Horizon 2020 Open Access
mandate
Webinar 28 May 2015
Inge Van Nieuwerburgh
Ghent University
Open revisited
20150528_webinar-OA
Source: clobridge consulting clobridgeconsulting.com20150528_webinar-OA
Opendefinition.org
“Open means anyone can freely access, use,
modify, and share for any purpose (subject, at
most, to requirements that preserve
provenance and openness).”
Science for everyone to use
Source: Hack your PHD
http://hackyourphd.org/en/flyers/
20150528_webinar-OA
1 2
What is OA?
 Online, digital
 Peer-reviewed
research results
 Freely accessible,
ideally with re-use
rights (with
reference to
source)
 No plagiarism or
violation of
copyright
3
Different options
- Self-archiving in
digital archive
(repository)
- Publish in Open
Access Journal
- Best practice:
always self-archive
an OA version of
your work,
regardless if and
where you publish
Open Access
Why OA?
- Enhance visibility
and impact of
research
- Speeds up
publication
process
- Allows others to
build on your work
- Research paid for
by public funds
=> innovation,
prestige, funding
20150528_webinar-OA
H2020 policy
20150528_webinar-OA
Why EC is interested
• acceleration of the research and discovery process,
leading to increased returns on R&D investment;
• avoidance of the duplication of research efforts,
leading to savings in R&D expenditure;
• enhanced opportunities for multi-disciplinary research,
as well as inter-institutional and inter-sectorial
collaborations;
• broader and faster opportunities for the adoption and
commercialisation of research findings, generating
increased returns on public investment in R&D and the
potential for the emergence of new industries based on
scientific information.
20150528_webinar-OA
TO FACILITATE
AND IMPROVE
THE CIRCULATION
OF INFORMATION
IN THE EUROPEAN
RESEARCH AREA (ERA)
AND BEYOND
OApolicydevelopmentinH2020
• July 2012: policy announced (Commission)
• December 2013: Grant Agreement defines final, practical
responsibilities for authors:
• Immediate deposit
• If embargoed, open at end of embargo period
• ‘Aim to deposit’ research data
A long time “in development”
20150528_webinar-OA
Recommendation to member states July 2012
• Member States to define policies for and implement:
• OA to publications
• OA to research data – taking into account data-specific concerns
• Preservation and re-use of scientific information
• E-infrastructures
• Consistency between H2020 policy and MS policy
• Multi-stakeholder dialogue
• Structured co-ordination of MS at EU-level + reporting:
• Per member state a NPR (national point of reference)
OApolicydevelopmentin H2020
20150528_webinar-OA
Publications
20150528_webinar-OA
Open Access in Horizon
2020
IN HORIZON 2020,
THE EC REQUESTS
ALL PROJECTS TO
PROVIDE OPEN
ACCESS TO ALL PEER
REVIEWED ARTICLES
ARISING FROM
PROJECT FUNDING.
European Commission funded projects
Open Access in Horizon
2020
“ENSURE OPEN ACCESS…
AS SOON AS POSSIBLE AND AT THE
LATEST ON PUBLICATION, DEPOSIT A
MACHINE-READABLE ELECTRONIC
COPY OF THE PUBLISHED VERSION OR
FINAL PEER-REVIEWED MANUSCRIPT
ACCEPTED FOR PUBLICATION IN A
REPOSITORY FOR SCIENTIFIC
PUBLICATIONS”
The grant agreement states:
http://ec.europa.eu/research/participants/data/ref/h2020/mga/gga/h2020-mga-gga-
multi_en.pdf
20150528_webinar-OA
“… beneficiary must
ensure open access (free of
charge) to all peer-reviewed
scientific publications …
the data, including associated
metadata, free of charge for any
user …”
Open Access in Horizon
2020
1. SUBMIT PAPERS TO A JOURNAL OF CHOICE,
THERE IS NO RESTRICTION. IF A RESEARCHER
CHOOSES TO PUBLISH IN AN OA JOURNAL,
PUBLISHING COSTS CAN BE REIMBURSED WITHIN
THE PROJECT PERIOD AND BUDGET.
2. DEPOSIT THE FINAL MANUSCRIPT OR PUBLISHER’S
PDF IN A REPOSITORY, EITHER INSTITUTIONAL OR
DISCIPLINARY.
3. ACKNOWLEDGE PROJECT FUNDING, BOTH IN THE
PUBLICATION AND IN THE METADATA: EACH
PUBLICATION SHOULD ADD THE EC GRANT
AGREEMENT NUMBER.
4. EACH PAPER MUST HAVE A PUBLICATION DATE, A
DATE OF RELEASE IN OPEN ACCESS (EMBARGOED
IF NECESSARY) AND A PERSISTENT IDENTIFIER.
Four steps to getting open access articles:
20150528_webinar-OA
Research data pilot
20150528_webinar-OA
Source: Hack your PHD
http://hackyourphd.org/en/flyers/
2015
0528
_webi
nar-
20150528_webinar-OA
• A limited pilot will ensure OA to some data, on a voluntary basis and
with opt-out safeguards
• Beneficiaries will accept to:
• deposit in an open access repository:
• the data, including associated metadata, needed to validate the
results presented in scientific publications as soon as possible;
• other data, including associated metadata, as specified and within
the deadlines laid down in the data management plan;
20150528_webinar-OA
• (i) required to deposit the research data, preferably in
a research data repository and (ii), as far as possible,
take measures to enable third parties to access, mine,
exploit, reproduce and disseminate this research data.
• At the same time, projects should provide information
about tools and instruments at the disposal of the
beneficiaries and necessary for validating the results,
for instance specialised software or software code.
20150528_webinar-OA
• Opt out
Eg. conflict with obligation to protect results, with confidentiality
obligations, with security obligations or with rules on protection
of personal data or action’s main objective be jeopardised by
making specific parts of the research data openly accessible
• Costs relating to the implementation of the pilot will be
reimbursed.
20150528_webinar-OA
OPEN ACCESS
OpenAIRE implements
the
EC requirements
20150528_webinar-OA
What is OpenAIRE
• A Participatory European Open Access
infrastructure to manage scientific publications
and associated scientific material via repository
networks.
• Supports discovery, sharing and re-use of Open
Access publications and EC funded research
results.
• Enhances publications by interconnecting them
with data sets, funding information, related
publications, institutional afiliation, metrics...
20150528_webinar-OA
Visualize - Manage
Enhanced Publications
Get support
(NOADs)
Linked Content
Statistics
+++
Search & Browse
Curate & collaborate
Deposit
Publications
& data
Research impact
Citations, usage
statistics
+++
APIs
Data repositories
Data Journals
Metadata
on data
Publication
repositories
Institutional &
Thematic
Open Access
Journals
Usage data
Metadata
And pdfs
8,700,000 OA publications
460 validated repositories
National funding
EC funding
Guidelines for use services
Institutional
CRIS
Systems
CERN/OpenAIRE “catch-all”
repository
Guidelines for data interoperability
Services for
Project Coordinators, Project Funders, Funders, Researchers,… Systems
Infrastructure
coordination
Infrastructure: data sources
Deposits in institutional or thematic repository
Publishes in OA journal
Publishes data
Fully
compliant?
Mine for project
Mine for other info De-duplicateLinkEnrich
OrganizationsProjects
AuthorsDatasets
Publications
Data
Providers
1 2
Helps researchers
• share and archive
research
• maximize the use of
their research output
• comply with funder’s
Open Access
demands
• linking publications to
datasets
• deposit: repository
network + zenodo.org
3
Aids data providers
• to make content more
visible
• to make Open Access a
daily reality in
knowledge
management
• deposit: repository
network + zenodo.org
• to ensure
interoperability with
repositories, CRIS
systems and project
databases
What does OpenAIREoffer?
Assistance for
project coordinators
• compliance with
funder’s Open Access
demands
• reporting publication
progress and research
output
• searching and
compiling
performance
indicators for a
project
• linking publications to
data
How can OpenAIRE help?
• Help with reporting:
You can find your publications and
project listed at www. openaire.eu.
This is embedded in the EC’s
project portal (Cordis).
• Generate your
publication lists:
OpenAIRE provides you with a
button that will automatically
generate a publication list.
• Gold Open Access Pilot:
Reimbursement of Post-grant FP7
OA publications charges
TOOLS FOR PROJECT COORDINATORS
20150528_webinar-OA
View project
Detailed info
Link to Cordis
App box
List of publications
Data
Stats
20150528_webinar-OA
View report
20150528_webinar-OA
View Cordis
20150528_webinar-OA
FP7 Post-Grant Gold Pilot
• OA Article Processing Charges (APCs) for FP7
projects up to two years after they end.
• Max. 3 publications per FP7 project
• Peer reviewed
• Deposit in an OpenAIRE compliant repository
• See: https://www.openaire.eu/goldoa/fp7-post-
grant/pilot
20150528_webinar-OA
How can OpenAIRE help?
• Harvest into
OpenAIRE
Publications and data
• Link publications
OpenAIRE links your
publication to data, projects
• Zenodo:
OpenAIRE provides you with a
repository, for publications and
data
TOOLS FOR RESEARCHERS
20150528_webinar-OA
Zenodo
• Multiple data types
• Publications
• Long tail of research data
• Citable data (DOI)
• Links to funding, pubs,
data, software
“Catch-all” repository: OpenAIRE-CERN joint effort
20150528_webinar-OA
www.zenodo.org
H2020: Option to gather, preserve and
share
your project’s scientific output
For Project officers
20150528_webinar-OA
• Project monitoring tools
• Guides on how and why
Guides
https://www.openaire.eu/h2020-
fachtsheets/static-content/openaire-
h2020-fachtsheets/
Project monitoring
Project productivity
over time
Post project-end
monitoring
Pubs location
OA mandate
conformance
20150528_webinar-OA
For Funders
https://www.openaire.eu/statistics/statistics/statistics/
20150528_webinar-OA
20150528_webinar-OA
Monitoring
OA policy
FULL TEXT AND
RELATED DATA
Ultimately access to
Of EC funded research
www.openaire.eu
@openaire_eu
facebook.com/groups/openaire
linkedin.com/groups/OpenAIRE-3893548
Inge.vannieuwerburgh@ugent.be
20150528_webinar-OA
Inge Van Nieuwerburgh

Horizon 2020 Open Access mandate - OpenAIRE webinar by Inge Van Nieuwerburgh

  • 1.
    Horizon 2020 OpenAccess mandate Webinar 28 May 2015 Inge Van Nieuwerburgh Ghent University
  • 2.
  • 3.
    Source: clobridge consultingclobridgeconsulting.com20150528_webinar-OA
  • 4.
    Opendefinition.org “Open means anyonecan freely access, use, modify, and share for any purpose (subject, at most, to requirements that preserve provenance and openness).”
  • 5.
    Science for everyoneto use Source: Hack your PHD http://hackyourphd.org/en/flyers/ 20150528_webinar-OA
  • 7.
    1 2 What isOA?  Online, digital  Peer-reviewed research results  Freely accessible, ideally with re-use rights (with reference to source)  No plagiarism or violation of copyright 3 Different options - Self-archiving in digital archive (repository) - Publish in Open Access Journal - Best practice: always self-archive an OA version of your work, regardless if and where you publish Open Access Why OA? - Enhance visibility and impact of research - Speeds up publication process - Allows others to build on your work - Research paid for by public funds => innovation, prestige, funding
  • 8.
  • 9.
  • 10.
    Why EC isinterested • acceleration of the research and discovery process, leading to increased returns on R&D investment; • avoidance of the duplication of research efforts, leading to savings in R&D expenditure; • enhanced opportunities for multi-disciplinary research, as well as inter-institutional and inter-sectorial collaborations; • broader and faster opportunities for the adoption and commercialisation of research findings, generating increased returns on public investment in R&D and the potential for the emergence of new industries based on scientific information. 20150528_webinar-OA
  • 11.
    TO FACILITATE AND IMPROVE THECIRCULATION OF INFORMATION IN THE EUROPEAN RESEARCH AREA (ERA) AND BEYOND
  • 12.
    OApolicydevelopmentinH2020 • July 2012:policy announced (Commission) • December 2013: Grant Agreement defines final, practical responsibilities for authors: • Immediate deposit • If embargoed, open at end of embargo period • ‘Aim to deposit’ research data A long time “in development” 20150528_webinar-OA
  • 13.
    Recommendation to memberstates July 2012 • Member States to define policies for and implement: • OA to publications • OA to research data – taking into account data-specific concerns • Preservation and re-use of scientific information • E-infrastructures • Consistency between H2020 policy and MS policy • Multi-stakeholder dialogue • Structured co-ordination of MS at EU-level + reporting: • Per member state a NPR (national point of reference) OApolicydevelopmentin H2020 20150528_webinar-OA
  • 14.
  • 15.
    Open Access inHorizon 2020 IN HORIZON 2020, THE EC REQUESTS ALL PROJECTS TO PROVIDE OPEN ACCESS TO ALL PEER REVIEWED ARTICLES ARISING FROM PROJECT FUNDING. European Commission funded projects
  • 16.
    Open Access inHorizon 2020 “ENSURE OPEN ACCESS… AS SOON AS POSSIBLE AND AT THE LATEST ON PUBLICATION, DEPOSIT A MACHINE-READABLE ELECTRONIC COPY OF THE PUBLISHED VERSION OR FINAL PEER-REVIEWED MANUSCRIPT ACCEPTED FOR PUBLICATION IN A REPOSITORY FOR SCIENTIFIC PUBLICATIONS” The grant agreement states: http://ec.europa.eu/research/participants/data/ref/h2020/mga/gga/h2020-mga-gga- multi_en.pdf
  • 17.
    20150528_webinar-OA “… beneficiary must ensureopen access (free of charge) to all peer-reviewed scientific publications … the data, including associated metadata, free of charge for any user …”
  • 18.
    Open Access inHorizon 2020 1. SUBMIT PAPERS TO A JOURNAL OF CHOICE, THERE IS NO RESTRICTION. IF A RESEARCHER CHOOSES TO PUBLISH IN AN OA JOURNAL, PUBLISHING COSTS CAN BE REIMBURSED WITHIN THE PROJECT PERIOD AND BUDGET. 2. DEPOSIT THE FINAL MANUSCRIPT OR PUBLISHER’S PDF IN A REPOSITORY, EITHER INSTITUTIONAL OR DISCIPLINARY. 3. ACKNOWLEDGE PROJECT FUNDING, BOTH IN THE PUBLICATION AND IN THE METADATA: EACH PUBLICATION SHOULD ADD THE EC GRANT AGREEMENT NUMBER. 4. EACH PAPER MUST HAVE A PUBLICATION DATE, A DATE OF RELEASE IN OPEN ACCESS (EMBARGOED IF NECESSARY) AND A PERSISTENT IDENTIFIER. Four steps to getting open access articles: 20150528_webinar-OA
  • 19.
  • 20.
    Source: Hack yourPHD http://hackyourphd.org/en/flyers/ 2015 0528 _webi nar-
  • 21.
  • 22.
    • A limitedpilot will ensure OA to some data, on a voluntary basis and with opt-out safeguards • Beneficiaries will accept to: • deposit in an open access repository: • the data, including associated metadata, needed to validate the results presented in scientific publications as soon as possible; • other data, including associated metadata, as specified and within the deadlines laid down in the data management plan; 20150528_webinar-OA
  • 23.
    • (i) requiredto deposit the research data, preferably in a research data repository and (ii), as far as possible, take measures to enable third parties to access, mine, exploit, reproduce and disseminate this research data. • At the same time, projects should provide information about tools and instruments at the disposal of the beneficiaries and necessary for validating the results, for instance specialised software or software code. 20150528_webinar-OA
  • 24.
    • Opt out Eg.conflict with obligation to protect results, with confidentiality obligations, with security obligations or with rules on protection of personal data or action’s main objective be jeopardised by making specific parts of the research data openly accessible • Costs relating to the implementation of the pilot will be reimbursed. 20150528_webinar-OA
  • 25.
    OPEN ACCESS OpenAIRE implements the ECrequirements 20150528_webinar-OA
  • 26.
    What is OpenAIRE •A Participatory European Open Access infrastructure to manage scientific publications and associated scientific material via repository networks. • Supports discovery, sharing and re-use of Open Access publications and EC funded research results. • Enhances publications by interconnecting them with data sets, funding information, related publications, institutional afiliation, metrics... 20150528_webinar-OA
  • 27.
    Visualize - Manage EnhancedPublications Get support (NOADs) Linked Content Statistics +++ Search & Browse Curate & collaborate Deposit Publications & data Research impact Citations, usage statistics +++ APIs Data repositories Data Journals Metadata on data Publication repositories Institutional & Thematic Open Access Journals Usage data Metadata And pdfs 8,700,000 OA publications 460 validated repositories National funding EC funding Guidelines for use services Institutional CRIS Systems CERN/OpenAIRE “catch-all” repository Guidelines for data interoperability Services for Project Coordinators, Project Funders, Funders, Researchers,… Systems Infrastructure coordination Infrastructure: data sources Deposits in institutional or thematic repository Publishes in OA journal Publishes data Fully compliant? Mine for project Mine for other info De-duplicateLinkEnrich OrganizationsProjects AuthorsDatasets Publications Data Providers
  • 28.
    1 2 Helps researchers •share and archive research • maximize the use of their research output • comply with funder’s Open Access demands • linking publications to datasets • deposit: repository network + zenodo.org 3 Aids data providers • to make content more visible • to make Open Access a daily reality in knowledge management • deposit: repository network + zenodo.org • to ensure interoperability with repositories, CRIS systems and project databases What does OpenAIREoffer? Assistance for project coordinators • compliance with funder’s Open Access demands • reporting publication progress and research output • searching and compiling performance indicators for a project • linking publications to data
  • 29.
    How can OpenAIREhelp? • Help with reporting: You can find your publications and project listed at www. openaire.eu. This is embedded in the EC’s project portal (Cordis). • Generate your publication lists: OpenAIRE provides you with a button that will automatically generate a publication list. • Gold Open Access Pilot: Reimbursement of Post-grant FP7 OA publications charges TOOLS FOR PROJECT COORDINATORS 20150528_webinar-OA
  • 30.
    View project Detailed info Linkto Cordis App box List of publications Data Stats 20150528_webinar-OA
  • 31.
  • 32.
  • 33.
    FP7 Post-Grant GoldPilot • OA Article Processing Charges (APCs) for FP7 projects up to two years after they end. • Max. 3 publications per FP7 project • Peer reviewed • Deposit in an OpenAIRE compliant repository • See: https://www.openaire.eu/goldoa/fp7-post- grant/pilot 20150528_webinar-OA
  • 34.
    How can OpenAIREhelp? • Harvest into OpenAIRE Publications and data • Link publications OpenAIRE links your publication to data, projects • Zenodo: OpenAIRE provides you with a repository, for publications and data TOOLS FOR RESEARCHERS 20150528_webinar-OA
  • 35.
    Zenodo • Multiple datatypes • Publications • Long tail of research data • Citable data (DOI) • Links to funding, pubs, data, software “Catch-all” repository: OpenAIRE-CERN joint effort 20150528_webinar-OA www.zenodo.org H2020: Option to gather, preserve and share your project’s scientific output
  • 36.
    For Project officers 20150528_webinar-OA •Project monitoring tools • Guides on how and why Guides https://www.openaire.eu/h2020- fachtsheets/static-content/openaire- h2020-fachtsheets/
  • 37.
    Project monitoring Project productivity overtime Post project-end monitoring Pubs location OA mandate conformance 20150528_webinar-OA
  • 38.
  • 39.
  • 40.
    FULL TEXT AND RELATEDDATA Ultimately access to Of EC funded research
  • 41.

Editor's Notes

  • #4 Open Access to publications
  • #6 EC: science in society Citizen science Tools nodig
  • #9 Question of access comes after decision to disseminate
  • #14 NPR is not NCP: NCP is national contact point: this is practical support for projects within a country
  • #29 .
  • #37 And research administrations