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Educational Policy
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DOI: 10.1177/0895904812454000
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2012Educational Policy
Tina M. Trujillo
Compromising Equity and Rigor
The Politics of District Instructional Policy Formation :
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1University of California, Berkeley, CA, USA
Corresponding Author:
Tina M. Trujillo, Graduate School of Education, University of
California, 3649 Tolman Hall,
Berkeley, CA 94720, USA.
Email: [email protected]
The Politics of District
Instructional Policy
Formation: Compromising
Equity and Rigor
Tina M. Trujillo1
Abstract
This qualitative case study extends the literature on urban
district instruc-
tional policymaking by analyzing the ways in which normative
and political
pressures shaped district leaders’ instructional policy decisions.
Drawing on
concepts from the politics of education, it shows how teachers
and principals
repeatedly nullified policies that aimed for equity-oriented,
rigorous changes
in one urban district when leaders opted to pacify constituents,
rather than
uphold controversial policies. It complements present
explanations of how
district instructional policies come to be by comparing the
consistency
between the values and ideologies of district leaders, principals,
and teachers
and those implicit in district policies.
Keywords
policy formation, politics of education, urban school districts,
district
leadership, accountability, equity
Research on district instructional policymaking teaches us that
districts are
nonmonolithic in nature, and that divergent philosophies of
education under-
cut district responses to state policies when individuals
approach the prob-
lems of teaching and learning from different angles (Spillane,
1998). Indeed,
Article
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532 Educational Policy 27(3)
views on instruction are deeply rooted in technical, normative,
and political
notions of what constitutes ideal learning experiences for
students (Oakes,
1992). As such, district instructional policymakers need fluency
not just in
the technology of instruction, but in the norms and beliefs that
condition edu-
cators’ receptivity to change.
Literature on the politics of education illustrates how such
normative dif-
ferences trigger political resistance to district policies targeting
equity-
oriented, ambitious change (Oakes, Welner, Yonezawa, &
Allen, 1998).
Architects of district instructional policies contend with
different opinions
about practical strategies for change and entrenched values
about what qual-
ity instruction looks like and for whom. Despite this evidence,
scholarship on
the district instructional policy process concentrates primarily
on technical
considerations of organizational conditions, interpretive
processes, or formal
political arrangements that shape decisions and implementation
(e.g., Coburn,
Toure, & Yamashita, 2009; Honig, 2009; Spillane, 2000a), or on
technical
accounts of policies’ effects on student outcomes (e.g., Cawelti
& Protheroe,
2001; Togneri & Anderson, 2003). In-depth interpretations of
how central
office and school staff’s values and ideologies shape district
instructional
policies themselves are in short supply.
This article extends this literature by explaining how and why
district
instructional policies may be compromised from the outset—
before ques-
tions of implementation or effectiveness ever arise. It shows
how educators
repeatedly nullified policies that aimed for explicitly equity-
oriented, rigor-
ous changes in one urban district when leaders opted to pacify
constituents,
rather than uphold controversial policies. It complements
present explana-
tions of how district instructional policies come to be by paying
attention to
the consistency between the values of district leaders,
principals, and teach-
ers and those values implicit in district policies. The following
questions
guided this study:
1. What are district leaders’, teachers’, and principals’ values
and ide-
ologies about what quality instruction looks like and for whom?
2. What political processes transpire when individuals’ values
and ide-
ologies conflict with the values and ideologies implicit in
district
policies?
3. How do these political processes influence district leaders’
instruc-
tional policy decisions?
I frame my inquiry with concepts from research on the politics
of education
to explore the values and ideologies that underpin district
leaders’ willingness
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Trujillo 533
to design, protect, or retract more and less equity-oriented,
rigorous instruc-
tional policies. I present findings from a year-long case study of
an urban
district in California that show how district leaders’ attempts to
craft equity-
oriented, ambitious instructional policies were eclipsed by
ideological
schisms among district leaders, teachers, and principals. The
result was a set
of compromised policies that resembled those highlighted in the
research on
effective districts—regulations for standards-aligned curricula,
tests, and
training; common instructional routines; and monitoring—but
that dispensed
with equity-oriented, rigorous challenges to the district’s status
quo.
Literature Review
Educational Policy Formation
Scholarship on educational policy formation has tended to fall
into three
broad categories. The earliest, most predominant is the
instrumentalist view
(e.g., Walker, 1990; Weimer & Vining, 1989). This technical
perspective,
dubbed by Stone (2002) as the “rationality project,” assumes
that policy
makers behave in a rational, linear fashion; they are goal-
directed and pur-
poseful, and they logically design policy instruments according
to specific
objectives.
The pluralistic view represents the second most common type of
research
in this area. This standpoint frames policy formation as a
political process in
which multiple, competing interests bargain or negotiate
policies’ details
(e.g., Boyd, 1979; Kirst, 1984). Like the former, this view
assumes a high
degree of rationality and focuses on formal channels for crafting
policy.
The organizational view departs from these rational accounts by
framing
policy decisions in terms of a “garbage can” model of decision-
making
(Cohen, March, & Olsen, 1972). From this perspective,
problems, solutions,
interests groups, or larger political trends converge to shape
decisions in irra-
tional, unpredictable ways. This field calls attention not to the
formal chan-
nels through which policies are formulated, but to the informal,
complex
structures, processes and random events that shape policy
agendas before
policies are ever rolled out (Kingdon, 1995).
Each of these views exemplify a positivist orientation to
research on pol-
icy formation in that they study explicit, observable patterns to
explain how
policies are designed (Yanow, 1993). Yet, others offer more
interpretivist
accounts in that they posit that less overt normative or
ideological positions
also inform policy design. For instance, Gándara and Gómez
(2009) main-
tain that differing values about integrating and educating
immigrants and
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534 Educational Policy 27(3)
preserving group identities weigh heavily on the types of
language policies
that are adopted. Similarly, Shoenfeld and Pearson (2009) argue
that conser-
vative ideological trends shaped national “back to basics”
reading and math
policy agendas. These interpretations suggest that policymaking
can be
explained not just in terms of concrete, readily seen processes,
but in terms
of less visible normative and ideological forces that act upon
those who craft
agendas and policies.
Urban District Reform
One of the more recent branches to grow out of the educational
policymaking
literature focuses on urban district policymaking. Much of this
literature
investigates the effectiveness of policies that urban district
leaders design to
boost student outcomes, typically measured by test scores. This
field tends to
show that top-down district policies for creating standard-
aligned curricula,
assessments, and professional development; common
instructional routines;
and coherent monitoring and evaluation spur test growth (e.g.,
Elmore &
Burney, 1997; Firestone, Mangin, Martinez, & Polovsky, 2004;
Massell &
Goertz, 2002; Murphy & Hallinger, 1988).
Other literature focuses on micro-level factors that shape urban
leaders’
decisions about district policies. For example, some research
investigates
how leaders’ cognitive processes influence policy decisions and
the ways in
which district policies shape teachers’ opportunities to learn
about instruction
(Spillane, 2000b). Others examine the interpretive and
organizational dimen-
sions of district leaders’ policy decisions (Coburn et al., 2009).
Macro-level research considers institutional forces like
academic disci-
plines that inform the design of urban district policy (Burch &
Spillane,
2005). And, at a meso-level, other research takes up questions
about the
formal political arrangements between urban districts and
external support
providers, and how these relationships shape district policy
decisions
(Honig, 2009).
Collectively, this research teaches us much about the technical
character-
istics of urban district policies that are tied to higher test scores
and about the
nuances of implementation. Yet, missing from these accounts
are studies that
explore the normative or ideological forces that may shape
district policies
from the outset. In-depth studies of urban district instructional
policymaking
that place norms and ideologies at the nucleus of their
conceptual model are
still needed. This article addresses this gap by detailing the
ways in which
value conflicts triggered district leaders’ political concessions,
and the impli-
cations of their compromises for equitable, rigorous
instructional policies.
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Trujillo 535
Conceptual Framework
To understand the ways in which normative and ideological
positions
incited political resistance to or support for a range of district
instructional
policies, I guide my analysis with concepts from the politics of
education.
This literature is helpful in analyzing urban district
instructional policymak-
ing because it acknowledges the politically charged nature of
equity-
minded, ambitious policies. Such changes tend to precipitate
political
conflicts over resources that are perceived to be scarce, as well
as ideologi-
cal conflicts over values and beliefs about teaching and learning
(e.g.,
Oakes, et al., 1998; Welner, 2001). Disparate views among
district leaders,
principals, or teachers can prompt heated micro-political battles
when indi-
viduals are concerned about resource allocation or when
policies imply
norms about students that differ from their own. Such political
cleavages
can dispose district leaders to craft policies that elicit the least
controversy
to maintain harmony among different constituencies (Hess,
1999).
To explore these normative dimensions of district instructional
policymak-
ing, I guide my analysis primarily with the concept of the “zone
of mediation”
(e.g., Oakes, et al., 1998; Welner, 2001). This notion marries
the concept of the
“zone of tolerance,” or the degree to which community members
permit educa-
tional policies that are consistent with their own social goals
and values (Boyd,
1976; McGivney & Moynihan, 1972), with the concept of
“mediating institu-
tions,” or the systems that assimilate macro-level political,
social, or economic
forces and channel them to individuals or sites (Lamphere,
1992). The zone of
mediation, therefore, is a conceptual tool for articulating the
sphere in which an
organizational system mediates between large-scale institutional
forces and
individual sites of interaction, as well as a tool for illuminating
the boundaries
of debate for a given issue (Welner, 2001, p. 95).
The zone of mediation situates districts and schools within
certain local-
ized enactments of larger political, economic, or social patterns,
and helps
explain community members’ willingness to embrace particular
instructional
changes. Specifically, this perspective posits that the
consistency between the
norms and values implicit in policies or reforms and those held
by commu-
nity members determines their inclination to adopt or reject
certain changes.
Applied to this district-level analysis, the zone of mediation
refers to the
sphere in which an urban district mediated between national,
political, and
social movements in which business logic and practices have
been applied to
the social sector and educators’ values and ideologies about
what constitutes
quality instruction and for whom. I consider the values and
ideologies repre-
sented among district leaders, principals, and teachers, and the
ways in which
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536 Educational Policy 27(3)
their normative positions corresponded or conflicted with those
implicit in the
district policies. I detail which instructional policies district
leaders ultimately
rolled out, and distinguish between those that promoted equity-
minded, rigor-
ous instruction and those that reproduced the status quo.
Method and Data
Study Design
This study employed a qualitative, case study design of one
urban district in
which I triangulated multiple data sources to better understand
individuals’
experiences crafting and experiencing district instructional
policies (Stake,
2010). I chose Westside School District1 as my site because it
resembled
several of the cases that are highlighted in the district
effectiveness litera-
ture; it seemed to be designing highly rational policies aimed
explicitly at
boosting test scores through standards-aligned curricula,
assessments, pro-
fessional development; common instructional routines; and
coherent moni-
toring and evaluation. At the same time, findings from pilot
interviews
revealed a markedly humanistic, equity orientation among some
central
office leaders and a more rational, bureaucratic orientation
among others.
As such, Westside presented a naturally bounded case for
constructing a
deeper understanding of the values and ideologies implicit in
district poli-
cies and those of administrators and teachers, and for learning
how norma-
tive dynamics within a district might explain leaders’ decisions
to maintain
or forgo different instructional policies (Merriam, 2009).
Data Collection and Analysis
Data sources included 72 interviews with 46 participants, 59½
hours of meet-
ing observations, and 49 documents and secondary data. I used
purposive
sampling in which I began by interviewing relevant central
office staff from
the district’s instruction department. From these initial data, I
used snowball
sampling to identify other central office and school site staff,
external consul-
tants, and other support providers who were recommended as
individuals pos-
sessing valuable knowledge about the district’s instructional
policies. I held 16
interviews with 12 central office administrators, 35 interviews
with five prin-
cipals and 10 teachers, and 10 interviews with the
superintendent and four out
of five board members. I interviewed several participants twice,
usually from
one to three hours. Interviews addressed district and
individuals’ instructional
goals, district instructional policies, and attitudes about
teaching, learning, and
accountability. See the appendix for a list of interview
questions.
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Trujillo 537
I conducted semi-structured observations of central office
meetings and
professional development sessions for principals and teachers to
better
understand district instructional priorities; the specifics of the
district’s
instructional policies; and the normative, political, and
technical ways in
which district staff worked with one another to craft policy. I
also collected
substantial data through informal conversations, which I
summarized in
memos and coded.
I collected several documents, including board meeting, retreat,
strategic
planning, professional development, and cabinet meeting
agendas; email cor-
respondence; PowerPoint presentations; online information;
newsletters; and
state improvement plans. The data provided background on
district policies,
leaders’ communication about them, and schools’ responses.
I coded transcripts and documents using pre-assigned, theory-
based and
inductive, data-driven codes (Bogdan & Biklen, 1998). All data
were coded
using Atlas.ti, Version 5. I created multiple data displays (Miles
& Huberman,
1994) in which I compared and contrasted patterns and
contradictions within
the central office and between the central office and school
sites. Examples
of codes used in this analysis include “policy: equity-oriented,”
“policy: sta-
tus quo,” “policy: rigor,” “policy: simplicity,” “norms and
values: rational,”
“norms and values: humanistic,” “value conflict,” “value
consistency,” “busi-
ness practice,” and “zone of tolerance.” I ensured intra-coder
reliability and
validity in two ways. I recoded previously coded data, compared
results, and
adjusted codes accordingly. I also conducted “member checks”
by sharing
certain findings with key participants to judge the accuracy of
my interpreta-
tions. All data were collected from spring, 2007, to spring,
2008.
The State and Federal Policy Context
The study setting was California, which has maintained a
centralized,
results-based accountability system since 1999. State
curriculum standards
and state-adopted textbooks align with its standardized test,
whose results
determine an annual gauge of district and school performance,
the Academic
Performance Index (API). API scores range from 200-1,000.
The state sets
API targets for each school and district, though the overall goal
is at least
800. At the time of the study, persistently low scores were met
with federal
No Child Left Behind (NCLB) corrective actions. NCLB
mandates that
states institute sanctions for those districts unable to
consistently meet
adequate yearly progress (AYP) targets, which include changing
curricu-
lum, replacing staff, and closing districts. The sanctions are
intended to
motivate district leaders to craft policies that will improve
teaching and
learning and ward off punitive intervention.
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538 Educational Policy 27(3)
The District Context: Westside School District
Westside School District is located in a major metropolitan
area. Roughly
80,000 residents comprise the city of Westside. The median
household
income for Westside families was just under US$42,000 and the
per capita
income was slightly more than US$11,000, figures that fell
significantly
lower than the state’s figures of US$53,000 and US$23,000,
respectively
(US Census Bureau, 2000). Many Westside neighborhoods were
economi-
cally depressed; long swaths of “For Sale” signs stretched down
streets, and
vacant properties were common sights.
Twenty-one schools comprised the roughly 20,000-student
district. Its stu-
dents were 91% Latino, 1% African American, 4% Asian and
2% White.
Forty percent were English learners and 80% qualified for free
or reduced-
price lunch (CDE, 2007).
Westside’s central office was organized in a traditional
hierarchy. A five-
member board governed the superintendent, who oversaw a
deputy superin-
tendent and two assistant superintendents. The office was
divided between
instruction and business departments; the former managed
instructional
issues; the latter managed operational matters.
As for test performance, the district continuously met its state
API tar-
gets. At the time of the study, the district’s API was 674, which
fell below the
state’s general goal of 800, but grew steadily enough, along
with other indi-
cators (e.g., test participation rates) to forestall being tagged
“Program
Improvement” according to federal AYP criteria.
Findings
District Leaders’ Values and Ideologies
Westside’s superintendent came from a military and business
career in
which highly streamlined, results-oriented experiences shaped
his orienta-
tion to school change. Although he was skeptical about some
aspects of
NCLB legislation, he embraced the idea of increasing his
number of “pro-
ficient” students—those students scoring at or above a
designated cut score
on the state’s standardized test. He also shared that the API
served as a
helpful monitoring device that could motivate teachers and
principals to
improve teaching and learning to boost scores.
Board members consistently echoed this bureaucratic
orientation. Each
cited API goals when asked about the district’s priorities. In
their eyes, API
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Trujillo 539
targets provided an efficient, results-oriented system around
which schools
could organize instruction.
Like the superintendent and board members, the deputy
superintendent
was committed to “constructively engaging” (Mintrop &
Trujillo, 2007) with
accountability policies, but for different reasons. For her, the
system provided
a lever for increasing equity in underserved schools. She
explained this view:
I believe that the quality of education that a student receives
should not
be totally dependent on a particular teacher’s experience level
or
access to materials . . . Content standards finally guarantee that
first
grade should be first grade whether it’s at school X or district
Y. They
give us a way to guarantee that there is some information that
every
first grader in the state of California should be taught . . .
In the deputy’s eyes, content standards leveled the educational
playing
field by compensating for disparities in teacher quality and
resources. Their
associated tests, in her view, revealed “good” schools by
uncovering which
served all students and where achievement gaps lie. As she put
it:
[The accountability system] gave us a way to . . . say, “What is
a good
school?” Is a good school when some students succeed or when
all stu-
dents succeed? Can you say it’s a great school except our
English
Learners don’t do that well, but everybody else does? . . . It
gave us a
way to say, “No, you’re not a good school. You have to serve
everyone.”
This quote shows how the deputy’s values reflected not just the
bureau-
cratic ideology of the superintendent and board—though she
certainly
showed an affinity for rational levers like standards and
testing—but a moral
ideology grounded in concerns about equity and rigor. For her,
the system
stood to catalyze equitable changes in otherwise complacent
schools. She
saw hope in the urgency with which schools were compelled to
set sights on
common goals, and trusted that the focus could bolster efforts to
meet tradi-
tionally underserved students’ needs.
District Leaders’ Notions of Good Instruction
When asked what good instruction looked like and for whom,
the superin-
tendent and board were agnostic—beyond expectations about
standards-
alignment. The superintendent explained that he delegated
instructional
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540 Educational Policy 27(3)
particulars to his deputy, yet some district staff saw his lack of
instructional
expertise as problematic. This administrator explained:
On instruction, . . . there’s a lack of expertise when complaints
come
in, so there’s not a filter to judge if the complaint is legitimate.
So if
the union is complaining about the Small Learning Communities
at the
high school, he doesn’t really understand the reason behind
SLCs . . .
Then that becomes just another problem with negotiations and
he’s
more likely to want to keep the peace versus pushing what the
instruc-
tional leadership wants . . .
For this employee, the superintendent’s instructional
shortcomings were
exacerbated by what she viewed as ill-informed, impulsive
decision-making
and a tendency to conciliate rather than support potentially
ambitious, but
unpopular instructional changes.
In contrast, the deputy exhibited clearer, stronger instructional
standards.
School staff regularly cited her high expectations and tenacious
approach to
change. For example, one of her first policy decisions mandated
that all high
school students enroll in a full course load each year—a halt to
the custom of
seniors taking the minimal state-required courses. She
explained, “How are
they going to meet [college entrance] requirements if they take
nothing but
physical education (PE) and a couple of blow-off classes that
last year? . . .
And which ones do you think are going to take the other
classes?” For her, the
policy promoted more equitable, rigorous education for all
students.
Some principals supported the urgency with which the deputy
champi-
oned such changes and attributed the district’s overall
performance to her
steadfastness, but her proposals often challenged district norms;
some found
her directives too radical. Here, she recalled the resistance that
another
equity-oriented policy sparked:
When I first came here, . . . I said, ‘No more fifth and sixth
grade gen-
eral math in high school and no more Everyday Math . . . ’
because our
kids could do better than that if we changed our attitude. One
principal
was furious because the teachers came back and said, ‘She’s
making
the expectations too high. All the kids are going to flunk.’ Their
atti-
tude was that these kids can’t do it . . . . and that’s just
infuriating . . .
What do you mean that these kids can’t do it? I said, ‘We’re
going to
do it anyway . . . ’ Thank goodness that I had the backing of the
super-
intendent at the time. When the courses weren’t offered
anymore, they
had to do it . . . and there were no more F’s than they previously
had.
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Trujillo 541
In this case, the deputy’s equity-minded values about which
students
could learn at higher levels conflicted with those of educators
accustomed to
holding students to different standards, yet the prior
superintendent’s sup-
port buoyed her authority and protected the policies. In the end,
the deputy’s
values about what quality instruction looked like, and for
whom, stood out
among lower expectations and test-centered goals. Values
among central
office staff echoed this schism.
A Split Vision: Westside’s Fragmented Central Office
Of the 12 central office staff that I interviewed, seven
articulated the same
rational, bureaucratic instructional vision as the superintendent
and board. For
them, Westside aimed for all students to “reach proficiency.”
Woven into this
“proficiency vision” was a reliance on state standards and their
related testing
targets. One administrator was particularly confident in the
schools’ accep-
tance of this vision, as she shared here: “We all know what the
standards are.
We all know what our goal is. We all know that we’re working
toward all
students being proficient and advanced . . . Another
administrator reiterated
this thinking: “At the district, we want our principals to always
be asking,
‘Am I getting more proficient students or less?’ That’s the
goal.”
Yet, others were less convinced of this unity. Five of the 12
central admin-
istrators I spoke to dissented with this “proficiency” vision.
This respondent
summarized their view:
I think you’ll find the dominant way of thinking here in tune
with an
essentialist view given that we have to meet accountability
[goals].
We’re focused on . . . curriculum and instructional strategies in
line
with a Skinnerian approach, scripted teaching that is based more
on
instructional programs . . . and tests.
She went on to attribute more shallow learning experiences to
this domi-
nant orientation:
When you’re looking at the accountability system and . . . you
use the
one-size-fits-all program, . . . students don’t maintain the
learning . . . [T]
hey’ve not internalized it. The material is not relevant, it’s not
student-
centered and there is no scaffolding of learning.
Another administrator criticized the district vision for
emphasizing results
over development:
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542 Educational Policy 27(3)
I think we get away from the human element and we look at the
prod-
uct base in this district . . . We’ve got people here who are
product-
based . . . and other people who are [asking], “How do I build
capacity?”
Like Westside’s senior most leaders, its central office staff was
also ideo-
logically split. A modest majority was on board with a highly
rational, tech-
nocratic results-based orientation, but several dissented based
on humanistic
values about rigor, relevance, and developing capacity.
Competing Values, Competing Policies
Despite this divide, Westside’s deputy was tasked with crafting
policies for
strengthening curriculum, instruction, leadership, and
professional learning
to meet accountability goals. Yet, normative conflicts and
political conces-
sions led to a set of diluted, highly rational policies when
teachers’ and
principals’ dismay over certain changes reached the ears of
board members
and the superintendent. Challenged to reconcile competing
demands, the
superintendent repeatedly prioritized district harmony over a
more ambi-
tious, equity-oriented agenda.
Central office staff often broached the theme of conciliation
when reflect-
ing on the superintendent’s leadership; several worried that his
eagerness to
maintain favorable ties with teachers, union officials, and the
board went too
far. They cited instances in which he opted to mollify
constituencies, rather
than champion unpopular causes and jeopardize his support.
One district offi-
cial characterized him this way: “He’s the type of
superintendent that has to
see harmony . . . [H]e will always insist that all people . . . are
happy with
what’s happening . . . , which affects how contracts get settled
and makes
people buy into him.” As a result, Westside’s chief routinely
pressed his dep-
uty to scale back normatively contentious policies, and she
obliged.
In what follows, I describe a sampling of policies related to
curriculum,
instruction, instructional leadership, and professional learning
on which dis-
trict leaders compromised and those they preserved, and the
reasons that
respondents articulated behind each decision. I then aggregate
every district
policy to which respondents referred as being maintained or
withdrawn, and
distinguish between those intended to foster greater equity or
rigor and those
that were not.
Compromising an equitable, rigorous curriculum for all
students. One of the
issues on which the deputy was most vocal during interviews
was her staunch
position against curricular tracking. When she arrived in the
district six years
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Trujillo 543
prior, she found a rigid tracking system in which mainstream
and honors classes
were reserved for a small minority of students—usually native
English speak-
ers and the few non-Latino students. Remedial classes
comprised the bulk of
the curriculum for the rest. Recently, she had attempted to
abolish honors and
remedial language arts classes by heterogeneously grouping all
students. Argu-
ing that curricular differentiation restricted opportunities for all
students to
have access to high quality, grade-level content, she proposed
an anti-tracking
policy that ran up against fierce normative challenges by
educators. Teachers,
by her account, opposed the policy on the grounds that “the
regular textbooks
are just too much for many of these students.” The deputy
explained:
They think they can’t do it, but . . . this is what the curriculum
should
be for all of them. We’ve got to have high expectations for all
our kids!
It doesn’t work if we say we’re doing it, but only for this group
over
here, but don’t look at our English Learners and don’t count
these kids
. . . They all deserve access to rigorous, standards-based
classes!
Principals corroborated her account. All but one described a
situation in
which they listed heterogeneous classes on the books, but
preserved the origi-
nal tracked ability groups in classrooms, or in which they
simply maintained
the tracks in their original form. Three of the five I spoke to
reasoned that
senior teachers would not stand for mixed grouping, as grade-
level, standards-
based curriculum was too challenging for students not yet fluent
in English or
who were reading several years behind grade level. “Do you
know what
would happen if I made [the senior teachers] teach them?” one
principal
asked. “It’s not worth the fight . . . ” she lamented. Eliminating
tracking rep-
resented values about greater access and beliefs that all students
were capable
of performing at higher levels, which neither teachers nor
principals com-
municated. Rather than incite upheaval among teachers,
principals com-
plained to the board. Two board members urged the
superintendent to relax
the policy, and he urged the deputy to do the same. In the end,
the policy was
never enforced, and tracking was passively maintained.
In another case, the deputy proposed a policy to prohibit
language arts
activities that “lacked rigor,” in her words. These included read
aloud, silent
reading, word searches, puzzles, or other cognitively simple
activities or
games. Her directive drew sharp criticism from a cross-section
of teachers,
principals, and the union, in part because it equated silent
reading and read
aloud—practices considered integral to a balanced literacy
program—with
games, but also because some were reluctant to use more
demanding tasks.
Here, she defended her directive:
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544 Educational Policy 27(3)
Draw me a continuum with ten being high, very rigorous, and
one
being low, not rigorous at all. Where do you think word
searches would
fit on that instructional continuum? What about games or silent
read-
ing? If we’re trying to get our students to proficiency or better,
shouldn’t we be on the top end of this continuum . . . ?
Every teacher I interviewed decried the proposal, and union
officials
staged an aggressive public remonstration, arguing that the
policy unjustly
curbed teachers’ professional authority. This middle school
teacher repre-
sented the more offended half of those I spoke to about the
policy:
Now we’re not supposed to read to them. The [central office]
just sent
out an email saying we can’t do silent reading and no read
aloud. This
is bullshit! They don’t fucking read, so I have to read to them . .
. ! This
district is so fucking out of touch! Look at [the students]!. Just
look at
them!
This teacher’s frustration reveals her beliefs that her students
were immu-
tably low skilled and apathetic, and her vehement opposition to
a policy that
implied they were capable of more. In response to pressure to
repeal the pol-
icy from the union, two board members, and the superintendent,
the deputy
conceded. Teachers maintained the practices.
Despite such compromises, Westside preserved several less
contentious
curricular policies. All schools were required to regularly teach
the same
standards-aligned, commercial test preparation program and
routinely admin-
ister its associated tests. State-mandated, standards-aligned
textbooks, nov-
els, and intervention programs formed the basis of all schools’
curriculum. A
scripted writing program, known for its close alignment with
California’s
writing standards and didactic approach to constructing
sentences, para-
graphs, and essays by filling in blanks, provided a uniform
system for teach-
ing writing. Both teachers and principals expressed a passive
acceptance of
these rational policies for standardizing the curricula (save for a
minority of
teachers who admitted deviating to use below-grade level
materials); rarely
did anyone intimate that the policies conflicted with their
beliefs or values
about students. Thus, policies that aimed for a more
redistributive or rigorous
curriculum were usually retracted, whereas others endured.
Compromising equitable, rigorous instruction for all students.
Westside’s cen-
tral office also sought to roll out specific instructional
techniques and rou-
tines across schools, some of which required teachers to engage
in fairly
shallow instructional changes and others that aimed for more
challenging,
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Trujillo 545
equity-minded classrooms. Like before, the latter usually
proved unpopular
among teachers; district leaders habitually retreated from the
initiatives in favor
of more tolerable ones focused on the least sensitive features of
classrooms.
In one case, the deputy introduced a policy that all teachers
employ ques-
tioning strategies grounded in concepts from language
acquisition theory
about effective feedback for English learners. The policy proved
unpopular;
teachers complained informally to board members and formally
to union offi-
cials that the policy was unnecessary. This teacher explained
why the policy
conflicted with teachers’ judgments about students’ skills and
needs:
Why was [the English Learner questioning] even necessary? If
most of
them are several years behind, how are they going to do it
anyway? . . .
This isn’t what they need, but my principal is supposed to make
sure
I’m doing it . . .
By the end of the year, the policy was distilled to a mandate
that teachers
include any question during lessons as evidence of “checking
for
understanding”—a simple activity that did not differentiate
between English
learners and the others and that provoked no resistance.
Authentic writing assessments represented another point of
contention
between the deputy and others within the district. A cross-
section of teach-
ers criticized the tests; they cited a lack of instructional time to
create
opportunities for authentic writing, students’ inability to
produce grade-
level appropriate compositions, and the futility of scoring
rubrics that were
too demanding and yielded unconstructive information because
few stu-
dents were capable of passing the tests. Several board members
supported
teachers’ views and pressed the superintendent to eliminate the
require-
ments. The deputy recalled the pressure:
Now we’re looking at cutting . . . our local assessments. [The
superin-
tendent] said, ‘[T]here’s too much testing. I don’t want anymore
test-
ing,’ because [teachers] went to the board . . . I said, ‘Please,
don’t
make me do things that are not sound instructionally.’ They’re
going to
hurt our kids . . . but, there was pressure from a group of
teachers and
the board saying that we have too much testing.
In the end, the instruction department eliminated the authentic
writing
assessment.
Still, less ambitious instructional policies aimed at greater
efficiency
endured. The district distributed laptops and computerized
whiteboards to
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546 Educational Policy 27(3)
use in every class. All teachers were required to monitor
reading comprehen-
sion with a computer program. All were expected to teach from
bell-to-bell,
or throughout an entire period, as well as to post student work
on walls. And
all were required to routinely post lesson standards and
objectives in clear
view. Ultimately, Westside’s administrators settled on a set of
mild instruc-
tional mandates that stirred up little or no normative conflict,
but that also
skirted attempts at more challenging or equitable instruction.
Compromising rigorous, equitable instructional leadership.
Westside’s deputy
also tried out a series of policies for cultivating instructional
leadership
among principals, though the previous pattern continued.
Teacher evaluation
rubrics represented one embryonic policy lever that was never
realized. In
this case, principals developed diagnostic tools for formatively
evaluating
teachers, guided by the California Standards for the Teaching
Profession and
that included criteria for instructional delivery, room
environment, and the
like. Once district administrators announced that the tools
would guide class-
room visits, teachers complained vociferously to union officials
and board
members, who eventually counseled the superintendent to
discard the rubrics;
after months of principal input, the central office abandoned the
tools. This
principal recounted the district’s policy reversal:
They told us to start using them and then we got this email two
days
later that said not to use them, to throw them away, and to shred
them!
. . . [M]any principals feel like the district is being wimpy and
they’re
not supporting us . . . They won’t stand up to [teachers or the
union] or
stand behind us when we need it . . . [T]here’s nothing that says
we
can’t evaluate teachers intermittently besides the formal
evaluation
process . . . I could’ve really used them with some of my staff.
In her view, the concessions hampered her ability to formatively
evaluate
and support teachers.
In another case, principal coaching conferences, originally
conceived of
as opportunities for in-depth coaching, mentoring, and
supervision by the
deputy and assistant superintendents, were reduced to brief
check-in meet-
ings after some principals complained to board members about
them. Whereas
some principals coached by the deputy found the conferences
helpful, others
were uneasy with her intensity. At the same time, those coached
by the assis-
tant superintendent found the coaching to be unconstructive.
This principal
explained the tension:
[The deputy] would spend three hours with a principal going
into every
room, looking at student work, giving him feedback, talking
about
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Trujillo 547
personnel, setting up goals, and [the assistant] would buzz
through
every classroom. She would say, “good job, everything’s a good
job,”
and not have any meaningful discussion about instruction.
Every board member I interviewed interpreted the complaints as
signs of
the deputy’s unrealistically high expectations for principals.
They urged the
superintendent to eliminate the coaching, and the meetings were
cut to short,
infrequent check-ins with no classroom visits.
These setbacks notwithstanding, more innocuous, managerial
leadership
policies still survived. Teacher evaluations were limited to
minimal, state-
mandated evaluations every two to five years. Principals were
to hold
monthly data meetings in which teachers analyzed test data to
identify “focus
students”—students whose movement toward testing
“proficiency” would
maximize gains on state accountability indicators. The students
were to
receive specialized instruction, but the lists were an empty
mandate; princi-
pals and teachers reported no follow-up for the students.
Westside’s policy
levers for investing in instructional leadership went the way of
other policies:
leaders protected policies that provoked the fewest normative
challenges and
repeatedly threw out ones that aimed for higher standards,
expectations, or
norms.
Compromising equitable, rigorous professional learning.
Finally, Westside’s
administrators attempted to regulate professional learning,
though here, too,
district leaders found themselves exchanging contentious
policies for widely
tolerated ones. One compromise included teacher professional
development.
One of the instruction department’s goals was to develop an
ongoing system
of professional learning that was intended to dispense with the
dominant
“workshop approach” in exchange for more cumulative learning
grounded in
regular, communal planning, instructional modeling, reflection,
professional
reading, and coaching. Many central office staff reasoned that
they could not
adequately design such a system within the mere three student-
free days that
presently existed and requested that the district increase the
contractual num-
ber of student-free days. Each time the proposal was on the
table during
union negotiations—the conventional settings for crafting such
changes to
teachers’ contracts—the superintendent was expected to secure
more student-
free days in return for hefty teacher raises, yet each time he
granted raises
without requesting the contractual changes. The deputy
described the conces-
sions this way:
I wanted more student-free days because professional
development is
so important, and to try to do it all after school and pay teachers
on
Saturdays is unfair . . . But I was told, no, I can’t go there . . .
[H]e gives
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548 Educational Policy 27(3)
in. He told me, ‘No, I don’t want to go there. I don’t want any
contro-
versy. I just want this to go smoothly.’ So it’s peace at all costs
. . .
without regard to instruction.
In this case, the deputy’s values about professional learning
conflicted
with the superintendent’s desire to maintain peace with teachers
and the
union. In her view, the district’s political harmony trumped
teachers’ learning
needs.
Professional learning policies that were tolerated were restricted
to mini-
mal trainings to standardize or align teachers’ instruction. One
example
included a district workshop for training teachers to implement
the manda-
tory, highly scripted, standards-aligned writing program in
which facilitators
familiarized teachers with worksheets on which students would
write por-
tions of sentences and paragraphs until they amassed a
collection of work-
sheets that amounted to an essay. Another regular in-service the
district
preserved was the state-mandated training in California’s
standards-aligned
materials for new teachers. The central office also maintained
weekly com-
mon meeting times in which teachers met to review state or
district test data
or align curriculum with standards. In the end, the fate of
Westside’s profes-
sional learning policies turned out like the rest: most with the
potential to
effectuate more ambitious change were lost in the test of wills
between the
deputy, the superintendent, and the bloc of board members and
teachers.
Mediating peace at all costs: Compromising equity and rigor.
The aggregate of
Westside’s political compromises was a set of rational,
bureaucratic instructional
policies for regulating normatively tolerable changes that did
not challenge the
status quo among principals or teachers. Attempts at equity-
oriented, rigorous
changes were routinely squelched to maintain harmony between
the superinten-
dent or deputy and school staff. Table 1 distinguishes between
those policies that
were intended to foster greater equity or rigor and those that
were not. It shows
how the bulk of the policies which endured targeted simple,
rational practices that
were neither explicitly redistributive, nor rigorous in nature.
At the end of the day, the superintendent’s political calculations
drove him
to settle on a policy agenda that fell within the parameters of
educators’ values
and norms about teaching and students, or within the district’s
zone of media-
tion. Policies that fell outside of this normative zone were
almost universally
prohibited. The result was a rational, bureaucratic policy system
that most of
Westside’s staff could tolerate, and that resembled several of
the exemplary
districts highlighted in the district effectiveness literature. The
final policies
closely aligned curriculum with state standards and testing;
fostered more stan-
dardized, orderly classrooms; focused principals on minimal
requirements for
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Trujillo 549
Table 1. Westside’s Instructional Policies, by Equity and Rigor.
Status quo, simple Equity-oriented, rigorous
Curriculum • Standards-aligned core
textbooks and novelsa
• Standards-aligned intervention
programsa
• Writing for Excellence writing
program
• Test preparation program aligned
with state test
• Test preparation program’s
benchmark assessments
• Instructional guides
• Elimination of curricular tracking
• Elimination of instructional
games (e.g., word searches), silent
reading, and read aloud
Instruction
• Computerized white board in all
classrooms
• Laptops for instruction for every
teacher
• Computerized reading
comprehension test program
• Bell-to-bell instruction
• Posted student work
• Checking for understanding
• Lesson objectives posted in
classrooms
• State standards posted in
classrooms
• English Learner questioning
strategies
• Authentic writing assessments
• Theory-based instructional
techniques
Instructional
leadership
• Evaluations of teachers every
two-five yearsa
• Data team meetings to identify
“focus” students
• Principal accountability plans
• Principal coaching meetings
• Formative teacher evaluation
rubrics
• Principal classroom observations
Professional
learning
• Teacher in-service in scripted
writing program
• Teacher in-service in standards-
aligned textbooks
• Principal in-service: Using data to
get more from core programsb
• Weekly common meeting time
• Principal professional
development
• Principal sharing breakfast
meetings
• Principal peer groups
• Expanded teacher learning days
• Teacher in-service: Beyond
standards, writing with rigorb
Note: Italic font = policies that district leaders abandoned or did
not enforce
Regular font = policies that district leaders maintained in their
original form
aRequired by state; bOne-time professional development session
(no follow-up)
judging effectiveness; and trained teachers in standards-based
materials—all
policies that fell within the boundaries of most educators’
values. Policies that
challenged principal and teacher norms about how to equitably
distribute
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550 Educational Policy 27(3)
resources or opportunities, which students were capable of
achieving at high
levels, or what type of learning was required to lead more
ambitious improve-
ments were steadily scaled back or unenforced.
Discussion
This in-depth case study examines how central office and school
staff’s
values and ideologies shape urban district instructional policies.
The analy-
sis suggests at least three major findings. First, patterns in this
case show
how urban district leaders’ attempts to craft equity-oriented,
ambitious
instructional policies were eclipsed by normative schisms
among central
office leaders, teachers, and principals. Second, the case shows
how a dis-
trict mediated between both macro-level policy and political
trends and
micro-level, localized enactments of these trends. Finally, the
case illus-
trates why urban district leaders designed a set of instructional
policies that
resembled those highlighted in research on effective districts,
but that dis-
pensed with equity-oriented, rigorous challenges to the status
quo. In what
follows, I discuss the implications of these findings for research
on urban
district reform and educational policy formation. I close by
considering
implications for policy and practice.
Implications for Research
These findings extend the literature on urban district reform by
showing
how district leaders who attempted to create equity-oriented,
rigorous
instructional policies were not crafting normatively neutral
mechanisms
of change. Patterns in Westside show how equity-minded
district leaders
roused potent resistance by principals, teachers, and others in
the district
who did not feel normatively or ideologically aligned with their
proposed
policies. More specifically, these findings show how urban
district leaders
created instructional policies within locally and globally
constructed
zones of mediation that blended micro-level, local values with
macro-
level, political and economic forces. The case is an example of
how indi-
viduals’ values about what good instruction looks like and for
whom,
interacted with large-scale trends toward adopting business
practices in
the social sector.
Since the turn of the century, U.S. public schools have assumed
ideas
and techniques grounded in a business ideology about the
purposes of
schooling and the most effective means of achieving those
purposes
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Trujillo 551
(Callahan, 1962). Since the era of the administrative
progressives, political
and economic pressures have compelled educators to adopt
business prac-
tices grounded in rational values of productivity, efficiency, and
competi-
tion (Tyack, 1974). These norms have endured in both business
and
education, as corporate elites have shaped school procedures
with respect
to curriculum, assessment, instructional routines, leadership
models, and
teachers’ professional autonomy. This dynamic is reflected in
public
schools’ reliance on highly rational routines like standardized
testing,
increased technology, objectives-based planning, performance-
based
monitoring, data-driven decision-making, and organizational
alignment
(Cuban, 2004).
Districts, as intermediaries between the state and schools, have
histori-
cally channeled these corporate practices down to principals and
teachers,
despite fluctuations in districts’ centrality to school
improvement efforts
(Tyack, 2002). Thus, districts act as mediating institutions in
which individu-
als’ values about what constitutes good instruction and for
whom, interact
with collective political or economic calls to take up rational,
bureaucratic
practices inside schools. Today’s high-stakes accountability
policies repre-
sent the most recent iteration of this mediation; they place
districts at the
nexus of multiple provisions for testing and standards.
In Westside’s case, principals’ and teachers’ responses to
proposed or
recently implemented policies repeatedly underscored the
degree to which
they had internalized the highly rational values underlying
national high-
stakes accountability policies and the broader business logic
that has his-
torically shaped public school processes. And their repeated
nullification of
policies grounded in values of equity and ambitious
instructional aims
revealed the boundaries of their tolerance for change. Policies
that hovered
within the upper limits of Westside’s zone of mediation focused
on simple,
bureaucratic changes that preserved the status quo and mirrored
the ratio-
nal, market-based ideology that drives business. These policies
included a
heavy reliance on testing, standardization, alignment, simple
evaluation
and monitoring, and cursory data review. Policies that fell
below the lower
limit of the district’s zone of mediation targeted redistributive,
equity-ori-
ented practices that represented humanistic ideologies. These
included
policies for eliminating tracking, increasing instructional rigor
for all stu-
dents, cultivating teaching strategies specific to English
Learners, and fos-
tering in-depth, ongoing professional learning. Such patterns
illuminate
how the boundaries of Westside’s zone of mediation were
shaped by local
and national forces.
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552 Educational Policy 27(3)
These findings also contribute to studies of urban district
reform in that
they highlight the political dimensions of top-down district
change efforts.
In one sense, Westside’s narrative lends support to research
which suggests
that top-down policies centered on standards-alignment and
state testing can
prove to be a viable strategy for district leaders hoping to
endure state
accountability pressures. However, this case shows how bottom-
up, school-
level resistance triggers political pressure for leaders to regulate
only the
most superficial, least sensitive features of instruction. As such,
details of
urban district instructional policies may be subject to
negotiations that are
not necessarily explained by instructional or organizational
forces, but by
political ones. Products of negotiations represent arrangements
on which
constituencies are willing to meet each other halfway; they are,
by their
nature, compromises. Consequently, top-down district
instructional policies,
as products of political negotiation, may contain inherently
weakened direc-
tives about curriculum, instruction, leadership, or professional
learning.
Studies that concentrate narrowly on the technical
implementation of these
top-down policies or their effects on test scores overlook a key
factor in their
design. Their conclusions may discount the political forces that
compel dis-
trict leaders to trade controversial, top-down policies for
challenging the
status quo for top-down policies that minimally prompt
continuous growth
on state tests; they may overestimate the potential of “effective”
district
policies as catalysts for fundamental changes in teaching and
learning; and
they may fail to explain why these policies flounder on more
ambitious,
equitable goals for improvement.
Finally, although this case study is not designed to generalize to
other
cases of urban district instructional formation, it does
contribute a case of
district policymaking that mirrors the broader political and
cultural policy-
making climate. In this way, this case study complements the
literature on
educational policy formation by showing how a district’s
policymaking pro-
cess can be representative of larger political and cultural trends.
In the wake
of federal No Child Left Behind (and, more recently, Race to
the Top) poli-
cies, educational reforms have assumed a decidedly more
conservative char-
acter (Ylimaki, 2011). Both neoliberal and neoconservative
discourse on
accountability, results, competition, and standardization have
become com-
monplace (Kumashiro, 2008). Federal and state sanctions and
rewards hold
districts and schools to account for standardized test
performance with con-
sequences that infuse highly rational, corporate-style responses
to “failure”—
conversion to a charter status, restaffing and restructuring,
handing over
management authority, and even full closure. Grounded in
conservative ide-
ologies that embrace a prominent role for privatization in public
education,
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Trujillo 553
these policies represent a retraction from equity-based reforms
in that they
promote exceedingly narrow purposes of education for districts
that serve
high numbers of children of color and poor children—the
populations who
traditionally score low on standardized tests. In such districts,
testing
demands limit the purposes of education to primarily economic
ones—the
cultivation of basic, standardized skills that are measured by
tests and pre-
sumed to prepare students for the workplace. Through their
emphasis on
efficiency and measurable effects, these reductive goals detract
from more
humanistic purposes of education, like fostering civic
engagement, relation-
ship-building, or critical thinking. Thus, the dilemmas in this
district illumi-
nate how broader conservative politics can intensify existing
inequities in
districts that serve historically marginalized communities by
furthering poli-
cies that promote narrowly economic purposes of schooling.
Implications for Policy and Practice
These findings also demonstrate how urban district leaders can
respond to
state and federal accountability pressures by crafting policies
that produce a
coherent, standards-aligned system which adequately bumps up
scores and
avoids sanctions. However, these policies may do little more.
Westside’s
political strategy of appeasement was effective by state
indicators, but when
an equity-minded district leader tried to use accountability
policies to cata-
lyze changes aimed at broader social goals, her proposals
clashed with
dominant norms in the district. The upshot of the political
resistance and
habitual scaling back of ideologically unpopular policies was
the reinforce-
ment of safer, less ambitious instructional policies for the
district’s students.
These patterns teach us that equity-minded district leaders do
not only medi-
ate broader policy messages. They mediate their district’s
specific contextual
conditions. In Westside’s context, dominant norms and values
about what con-
stitutes appropriate instruction and for whom, were of a highly
rational, bureau-
cratic character. These conditions constrained an individual
leader’s efforts to
equitably redistribute resources and opportunities and increase
rigor for all stu-
dents. Yet in another context, one in which more educators,
administrators,
board members, or a superintendent shared more humanistic
values about
teaching and learning, an equity-minded leader may be more
likely to enact
challenges to the status quo. Thus, equity-minded district
leaders who commu-
nicate more than present policy expectations, and who instead
model, make
explicit, and nurture values about teaching and learning beyond
than those con-
veyed by present accountability policies, may be more apt to
facilitate contex-
tual conditions that favor more equitable, rigorous instructional
policies.
at WESTERN OREGON UNIVERSITY on June 23,
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554 Educational Policy 27(3)
Leadership preparation programs can develop such equity-
minded district
leaders by examining the nonneutral contexts within which
leaders craft
instructional policies. Such analyses can equip future leaders
with concrete
tools for addressing the normative dimensions of reforms.
Likewise, prepara-
tion programs that cultivate leaders’ ability to distinguish
between minimally
effective instructional policies for standards-alignment and
more equitable,
redistributive policies for interrupting historical patterns of
under-perfor-
mance may prime a new generation of equity-minded leaders to
aim for the
latter when crafting district instructional policies for urban
students.
Appendix
Preliminary Interview Questions for Central Office Staff,
Principals, or Teachers
District/School Organization. How is the district/your school
organized
(departments, responsibilities, divisions)?
Who is responsible for securing and/or allocating resources for
schools?
What do they do?
Who is responsible for curricular and instructional decision-
making? What
do they do?
Who is responsible for developing/overseeing district
assessments? What do
they do?
Who plans and sets district-wide goals? How does this process
work? What
do they do?
Who is responsible for analyzing data? What do they do? What
kind of data
do they use?
Who is responsible for developing and/or implementing
professional devel-
opment? What do they do?
Who is responsible for working with school site administrators?
What do
they do?
District Characteristics and Capacity. How would you describe
your role
in the district/school?
What successes and challenges have you encountered in your
efforts to help
improve your district/school?
How would you describe the teachers in this district/your
school?
Who participates in district decision-making? Who plays key
leadership
roles—formal or informal?
How are district policies made? Can you share an example?
at WESTERN OREGON UNIVERSITY on June 23,
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Trujillo 555
Where do parents or community members fit in the
district’s/school’s
activities?
What role does the county play? External consultants? How?
Improvement Goals and Strategies. How do you think the
district/your
school is doing right now?
To what do you attribute the district’s/your school’s recent test
scores?
How does the district/your school organize its English language
arts curricu-
lum? What materials are used?
What improvement strategies has the district/your school tried?
Are there particular milestones that you think distinguish the
district’s/your
school’s development?
What instructional goals would you say the district has for its
schools?
What instructional goals do you have for the district’s
schools/your school?
What instructional goals do you have for your
teachers/yourself?
What instructional goals do you have for your students?
District History. How has the district changed, if at all, over the
past five
years?
What changed over time?
How did these changes come about?
Attitudes toward Testing and Accountability. What role does
testing play
in your district? State standards?
What role has API or AYP played in the district?
District Role in Instruction, Curriculum, Monitoring, and
Professional
Learning. How much flexibility do teachers you have in
planning English
language arts lessons?
Are teachers encouraged to teach in a particular way? How?
What role does the district play in:
. . . language arts lesson planning?
. . . curriculum?
. . . instruction?
. . . classroom assessments or benchmarks?
. . . professional development?
How does the district communicate its expectations to you?
What do you think are the pros and cons of [the district’s
expectations]?
To what degree do you carry out [the district’s expectations] in
your classroom?
What else influences your instruction?
at WESTERN OREGON UNIVERSITY on June 23,
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556 Educational Policy 27(3)
Who follows what happens in your classroom?
What would a classroom look like in which [specify the
district’s expecta-
tion] is being implemented?
(For principals) What would it take to get a teacher to do this?
What is different about teaching [according to the district’s
expectations]
than teaching another way?
Are [specify the district’s expectations] important for students?
Why?
What would a student learn by being taught according to
[specify the dis-
trict’s expectations]? Is this different from how s/he would be
learning oth-
erwise? How?
What does it mean for a teacher to be doing [specify the
district’s expecta-
tions] well?
What is your sense of how much [specify the district’s
expectations] have
permeated your school? How do you know? Why do you think
this is the case?
What kinds of support or information or professional
development might
teachers need to do more [specify the district’s expectations] in
their lan-
guage arts teaching?
What has the district done to get teachers to work toward
[specify the dis-
trict’s expectations]?
What kind of professional learning do you feel principals need?
Why?
What kind of professional learning does the district provide?
Declaration of Conflicting Interests
The author declared no potential conflicts of interest with
respect to the research,
authorship, and/or publication of this article.
Funding
The author received no financial support for the research,
authorship, and/or publica-
tion of this article.
Note
1. I use pseudonyms for all names to protect the confidentiality
of the district and
individual participants.
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Author Biography
Tina M. Trujillo is an Assistant Professor in the Graduate
School of Education at the
University of California, Berkeley. She uses mixed methods to
study a range of
school improvement phenomena, including trends in educational
leadership, the
unintended consequences of educational policies and reforms
for students of color
and English Learners, and the political dynamics of urban
district reform.
at WESTERN OREGON UNIVERSITY on June 23,
2013epx.sagepub.comDownloaded from
http://epx.sagepub.com/
A school policy:
A policy is a statement derived from a policy process; a policy
process is the procedure that school administrators, parents,
community members and stakeholders translate a political
vision into programs, rules, regulations and actions to deliver
outcomes desired in the day to day life of a school.
A quality making policy process depends upon information from
a variety of sources:
1. Expert knowledge
2. Existing research (local, national and international)
3. Stakeholder consultation (they provide the political vision of
the district/school)
4. Evaluation of the previous policy
A policy emerges as a balance between what is
1. Scientifically plausible (evidence based through data
collection and analysis)
2. Politically acceptable (must fit the political vision and
stakeholders interests)
3. Practicality - how practical will the implementation be
a. Resources and authority
b. Structures to build capacity for action
c. Feasibility of action

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httpepx.sagepub.comEducational Policy httpepx.sa.docx

  • 1. http://epx.sagepub.com/ Educational Policy http://epx.sagepub.com/content/27/3/531 The online version of this article can be found at: DOI: 10.1177/0895904812454000 2013 27: 531 originally published online 31 July 2012Educational Policy Tina M. Trujillo Compromising Equity and Rigor The Politics of District Instructional Policy Formation : Published by: http://www.sagepublications.com On behalf of: Politics of Education Association can be found at:Educational PolicyAdditional services and information for
  • 2. http://epx.sagepub.com/cgi/alertsEmail Alerts: http://epx.sagepub.com/subscriptionsSubscriptions: http://www.sagepub.com/journalsReprints.navReprints: http://www.sagepub.com/journalsPermissions.navPermissions: http://epx.sagepub.com/content/27/3/531.refs.htmlCitations: What is This? - Jul 31, 2012OnlineFirst Version of Record - Aug 6, 2012OnlineFirst Version of Record - Apr 8, 2013Version of Record >> at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ http://epx.sagepub.com/content/27/3/531 http://www.sagepublications.com http://www.fsu.edu/~pea/ http://epx.sagepub.com/cgi/alerts http://epx.sagepub.com/subscriptions
  • 3. http://www.sagepub.com/journalsReprints.nav http://www.sagepub.com/journalsPermissions.nav http://epx.sagepub.com/content/27/3/531.refs.html http://epx.sagepub.com/content/27/3/531.full.pdf http://epx.sagepub.com/content/early/2012/07/31/089590481245 4000.full.pdf http://epx.sagepub.com/content/early/2012/07/30/089590481245 4000.full.pdf http://online.sagepub.com/site/sphelp/vorhelp.xhtml http://epx.sagepub.com/ Educational Policy 27(3) 531 –559 © The Author(s) 2012 Reprints and permissions: sagepub.com/journalsPermissions.nav DOI: 10.1177/0895904812454000 epx.sagepub.com 454000EPX27310.1177/089590 4812454000Educational PolicyTrujillo © The Author(s) 2012 Reprints and permissions: sagepub.com/journalsPermissions.nav 1University of California, Berkeley, CA, USA Corresponding Author: Tina M. Trujillo, Graduate School of Education, University of California, 3649 Tolman Hall, Berkeley, CA 94720, USA.
  • 4. Email: [email protected] The Politics of District Instructional Policy Formation: Compromising Equity and Rigor Tina M. Trujillo1 Abstract This qualitative case study extends the literature on urban district instruc- tional policymaking by analyzing the ways in which normative and political pressures shaped district leaders’ instructional policy decisions. Drawing on concepts from the politics of education, it shows how teachers and principals repeatedly nullified policies that aimed for equity-oriented, rigorous changes in one urban district when leaders opted to pacify constituents, rather than uphold controversial policies. It complements present explanations of how district instructional policies come to be by comparing the consistency between the values and ideologies of district leaders, principals, and teachers and those implicit in district policies. Keywords policy formation, politics of education, urban school districts, district leadership, accountability, equity
  • 5. Research on district instructional policymaking teaches us that districts are nonmonolithic in nature, and that divergent philosophies of education under- cut district responses to state policies when individuals approach the prob- lems of teaching and learning from different angles (Spillane, 1998). Indeed, Article at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ 532 Educational Policy 27(3) views on instruction are deeply rooted in technical, normative, and political notions of what constitutes ideal learning experiences for students (Oakes, 1992). As such, district instructional policymakers need fluency not just in the technology of instruction, but in the norms and beliefs that condition edu- cators’ receptivity to change. Literature on the politics of education illustrates how such normative dif- ferences trigger political resistance to district policies targeting equity- oriented, ambitious change (Oakes, Welner, Yonezawa, & Allen, 1998). Architects of district instructional policies contend with
  • 6. different opinions about practical strategies for change and entrenched values about what qual- ity instruction looks like and for whom. Despite this evidence, scholarship on the district instructional policy process concentrates primarily on technical considerations of organizational conditions, interpretive processes, or formal political arrangements that shape decisions and implementation (e.g., Coburn, Toure, & Yamashita, 2009; Honig, 2009; Spillane, 2000a), or on technical accounts of policies’ effects on student outcomes (e.g., Cawelti & Protheroe, 2001; Togneri & Anderson, 2003). In-depth interpretations of how central office and school staff’s values and ideologies shape district instructional policies themselves are in short supply. This article extends this literature by explaining how and why district instructional policies may be compromised from the outset— before ques- tions of implementation or effectiveness ever arise. It shows how educators repeatedly nullified policies that aimed for explicitly equity- oriented, rigor- ous changes in one urban district when leaders opted to pacify constituents, rather than uphold controversial policies. It complements present explana- tions of how district instructional policies come to be by paying attention to the consistency between the values of district leaders,
  • 7. principals, and teach- ers and those values implicit in district policies. The following questions guided this study: 1. What are district leaders’, teachers’, and principals’ values and ide- ologies about what quality instruction looks like and for whom? 2. What political processes transpire when individuals’ values and ide- ologies conflict with the values and ideologies implicit in district policies? 3. How do these political processes influence district leaders’ instruc- tional policy decisions? I frame my inquiry with concepts from research on the politics of education to explore the values and ideologies that underpin district leaders’ willingness at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ Trujillo 533 to design, protect, or retract more and less equity-oriented, rigorous instruc- tional policies. I present findings from a year-long case study of an urban
  • 8. district in California that show how district leaders’ attempts to craft equity- oriented, ambitious instructional policies were eclipsed by ideological schisms among district leaders, teachers, and principals. The result was a set of compromised policies that resembled those highlighted in the research on effective districts—regulations for standards-aligned curricula, tests, and training; common instructional routines; and monitoring—but that dispensed with equity-oriented, rigorous challenges to the district’s status quo. Literature Review Educational Policy Formation Scholarship on educational policy formation has tended to fall into three broad categories. The earliest, most predominant is the instrumentalist view (e.g., Walker, 1990; Weimer & Vining, 1989). This technical perspective, dubbed by Stone (2002) as the “rationality project,” assumes that policy makers behave in a rational, linear fashion; they are goal- directed and pur- poseful, and they logically design policy instruments according to specific objectives. The pluralistic view represents the second most common type of research in this area. This standpoint frames policy formation as a political process in
  • 9. which multiple, competing interests bargain or negotiate policies’ details (e.g., Boyd, 1979; Kirst, 1984). Like the former, this view assumes a high degree of rationality and focuses on formal channels for crafting policy. The organizational view departs from these rational accounts by framing policy decisions in terms of a “garbage can” model of decision- making (Cohen, March, & Olsen, 1972). From this perspective, problems, solutions, interests groups, or larger political trends converge to shape decisions in irra- tional, unpredictable ways. This field calls attention not to the formal chan- nels through which policies are formulated, but to the informal, complex structures, processes and random events that shape policy agendas before policies are ever rolled out (Kingdon, 1995). Each of these views exemplify a positivist orientation to research on pol- icy formation in that they study explicit, observable patterns to explain how policies are designed (Yanow, 1993). Yet, others offer more interpretivist accounts in that they posit that less overt normative or ideological positions also inform policy design. For instance, Gándara and Gómez (2009) main- tain that differing values about integrating and educating immigrants and
  • 10. at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ 534 Educational Policy 27(3) preserving group identities weigh heavily on the types of language policies that are adopted. Similarly, Shoenfeld and Pearson (2009) argue that conser- vative ideological trends shaped national “back to basics” reading and math policy agendas. These interpretations suggest that policymaking can be explained not just in terms of concrete, readily seen processes, but in terms of less visible normative and ideological forces that act upon those who craft agendas and policies. Urban District Reform One of the more recent branches to grow out of the educational policymaking literature focuses on urban district policymaking. Much of this literature investigates the effectiveness of policies that urban district leaders design to boost student outcomes, typically measured by test scores. This field tends to show that top-down district policies for creating standard- aligned curricula, assessments, and professional development; common instructional routines; and coherent monitoring and evaluation spur test growth (e.g.,
  • 11. Elmore & Burney, 1997; Firestone, Mangin, Martinez, & Polovsky, 2004; Massell & Goertz, 2002; Murphy & Hallinger, 1988). Other literature focuses on micro-level factors that shape urban leaders’ decisions about district policies. For example, some research investigates how leaders’ cognitive processes influence policy decisions and the ways in which district policies shape teachers’ opportunities to learn about instruction (Spillane, 2000b). Others examine the interpretive and organizational dimen- sions of district leaders’ policy decisions (Coburn et al., 2009). Macro-level research considers institutional forces like academic disci- plines that inform the design of urban district policy (Burch & Spillane, 2005). And, at a meso-level, other research takes up questions about the formal political arrangements between urban districts and external support providers, and how these relationships shape district policy decisions (Honig, 2009). Collectively, this research teaches us much about the technical character- istics of urban district policies that are tied to higher test scores and about the nuances of implementation. Yet, missing from these accounts are studies that explore the normative or ideological forces that may shape
  • 12. district policies from the outset. In-depth studies of urban district instructional policymaking that place norms and ideologies at the nucleus of their conceptual model are still needed. This article addresses this gap by detailing the ways in which value conflicts triggered district leaders’ political concessions, and the impli- cations of their compromises for equitable, rigorous instructional policies. at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ Trujillo 535 Conceptual Framework To understand the ways in which normative and ideological positions incited political resistance to or support for a range of district instructional policies, I guide my analysis with concepts from the politics of education. This literature is helpful in analyzing urban district instructional policymak- ing because it acknowledges the politically charged nature of equity- minded, ambitious policies. Such changes tend to precipitate political conflicts over resources that are perceived to be scarce, as well as ideologi-
  • 13. cal conflicts over values and beliefs about teaching and learning (e.g., Oakes, et al., 1998; Welner, 2001). Disparate views among district leaders, principals, or teachers can prompt heated micro-political battles when indi- viduals are concerned about resource allocation or when policies imply norms about students that differ from their own. Such political cleavages can dispose district leaders to craft policies that elicit the least controversy to maintain harmony among different constituencies (Hess, 1999). To explore these normative dimensions of district instructional policymak- ing, I guide my analysis primarily with the concept of the “zone of mediation” (e.g., Oakes, et al., 1998; Welner, 2001). This notion marries the concept of the “zone of tolerance,” or the degree to which community members permit educa- tional policies that are consistent with their own social goals and values (Boyd, 1976; McGivney & Moynihan, 1972), with the concept of “mediating institu- tions,” or the systems that assimilate macro-level political, social, or economic forces and channel them to individuals or sites (Lamphere, 1992). The zone of mediation, therefore, is a conceptual tool for articulating the sphere in which an organizational system mediates between large-scale institutional forces and individual sites of interaction, as well as a tool for illuminating
  • 14. the boundaries of debate for a given issue (Welner, 2001, p. 95). The zone of mediation situates districts and schools within certain local- ized enactments of larger political, economic, or social patterns, and helps explain community members’ willingness to embrace particular instructional changes. Specifically, this perspective posits that the consistency between the norms and values implicit in policies or reforms and those held by commu- nity members determines their inclination to adopt or reject certain changes. Applied to this district-level analysis, the zone of mediation refers to the sphere in which an urban district mediated between national, political, and social movements in which business logic and practices have been applied to the social sector and educators’ values and ideologies about what constitutes quality instruction and for whom. I consider the values and ideologies repre- sented among district leaders, principals, and teachers, and the ways in which at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ 536 Educational Policy 27(3)
  • 15. their normative positions corresponded or conflicted with those implicit in the district policies. I detail which instructional policies district leaders ultimately rolled out, and distinguish between those that promoted equity- minded, rigor- ous instruction and those that reproduced the status quo. Method and Data Study Design This study employed a qualitative, case study design of one urban district in which I triangulated multiple data sources to better understand individuals’ experiences crafting and experiencing district instructional policies (Stake, 2010). I chose Westside School District1 as my site because it resembled several of the cases that are highlighted in the district effectiveness litera- ture; it seemed to be designing highly rational policies aimed explicitly at boosting test scores through standards-aligned curricula, assessments, pro- fessional development; common instructional routines; and coherent moni- toring and evaluation. At the same time, findings from pilot interviews revealed a markedly humanistic, equity orientation among some central office leaders and a more rational, bureaucratic orientation among others. As such, Westside presented a naturally bounded case for constructing a
  • 16. deeper understanding of the values and ideologies implicit in district poli- cies and those of administrators and teachers, and for learning how norma- tive dynamics within a district might explain leaders’ decisions to maintain or forgo different instructional policies (Merriam, 2009). Data Collection and Analysis Data sources included 72 interviews with 46 participants, 59½ hours of meet- ing observations, and 49 documents and secondary data. I used purposive sampling in which I began by interviewing relevant central office staff from the district’s instruction department. From these initial data, I used snowball sampling to identify other central office and school site staff, external consul- tants, and other support providers who were recommended as individuals pos- sessing valuable knowledge about the district’s instructional policies. I held 16 interviews with 12 central office administrators, 35 interviews with five prin- cipals and 10 teachers, and 10 interviews with the superintendent and four out of five board members. I interviewed several participants twice, usually from one to three hours. Interviews addressed district and individuals’ instructional goals, district instructional policies, and attitudes about teaching, learning, and accountability. See the appendix for a list of interview questions.
  • 17. at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ Trujillo 537 I conducted semi-structured observations of central office meetings and professional development sessions for principals and teachers to better understand district instructional priorities; the specifics of the district’s instructional policies; and the normative, political, and technical ways in which district staff worked with one another to craft policy. I also collected substantial data through informal conversations, which I summarized in memos and coded. I collected several documents, including board meeting, retreat, strategic planning, professional development, and cabinet meeting agendas; email cor- respondence; PowerPoint presentations; online information; newsletters; and state improvement plans. The data provided background on district policies, leaders’ communication about them, and schools’ responses. I coded transcripts and documents using pre-assigned, theory- based and inductive, data-driven codes (Bogdan & Biklen, 1998). All data were coded
  • 18. using Atlas.ti, Version 5. I created multiple data displays (Miles & Huberman, 1994) in which I compared and contrasted patterns and contradictions within the central office and between the central office and school sites. Examples of codes used in this analysis include “policy: equity-oriented,” “policy: sta- tus quo,” “policy: rigor,” “policy: simplicity,” “norms and values: rational,” “norms and values: humanistic,” “value conflict,” “value consistency,” “busi- ness practice,” and “zone of tolerance.” I ensured intra-coder reliability and validity in two ways. I recoded previously coded data, compared results, and adjusted codes accordingly. I also conducted “member checks” by sharing certain findings with key participants to judge the accuracy of my interpreta- tions. All data were collected from spring, 2007, to spring, 2008. The State and Federal Policy Context The study setting was California, which has maintained a centralized, results-based accountability system since 1999. State curriculum standards and state-adopted textbooks align with its standardized test, whose results determine an annual gauge of district and school performance, the Academic Performance Index (API). API scores range from 200-1,000. The state sets API targets for each school and district, though the overall goal is at least
  • 19. 800. At the time of the study, persistently low scores were met with federal No Child Left Behind (NCLB) corrective actions. NCLB mandates that states institute sanctions for those districts unable to consistently meet adequate yearly progress (AYP) targets, which include changing curricu- lum, replacing staff, and closing districts. The sanctions are intended to motivate district leaders to craft policies that will improve teaching and learning and ward off punitive intervention. at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ 538 Educational Policy 27(3) The District Context: Westside School District Westside School District is located in a major metropolitan area. Roughly 80,000 residents comprise the city of Westside. The median household income for Westside families was just under US$42,000 and the per capita income was slightly more than US$11,000, figures that fell significantly lower than the state’s figures of US$53,000 and US$23,000, respectively (US Census Bureau, 2000). Many Westside neighborhoods were economi-
  • 20. cally depressed; long swaths of “For Sale” signs stretched down streets, and vacant properties were common sights. Twenty-one schools comprised the roughly 20,000-student district. Its stu- dents were 91% Latino, 1% African American, 4% Asian and 2% White. Forty percent were English learners and 80% qualified for free or reduced- price lunch (CDE, 2007). Westside’s central office was organized in a traditional hierarchy. A five- member board governed the superintendent, who oversaw a deputy superin- tendent and two assistant superintendents. The office was divided between instruction and business departments; the former managed instructional issues; the latter managed operational matters. As for test performance, the district continuously met its state API tar- gets. At the time of the study, the district’s API was 674, which fell below the state’s general goal of 800, but grew steadily enough, along with other indi- cators (e.g., test participation rates) to forestall being tagged “Program Improvement” according to federal AYP criteria. Findings District Leaders’ Values and Ideologies Westside’s superintendent came from a military and business
  • 21. career in which highly streamlined, results-oriented experiences shaped his orienta- tion to school change. Although he was skeptical about some aspects of NCLB legislation, he embraced the idea of increasing his number of “pro- ficient” students—those students scoring at or above a designated cut score on the state’s standardized test. He also shared that the API served as a helpful monitoring device that could motivate teachers and principals to improve teaching and learning to boost scores. Board members consistently echoed this bureaucratic orientation. Each cited API goals when asked about the district’s priorities. In their eyes, API at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ Trujillo 539 targets provided an efficient, results-oriented system around which schools could organize instruction. Like the superintendent and board members, the deputy superintendent was committed to “constructively engaging” (Mintrop & Trujillo, 2007) with
  • 22. accountability policies, but for different reasons. For her, the system provided a lever for increasing equity in underserved schools. She explained this view: I believe that the quality of education that a student receives should not be totally dependent on a particular teacher’s experience level or access to materials . . . Content standards finally guarantee that first grade should be first grade whether it’s at school X or district Y. They give us a way to guarantee that there is some information that every first grader in the state of California should be taught . . . In the deputy’s eyes, content standards leveled the educational playing field by compensating for disparities in teacher quality and resources. Their associated tests, in her view, revealed “good” schools by uncovering which served all students and where achievement gaps lie. As she put it: [The accountability system] gave us a way to . . . say, “What is a good school?” Is a good school when some students succeed or when all stu- dents succeed? Can you say it’s a great school except our English Learners don’t do that well, but everybody else does? . . . It gave us a way to say, “No, you’re not a good school. You have to serve everyone.”
  • 23. This quote shows how the deputy’s values reflected not just the bureau- cratic ideology of the superintendent and board—though she certainly showed an affinity for rational levers like standards and testing—but a moral ideology grounded in concerns about equity and rigor. For her, the system stood to catalyze equitable changes in otherwise complacent schools. She saw hope in the urgency with which schools were compelled to set sights on common goals, and trusted that the focus could bolster efforts to meet tradi- tionally underserved students’ needs. District Leaders’ Notions of Good Instruction When asked what good instruction looked like and for whom, the superin- tendent and board were agnostic—beyond expectations about standards- alignment. The superintendent explained that he delegated instructional at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ 540 Educational Policy 27(3) particulars to his deputy, yet some district staff saw his lack of instructional expertise as problematic. This administrator explained:
  • 24. On instruction, . . . there’s a lack of expertise when complaints come in, so there’s not a filter to judge if the complaint is legitimate. So if the union is complaining about the Small Learning Communities at the high school, he doesn’t really understand the reason behind SLCs . . . Then that becomes just another problem with negotiations and he’s more likely to want to keep the peace versus pushing what the instruc- tional leadership wants . . . For this employee, the superintendent’s instructional shortcomings were exacerbated by what she viewed as ill-informed, impulsive decision-making and a tendency to conciliate rather than support potentially ambitious, but unpopular instructional changes. In contrast, the deputy exhibited clearer, stronger instructional standards. School staff regularly cited her high expectations and tenacious approach to change. For example, one of her first policy decisions mandated that all high school students enroll in a full course load each year—a halt to the custom of seniors taking the minimal state-required courses. She explained, “How are they going to meet [college entrance] requirements if they take nothing but physical education (PE) and a couple of blow-off classes that
  • 25. last year? . . . And which ones do you think are going to take the other classes?” For her, the policy promoted more equitable, rigorous education for all students. Some principals supported the urgency with which the deputy champi- oned such changes and attributed the district’s overall performance to her steadfastness, but her proposals often challenged district norms; some found her directives too radical. Here, she recalled the resistance that another equity-oriented policy sparked: When I first came here, . . . I said, ‘No more fifth and sixth grade gen- eral math in high school and no more Everyday Math . . . ’ because our kids could do better than that if we changed our attitude. One principal was furious because the teachers came back and said, ‘She’s making the expectations too high. All the kids are going to flunk.’ Their atti- tude was that these kids can’t do it . . . . and that’s just infuriating . . . What do you mean that these kids can’t do it? I said, ‘We’re going to do it anyway . . . ’ Thank goodness that I had the backing of the super- intendent at the time. When the courses weren’t offered anymore, they had to do it . . . and there were no more F’s than they previously had.
  • 26. at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ Trujillo 541 In this case, the deputy’s equity-minded values about which students could learn at higher levels conflicted with those of educators accustomed to holding students to different standards, yet the prior superintendent’s sup- port buoyed her authority and protected the policies. In the end, the deputy’s values about what quality instruction looked like, and for whom, stood out among lower expectations and test-centered goals. Values among central office staff echoed this schism. A Split Vision: Westside’s Fragmented Central Office Of the 12 central office staff that I interviewed, seven articulated the same rational, bureaucratic instructional vision as the superintendent and board. For them, Westside aimed for all students to “reach proficiency.” Woven into this “proficiency vision” was a reliance on state standards and their related testing targets. One administrator was particularly confident in the schools’ accep- tance of this vision, as she shared here: “We all know what the standards are.
  • 27. We all know what our goal is. We all know that we’re working toward all students being proficient and advanced . . . Another administrator reiterated this thinking: “At the district, we want our principals to always be asking, ‘Am I getting more proficient students or less?’ That’s the goal.” Yet, others were less convinced of this unity. Five of the 12 central admin- istrators I spoke to dissented with this “proficiency” vision. This respondent summarized their view: I think you’ll find the dominant way of thinking here in tune with an essentialist view given that we have to meet accountability [goals]. We’re focused on . . . curriculum and instructional strategies in line with a Skinnerian approach, scripted teaching that is based more on instructional programs . . . and tests. She went on to attribute more shallow learning experiences to this domi- nant orientation: When you’re looking at the accountability system and . . . you use the one-size-fits-all program, . . . students don’t maintain the learning . . . [T] hey’ve not internalized it. The material is not relevant, it’s not student- centered and there is no scaffolding of learning.
  • 28. Another administrator criticized the district vision for emphasizing results over development: at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ 542 Educational Policy 27(3) I think we get away from the human element and we look at the prod- uct base in this district . . . We’ve got people here who are product- based . . . and other people who are [asking], “How do I build capacity?” Like Westside’s senior most leaders, its central office staff was also ideo- logically split. A modest majority was on board with a highly rational, tech- nocratic results-based orientation, but several dissented based on humanistic values about rigor, relevance, and developing capacity. Competing Values, Competing Policies Despite this divide, Westside’s deputy was tasked with crafting policies for strengthening curriculum, instruction, leadership, and professional learning to meet accountability goals. Yet, normative conflicts and political conces- sions led to a set of diluted, highly rational policies when
  • 29. teachers’ and principals’ dismay over certain changes reached the ears of board members and the superintendent. Challenged to reconcile competing demands, the superintendent repeatedly prioritized district harmony over a more ambi- tious, equity-oriented agenda. Central office staff often broached the theme of conciliation when reflect- ing on the superintendent’s leadership; several worried that his eagerness to maintain favorable ties with teachers, union officials, and the board went too far. They cited instances in which he opted to mollify constituencies, rather than champion unpopular causes and jeopardize his support. One district offi- cial characterized him this way: “He’s the type of superintendent that has to see harmony . . . [H]e will always insist that all people . . . are happy with what’s happening . . . , which affects how contracts get settled and makes people buy into him.” As a result, Westside’s chief routinely pressed his dep- uty to scale back normatively contentious policies, and she obliged. In what follows, I describe a sampling of policies related to curriculum, instruction, instructional leadership, and professional learning on which dis- trict leaders compromised and those they preserved, and the reasons that
  • 30. respondents articulated behind each decision. I then aggregate every district policy to which respondents referred as being maintained or withdrawn, and distinguish between those intended to foster greater equity or rigor and those that were not. Compromising an equitable, rigorous curriculum for all students. One of the issues on which the deputy was most vocal during interviews was her staunch position against curricular tracking. When she arrived in the district six years at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ Trujillo 543 prior, she found a rigid tracking system in which mainstream and honors classes were reserved for a small minority of students—usually native English speak- ers and the few non-Latino students. Remedial classes comprised the bulk of the curriculum for the rest. Recently, she had attempted to abolish honors and remedial language arts classes by heterogeneously grouping all students. Argu- ing that curricular differentiation restricted opportunities for all students to have access to high quality, grade-level content, she proposed
  • 31. an anti-tracking policy that ran up against fierce normative challenges by educators. Teachers, by her account, opposed the policy on the grounds that “the regular textbooks are just too much for many of these students.” The deputy explained: They think they can’t do it, but . . . this is what the curriculum should be for all of them. We’ve got to have high expectations for all our kids! It doesn’t work if we say we’re doing it, but only for this group over here, but don’t look at our English Learners and don’t count these kids . . . They all deserve access to rigorous, standards-based classes! Principals corroborated her account. All but one described a situation in which they listed heterogeneous classes on the books, but preserved the origi- nal tracked ability groups in classrooms, or in which they simply maintained the tracks in their original form. Three of the five I spoke to reasoned that senior teachers would not stand for mixed grouping, as grade- level, standards- based curriculum was too challenging for students not yet fluent in English or who were reading several years behind grade level. “Do you know what would happen if I made [the senior teachers] teach them?” one principal asked. “It’s not worth the fight . . . ” she lamented. Eliminating
  • 32. tracking rep- resented values about greater access and beliefs that all students were capable of performing at higher levels, which neither teachers nor principals com- municated. Rather than incite upheaval among teachers, principals com- plained to the board. Two board members urged the superintendent to relax the policy, and he urged the deputy to do the same. In the end, the policy was never enforced, and tracking was passively maintained. In another case, the deputy proposed a policy to prohibit language arts activities that “lacked rigor,” in her words. These included read aloud, silent reading, word searches, puzzles, or other cognitively simple activities or games. Her directive drew sharp criticism from a cross-section of teachers, principals, and the union, in part because it equated silent reading and read aloud—practices considered integral to a balanced literacy program—with games, but also because some were reluctant to use more demanding tasks. Here, she defended her directive: at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ 544 Educational Policy 27(3)
  • 33. Draw me a continuum with ten being high, very rigorous, and one being low, not rigorous at all. Where do you think word searches would fit on that instructional continuum? What about games or silent read- ing? If we’re trying to get our students to proficiency or better, shouldn’t we be on the top end of this continuum . . . ? Every teacher I interviewed decried the proposal, and union officials staged an aggressive public remonstration, arguing that the policy unjustly curbed teachers’ professional authority. This middle school teacher repre- sented the more offended half of those I spoke to about the policy: Now we’re not supposed to read to them. The [central office] just sent out an email saying we can’t do silent reading and no read aloud. This is bullshit! They don’t fucking read, so I have to read to them . . . ! This district is so fucking out of touch! Look at [the students]!. Just look at them! This teacher’s frustration reveals her beliefs that her students were immu- tably low skilled and apathetic, and her vehement opposition to a policy that implied they were capable of more. In response to pressure to repeal the pol- icy from the union, two board members, and the superintendent,
  • 34. the deputy conceded. Teachers maintained the practices. Despite such compromises, Westside preserved several less contentious curricular policies. All schools were required to regularly teach the same standards-aligned, commercial test preparation program and routinely admin- ister its associated tests. State-mandated, standards-aligned textbooks, nov- els, and intervention programs formed the basis of all schools’ curriculum. A scripted writing program, known for its close alignment with California’s writing standards and didactic approach to constructing sentences, para- graphs, and essays by filling in blanks, provided a uniform system for teach- ing writing. Both teachers and principals expressed a passive acceptance of these rational policies for standardizing the curricula (save for a minority of teachers who admitted deviating to use below-grade level materials); rarely did anyone intimate that the policies conflicted with their beliefs or values about students. Thus, policies that aimed for a more redistributive or rigorous curriculum were usually retracted, whereas others endured. Compromising equitable, rigorous instruction for all students. Westside’s cen- tral office also sought to roll out specific instructional techniques and rou- tines across schools, some of which required teachers to engage
  • 35. in fairly shallow instructional changes and others that aimed for more challenging, at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ Trujillo 545 equity-minded classrooms. Like before, the latter usually proved unpopular among teachers; district leaders habitually retreated from the initiatives in favor of more tolerable ones focused on the least sensitive features of classrooms. In one case, the deputy introduced a policy that all teachers employ ques- tioning strategies grounded in concepts from language acquisition theory about effective feedback for English learners. The policy proved unpopular; teachers complained informally to board members and formally to union offi- cials that the policy was unnecessary. This teacher explained why the policy conflicted with teachers’ judgments about students’ skills and needs: Why was [the English Learner questioning] even necessary? If most of them are several years behind, how are they going to do it anyway? . . .
  • 36. This isn’t what they need, but my principal is supposed to make sure I’m doing it . . . By the end of the year, the policy was distilled to a mandate that teachers include any question during lessons as evidence of “checking for understanding”—a simple activity that did not differentiate between English learners and the others and that provoked no resistance. Authentic writing assessments represented another point of contention between the deputy and others within the district. A cross- section of teach- ers criticized the tests; they cited a lack of instructional time to create opportunities for authentic writing, students’ inability to produce grade- level appropriate compositions, and the futility of scoring rubrics that were too demanding and yielded unconstructive information because few stu- dents were capable of passing the tests. Several board members supported teachers’ views and pressed the superintendent to eliminate the require- ments. The deputy recalled the pressure: Now we’re looking at cutting . . . our local assessments. [The superin- tendent] said, ‘[T]here’s too much testing. I don’t want anymore test- ing,’ because [teachers] went to the board . . . I said, ‘Please, don’t
  • 37. make me do things that are not sound instructionally.’ They’re going to hurt our kids . . . but, there was pressure from a group of teachers and the board saying that we have too much testing. In the end, the instruction department eliminated the authentic writing assessment. Still, less ambitious instructional policies aimed at greater efficiency endured. The district distributed laptops and computerized whiteboards to at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ 546 Educational Policy 27(3) use in every class. All teachers were required to monitor reading comprehen- sion with a computer program. All were expected to teach from bell-to-bell, or throughout an entire period, as well as to post student work on walls. And all were required to routinely post lesson standards and objectives in clear view. Ultimately, Westside’s administrators settled on a set of mild instruc- tional mandates that stirred up little or no normative conflict, but that also skirted attempts at more challenging or equitable instruction.
  • 38. Compromising rigorous, equitable instructional leadership. Westside’s deputy also tried out a series of policies for cultivating instructional leadership among principals, though the previous pattern continued. Teacher evaluation rubrics represented one embryonic policy lever that was never realized. In this case, principals developed diagnostic tools for formatively evaluating teachers, guided by the California Standards for the Teaching Profession and that included criteria for instructional delivery, room environment, and the like. Once district administrators announced that the tools would guide class- room visits, teachers complained vociferously to union officials and board members, who eventually counseled the superintendent to discard the rubrics; after months of principal input, the central office abandoned the tools. This principal recounted the district’s policy reversal: They told us to start using them and then we got this email two days later that said not to use them, to throw them away, and to shred them! . . . [M]any principals feel like the district is being wimpy and they’re not supporting us . . . They won’t stand up to [teachers or the union] or stand behind us when we need it . . . [T]here’s nothing that says we can’t evaluate teachers intermittently besides the formal
  • 39. evaluation process . . . I could’ve really used them with some of my staff. In her view, the concessions hampered her ability to formatively evaluate and support teachers. In another case, principal coaching conferences, originally conceived of as opportunities for in-depth coaching, mentoring, and supervision by the deputy and assistant superintendents, were reduced to brief check-in meet- ings after some principals complained to board members about them. Whereas some principals coached by the deputy found the conferences helpful, others were uneasy with her intensity. At the same time, those coached by the assis- tant superintendent found the coaching to be unconstructive. This principal explained the tension: [The deputy] would spend three hours with a principal going into every room, looking at student work, giving him feedback, talking about at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ Trujillo 547
  • 40. personnel, setting up goals, and [the assistant] would buzz through every classroom. She would say, “good job, everything’s a good job,” and not have any meaningful discussion about instruction. Every board member I interviewed interpreted the complaints as signs of the deputy’s unrealistically high expectations for principals. They urged the superintendent to eliminate the coaching, and the meetings were cut to short, infrequent check-ins with no classroom visits. These setbacks notwithstanding, more innocuous, managerial leadership policies still survived. Teacher evaluations were limited to minimal, state- mandated evaluations every two to five years. Principals were to hold monthly data meetings in which teachers analyzed test data to identify “focus students”—students whose movement toward testing “proficiency” would maximize gains on state accountability indicators. The students were to receive specialized instruction, but the lists were an empty mandate; princi- pals and teachers reported no follow-up for the students. Westside’s policy levers for investing in instructional leadership went the way of other policies: leaders protected policies that provoked the fewest normative challenges and repeatedly threw out ones that aimed for higher standards, expectations, or
  • 41. norms. Compromising equitable, rigorous professional learning. Finally, Westside’s administrators attempted to regulate professional learning, though here, too, district leaders found themselves exchanging contentious policies for widely tolerated ones. One compromise included teacher professional development. One of the instruction department’s goals was to develop an ongoing system of professional learning that was intended to dispense with the dominant “workshop approach” in exchange for more cumulative learning grounded in regular, communal planning, instructional modeling, reflection, professional reading, and coaching. Many central office staff reasoned that they could not adequately design such a system within the mere three student- free days that presently existed and requested that the district increase the contractual num- ber of student-free days. Each time the proposal was on the table during union negotiations—the conventional settings for crafting such changes to teachers’ contracts—the superintendent was expected to secure more student- free days in return for hefty teacher raises, yet each time he granted raises without requesting the contractual changes. The deputy described the conces- sions this way:
  • 42. I wanted more student-free days because professional development is so important, and to try to do it all after school and pay teachers on Saturdays is unfair . . . But I was told, no, I can’t go there . . . [H]e gives at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ 548 Educational Policy 27(3) in. He told me, ‘No, I don’t want to go there. I don’t want any contro- versy. I just want this to go smoothly.’ So it’s peace at all costs . . . without regard to instruction. In this case, the deputy’s values about professional learning conflicted with the superintendent’s desire to maintain peace with teachers and the union. In her view, the district’s political harmony trumped teachers’ learning needs. Professional learning policies that were tolerated were restricted to mini- mal trainings to standardize or align teachers’ instruction. One example included a district workshop for training teachers to implement the manda- tory, highly scripted, standards-aligned writing program in
  • 43. which facilitators familiarized teachers with worksheets on which students would write por- tions of sentences and paragraphs until they amassed a collection of work- sheets that amounted to an essay. Another regular in-service the district preserved was the state-mandated training in California’s standards-aligned materials for new teachers. The central office also maintained weekly com- mon meeting times in which teachers met to review state or district test data or align curriculum with standards. In the end, the fate of Westside’s profes- sional learning policies turned out like the rest: most with the potential to effectuate more ambitious change were lost in the test of wills between the deputy, the superintendent, and the bloc of board members and teachers. Mediating peace at all costs: Compromising equity and rigor. The aggregate of Westside’s political compromises was a set of rational, bureaucratic instructional policies for regulating normatively tolerable changes that did not challenge the status quo among principals or teachers. Attempts at equity- oriented, rigorous changes were routinely squelched to maintain harmony between the superinten- dent or deputy and school staff. Table 1 distinguishes between those policies that were intended to foster greater equity or rigor and those that were not. It shows
  • 44. how the bulk of the policies which endured targeted simple, rational practices that were neither explicitly redistributive, nor rigorous in nature. At the end of the day, the superintendent’s political calculations drove him to settle on a policy agenda that fell within the parameters of educators’ values and norms about teaching and students, or within the district’s zone of media- tion. Policies that fell outside of this normative zone were almost universally prohibited. The result was a rational, bureaucratic policy system that most of Westside’s staff could tolerate, and that resembled several of the exemplary districts highlighted in the district effectiveness literature. The final policies closely aligned curriculum with state standards and testing; fostered more stan- dardized, orderly classrooms; focused principals on minimal requirements for at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ Trujillo 549 Table 1. Westside’s Instructional Policies, by Equity and Rigor. Status quo, simple Equity-oriented, rigorous Curriculum • Standards-aligned core
  • 45. textbooks and novelsa • Standards-aligned intervention programsa • Writing for Excellence writing program • Test preparation program aligned with state test • Test preparation program’s benchmark assessments • Instructional guides • Elimination of curricular tracking • Elimination of instructional games (e.g., word searches), silent reading, and read aloud Instruction • Computerized white board in all classrooms • Laptops for instruction for every teacher • Computerized reading comprehension test program • Bell-to-bell instruction
  • 46. • Posted student work • Checking for understanding • Lesson objectives posted in classrooms • State standards posted in classrooms • English Learner questioning strategies • Authentic writing assessments • Theory-based instructional techniques Instructional leadership • Evaluations of teachers every two-five yearsa • Data team meetings to identify “focus” students • Principal accountability plans • Principal coaching meetings • Formative teacher evaluation rubrics • Principal classroom observations Professional
  • 47. learning • Teacher in-service in scripted writing program • Teacher in-service in standards- aligned textbooks • Principal in-service: Using data to get more from core programsb • Weekly common meeting time • Principal professional development • Principal sharing breakfast meetings • Principal peer groups • Expanded teacher learning days • Teacher in-service: Beyond standards, writing with rigorb Note: Italic font = policies that district leaders abandoned or did not enforce Regular font = policies that district leaders maintained in their original form aRequired by state; bOne-time professional development session (no follow-up) judging effectiveness; and trained teachers in standards-based materials—all policies that fell within the boundaries of most educators’
  • 48. values. Policies that challenged principal and teacher norms about how to equitably distribute at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ 550 Educational Policy 27(3) resources or opportunities, which students were capable of achieving at high levels, or what type of learning was required to lead more ambitious improve- ments were steadily scaled back or unenforced. Discussion This in-depth case study examines how central office and school staff’s values and ideologies shape urban district instructional policies. The analy- sis suggests at least three major findings. First, patterns in this case show how urban district leaders’ attempts to craft equity-oriented, ambitious instructional policies were eclipsed by normative schisms among central office leaders, teachers, and principals. Second, the case shows how a dis- trict mediated between both macro-level policy and political trends and micro-level, localized enactments of these trends. Finally, the case illus- trates why urban district leaders designed a set of instructional
  • 49. policies that resembled those highlighted in research on effective districts, but that dis- pensed with equity-oriented, rigorous challenges to the status quo. In what follows, I discuss the implications of these findings for research on urban district reform and educational policy formation. I close by considering implications for policy and practice. Implications for Research These findings extend the literature on urban district reform by showing how district leaders who attempted to create equity-oriented, rigorous instructional policies were not crafting normatively neutral mechanisms of change. Patterns in Westside show how equity-minded district leaders roused potent resistance by principals, teachers, and others in the district who did not feel normatively or ideologically aligned with their proposed policies. More specifically, these findings show how urban district leaders created instructional policies within locally and globally constructed zones of mediation that blended micro-level, local values with macro- level, political and economic forces. The case is an example of how indi- viduals’ values about what good instruction looks like and for whom, interacted with large-scale trends toward adopting business practices in
  • 50. the social sector. Since the turn of the century, U.S. public schools have assumed ideas and techniques grounded in a business ideology about the purposes of schooling and the most effective means of achieving those purposes at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ Trujillo 551 (Callahan, 1962). Since the era of the administrative progressives, political and economic pressures have compelled educators to adopt business prac- tices grounded in rational values of productivity, efficiency, and competi- tion (Tyack, 1974). These norms have endured in both business and education, as corporate elites have shaped school procedures with respect to curriculum, assessment, instructional routines, leadership models, and teachers’ professional autonomy. This dynamic is reflected in public schools’ reliance on highly rational routines like standardized testing, increased technology, objectives-based planning, performance- based monitoring, data-driven decision-making, and organizational
  • 51. alignment (Cuban, 2004). Districts, as intermediaries between the state and schools, have histori- cally channeled these corporate practices down to principals and teachers, despite fluctuations in districts’ centrality to school improvement efforts (Tyack, 2002). Thus, districts act as mediating institutions in which individu- als’ values about what constitutes good instruction and for whom, interact with collective political or economic calls to take up rational, bureaucratic practices inside schools. Today’s high-stakes accountability policies repre- sent the most recent iteration of this mediation; they place districts at the nexus of multiple provisions for testing and standards. In Westside’s case, principals’ and teachers’ responses to proposed or recently implemented policies repeatedly underscored the degree to which they had internalized the highly rational values underlying national high- stakes accountability policies and the broader business logic that has his- torically shaped public school processes. And their repeated nullification of policies grounded in values of equity and ambitious instructional aims revealed the boundaries of their tolerance for change. Policies that hovered within the upper limits of Westside’s zone of mediation focused
  • 52. on simple, bureaucratic changes that preserved the status quo and mirrored the ratio- nal, market-based ideology that drives business. These policies included a heavy reliance on testing, standardization, alignment, simple evaluation and monitoring, and cursory data review. Policies that fell below the lower limit of the district’s zone of mediation targeted redistributive, equity-ori- ented practices that represented humanistic ideologies. These included policies for eliminating tracking, increasing instructional rigor for all stu- dents, cultivating teaching strategies specific to English Learners, and fos- tering in-depth, ongoing professional learning. Such patterns illuminate how the boundaries of Westside’s zone of mediation were shaped by local and national forces. at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ 552 Educational Policy 27(3) These findings also contribute to studies of urban district reform in that they highlight the political dimensions of top-down district change efforts. In one sense, Westside’s narrative lends support to research
  • 53. which suggests that top-down policies centered on standards-alignment and state testing can prove to be a viable strategy for district leaders hoping to endure state accountability pressures. However, this case shows how bottom- up, school- level resistance triggers political pressure for leaders to regulate only the most superficial, least sensitive features of instruction. As such, details of urban district instructional policies may be subject to negotiations that are not necessarily explained by instructional or organizational forces, but by political ones. Products of negotiations represent arrangements on which constituencies are willing to meet each other halfway; they are, by their nature, compromises. Consequently, top-down district instructional policies, as products of political negotiation, may contain inherently weakened direc- tives about curriculum, instruction, leadership, or professional learning. Studies that concentrate narrowly on the technical implementation of these top-down policies or their effects on test scores overlook a key factor in their design. Their conclusions may discount the political forces that compel dis- trict leaders to trade controversial, top-down policies for challenging the status quo for top-down policies that minimally prompt continuous growth on state tests; they may overestimate the potential of “effective”
  • 54. district policies as catalysts for fundamental changes in teaching and learning; and they may fail to explain why these policies flounder on more ambitious, equitable goals for improvement. Finally, although this case study is not designed to generalize to other cases of urban district instructional formation, it does contribute a case of district policymaking that mirrors the broader political and cultural policy- making climate. In this way, this case study complements the literature on educational policy formation by showing how a district’s policymaking pro- cess can be representative of larger political and cultural trends. In the wake of federal No Child Left Behind (and, more recently, Race to the Top) poli- cies, educational reforms have assumed a decidedly more conservative char- acter (Ylimaki, 2011). Both neoliberal and neoconservative discourse on accountability, results, competition, and standardization have become com- monplace (Kumashiro, 2008). Federal and state sanctions and rewards hold districts and schools to account for standardized test performance with con- sequences that infuse highly rational, corporate-style responses to “failure”— conversion to a charter status, restaffing and restructuring, handing over management authority, and even full closure. Grounded in
  • 55. conservative ide- ologies that embrace a prominent role for privatization in public education, at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ Trujillo 553 these policies represent a retraction from equity-based reforms in that they promote exceedingly narrow purposes of education for districts that serve high numbers of children of color and poor children—the populations who traditionally score low on standardized tests. In such districts, testing demands limit the purposes of education to primarily economic ones—the cultivation of basic, standardized skills that are measured by tests and pre- sumed to prepare students for the workplace. Through their emphasis on efficiency and measurable effects, these reductive goals detract from more humanistic purposes of education, like fostering civic engagement, relation- ship-building, or critical thinking. Thus, the dilemmas in this district illumi- nate how broader conservative politics can intensify existing inequities in districts that serve historically marginalized communities by furthering poli-
  • 56. cies that promote narrowly economic purposes of schooling. Implications for Policy and Practice These findings also demonstrate how urban district leaders can respond to state and federal accountability pressures by crafting policies that produce a coherent, standards-aligned system which adequately bumps up scores and avoids sanctions. However, these policies may do little more. Westside’s political strategy of appeasement was effective by state indicators, but when an equity-minded district leader tried to use accountability policies to cata- lyze changes aimed at broader social goals, her proposals clashed with dominant norms in the district. The upshot of the political resistance and habitual scaling back of ideologically unpopular policies was the reinforce- ment of safer, less ambitious instructional policies for the district’s students. These patterns teach us that equity-minded district leaders do not only medi- ate broader policy messages. They mediate their district’s specific contextual conditions. In Westside’s context, dominant norms and values about what con- stitutes appropriate instruction and for whom, were of a highly rational, bureau- cratic character. These conditions constrained an individual leader’s efforts to equitably redistribute resources and opportunities and increase rigor for all stu-
  • 57. dents. Yet in another context, one in which more educators, administrators, board members, or a superintendent shared more humanistic values about teaching and learning, an equity-minded leader may be more likely to enact challenges to the status quo. Thus, equity-minded district leaders who commu- nicate more than present policy expectations, and who instead model, make explicit, and nurture values about teaching and learning beyond than those con- veyed by present accountability policies, may be more apt to facilitate contex- tual conditions that favor more equitable, rigorous instructional policies. at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ 554 Educational Policy 27(3) Leadership preparation programs can develop such equity- minded district leaders by examining the nonneutral contexts within which leaders craft instructional policies. Such analyses can equip future leaders with concrete tools for addressing the normative dimensions of reforms. Likewise, prepara- tion programs that cultivate leaders’ ability to distinguish between minimally effective instructional policies for standards-alignment and
  • 58. more equitable, redistributive policies for interrupting historical patterns of under-perfor- mance may prime a new generation of equity-minded leaders to aim for the latter when crafting district instructional policies for urban students. Appendix Preliminary Interview Questions for Central Office Staff, Principals, or Teachers District/School Organization. How is the district/your school organized (departments, responsibilities, divisions)? Who is responsible for securing and/or allocating resources for schools? What do they do? Who is responsible for curricular and instructional decision- making? What do they do? Who is responsible for developing/overseeing district assessments? What do they do? Who plans and sets district-wide goals? How does this process work? What do they do? Who is responsible for analyzing data? What do they do? What kind of data do they use? Who is responsible for developing and/or implementing professional devel- opment? What do they do? Who is responsible for working with school site administrators? What do they do?
  • 59. District Characteristics and Capacity. How would you describe your role in the district/school? What successes and challenges have you encountered in your efforts to help improve your district/school? How would you describe the teachers in this district/your school? Who participates in district decision-making? Who plays key leadership roles—formal or informal? How are district policies made? Can you share an example? at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ Trujillo 555 Where do parents or community members fit in the district’s/school’s activities? What role does the county play? External consultants? How? Improvement Goals and Strategies. How do you think the district/your school is doing right now? To what do you attribute the district’s/your school’s recent test scores? How does the district/your school organize its English language arts curricu- lum? What materials are used? What improvement strategies has the district/your school tried?
  • 60. Are there particular milestones that you think distinguish the district’s/your school’s development? What instructional goals would you say the district has for its schools? What instructional goals do you have for the district’s schools/your school? What instructional goals do you have for your teachers/yourself? What instructional goals do you have for your students? District History. How has the district changed, if at all, over the past five years? What changed over time? How did these changes come about? Attitudes toward Testing and Accountability. What role does testing play in your district? State standards? What role has API or AYP played in the district? District Role in Instruction, Curriculum, Monitoring, and Professional Learning. How much flexibility do teachers you have in planning English language arts lessons? Are teachers encouraged to teach in a particular way? How? What role does the district play in: . . . language arts lesson planning? . . . curriculum? . . . instruction? . . . classroom assessments or benchmarks? . . . professional development? How does the district communicate its expectations to you? What do you think are the pros and cons of [the district’s
  • 61. expectations]? To what degree do you carry out [the district’s expectations] in your classroom? What else influences your instruction? at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from http://epx.sagepub.com/ 556 Educational Policy 27(3) Who follows what happens in your classroom? What would a classroom look like in which [specify the district’s expecta- tion] is being implemented? (For principals) What would it take to get a teacher to do this? What is different about teaching [according to the district’s expectations] than teaching another way? Are [specify the district’s expectations] important for students? Why? What would a student learn by being taught according to [specify the dis- trict’s expectations]? Is this different from how s/he would be learning oth- erwise? How? What does it mean for a teacher to be doing [specify the district’s expecta- tions] well? What is your sense of how much [specify the district’s expectations] have permeated your school? How do you know? Why do you think this is the case? What kinds of support or information or professional
  • 62. development might teachers need to do more [specify the district’s expectations] in their lan- guage arts teaching? What has the district done to get teachers to work toward [specify the dis- trict’s expectations]? What kind of professional learning do you feel principals need? Why? What kind of professional learning does the district provide? Declaration of Conflicting Interests The author declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article. Funding The author received no financial support for the research, authorship, and/or publica- tion of this article. Note 1. I use pseudonyms for all names to protect the confidentiality of the district and individual participants. References Bogdan, R., & Biklen, S. (1998). Qualitative research for education: An introduction to theory and methods (3rd ed.). Boston, MA: Allyn & Bacon. Boyd, W. (1976). The public, the professionals, and educational
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  • 69. Walker, D. (1990). Fundamentals of curriculum. Fort Worth, TX: Harcourt Brace. Weimer, D., & Vining, A. (1989). Policy analysis: Concepts and practice. Englewood Cliffs, NJ: Prentice-Hall. Welner, K. (2001). Legal rights, local wrongs : When community control collides with educational equity. Albany: State University of New York Press. Yanow, D. (1993). The communication of policy meanings: Implementation as inter- pretation and text. Policy Sciences, 26, 41-61. Ylimaki, R. (2011). Curriculum leadership in a conservative era. Educational Admin- istration Quarterly, 48, 304-346. Author Biography Tina M. Trujillo is an Assistant Professor in the Graduate School of Education at the University of California, Berkeley. She uses mixed methods to study a range of school improvement phenomena, including trends in educational leadership, the unintended consequences of educational policies and reforms for students of color and English Learners, and the political dynamics of urban district reform. at WESTERN OREGON UNIVERSITY on June 23, 2013epx.sagepub.comDownloaded from
  • 70. http://epx.sagepub.com/ A school policy: A policy is a statement derived from a policy process; a policy process is the procedure that school administrators, parents, community members and stakeholders translate a political vision into programs, rules, regulations and actions to deliver outcomes desired in the day to day life of a school. A quality making policy process depends upon information from a variety of sources: 1. Expert knowledge 2. Existing research (local, national and international) 3. Stakeholder consultation (they provide the political vision of the district/school) 4. Evaluation of the previous policy A policy emerges as a balance between what is 1. Scientifically plausible (evidence based through data collection and analysis) 2. Politically acceptable (must fit the political vision and stakeholders interests) 3. Practicality - how practical will the implementation be a. Resources and authority b. Structures to build capacity for action c. Feasibility of action