 Domestic and regional markets: potential for many farmers
 International markets: limited effects of certification
 Organizational requirements (project; producer organisation)
 Poorest or most vulnerable only benefit as wage labourers
 Reduction of post-harvest losses (storage, warehouse receipts, etc)
 Large effects of infrastructure investments (feeder roads)
13
C. Reforming markets (governance)
 Poor results where simple reduction of trade barriers was combined
with abandoned state support to agriculture (structural adjustment):
● Good for competitive export crops
● Not good for domestic food production
 Better results with gradual & negotiated reforms:
● Cotton sector Burkina Faso: creating new institutions
● Rice trade in Vietnam; private domestic, state external trade
● Contract farming (F&V, tea, cocoa)
 Positive effects of reduced price volatility:
● Private tube well imports Bangladesh: recovery from flood
● Rainfall index insurance (Benin, Rwanda, Mozambique)
14
D. Land tenure security
 Land use rights, as part of economic reform (China and Vietnam) :
spectacular results
 Formalising land use rights or land ownership: encouraging farmer
investments (Rwanda, Guatemala, Peru, Mozambique)
 BUT: sometimes limited effect on access to credit (supply)
+ demand-side constraints (risk aversiveness)
 Poorest farmers need additional support
15
Costs and benefits per household
Potential coverage:
 Available ODA for agriculture (2010): $8.4 billion
 Malnourished people (2010): 0.9 billion  $45 /hh
16
Cost ($/hh) Benefit ($/hh/y) B/C
Disease resistant cassava (Mozambique) $9 $25 +++
Organic certified coffee (Uganda) $90 $95 ++
Irrigation (India) $1,840 $225 +
Dairy sector (Zambia) $3,660 $340 -
Rust resistance in wheat $2/y $13 +++
Seed and fertiliser pack (Zimbabwe) $37 /y $20 -
Summary / Overview
1717
Lessons & Outlook
18
• Harmonisation of impact indicators
– Head-count & proxy indicators
– Judgement criteria (quality)
– Efficiency: simplify costs + benefits
• Counterfactual analysis
– Localised interventions: control group
– National trends: meta analysis
• Sustainability & Upcaling
– Farmers’ involvements (demand-led)
– Uscaling depends on institutions
● Coordination between donors
Acknowledgements
Authors:
Ruerd Ruben
Ferko Bodnar (IOB)
Jisse Kranen (IOB)
Bart de Steenhuijsen Piters (KIT)
Advisory group:
Eric Smaling (KIT)
Henri Jorritsma (IOB)
Bart de Steenhuijsen Piters (KIT)
External reviewers:
Prem Bindraban (WUR)
Andrew Dorward (Imperial College)
19
Thanks for your attention
20
Ruerd.ruben@wur.nl
RRuerd

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Food security review

  • 1. Improving Food & Nutrition Security Systematic Review on Impact of Food Security Interventions Ruerd Ruben Chair Impact Analysis & Food Security
  • 2. Outline 1. Context of the study 2. Systematic review approach 3. Key findings on food security pathways 4. Effectiveness, efficiency, sustainability 5. Lessons & Outlook 2PEGNET Dakar
  • 3. Context  2000-2015: Rapid reduction in poverty, but sluggish reduction of number of malnourished people  Renewed attention for agriculture and food security (WDR 2008, G8, Malabo declaration, CAADP)  OECD-DAC EvalNet/3ie: systematic review procedures (Cochrane handbook, Campbell protocol, EPPI)  Donor community: Growing demand for operational guidelines on Food Security (‘what works, where and when?’)  Other SRs: Microfinance (Duyvendack, 2011), Cash Transfers (Kabeer, 2013), Input subsidies (Dorward, 2014), Child Nutrition (Masset, 2011), Innovation grants (Ton, 2013) 3
  • 4. Systematic review approach 1. Clear delimitation of subject (food/nutrition) 2. Define inclusion criteria (robust evidence) 3. Transparent search strategy (inclusion/exclusion) 4. Selected cases: coding & analysing  Reduction of bias & better comparison between studies Hybrid methodology: combining case studies with meta analyses  Analyzing interventions in their context 4
  • 5. Resilience Buffer: Assets, $ Local food prod. Local market Local food stocks Food aid / safety net National food availability: National food prod. Import / export National food stocks Internat. food aid IndividualHouseholdNational-Local farm income HH food purchasing power non-farm income Household food access stability Individual food utilisation (nutritional status) Individual food access Food quality Health, WASH. food production Resilience Buffer: Food Individual food access stability Household food access Food price Food security: impact pathways
  • 6. Impact indicators: food utilisation, access and stability nr Aspect Ideal indicators* Accepted for review Rejected for review (examples) 1 Hunger index Combination of indicators 2+3+4 2 Food utilisation  % population malnourished (2) 3  % children <5y malnourished (2) 4  % child mortality under 5y. 5 Food access  % population meeting energy requirements (1)  Avg energy intake (5).  % eating 3 meals/day (1)  % FS extrapolated income  % FS extrap. nat. prod. 6 Food access stability  % households being food secure all year  Months per year FS (self declared) (6)
  • 7. nr Aspect* Ideal indicators Accepted for review Rejected for review (examples) 7 Household income, purchasing power (20)  % living above / below poverty threshold (6)  Average annual total income ($/p/y; $/hh/y) (9)  Average annual farm income (8)  Income from one commodity, neglecting other income  Crop value, neglecting production costs 8 Household food production (9)  % hh producing sufficient food (threshold) (1)  Staple food prod. (kg/p/y) (5)  Production value ($/hh/y) (6)  Production of main staple (kg/p/y) (3)  Production of one crop, not the staple crop 9 Food price (4)  Trends in food price (% increase/decrease /yr) (3)  Food price relative to wages (kg/day) (1)  Food price ($/kg) 10 Household buffer (4)  Buffer food stock, above a minimum stock (kg/p)  Buffer capital or assets, above a min. capital ($/p)  Food buffer (kg/p)  Capital ($/p) (4)  Assets that do not serve to bridge a period of food shortage (housing, farm equipment, land) 7 Proxy impact: hh production, hh income, food price, buffer
  • 8. Evaluation quality: Indicators Good examples:  Child malnutrition  Population meeting energy requirements  Poverty rate  Minimum wage / food price 8 Poor examples:  Average calorie intake  Income from one crop  HH food security extrapolated from national production Objective: Quantify impact on FS (aggregate and compare) Requirement: Small set of agreed-on indicators : • Robust link to FS impact • Head count indicators • Thresholds
  • 9. Selection criteria  Evaluation subject: Focus on 4 impact pathways ● Production (staple crops, livestock) ● Value chains ● Market (institutional) reforms ● Land tenure security  Evaluation quality (proof for attribution): ● Indicators up to (proxy) impact level ● Counterfactual: with-without comparison 99
  • 11. Key findings on evaluation quality: Counterfactual what would have happened without intervention? 11 300 pre-selected studies  only 38 qualified for systematic review. • Unsuitable indicators • Absence or unconvincing counterfactual (wrong assumption: nothing would happen without intervention) Robust
  • 12. A. Increasing agricultural production  Convincing results: ● Crop genetic improvement (esp. Asia; seeds upgrading Africa) ● Reducing production losses (also in Africa)  Production increase in Asia: ● Increased yield and reduced production costs ● Lower food prices (relative to wages: indirect impact large scale)  Stagnating intensification in Africa: ● More diversity in agro-ecological zones ● Less and later efforts in research; ● Less and underuse irrigation potential ● Limiting conditions: markets, extension, credit; input costs 12
  • 13. B. Value chains (private sector linkages)  Quite effective for increasing prices and (farmer) net income  Domestic and regional markets: potential for many farmers  International markets: limited effects of certification  Organizational requirements (project; producer organisation)  Poorest or most vulnerable only benefit as wage labourers  Reduction of post-harvest losses (storage, warehouse receipts, etc)  Large effects of infrastructure investments (feeder roads) 13
  • 14. C. Reforming markets (governance)  Poor results where simple reduction of trade barriers was combined with abandoned state support to agriculture (structural adjustment): ● Good for competitive export crops ● Not good for domestic food production  Better results with gradual & negotiated reforms: ● Cotton sector Burkina Faso: creating new institutions ● Rice trade in Vietnam; private domestic, state external trade ● Contract farming (F&V, tea, cocoa)  Positive effects of reduced price volatility: ● Private tube well imports Bangladesh: recovery from flood ● Rainfall index insurance (Benin, Rwanda, Mozambique) 14
  • 15. D. Land tenure security  Land use rights, as part of economic reform (China and Vietnam) : spectacular results  Formalising land use rights or land ownership: encouraging farmer investments (Rwanda, Guatemala, Peru, Mozambique)  BUT: sometimes limited effect on access to credit (supply) + demand-side constraints (risk aversiveness)  Poorest farmers need additional support 15
  • 16. Costs and benefits per household Potential coverage:  Available ODA for agriculture (2010): $8.4 billion  Malnourished people (2010): 0.9 billion  $45 /hh 16 Cost ($/hh) Benefit ($/hh/y) B/C Disease resistant cassava (Mozambique) $9 $25 +++ Organic certified coffee (Uganda) $90 $95 ++ Irrigation (India) $1,840 $225 + Dairy sector (Zambia) $3,660 $340 - Rust resistance in wheat $2/y $13 +++ Seed and fertiliser pack (Zimbabwe) $37 /y $20 -
  • 18. Lessons & Outlook 18 • Harmonisation of impact indicators – Head-count & proxy indicators – Judgement criteria (quality) – Efficiency: simplify costs + benefits • Counterfactual analysis – Localised interventions: control group – National trends: meta analysis • Sustainability & Upcaling – Farmers’ involvements (demand-led) – Uscaling depends on institutions ● Coordination between donors
  • 19. Acknowledgements Authors: Ruerd Ruben Ferko Bodnar (IOB) Jisse Kranen (IOB) Bart de Steenhuijsen Piters (KIT) Advisory group: Eric Smaling (KIT) Henri Jorritsma (IOB) Bart de Steenhuijsen Piters (KIT) External reviewers: Prem Bindraban (WUR) Andrew Dorward (Imperial College) 19
  • 20. Thanks for your attention 20 Ruerd.ruben@wur.nl RRuerd