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PHR 221: Pharmaceutical Technology II 
Course Teacher: Mohammad Nasir Uddin 
Lecturer, Department of Pharmacy, NSU
Capsules
Soft gelatin capsule 
 A soft gelatin capsule or softgel consist of a liquid or a semi-solid 
matrix inside a one piece outer gelatin shell. The drug compound 
itself may be either in solution or in suspension in the capsule fill 
matrix. 
 The softgel capsule shell consists of gelatin, water and a plasticizer. 
The shell may be transparent or opaque and can be colored and 
flavored if desired. 
 Preservatives are not required owing to the low water activity in the 
finished product. 
 The softgel can be coated with enteric resistant or delayed release 
coating material
Soft gelatin capsule 
Types of fill matrix: 
 Lipophilic liquids, e.g. Triglyceride vegetable oil 
 Hydrophilic liquids, e.g. Polyethylene glycol 
 Self emulsifying oils (oil + non ionic surfactant) 
 Microemulsion and nanoemulsion systems 
 Suspensions
Soft gelatin capsule 
Types of fill matrix:
Different types of softgels 
 Orally administered softgels containing solutions or 
suspensions that release their contents in the stomach in an easy-to- 
swallow, convenient unit dose form. This is the most common 
type of softgels. 
 Chewable softgels, where a highly flavored shell is chewed to 
release the drug liquid fill matrix. The drug may be present in 
both the shell and fill matrix. 
 Suckable softgels, which consist of a gelatin shell containing the 
flavored medicament to be sucked and a liquid matrix or just air 
inside the capsule.
Different types of softgels 
 Twist-off softgels, which are designed with a tag to be twisted or 
snipped off, thereby allowing access to the fill material. This type 
of softgel can be very useful for unit dosing of topical 
medication, inhalations or indeed for oral dosing of a pediatric 
product. 
 Meltable softgels designed for use as patient-friendly pessaries 
or suppositories.
Shapes and sizes of softgels
Rationale for the selection of softgels as a dosage 
form 
 Improved drug absorption: Improved rate and extent of absorption 
and/or reduced variability, mainly for poorly water-soluble drugs. 
Softgel can provide increased bioavailability and decreased plasma 
variability. 
 Patient compliance and consumer preference: Easy to swallow. 
Absence of poor taste or other sensory problem. Convenient 
administration of a liquid-drug dosage form 
 Safety - potent and cytotoxic drugs: Avoids dust handling problems 
during dosage form manufacture: better operator safety and 
environmental controls
Rationale for the selection of softgels as a dosage 
form 
 Oils and low melting-point drugs: Overcomes problems with 
manufacture as compressed tablet or hard-shell capsules. 
 Dose uniformity for low-dose drugs: Liquid flow during dosage 
form manufacture is more precise than powder flow. Drug 
solutions provide improved homogeneity over powder or granule 
mixtures. 
 Product stability: Drugs are protected against oxidative 
degradation by lipid vehicles and softgel capsule shells.
Manufacture of softgels 
Rotary die process 
 The rotary die process involves continuous formation of a heat seal 
between two ribbons of gelatin simultaneous with dosing of the fill 
liquid into each capsule. 
 Before the encapsulation process takes place, there are two sub-processes 
that are often carried out simultaneously, yielding the two 
components of a softgel. These are (a) the gel mass which will provide 
the softgel shell, and (b) the fill matrix for the contents. 
 The gel mass is prepared by dissolving the gelatin in water at 
approximately 80°C and under vacuum, followed by the addition of the 
plasticizer, for example glycerol.
Manufacture of softgels 
Rotary die process 
 Once the gelatin is fully dissolved then other components, such as 
colours, opacifier, flavours and preservatives, may be added. The hot gel 
mass is then supplied to the encapsulation machine through heated 
transfer pipes by a method that forms two separate gelatin ribbons, each 
approximately 150 mm wide. 
 The liquid fill matrix containing the active drug substance is 
manufactured separately from preparation of the molten gel. 
Manufacture of the active fill matrix involves dispersing or dissolving 
the drug substance in the non-aqueous liquid vehicle using conventional 
mixer-homogenizers.
Manufacture of softgels 
Parameters to be controlled for active fill matrix preparation 
 A number of different parameters are controlled during 
preparation of the active fill matrix, depending on the properties of 
drug substance. 
 Oxygen sensitive drugs are protected by mixing under vacuum 
and/or inert gas. In some cases antioxidant component may be 
added to the formulation. 
 If the drug substance is present as suspension in the liquid fill 
matrix then it is important to ensure that particle size of the drug 
does not exceed approximately 200 μm.
Manufacture of softgels 
In the rotary die encapsulation process, the gel ribbon and the unit 
dose of liquid fill matrix are combined to form the softgel. The 
process involves careful control of three parameters: 
1. Temperature: This controls the heat available for capsule seal 
formation. 
2. Timing: The timing of the dosing of unit quantities of fill matrix 
into the softgel during its formation is critical. 
3. Pressure: The pressure exerted between the two rotary dies 
controls the softgel shape and the final cut-out from the gel 
ribbon.
Manufacture of softgels 
Mechanism of softgel formation 
 It is done using contrarotating dies and the wedge shaped fill matrix 
injection system. 
 Accurately metered volumes of the liquid fill matrix are injected from 
the wedge device into the space between the gelatin ribbons as they 
pass between the die rolls. 
 The wedge shaped injection system is itself heated to approximately 
40°C. 
 The injection of liquid between the gel ribbons forces the gel to expand 
into the pockets of the dies, which govern the size and shape of the 
softgels.
Manufacture of softgels 
Mechanism of softgel formation 
 The ribbon continues to flow past the heated wedge injection 
system and is then pressed between the die rolls. 
 Here the two softgel capsule halves are sealed together by the 
application of heat and pressure. 
 The softgel capsules are cut automatically from the gel ribbon by 
raised rims around each die on the rollers.
Manufacture of softgels 
Mechanism of softgel formation
Manufacture of softgels 
 After manufacture the capsules are passed through a tumble drier 
and then, to complete the drying process, spread on to trays and 
stacked in a tunnel drier that supplies air at 20% relative humidity. 
 The tunnel drying process may take 2 or 3 days, or possibly as 
long as 2 weeks, depending on the specific softgel formulation. 
 Finally, the softgels are inspected and packed into bulk containers 
in order to prevent further drying and for storage.

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Capsules3

  • 1. PHR 221: Pharmaceutical Technology II Course Teacher: Mohammad Nasir Uddin Lecturer, Department of Pharmacy, NSU
  • 3. Soft gelatin capsule  A soft gelatin capsule or softgel consist of a liquid or a semi-solid matrix inside a one piece outer gelatin shell. The drug compound itself may be either in solution or in suspension in the capsule fill matrix.  The softgel capsule shell consists of gelatin, water and a plasticizer. The shell may be transparent or opaque and can be colored and flavored if desired.  Preservatives are not required owing to the low water activity in the finished product.  The softgel can be coated with enteric resistant or delayed release coating material
  • 4. Soft gelatin capsule Types of fill matrix:  Lipophilic liquids, e.g. Triglyceride vegetable oil  Hydrophilic liquids, e.g. Polyethylene glycol  Self emulsifying oils (oil + non ionic surfactant)  Microemulsion and nanoemulsion systems  Suspensions
  • 5. Soft gelatin capsule Types of fill matrix:
  • 6. Different types of softgels  Orally administered softgels containing solutions or suspensions that release their contents in the stomach in an easy-to- swallow, convenient unit dose form. This is the most common type of softgels.  Chewable softgels, where a highly flavored shell is chewed to release the drug liquid fill matrix. The drug may be present in both the shell and fill matrix.  Suckable softgels, which consist of a gelatin shell containing the flavored medicament to be sucked and a liquid matrix or just air inside the capsule.
  • 7. Different types of softgels  Twist-off softgels, which are designed with a tag to be twisted or snipped off, thereby allowing access to the fill material. This type of softgel can be very useful for unit dosing of topical medication, inhalations or indeed for oral dosing of a pediatric product.  Meltable softgels designed for use as patient-friendly pessaries or suppositories.
  • 8. Shapes and sizes of softgels
  • 9. Rationale for the selection of softgels as a dosage form  Improved drug absorption: Improved rate and extent of absorption and/or reduced variability, mainly for poorly water-soluble drugs. Softgel can provide increased bioavailability and decreased plasma variability.  Patient compliance and consumer preference: Easy to swallow. Absence of poor taste or other sensory problem. Convenient administration of a liquid-drug dosage form  Safety - potent and cytotoxic drugs: Avoids dust handling problems during dosage form manufacture: better operator safety and environmental controls
  • 10. Rationale for the selection of softgels as a dosage form  Oils and low melting-point drugs: Overcomes problems with manufacture as compressed tablet or hard-shell capsules.  Dose uniformity for low-dose drugs: Liquid flow during dosage form manufacture is more precise than powder flow. Drug solutions provide improved homogeneity over powder or granule mixtures.  Product stability: Drugs are protected against oxidative degradation by lipid vehicles and softgel capsule shells.
  • 11. Manufacture of softgels Rotary die process  The rotary die process involves continuous formation of a heat seal between two ribbons of gelatin simultaneous with dosing of the fill liquid into each capsule.  Before the encapsulation process takes place, there are two sub-processes that are often carried out simultaneously, yielding the two components of a softgel. These are (a) the gel mass which will provide the softgel shell, and (b) the fill matrix for the contents.  The gel mass is prepared by dissolving the gelatin in water at approximately 80°C and under vacuum, followed by the addition of the plasticizer, for example glycerol.
  • 12. Manufacture of softgels Rotary die process  Once the gelatin is fully dissolved then other components, such as colours, opacifier, flavours and preservatives, may be added. The hot gel mass is then supplied to the encapsulation machine through heated transfer pipes by a method that forms two separate gelatin ribbons, each approximately 150 mm wide.  The liquid fill matrix containing the active drug substance is manufactured separately from preparation of the molten gel. Manufacture of the active fill matrix involves dispersing or dissolving the drug substance in the non-aqueous liquid vehicle using conventional mixer-homogenizers.
  • 13. Manufacture of softgels Parameters to be controlled for active fill matrix preparation  A number of different parameters are controlled during preparation of the active fill matrix, depending on the properties of drug substance.  Oxygen sensitive drugs are protected by mixing under vacuum and/or inert gas. In some cases antioxidant component may be added to the formulation.  If the drug substance is present as suspension in the liquid fill matrix then it is important to ensure that particle size of the drug does not exceed approximately 200 μm.
  • 14. Manufacture of softgels In the rotary die encapsulation process, the gel ribbon and the unit dose of liquid fill matrix are combined to form the softgel. The process involves careful control of three parameters: 1. Temperature: This controls the heat available for capsule seal formation. 2. Timing: The timing of the dosing of unit quantities of fill matrix into the softgel during its formation is critical. 3. Pressure: The pressure exerted between the two rotary dies controls the softgel shape and the final cut-out from the gel ribbon.
  • 15. Manufacture of softgels Mechanism of softgel formation  It is done using contrarotating dies and the wedge shaped fill matrix injection system.  Accurately metered volumes of the liquid fill matrix are injected from the wedge device into the space between the gelatin ribbons as they pass between the die rolls.  The wedge shaped injection system is itself heated to approximately 40°C.  The injection of liquid between the gel ribbons forces the gel to expand into the pockets of the dies, which govern the size and shape of the softgels.
  • 16. Manufacture of softgels Mechanism of softgel formation  The ribbon continues to flow past the heated wedge injection system and is then pressed between the die rolls.  Here the two softgel capsule halves are sealed together by the application of heat and pressure.  The softgel capsules are cut automatically from the gel ribbon by raised rims around each die on the rollers.
  • 17. Manufacture of softgels Mechanism of softgel formation
  • 18. Manufacture of softgels  After manufacture the capsules are passed through a tumble drier and then, to complete the drying process, spread on to trays and stacked in a tunnel drier that supplies air at 20% relative humidity.  The tunnel drying process may take 2 or 3 days, or possibly as long as 2 weeks, depending on the specific softgel formulation.  Finally, the softgels are inspected and packed into bulk containers in order to prevent further drying and for storage.