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DETERMINATION OF SOLDER PASTE INSPECTION TOLERANCE
LIMITS FOR FINE PITCH PACKAGES
BY
KRISHNA CHAITANYA CHINTAMANENI
BTech, Jawaharlal Nehru Technological University, 2010
THESIS
Submitted in partial fulfillment of the requirements for
the degree of Master of Science in Industrial and Systems Engineering
in the Graduate School of
Binghamton University
State University of New York
2015
© Copyright by Krishna Chaitanya Chintamaneni 2015
All Rights Reserved
iii
Accepted in partial fulfillment of the requirements for
the degree of Master of Science in Industrial and Systems Engineering
in the Graduate School of
Binghamton University
State University of New York
2015
December 09, 2015
Dr. Nagendra Nagarur, Chair
Department of Systems Science and Industrial Engineering,
Binghamton University
Dr. Susan Lu, Member
Department of Systems Science and Industrial Engineering,
Binghamton University
Dr. Christopher Greene, Member
Department of Systems Science and Industrial Engineering,
Binghamton University
iv
ABSTRACT
Increasing demand for miniaturization in electronic assemblies has driven the
electronics assembly industry to adopt processes to assemble components as small as
01005 passives and active components in the order of 0.3mm pitch (Sbiroli, 2010).
Assembling those small components poses significant challenges to solder paste printing,
which is a crucial stage in the manufacturing of electronics assembly. Numerous studies
have shown that the volume of solder paste deposited is a significant predictor of the
reliability of solder joints.
It is a widely believed fact that 52-71% of SMT defects can be attributed to the
solder paste printing process (Pan, 1999). Detection and prevention of these defects at an
early stage is crucial because each step adds greater value to the PCB and rework costs
increase proportionately. Burr (1998) has shown that correcting a pre-reflow print failure
is ten times cheaper than compared to reworking it after reflow, and at least 50 times less
expensive than reworking after the in-circuit test.
Solder paste inspection (SPI) is a potential process to detect and stop defects at an
early stage (Owen, 2000). Li, et al. (2010), showed that there exists a good correlation
between SPI and Automatic Optical Inspection (AOI) findings which prove that defects
caught at AOI, can be detected and controlled at SPI. However, literature review
indicates that there is little research done on determining SPI tolerances (Chen, 2011).
v
This thesis work is focused on determining SPI tolerances for fine pitch packages.
The packages have been selected after analyzing yield data at a tier I New Product
Introduction [NPI] Electronics Manufacturing Services [EMS] provider. Inspection
methods such as AOI, X-ray Inspection, and Cross section analysis were used to
accumulate data on reliable solder joint and the range of solder volume deposited, leading
to the identification of the desired range. This desired range of solder volume was used as
a basis to determine the SPI tolerance limits. A Design of Experiments (DOE) approach
is implemented to find the optimal print parameters for each package required for
achieving the desired range of solder volume.
vi
Dedicated to my parents and my dear sister
For their endless love, support and encouragement
vii
ACKNOWLEDGEMENTS
I am sincerely grateful to Dr. Srihari, Dr. Nagarur and Mr. Havens for their constant
guidance and support during the entire course of my study. Their valuable inputs and
critiques have enabled me to develop a strong researching technique that has been of
immense help in the professional aspects of my work. I would like to thank Dr. Lu and
Dr. Greene for being part of my committee and providing their valuable inputs on my
research work. I am also grateful to all my professors who taught the courses that I have
taken during my master’s degree.
I would like to thank my manager, Fikreta Jusufagic for her constant support and
continuous encouragement for my research work as well as the other project related
activities. I would also like to thank Dr. Shane Lewis and Tushar Tike for their invaluable
feedback during this research. I will be personally indebted to them for their guidance
and support that enabled me to rise to the expectations of the professional work
environment.
I am immensely thankful to my parents Prasad Chintamaneni and Padmavathi
Chintamaneni and my dear sister Bhargavi, who continuously supported and believed in
me even during the tough times. I am also grateful to all my friends and relatives who
have stood by me and believed in me all these years. Lastly, I am grateful to the God for
everything that he gave me.
viii
Table of Contents
List of Tables………………………………………………………………………………………………………………………………xi
List of Figures………………………………………………………………………………………………………………….…………xii
List of Abbreviations…………………………………………………………………………………………………………………xvi
Chapter 1: Introduction to Research……………………………………………………………………………………………1
1.1 Introduction………………………………………………………………………………..……………………………1
1.2 Problem Statement………………………………………………………………………………..…………………4
1.3 Research Objective………………………………………………………………………………..…………………5
1.4 Research Methodology…………………………………………………………………………….………………5
Chapter 2: Literature Review………………………………………………………………………………………………………7
2.1 Introduction…………………………………………………………………………………………………..…………7
2.2 Solder Paste Printing………………………………………………………………………………………..………7
2.2.1 Factors affecting solder paste printing………………………………………….…………11
2.2.2 Evaluation of the solder paste printing process……………………………….……..16
2.2.3 Solder paste rheology…………………………………………………………………………..…21
2.2.4 Optimization of stencil printing parameters……………………………………………23
2.3 SMT defects due to poor solder paste printing…………………………………………………….…24
2.3.1 Smear…………………………………………………………………………………………………..…24
2.3.2 Insufficient solder……………………………………………………………………………………27
2.3.3 Slump……………………………………………………………………………………………..………27
ix
2.3.4 Solder Bridging…………………………………………………………………………………….…28
2.3.5 Tombstoning………………………………………………………………………………………..…30
2.4 Solder Paste Inspection…………………………………………………………………………………………..31
2.4.1 Need for Solder Paste Inspection………………………………………………………….…31
2.4.2 Determining Solder Paste Inspection (SPI) Tolerance Limits……………………34
2.4.3 Functioning of Solder Paste Inspection machine……………………………………..36
2.4.4 Importance of true height measurement………………………………………………..42
Chapter 3: Research Methodology……………………………………………………………………………………………45
3.1 Introduction……………………………………………………………………………………………………………45
3.2 Methodology Overview………………………………………………………………………………………….46
3.3 Selection of Packages……………………………………………………………………………………………..47
3.3.1 0.4 mm pitch Package on Package…………………………………………………………..47
3.3.2 0.4mm Pitch SMT Connector…………………………………………………………………..53
3.3.3 0.4 mm Pitch Quad Flat No-Leads (QFN) Package……………………………………55
3.3.4 0.5 mm Pitch Surface Mount Connector………………………………………………….57
3.3.5 0.5mm Pitch Quad Flat No-Leads (QFN) Package………………………………….…59
3.3.6 2525 Surface Mount Passives………………………………………………………………….61
3.4 Test Vehicle Specifications……………………………………………………………………………………..63
3.4.1 Test Vehicle1…………………………………………………………………………………………..63
3.4.2 Test Vehicle2…………………………………………………………………………………………..64
3.4.3 Test Vehicle3…………………………………………………………………………………………..64
3.5 Equipment and Chemistries Used…………………………………………………………………………..64
3.6 Finding Optimal Print Parameters…………………………………………………………………………..66
3.6.1 Factors and Levels for DOE 1…………………………………………………………………..67
3.6.2 Factors and Levels for DOE 2…………………………………………………………………..69
3.6.3 Factors and Levels for DOE 3…………………………………………………………………..70
Chapter 4: Results and Discussions……………………………………………………………………………………………74
4.1 SMT yield analysis…………………………………………………………………………………………………..74
x
4.2 Determination of Solder Paste Inspection Tolerance Limits……………………………………76
4.3 0.4 mm pitch Package on Package (PoP)………………………………………………………………..76
4.3.1 Stencil design optimization…………………………………………………………………….76
4.3.2 Solder Paste Inspection tolerance limits for 0.4 mm pitch PoP……………….86
4.3.3 Finding optimal print parameters for 0.4 mm pitch PoP………………………….88
4.3.4 Validation of optimal print parameters……………………………………………………95
4.4 Solder Paste Inspection tolerance limits for the 0.4mm pitch SMT connector………..97
4.4.1 Finding optimal print parameters……………………………………………………………99
4.4.2 Validation of optimal print parameters…………………………………………………102
4.5 Solder Paste Inspection tolerance limits for 0.4 mm Pitch Quad Flat No-Leads (QFN)
Package………………………………………………………………………………………………………………………104
4.5.1 Validation of optimal print parameters…………………………………………………106
4.6 Solder Paste Inspection tolerance limits for 0.5 mm pitch surface mount connector
…………………………………………………………………………………………………………………………………..106
4.6.1 Validation of optimal print parameters…………………………………………………108
4.7 Solder Paste Inspection tolerance limits for 0.5 mm pitch Quad Flat No-Leads (QFN)
Package………………………………………………………………………………………………………………………108
4.8 Validation of the solder paste inspection tolerance limits…………………………………….110
4.9 2525 Surface Mount Passive…………………………………………………………………………………112
4.9.1 Solderability test on the components……………………………………………………112
4.9.2 Results of DOE 3……………………………………………………………………………………117
Chapter 5: Summary and Future Scope…………………………………………………………………………………..120
5.1 Summary of Research…………………………………………………………………………………………..120
5.2 Future Research……………………………………………………………………………………………………124
Appendix…………………………………………………………………………………………………………………………………126
References………………………………………………………………………………………………………………………………130
xi
List of Tables
Table 2.1: SPI solder volume % information for X board (Chen, 2011)………………...35
Table 2.2: SPI solder volume % information for Y board (Chen, 2011)………………...35
Table 2.3: SPI solder volume % information for Z board (Chen, 2011)………………...35
Table 3.1: Equipment and Chemistries Used………………………………………….…65
Table 3.2: Factors and levels considered for DOE 1………………………………….…67
Table 3.3: Factors and Levels used for DOE 2………………………………………..…69
Table 3.4: Experimental Design for DOE 3…………………………………………..…73
Table 4.1: Factors and Levels in DOE 1-1………………………………………………91
Table 4.2: Validation of the Solder Paste Inspection tolerance limits……………….…111
Table 5.1: Summary of Solder Paste Inspection Tolerance Limits…………………… 123
xii
List of Figures
Figure 1.1: Breakdown of SMT Defects (Biemans, 2011)…………….………………….3
Figure 2.1: Stencil Printing Process (Pan, 1999)…………………………...……………10
Figure 2.2: Aperture Emptying Process (Durairaj, 2001)………………..………………10
Figure 2.3: Dimensions of stencil aperture (Burr, 1998)………………………………...12
Figure 2.4: Solder paste stencil printing variables (Amalu, 2011)……………………....14
Figure 2.5: A hierarchical view of influence variables of stencil printing (Yang, 2005)..15
Figure 2.6: Perpendicular and Parallel Apertures (Pan, 1999)…………………………..20
Figure 2.7: Constituents of solder flux (Amalu, 2011)…………………………………..22
Figure 2.8: Effect of stencil thickness on print defect (Lee, 2001)………………………26
Figure 2.9: Bridging Mechanism (Lee, 2001)…………………………………………...29
Figure 2.10: Tombstoning model analysis (Lee, 2001)………………………………….29
Figure 2.11: Rework cost and the 10X rule (Riddle, 2007)……………………………...33
Figure 2.12(a): Contrast base, gray scale image (Mohanty, 2008)………………………38
Figure 2.12(b): Textured base image (Mohanty, 2008) …………………………………38
Figure 2.13(a): 2D image of solder deposits (Mohanty, 2008)…………………………..38
Figure 2.13(b): Segmented 2D image of solder deposits (Mohanty, 2008)……………...38
Figure 2.14: Height calculation using Moiré topography (Biemans, 2011)……………..41
Figure 2.15: Solder Paste Height Value under normal condition and after filtering
(Kulkarni, 2014)………………………………………………………………………….44
Figure 3.1(a) PoP configuration (Lin, 2007)…………………………………………….49
Figure 3.1(b) PoP bottom Package (Lin, 2007)………………………………………….49
xiii
Figure 3.2: DM3730/25 Digital Media Processor CBC s-PBGA-515 Package (Bottom
View) (Texas Instruments, 2010)………..…………………………………...………….49
Figure 3.3: Mechanism of warpage in PoP (Lin, 2007)………………...……………….50
Figure 3.4: Open joints induced in PoP due to warpage (Lin, 2007)………...………….50
Figure 3.5: Typical head-in-pillow failure between PoP bottom package and PCB…….50
Figure 3.6: Recommended P.C.Board Pattern Layout for the concerned 0.4 mm pitch
SMT connector (Molex, n.d)…………………………………………………………….54
Figure 3.7: Package Dimensions for the concerned 0.4 mm pitch Quad Flat No-Leads
(Onsemi, n.d)………………………………...………………………………….56
Figure 3.8: Package dimensions for the concerned 0.5 mm pitch connector (IHS CAPS
Universe, n.d)…………………………………..……………………………………….58
Figure 3.9: Package outline of 0.5 mm pitch QFN………………………........................60
Figure 3.10: View and Dimensions of 2525 Package
(Vishay Intertechnology Inc., nd)………………………………………………………..62
Figure 4.1: SMT defect analysis…………………………………………………………75
Figure 4.2: Solder bridge defects detected in the inner row of the PoP……………….…78
Figure 4.3: Shadow Moiré test results on the bottom package of the PoP (Source:
Sanmina)…...…………………………………………………………………………….79
Figure 4.4: Cross sectional map used for 'z' calculation…………………………...…….81
Figure 4.5: Cross section images used for 'z' calculation……………………………..…81
Figure 4.6: Pad area measurements using Vision Gauge software……………………...82
Figure 4.7: Aperture size calculation…………………………………………………….84
Figure 4.8: Expanded view for a single pad in the array………………………………...84
Figure 4.9: Final stencil design used for the concerned PoP (Dimensions in mils)……..85
Figure 4.10: Range of Transfer Efficiency (%) of solder paste deposition for the
0.4 mm pitch PoP…………………………………………………………………….…..87
Figure 4.11: Main Effects Plot for DOE1………………………………………………..89
Figure 4.12: Interaction Effects Plot for DOE 1…………………………………………89
Figure 4.13: Pareto Chart of the Standardized Effects………………………….……….90
Figure 4.14: P values of all factors and their interactions in DOE 1…………………….90
xiv
Figure 4.15: Main Effects Plot for Transfer Efficiency in DOE 1-1…………………….93
Figure 4.16: Interaction Plot for Transfer Efficiency in DOE 1-1……………………….93
Figure 4.17: P values of factors in DOE 1-1……………………………………………..94
Figure 4.18: Range of Transfer Efficiency (%) for the 0.4 mm pitch PoP in the
validation run…………………………………………………………………………….96
Figure 4.19: Range of Transfer Efficiency (%) for 0.4 mm pitch SMT connector99
Figure 4.20: Main Effects Plot for DOE 2…………………...…………………………100
Figure 4.21: Interaction Effects Plot for DOE 2………………………………………..100
Figure 4.22: Pareto Chart of the Effects for DOE 2…………………………...……….101
Figure 4.23: P-values for all factors considered in DOE 2……………………………..101
Figure 4.24: Range Transfer Efficiency (%) for 0.4 mm pitch SMT connector in
validation run…………………………………………………………………………...103
Figure 4.25: Range of Transfer Efficiency (%) for 0.4 mm pitch QFN……………..…105
Figure 4.26: Range of Transfer Efficiency (%) for 0.4 mm pitch QFN in validation
run………………………………………………………………………………………105
Figure 4.27: Range of Transfer Efficiency (%) for 0.5 mm pitch connector…………...107
Figure 4.28: Range of Transfer Efficiency (%) for 0.5 mm pitch connector in validation
run……………………………………….……………………………………………...107
Figure 4.29: Range of Transfer Efficiency (%) for 0.5 mm pitch QFN………………..109
Figure 4.30: Range of Transfer Efficiency (%) for 0.5 mm pitch QFN in validation
run………………………………………………………………………………………109
Figure 4.31: DC 1402 component as received from stock……………………………...114
Figure 4.32: Typical appearance of DC1402 after 5 seconds immersion dip and look
test……………………………………………………………………………………....114
Figure 4.33: DC 1348 component as received from stock……………………………...114
Figure 4.34: Typical appearance of DC 1348 after 5 seconds immersion dip and look
test………………………………………………………………………………………114
Figure 4.35: Solderability test report on DC 1402 of the concerned component
(Source: Sanmina)……....................................................................................................115
Figure 4.36: Solderability test report on DC 1348 of the concerned component
(Source: Sanmina)……………………………………………...……………………….116
xv
Figure 4.37: ANOVA for 5 factor model in DOE 3……………………………………………...118
Figure 4.38: Main Effects Plot for Peak Force………………………………………....118
Figure 4.39: ANOVA for 4 factor model in DOE 3…………………………………....119
Figure 4.40: 4 Factor Interaction Plot in DOE 3………………………………………..119
xvi
List of Abbreviations
SMT Surface Mount Technology
SPI Solder Paste Inspection
PCB Printed Circuit Board
AOI Automatic Optical Inspection
AXI Automatic X-ray Inspection
DOE Design of Experiments
QFN Quad-Flat-No-Leads
ANOVA Analysis of Variance
PoP Package on Package
TE Transfer Efficiency
NPI New Product Introduction
EMS Electronic Manufacturing Services
CTE Coefficient of Thermal Expansion
1
Chapter 1: Introduction to Research
1.1 Introduction
Manufacturing processes in the electronics manufacturing industry have been
continually evolving due to a constant increase in demand for ever smaller and more
powerful electronics products. This demand is accompanied by a further requirement to
deliver these products at reduced cost and higher reliability. The fabrication of fine pitch
components with higher I/O was possible due to advancements in Integrated Circuit(IC)
fabrication, ball grid array and flip chip technologies. The introduction of Surface Mount
Technology (hereafter referred as SMT in this report) majorly changed the electronics
industry. There are three essential operations in surface mount assembly: (1) solder paste
printing, (2) component placement and (3) solder reflow. The SMT process starts with
solder paste printing that involves depositing solder paste onto the bare pads of the
Printed Circuit Board (PCB) via stencil printing. A reliable solder joint is dependent on
required solder volume deposition, which is possible through uniform transfer
characteristics of solder paste from the stencil to the PCB. After the solder paste
deposition, different components are placed onto their designated solder pads on the
PCB.
2
Accurate placement of components is crucial for avoiding placement related
defects after reflow. After the placement operation, components are soldered onto to the
board during the reflow process, which is the final stage of the SMT process. During the
reflow process, the solder pads, component leads and solder are heated above the melting
point of solder for a certain period (dwell time) which is necessary for the formation of a
reliable solder joint. The reflow process is aimed at forming reliable solder joints on all
components placed on board without damaging the components.
The PCBs are then inspected after the reflow process to catch any defects that
may have occurred during the SMT process. Defects caught at the end of SMT process
are reworked, which can degrade the reliability of solder joint or sometimes may even
lead to the scrapping of the PCBs. Since there is an industry-wide consensus that a
majority of SMT defects can be related to the solder paste printing process, many
manufacturers are moving towards inspection of solder paste printing operation using 2D
or 3D SPI machines (Valenzuela, 2004). Figure 1.1 shows the breakdown of SMT defects
3
Figure 1.1: Breakdown of SMT Defects (Biemans, 2011)
4
1.2 Problem Statement
The SPI machine is programmed to measure area, height and volume of solder
paste printed on the soldering pads of the PCB. The machine will then check if the
measured values fall within the preset tolerance limits. If the values are within the
tolerance limits, the boards would be passed downstream. If the values are not within the
preset tolerance limits, the concerned locations are flagged by SPI machine. This way the
SPI machine is expected to detect printing related defects before component placement.
However, the SPI tolerance limits are determined subjectively. Review of literature also
indicates that there is little research done on the determination of SPI tolerance limits. As
defects occur only after the reflow process, effective determination of SPI tolerance
limits should be based on feedback from post-reflow inspection (Huang, 2011). SPI
machine set up with incorrect tolerance limits would become ineffective in catching print
related defects. So the problem of subjective SPI tolerance limits is addressed in this
report, by determining SPI tolerance limits based on inspection feedback after reflow.
It is a challenging task to achieve a consistent solder paste deposition with desired
transfer efficiency, especially in the case of fine pitch packages. Transfer Efficiency is
calculated as the solder paste volume deposition divided by its concerned stencil aperture
volume. Having optimal print parameters would help in achieving a consistent good
transfer efficiency of the solder paste. Since the solder paste printing process involves
many variables, a Design of Experiments (DOE) approach has been a proven approach to
understanding the interaction of the variables that influence the solder paste printing. So,
5
a DOE approach is used in this report to find optimal print parameters for all packages
considered in this thesis.
1.3 Research Objective
The goal of this research is to determine the SPI tolerances for different fine pitch
packages using feedback from post-reflow inspection and to use a design of experiments
approach to find optimal print parameters that can help in achieving the desired solder
paste printing consistently.
This report includes
1. Determination of SPI tolerances for the following components
o 0.4 mm pitch Package on Package
o 0.4 mm pitch surface mount connector
o 0.4 mm pitch Quad Flat No-Leads Package
o 0.5 mm pitch surface mount connector
o 0.5 mm pitch Quad Flat No-Leads Package
2. Determination of near optimal print parameters to achieve the desired solder
volume deposition on a consistent basis.
1.4 Research Methodology
This thesis work is performed in two stages. In the first stage, yield data at a Tier I
electronics manufacturer service provider was analyzed to find out the components that
are experiencing solder paste print related defects. Once the packages are listed, the
6
solder paste deposition for each package was analyzed. The SPI tolerances for each
package were determined using the feedback from post-reflow inspection
In the second stage, a DOE approach was used to find out optimal print
parameters for each package that can help in achieving the desired solder volume
deposition on a consistent basis.
A detailed description of the methodology adopted in this research will be given
in Chapter 3 of this thesis work.
7
Chapter 2: Literature Review
2.1 Introduction
SMT is the process of soldering electronic components onto the conductive pads
of PCB. The SMT process consists of three sub-processes: printing solder paste onto the
substrate, automatic placement of components onto their designated locations and reflow
of the substrate along with components to form a solder joint. The Literature Review
shows that 52-71% of SMT defects can be attributed to the solder paste printing process
(Pan, 1999). As the trend of product miniaturization continues to happen, the need for
assembling area array type packages increases. The assembly of area array packages
involves depositing very small solder paste deposits, wherein the surface tension effects
are dominant over the viscous flow of the solder paste. For this reason, printing of solder
paste through small apertures usually results in stencil clogging and incomplete paste
transfer. An in-depth understanding of the interactions between process parameters and
their interactions is essential for achieving acceptable print yields.
2.2 Solder Paste Printing
In the solder paste printing process, solder paste is deposited onto the PCBs
before placing the components. Due to advantages such as high production speed and
cost reduction, stencil printing is widely adopted in the industry for solder paste printing.
8
According to Amalu, et al. (2011), controlling the exact amount of solder paste deposited
on the PCB is one of the main challenges at second level packaging. The solder paste
deposited on the solder pads varies from pad to pad within a PCB, and it also varies from
one PCB to another. This inconsistency is because of many variables involved in the
stencil printing, and the problem of not achieving consistent printing worsens with fine
pitch apertures. Hence, there is a need for a better understanding of solder paste printing
process (Amalu, 2011).
In stencil printing, the solder paste is transferred into the stencil aperture by the
squeegee action and the desired amount of solder paste is left on the pads of the substrate.
According to Nguty (1999), the quality of solder paste printing process is dominated by
the flow of solder paste into the stencil aperture and the aperture emptying process. The
Solder paste must have the ability to deform easily into the stencil aperture when sheared
and flow out of the stencil aperture during paste release (Durairaj, 2001). According to
Yang, et al. (2005), three sequential stages in stencil printing proces are illustrated in
Figure 2.1. In the first stage, a squeegee forces the solder paste to roll in front of its blade
for some distance before shearing off the paste in stencil apertures as the squeegee moves
over the stencil. In the second stage, the hydrodynamic pressure that is generated during
the paste roll injects the solder paste into the stencil apertures. Finally, in the third stage,
solder paste is left on the pad of the substrate after the PCB is mechanically separated
from the stencil. As the board moves away from the stencil, the solder paste experiences
forces at the pad surface and aperture walls. As shown in Figure 2.2, the adhesive
frictional force operating between the stencil walls and the solder paste competes directly
with the adhesive pull force between the solder paste and the PCB bond pad. The net
9
force determines the final release of paste from the stencil aperture (Durairaj, 2001) and
(Amalu, 2011).
10
Figure 2.1: Stencil Printing Process (Pan, 1999)
Figure 2.2: Aperture Emptying Process (Durairaj, 2001)
11
2.2.1 Factors affecting solder paste printing
A number of process parameters influence the solder paste printing process.
According to Haslehurst, et al. (1996), the process parameters can be categorized into
four groups: printer, paste, environmental and stencil. Squeegee pressure, squeegee
speed, stencil separation speed and print direction are the key processes in stencil
printing. Literature Review indicates that area ratio and aspect ratio are important factors
in addressing the challenges of solder paste printing. Durairaj, et al. (2001), showed
experimentally that aspect ratio should be higher than 1.25 and area ratio should be
greater than 0.6. Paste transfer is also directly impacted by particle size and other paste
related properties.
2.2.1.1 Aspect ratio and Area ratio
Aspect ratio is defined as the ratio of aperture width (W) to the stencil thickness (T).
Aspect Ratio =
𝐴𝑝𝑒𝑟𝑡𝑢𝑟𝑒 𝑊𝑖𝑑𝑡ℎ
𝑆𝑡𝑒𝑛𝑐𝑖𝑙 𝑇ℎ𝑖𝑐𝑘𝑛𝑒𝑠𝑠
=
𝑊
𝑇
(Durairaj, 2001)
Area ratio is defined as the ratio of the area of the aperture opening (L*W) to the area of
the aperture wall (2T * (L+W))
Area Ratio =
𝐴𝑟𝑒𝑎 𝑜𝑓 𝑎𝑝𝑒𝑟𝑡𝑢𝑟𝑒 𝑜𝑝𝑒𝑛𝑖𝑛𝑔
𝐴𝑟𝑒𝑎 𝑜𝑓 𝑎𝑝𝑒𝑟𝑡𝑢𝑟𝑒 𝑤𝑎𝑙𝑙
=
𝐿∗𝑊
2∗𝑇∗(𝐿+𝑊)
(Durairaj, 2001)
The dimensions of stencil aperture used in the calculation of Aspect ratio and Area ratio
are illustrated in Figure 2.3.
12
Figure 2.3: Dimensions of stencil aperture (Burr, 1998)
13
Amalu, et al. (2011), grouped the critical variables, that influence the solder paste
deposition, into five categories: Solder Paste, Stencil, Substrate, Printer and
Environmental parameters that are shown in Figure 2.4. The stencil and substrate
parameters do not change during the manufacturing process, but the remaining three of
the five parameters stated above, vary either automatically or on their own. A change in
properties of the solder paste during printing process significantly impacts the paste
transfer efficiency.
14
Figure 2.4: Solder paste stencil printing variables (Amalu, 2011)
15
Yang, et al. (2005), proposed “a hierarchical view of influence variables of the stencil
printing” that is shown in Figure 2.5.
Figure 2.5: A hierarchical view of influence variables of stencil printing (Yang, 2005)
16
2.2.2 Evaluation of the solder paste printing process
Lau, et al. (1997), evaluated the solder paste printing process and developed the
five level hierarchies for the solder paste printing process and states that such hierarchical
evaluation of the solder paste printing process is essential for improving the concerned
process. According to Lau, et al. (1997), following are the five major factors that
determine the quality of solder joint: (i) “The choice of stencil opening geometry; (ii) The
matching of the solder paste; (iii) The control of the waiting time (iv) The selection of the
squeegee material; and (v) The parameter setting of printing machine” (Lau, 1997).
Descriptions of the five factors mentioned are as follows:
2.2.2.1 Choice of stencil opening geometry
Chemical etching, laser cutting, and electroforming are the three different stencil
fabrication processes that are used in the stencil manufacturing industry. The Chemical
etching process usually produces a knife edge shaped aperture opening, which affects the
release of solder paste especially when the aperture opening is less than 25µm. Therefore,
an additional process called electropolishing is employed after chemical etching, to
smoothen the knife edge shaped aperture openings. The laser cutting process yields a
stencil opening such that the bottom is slightly larger than the top, and such internal taper
on aperture walls favors the better release of solder paste from the stencil. The
electroforming process can produce a stencil with very fine and smooth aperture with
vertically tapered walls. The stencils fabricated through the electroforming process favors
a smooth release of solder paste even at fine pitch aperture openings (Lau, 1997).
17
2.2.2.2 Matching of solder paste
The quality of the solder paste printing process is greatly influenced by the
composition of solder paste and its corresponding properties. Few characteristics of the
solder paste, such as viscosity, wetting, metal composition, particle shape and size, and
also the flux activity play a significant role in the solder paste printing process (Lau,
1997).
2.2.2.3 Control of waiting time
The wait time of the solder paste after being deposited onto their designated
solder pads affects the solder joint quality. This is because after solder paste printing, the
paste slumps, spreads and absorbs moisture from the environment. The slumping effect
gets more significant for fine pitch components than when compared with normal
components. Excessive wait time can also lead to other defects such as solder balls.
Therefore, the wait time before reflow should be controlled (Lau, 1997).
2.2.2.4 Selection of squeegee material
A squeegee is used to spread the solder paste across the stencil and allow the
transfer of solder paste through the stencil onto the PCB. A harder squeegee favors better
paste transfer when compared to a softer squeegee. A soft squeegee is preferred while
using a stepped stencil. However, using a soft squeegee may cause scoop printing, due to
the spring back property of the soft squeegee. A metal squeegee, usually made from
18
stainless steel, is used as a hard squeegee, and it does not create scooping problem (Lau,
1997).
2.2.2.5 Settings of solder printing process
The solder paste printing process is highly affected by five print machine
parameters. These are the printing pressure, the printing speed, the snap off, the
parallelism of the squeegee, and the squeegee angle. “Environmental conditions such as
humidity and temperature also impact the solder printing process” (Lau, 1997). The
effects of the parameters mentioned above are explained below
Low print speed may lead to inconsistent fill in of stencil apertures because the
low squeegee speed may not favor the roll of solder paste in front of the squeegee. High
print speed will cause loss of viscosity in the solder paste that may lead to slumping and
misprint. It also pushes down the squeegee into stencil apertures and may scoop out some
of the solder paste. On the other hand, if the squeegee pressure is too light, the solder
paste may not adhere to the solder pads. The distance to which the PCB is mechanically
separated at a controlled speed is known as the snap-off distance. The squeegee angle is
the angle at which the squeegee gets in contact with the stencil. The squeegee angle
affects the forces that are required to roll the solder paste in front of the squeegee and
push the solder paste into the stencil apertures. When the squeegee travel direction is
perpendicular to the longer side of the stencil aperture, then the aperture is called a
perpendicular aperture. When the squeegee travel direction is parallel to the longer side
of the stencil aperture, then the aperture is called parallel aperture. Both perpendicular
and parallel apertures are shown in Figure 2.6. Pan, et al. (1999), showed experimentally
19
that a stencil with perpendicular apertures can deposit 5-6% more volume than a stencil
with parallel apertures.
20
Figure 2.6: Perpendicular and Parallel Apertures (Pan, 2004)
21
2.2.3 Solder paste rheology
For several reasons such as low cost, a low melting point when compared to its
alternatives, good mechanical strength and comparatively good solderability, Sn-Ag-
Cu(SAC) solder alloy is considered as the most promising lead-free solder alloy (Kim,
2003). As the print quality of the solder paste is directly impacted by its rheological
properties such as flow, slump resistance, and tack value, rheology of solder paste is
gaining significance. Mallik, et al. (2008), proposed that microscopic distributions of
solder powders strongly affect the rheological behavior of the solder paste. The solder
paste is considered as a non-Newtonian fluid that exhibits thixotropic behavior. Amalu, et
al. (2011), established the way the transfer efficiency of lead-free solder is affected by
“solder paste rheology and stencil aperture cavity size” (Amalu, 2011). According to
Durairaj (2001), consistent withdrawal of the solder paste is highly dependent on the
paste rheology at minuscule aperture sizes. This is because the surface tension dominates
viscous flow at smaller aperture sizes and, therefore, impacts the paste transfer efficiency.
The constituents of the solder flux are shown below, in Figure 2.7.
22
Figure 2.7: Constituents of solder flux (Amalu, 2011)
23
2.2.4 Optimization of stencil printing parameters
Stencil print parameters play a key role in improving the SMT yield. This section
lists the important print parameters and the research that have been done in the
optimization of those key print parameters.
Sekharan, et al. (2006), conducted a half factorial DOE by considering five
factors at two levels and obtained optimal settings for a solder paste printing process.
squeegee pressure, squeegee speed, snap off, separation speed and stencil wipe frequency
were the five different factors that were considered for performing the DOE. The height
of the solder paste deposition was considered as a response variable. The interactions of
the snap off and the separation speed, the print speed and the squeegee pressure, and the
separation speed and the stencil wipe frequency were identified as significant interactions
that influenced the solder paste height deposition. The results of the DOE indicated that
among the two levels chosen for each factor, a high squeegee pressure, high printing
speed, low snapoff , low separation speed were part of optimal print parameters. The
authors have also shown a 20% percent improvement in response variable by performing
a validation run with the optimal print parameters.
Pan, et al. (2004), identified the critical variables that influence the height, area,
and volume of the solder paste deposition. The authors used ANOVA to examine the
influence of aperture size and shape, thickness of the stencil, surface finish of the board,
solder paste type and print speed on the solder paste deposition. Their analysis has shown
that thickness of the stencil and size of the aperture are the two most critical variables that
influence the solder paste deposited.
24
Liu, Y., and Johnson, W. (2007), employed a Taguchi DOE approach to
investigate the effect of the stencil thickness, the squeegee pressure, the PCB separation
speed, and the squeegee speed on the stencil printing process. The transfer efficiency of
solder paste volume was considered as a response variable in the experiment. Out of the
four factors studied, stencil thickness had an obvious effect on the volume transfer
efficiency. The PCB separation speed and the squeegee printing speed had a minor effect,
and squeegee pressure had no significant effect on the response variable. Quicker
separation of the PCB contributed towards a higher transfer efficiency.
2.3 SMT defects due to poor solder paste printing
The usage of miniature components continues to increase as the demand for small
handheld devices is increasing day-by-day. The manufacturing defects that occur during
the assembly of the components can affect the service life of the small handheld devices.
Hence, there is a requirement to understand these defects and stop/control these defects at
the assembly level. According to Ladani, et al. (2008), the most frequent defects such as
smear, insufficient solder, component shift, tombstoning, and solder bridging, are directly
related to solder paste printing and solder reflow process. The following section of this
report includes a brief description of several defects that are related to poor solder paste
printing.
2.3.1 Smear
This defect occurs when the solder paste is deposited in a quantity higher than the
amount required during the solder paste printing process. Smear may appear as “solder
25
paste smudged around pads or as solder paste bridges between neighboring pads” (Lee,
2001). This defect is usually caused by the smear of solder paste around the stencil
aperture opening that is left after processing the previous board. According to Lee (2001),
the (1)aperture orientation (2) stencil thickness (3) poor gasketing of the stencil on the
PCB (4) pitch dimension (5) taper treatment are a few of the factors that contribute to
smear. Figure 2.8 illustrates that the smear usually decreases with increase in stencil
thickness. As the thickness of the stencil increases, the driving force for the solder paste
to slide underneath the stencil becomes weaker.
26
Figure 2.8: Effect of stencil thickness on print defect (Lee, 2001)
27
2.3.2 Insufficient solder
Insufficient solder is a common problem at the stencil printing stage. Here the
aperture clogging does not allow complete transfer of solder paste and, as a result, the
deposited solder volume is less than target solder volume. Insufficiency is caused by a
few factors such as (1) Inadequate paste rheology (2) stencil thickness (3) aperture
orientation (4) pitch dimension (5)improper aperture design (6) insufficient squeegee
pressure (7) powder size (8) poor aperture quality. According to Lee ( 2001), as the pitch
decreases below 30mils, the print defect rate increases very rapidly. At a pitch below 30
mils, insufficiency becomes a dominant defect because clogging of the stencil aperture
increases with decreasing aperture size.
2.3.3 Slump
The slump is usually categorized as the cold slump and the hot slump. The hot
slump is caused by high temperature and usually occurs during the solder reflow stage.
Cold slump refers to the spread of solder paste, “from a brick shape into a smooth dome-
shaped deposit at ambient conditions” (Lee, 2001). Hot slump is caused by (1) low
viscosity of solder paste (2) small particle size (3) low metal or solid content (4) low
thixotropy of solder paste (5) low surface tension of flux (6) wide particle size
distribution (7) high humidity, and (8) high component placement pressure.
28
2.3.4 Solder Bridging
Formation of an interconnection between neighboring pads due to the presence of
excess solder is known as solder bridging. This defect may occur due to a variety of
reasons such as (1) deposition of excessive solder paste (2) smearing of solder paste (3)
excessive component placement pressure, and (4) slumping of solder paste (Lee, 2001).
Figure 2.9 shows the way solder bridging happens. Solder bridging can be controlled by
using the appropriate stencil, by selecting optimal print parameters, and by using a reflow
with a slower ramp-up rate (Lee, 2001).
29
Figure 2.9: Bridging Mechanism (Lee, 2001)
Figure 2.10: Tombstoning model analysis (Lee, 2001)
30
2.3.5 Tombstoning
The phenomenon of the lifting of one end of a two leaded component is known as
tombstoning. This defect is caused by uneven wetting forces at the two ends of the
component during the reflow process. Figure 2.10 shows the forces exerted onto the
component during reflow. The force F1 is exerted by the weight of the component, and
the force F2 is exerted by the surface tension of molten solder underneath the component
and the force F3 is the force exerted by the surface tension of the molten solder that is
present on the right side of the component. The forces F1 and F2 tend to push the
component downward, whereas force F3 tends to force the component to its corner.
When the force F3, overrides the summation of the forces F1 and F2, the situation leads
to a tombstoning defect (Lee, 2001). Tombstoning is affected by factors such as spacing
between the pads, the size of the pads, dimensions of end terminations and most
importantly thermal mass distribution. Spacing that is too wide between the pads can lead
to easy detachment of the component from one end, and too little spacing between the
pads leads to floating of the component during reflow. Both issues eventually lead to
tombstoning. Misprinting of the solder paste can also lead to tombstoning. In this case,
the force F3 (explained above) will be more on one end than the other end. This
imbalance in forces will eventually lead to tombstoning.
31
2.4 Solder Paste Inspection
2.4.1 Need for Solder Paste Inspection
The solder paste printing process is a crucial assembly process in SMT that
determines the quality of the solder joints. According to Burr (1997), the solder paste
printing process is considered a “black art” because there are 39 variables involved in the
solder paste printing process and the relationship between those 39 variables is not
completely understood. The volume of the solder paste deposited onto the PCB is
considered to be a good predictor of solder joint reliability and for this reason; an ideal
printing process is aimed at achieving consistent volume on a repeatable basis (Biemans,
2011).
The Boards rejected due to defects would either be reworked or scrapped. Rework
is a non-value adding process, and it requires excessive cost and resources. If not
properly controlled, reworked solder joints can be less reliable and susceptible to fail.
Reworked solder joints are less reliable and are vulnerable to fail at customer site which
can lead to expensive warranty repairs. Scrapping a board incurs additional cost to the
manufacturer and also affects their product delivery timelines. The excess cost of rework
and constant market pressure to reduce cycle time has driven the manufacturer to look for
ways to reduce or eliminate defects upstream in the process (Burr, 1997).
Value added to the board increases as the board moves from one stage to another.
Because of this reason, it is desirable to catch and prevent defects at an early stage.
Washing a misprinted board consumes much less cost and resources than the resources
consumed in reworking a fully processed board. Rework cost can be estimated by using
32
the 10X rule, which states that the rework cost at each stage will be ten times greater than
that in the previous stage. For instance if correcting a misprint of solder paste is
calculated to be $0.50, correcting the failure after reflow would cost $5.00 and correcting
the same failure after the board is integrated into the system would cost $50.00. If
somehow the defect escapes from all the inspection stages and the board fails at the
customer site, the cost to recall the product and correct it could be as high as $500.00 or
even more (Riddle, 2007). The 10X rule could easily justify the cost and resources
invested in setting up a SPI machine and implementing an in-line solder paste inspection.
The 10X rule explained in Figure 2.11. Many electronics manufacturing services
providers have a market requirement to perform 100% solder paste inspection. “These
factors combined with the ongoing need for continuous process improvement drives the
need for solder paste inspection” (Gunn, 2001).
33
Figure 2.11: Rework cost and the 10X rule (Riddle, 2007)
34
Inspection of the solder paste after printing is a potential way to eliminate or
reduce most of the defects. Numerous publications are available online which reiterate
the importance of an in-line SPI machine. According to Johnson (2003), if a SPI machine
is useful for stopping at least a few customer site board failures, the investment made on
the SPI machine would be recovered within a short period. According to Daniels (1996),
EMS providers believe that their profit margins can be increased by increasing the
process quality but not by quoting higher prices or by lowering quality standards. The
profit that manufacturers gain by supplying products with long term reliability is
immeasurable. For these reasons, many manufacturers are starting to give importance to
inspecting boards immediately after solder paste printing by deploying in-line SPI
machines. However, SPI does not eliminate the need for post-reflow inspection stages
such as visual inspection, AOI, Automatic X-ray Inspection (AXI), and In-Circuit Test
(ICT) (Burr, 1997).
2.4.2 Determining Solder Paste Inspection (SPI) Tolerance Limits
Chen, et al. (2011), worked on determining reasonable SPI tolerance limits based
on solder paste volume distribution obtained from mass production data collection. The
SPI tolerance limits were determined for certain packages on three different production
boards. To determine SPI tolerance limits, the authors collected SPI data of certain
packages on three production boards and related the data to inspection feedback from
Automatic X-ray Inspection (AXI). The SPI tolerance limits for different packages are
summarized in Tables 2.1, 2.2, and 2.3.
35
Table 2.1: SPI solder volume % information for X board (Chen, 2011)
Package Average Minimum Maximum StDev SPI tolerance limits
BGA 137.0% 102.0% 191.0% 11.00% 105% - 180%
QFP 124.0% 84.3% 171.0% 13.90% 85% - 165%
0402 85.8% 63.7% 137.0% 9.56% 65% - 130%
0603 115.0% 85.0% 150.0% 8.87% 85% - 145%
0805 109.0% 89.8% 163.0% 6.93% 90% - 140%
1206 108.0% 90.6% 167.0% 7.47% 95% - 140%
2512 94.2% 81.0% 133.0% 6.05% 80% - 125%
SO8 115.0% 85.7% 154.0% 7.94% 90% - 145%
SOP8 115.0% 93.9% 139.0% 5.64% 95% - 135%
Table 2.2: SPI solder volume % information for Y board (Chen, 2011)
Package Average Minimum Maximum StDev SPI tolerance limits
0402 & 0603 116.0% 78.9% 191.0% 10.2% 85% - 146%
0805 & Above 114.1% 83.9% 156.8% 10.7% 82% - 146%
SOP <=20 mils pitch 102.3% 76.7% 131.0% 7.9% 78% - 126%
SOP >20 mils pitch 103.5% 79.5% 138.1% 9.6% 75% - 130%
BGA <=20 mils pitch 108.1% 59.4% 131.9% 5.4% 92% - 124%
BGA >20 mils pitch 102.4% 94.5% 111.7% 2.6% 95% - 110%
QFN < = 12 mils 98.2% 75.7% 125.4% 8.6% 73% - 124.1%
QFP < = 20 mils 112.3% 32.8% 152.7% 13.6% 72% - 153%
Table 2.3: SPI solder volume % information for Z board (Chen, 2011)
Package Average Minimum Maximum StDev SPI tolerance limits
BGA 0.4 mm pitch 87.7% 52.3% 115.8% 9.9% 57% - 110%
BGA 0.5 mm pitch 73.1% 46.4% 109.6% 9.2% 50% - 100%
0201 71.2% 43.3% 113.9% 10.7% 50% - 120%
0402 92.1% 70.4% 137.7% 11.1% 65% - 135%
Shield Frame 85.7% 63.1% 135.7% 9.9% 60% - 135%
36
It can be noticed from Tables 2.1, 2.2 and 2.3 that the SPI tolerances vary not just
from package to package but also from one board to another. The variation of the
tolerance limits highlights the need for adopting a similar approach when determining the
SPI tolerance limits. So a similar approach is adopted in the fourth chapter of this report
to determine the SPI tolerance limits. The limits are then statistically validated. Later a
DOE approach is employed to find optimal print parameters that can help to achieve
solder paste deposition within the SPI tolerance limits. The optimal print parameters are
validated in validation runs.
2.4.3 Functioning of Solder Paste Inspection machine
2.4.3.1 2D Area Measurement Techniques
Initially, conventional Automated Optical Inspection (AOI) machines were used
for verifying the correctness of solder paste deposit after the solder paste printing. Later
special inspection algorithms were developed to measure important parameters such as
shape, smearing, offset, coverage, slumping and bridging by using stencil Gerber data as
the input file for inspection programming. Later, better algorithms were developed for 2D
SPI inspection that dramatically increased the inspection capabilities of 2D SPI.
However, the disadvantage of 2D technology is that it cannot be used to obtain height and
volume of the solder paste deposit (Biemans, 2011).
In 2D area measurement technique, the method used to collect an image of the
solder paste deposit highly influences the solder paste area measurement. Usually, an
image is acquired through two schemes: contrast based and texture based inspection.
After the image is acquired, image processing algorithms are applied to the image to
37
separate the image of solder paste from its background images such as solder mask, silk
screen, copper traces and bare FR4. A gray scale comparison technique, shown in Figure
2.12a, is employed in the contrast base image processing analysis. In the texture base
analysis, shown in Figure 2.12b, the solder paste is discriminated from its surroundings
by using a special image texture of the solder paste (Marantz Business Electronics, 2012).
38
Figure 2.12(a): Contrast base, gray scale image Figure 2.12(b): Textured base image (Mohanty, 2008)
Figure 2.13(a): 2D image of solder deposits Figure 2.13(b): Segmented 2D image of solder deposits
(Mohanty, 2008)
39
2.4.3.2 3D area measurement technique
In this technique, the image representing the height of the solder deposit at each
pixel is the basis for 3D area measurements. The most common methods used to measure
the solder paste height in 3D SPI are Phase shift moiré and Laser triangulation methods.
In both the techniques, only the height of the solder paste deposit is measured. Area and
volume of each deposit are obtained by integrating the height data of each XY pixel. The
accuracy of the height of the deposit depends on choosing a correct reference, which is
called a ‘zero reference.’ Ideally the solderable pad of the PCB is used as a zero
reference. But as solder paste covers the pad after printing, the pad surface cannot be
used as a zero reference. For this reason, the area surrounding the circumference of the
pad is taken as a zero reference. As the area surrounding the circumference of the pad is
slightly higher than the pad surface, the height offset is applied to the measured value.
The height offset is calculated using a golden board (Biemans, 2011).
Laser triangulation method
Laser triangulation method is one of the oldest technologies used to measure the
height of the solder paste deposit. In this method, “a laser slit beam is projected by a laser
head, and a camera is used to capture the reflected laser lines. The laser head is moved in
defined pitches to cover the target area” (Marantz Business Electronics, 2012).
40
Moiré topography
This is a method used for solder height measurement. This method uses
tridimensional measurement by phase modulation. In this method, “lines are projected on
an object as of modulated inference fringes” (Biemans, 2011). The height of the object is
calculated “by moving the observation grating that creates the lines” (Biemans, 2011).
The height calculation using Moiré topography is shown in Figure 2.14.
41
Figure 2.14: Height calculation using Moiré topography (Biemans, 2011)
42
Dual multisampling laser systems
Dual multisampling laser system combines the advantages of both the Laser
triangulation method and the Moiré topography. The lasers used in this method can
inspect the PCBs with different colors and can also eliminate shadow effects. This
method of inspection is much faster and accurate than either of the methods explained
above (Biemans, 2011).
2.4.4 Importance of true height measurement
The accurate measurement of height is critical to SPI measurement because it has
a direct correlation with solder volume and defects (Kulkarni, 2014). Huang, et al.
(2004), showed that the accurate inspection of solder volume aids in improving the final
quality of the product.
2.4.4.1 Possible causes of Incorrect Volume
Usually, the actual volume of the solder paste deposited is different from the target
volume because “solder paste printing is a complicated process and many factors can
contribute to variation in solder paste deposition” (CyberOptics, 2013). Rheology and
composition of solder paste, stencil and squeegee used and process parameters are the
primary factors that affect the solder paste deposition. Detailed descriptions of all factors
that affect the solder printing process have been mentioned in Sections 2.2.1 and 2.2.2.
The solder paste deposits do not have perfect square edges, especially in the case of fine
pitch packages. Precise volume measurement becomes difficult when the solder deposits
43
do not have perfect square edges, and if the SPI image acquisition system adopts the
image filtering technique, the calculated volume would not be an accurate representation
of actual volume (Kulkarni, 2014). The effect of image filtering is shown in Figure 2.15.
44
Figure 2.15: Solder Paste Height Value under normal condition and after filtering Source: (Kulkarni, 2014)
45
Chapter 3: Research Methodology
3.1 Introduction
As mentioned earlier in Chapter 1, this thesis is focused on determining SPI
tolerance limits for different fine pitch packages. Chapter 2 highlights the several factors
that are involved in solder paste printing and the defects that arise due to the variation in
those factors. The functioning of SPI machine and the necessity of using it in controlling
the solder paste print related defects has also been shown in Chapter 2 of this report.
Electronics manufacturing service (EMS) providers assemble products that belong
to different Original Equipment Manufacturers (OEMs). The products mix would usually
range from a high mix and high complexity to a low mix and low complexity. This is the
rationale behind choosing target packages from the yield analysis of a Tier I New Product
Introduction [NPI] Electronics Manufacturing Services [EMS] provider. A detailed
description of the methodology adopted in completing this research is given in the
following sections of this chapter.
46
3.2 Methodology Overview
This research is performed in two stages. The details of the steps involved in each
stage are described below:
Stage 1:
 Analysis of the SMT yield data of an EMS provider to find out the distribution of
defects and identify the proportion of print related defects.
 Identification of the different packages on which the defects are occurring on a
recurring basis.
 Analysis of the range of the solder paste deposition on the pads of the concerned
packages.
 Using the feedback from post-reflow inspection of the concerned packages to
determine the ideal range of solder paste deposition that does not lead to defects.
 The ideal range of solder paste deposition would be used as a basis for
determining the SPI tolerance limits.
Stage2:
 Two assemblies, which contain all packages chosen in step1, will be selected to
perform a specific DOEs.
 Using the design of experiments approach to determine optimal print parameters
that can help in achieving the desired ideal range of solder paste deposition on
concerned packages.
47
3.3 Selection of Packages
The following section gives the list of selected packages and their detailed
descriptions.
3.3.1 0.4 mm pitch Package on Package
Package on Package (PoP) is one of the key technologies used for developing
advanced smart electronic products. Due to several advantages offered by the PoP, it has
been widely used in the electronics industry to meet the never ending drive for smaller,
lighter and more advanced electronic products (Guo, 2013). Despite the success achieved
in PoP technology, there are still some reliability issues in the assembly of the PoP.
Warpage of the package is the most popular issue among the issues related to PoP
assembly. A solution for PoP warpage is provided in this research by optimizing the
stencil design. Along with the optimized stencil design, appropriate SPI tolerance limits
and optimal print parameters to achieve a good transfer efficiency of solder paste are also
provided in this report.
During the assembly of Package on Package (PoP), the solder paste is deposited
for the substrate using the solder paste printing machine and the solder paste deposition is
inspected using the SPI machine. The top package or component is mounted on top of the
substrate using a special module of the component placement machine. As the component
is not related to the solder paste printing, only the substrate package has been considered
as a part of this research.
48
Substrate Package (Processor) (Texas Instruments, 2010)
 Package Description : CBP s-PBGA-N515 Package
 Package Dimensions : 12mm*12mm
 Ball Pitch : 0.4 mm
 Solder Ball Diameter : 0.31 mm
 I/O count : 515
 Solder ball alloy : SAC 305
 Manufacturer : Texas Instruments
 Manufacturer Part Number : DM3725CBP100
The concerned package is a typical TMV (Through Molding Via) structure as shown in
Figure 3.1(a), which displays the component package and the substrate package of a PoP.
A detailed view of the substrate is shown in Figure 3.1(b). The component, which is a
memory device, is mounted on the I/O pads that are present on the top of the substrate
package, which is the logic processor.
49
Figure 3.1(a) PoP configuration (Lin, 2007)
Figure 3.1(b) PoP Substrate Package (Lin, 2007)
Bottom View of the Substrate Package
Figure 3.2: DM3730/25 Digital Media Processor CBC s-PBGA-515 Package (Bottom View) (Texas
Instruments, 2010)
50
Figure 3.3: Mechanism of warpage in PoP (Lin, 2007)
Figure 3.4: Open joints induced in PoP due to warpage (Lin, 2007)
Figure 3.5: Typical head-in-pillow failure between PoP substrate package and PCB (Lin, 2007)
51
3.3.1.1 Adapting solder volume through aperture design to compensate for warpage in PoP
Warpage is a significant factor that controls the yield of the Package on Package
(PoP) stacking. According to Dreiza, et al. (2005), the assembly of the PoP has unique
requirements. The package may undergo severe warpage during its assembly if the
package materials are not well balanced. As shown in Figure 3.3, the CTE (Coefficient of
Thermal Expansion) mismatch among the die, the mold compound, and the substrate
materials causes the warpage of the package. If the warpage of the bottom package is too
high, it either induces open solder joint defects or head-in-pillow defects between the
substrate package and the PCB. Figure 3.4 and Figure 3.5 shows a typical open solder
joint defect and a head-in-pillow (HIP) defect induced in the PoP due to warpage. Since
the warpage in the PoP is inevitable, the approach of optimizing stencil design is adopted
in this research. Guo, et al. (2013), also adopted stencil design optimization approach to
compensate for package warpage. The goal of the approach used in this research is to
adapt the solder volume deposition at every pad in the PoP array to accommodate for
expected package warpage at each pad. The details of the approach used are explained in
the following steps
Step 1: Determination of warpage shape of the PoP
The PoP considered in this research was subjected to a Shadow Moiré test to
identify the shape of the package after it undergoes warpage. The detailed report of the
Shadow Moiré test is included in the fourth chapter of this report. The Shadow Moiré test
report indicated that the PoP is warping in the shape of an elliptical paraboloid.
Step 2: Modeling the package warpage
52
In this step, the warpage of the package and substrate assembly is modeled to
determine the standoff heights at every pad in the PoP array. Standoff height is the post-
reflow solder height at a pad. Since the Shadow moiré test reveals that the package is
warping in the form of an elliptical paraboloid, the general equation for an elliptical
paraboloid has been considered to define the distribution of standoff heights over the PoP
pad array.
The general equation for an elliptical paraboloid is z = ax2
+ by2
(Rogness, n.d). In the
equation, z represents the standoff height at the co-ordinates (x,y). ‘a’ and ‘b’ are the
constants representing the curve.
Cross section analysis on samples from the previous run provided input data for solving
the equation mentioned above. The final equation obtained was used for calculating
standoff heights at every pad of the package
Step 3: Pad area measurement.
Step 4: Calculation of desired solder volume.
Step 5: Aperture size calculation
As the stencil is of constant thickness, dividing the desired volume at each pad,
obtained in step 4, with the stencil thickness gave the aperture area for each pad to be cut
on the stencil. The calculated aperture area is used for finding the aperture size.
53
3.3.2 0.4mm Pitch SMT Connector
The concerned connector is a dual row SMT connector with 40 pins, 0.4 mm
pitch. It is the fine pitch nature of this package that is behind the selection of this package
for analysis.
 Package Category : PCB Receptacles
 Pitch : 0.40 mm
 Termination Interface: Style : Surface Mount
 Plating Termination : Gold
 Manufacturer : Molex
 Manufacturer Part Number : 502426-4010 (Molex, n.d)
54
Recommended P.C.Board Pattern Layout:
Figure 3.6: Recommended PCB Pattern Layout for the concerned 0.4 mm pitch SMT connector (Molex,
n.d)
55
3.3.3 0.4 mm Pitch Quad Flat No-Leads (QFN) Package
The Quad flat no-lead (QFN) package has excellent thermal and electrical
performance, a small footprint, and a low manufacturing cost. For these reasons, the
usage of QFNs in the electronics industry has been increasing in recent years (How,
2013). The details of the 0.4 mm pitch QFN package studied in this report are given
below.
 Package type : Quad flat No-Lead
 Package dimensions : 1.7mm*2.0mm*0.5mm
 Terminal pitch : 0.4mm
 Manufacturer : Onsemi
 Manufacturer Part Number : NLAS8252MUTAG (Onsemi, n.d)
56
Package Dimensions and Recommended PC Board Layout Pattern
Figure 3.7: Package Dimensions for the concerned 0.4 mm pitch Quad Flat No-Leads package (Onsemi,
n.d)
57
3.3.4 0.5 mm Pitch Surface Mount Connector
With the advanced solder paste printers in place, achieving an excellent transfer
efficiency of solder paste onto the PCB is not a significant challenge. However,
inappropriate solder paste printer settings may cause defects such as excess solder,
insufficient solder, and solder balls. Having the appropriate print parameters would avoid
defects from happening in the first place, and the SPI machine with reasonable tolerance
limits will act as a checkpoint for controlling the solder paste related defects. The details
of the 0.5 mm pitch SMT connector studied in this report are given below.
 Connector Type : Board Connector
 Terminal Type : Surface Mount
 Terminal Pitch : 0.5 mm
 Contact Finish Termination : Tin over Nickel
 Manufacturer : KEL Corporation
 Manufacturer Part Number : DCC01-20L3-C (IHS CAPS Universe, n.d)
58
Package Dimensions
Figure 3.8: Package dimensions for the concerned 0.5 mm pitch connector (IHS CAPS Universe, n.d)
59
3.3.5 0.5mm Pitch Quad Flat No-Leads (QFN) Package
The details of the 0.5 mm pitch QFN package studied in this report are given
below:
 Package type : Quad flat No-Lead
 Package dimensions : 4mm*4mm*0.85mm
 Terminal pitch : 0.5mm
 Manufacturer : Silicon Labs
 Manufacturer Part Number : Si5338 (Silabs, n.d)
60
Package Outline and its Dimensions
Figure 3.9: Package outline of 0.5 mm pitch QFN (Silabs, n.d)
61
3.3.6 2525 Surface Mount Passives
With the advanced solder paste printers in place, achieving a proper solder paste
deposition for reliable assembly of a 2525 surface mount passive component is not a
significant challenge. However, while assembling components that have solderability
problems, even solder paste deposition within tolerance limits cannot avoid the
occurrence of defects such as non-wetting or open joint. The concerned package is
included in this thesis to show that adding additional solder paste becomes essential while
assembling old date code parts. A DOE approach has been adopted to determine the
significant factor that affects the strength of the solder joint. Details of the 2525 surface
mount passive included in this report are listed below.
 Package type : Surface Mount Passive, Inductor
 Manufacturer : Vishay Intertechnology Inc.
 Manufacturer Part Number : IHLP2525CZER3R3M11
62
Package Outline and its Dimensions
Figure 3.10: View and Dimensions of 2525 Package (Vishay Intertechnology Inc., nd)
63
3.4 Test Vehicle Specifications
Three different PCBs, which consist of a pad layout that will accept all the
packages explained in section 3.3, have been used in this research. These PCBs are
assembled in high volume at the EMS facility where this research was performed. Solder
samples of the concerned PCBs have been used for the purpose of experimentation. A
solder sample is a close representation of the actual production board regarding board
thickness, cross sectional design, number of planes, and has exactly same pad layout, and
surface finish. It is assumed that the usage solder samples would not impact the results of
the experiment performed in this research. Although the PCBs are not Test Vehicles, for
the ease of explanation the PCBs are named as Test Vehicle1, Test Vehicle2 and Test
Vehicle3. The details of the test vehicles are given below:
3.4.1 Test Vehicle1
The Test Vehicle1 has eighteen layers and is 2.93 mm thick, Lead-Free FR-4
grade PCB. The dimensions of the PCB are 159.1 mm*118.97 mm. The pads are non
solder mask defined (NSMD), and the surface finish is electroless nickel immersion gold
(ENIG). This Test Vehicle accommodates the 0.4 mm pitch package on package (PoP),
the 0.4 mm pitch Quad Flat No-Leads (QFN) package, 0.5 mm pitch surface mount
connector, and 0.5 mm pitch Quad Flat No-Leads (QFN) package 3.3.1, 3.3.3, 3.3.4, and
3.3.5 respectively.
64
3.4.2 Test Vehicle2
The Test Vehicle2 has eighteen layers and is 1.89 mm thick, Lead-Free FR-4
grade PCB. The dimensions of the PCB are 178.1 mm*115.76 mm. The pads are non
solder mask defined (NSMD), and the surface finish is electroless nickel immersion gold
(ENIG). This Test Vehicle accommodates the 0.4 mm pitch surface mount connector that
is described in section 3.3.2.
3.4.3 Test Vehicle3
The Test Vehicle3 has eighteen layers and is 2.35 mm thick, Lead-Free FR-4
grade PCB. The dimensions of the PCB are 194.9 mm*181.18 mm. The pads are solder
mask defined (SMD), and the surface finish is electroless nickel immersion gold (ENIG).
This Test Vehicle accommodates the 2525 surface mount inductor that is described in
section 3.3.7.
3.5 Equipment and Chemistries Used
The equipment and chemistries utilized in this research are summarized in Table
3.1
65
Table 3.1: Equipment and Chemistries Used
Manufacturer Make and Model
Solder Paste Printing Machine ESE/ Speedline Technologies
US-8500X/ MPM
UP3000
Solder Paste Alpha
OM350: SAC 305, Lead-
Free, No Clean, Type 4
Lead-Free Flux Gel Alpha OM338
Solder Paste Inspection (SPI)
Machine
Cyber Optics SE 500X/ SE 350
Component Placement Machine FUJI NXT III
Reflow Oven Conceptronic
Profile 160: 11 Heating
Zones and 2 Cooling
Zones
Automatic Optical Inspection YESTECH F1/ FX
Automatic X-ray Inspection Agilent Technologies V 810, Series 5000
3D X-ray Inspection Nordson Dage XD7500NT
66
3.6 Finding Optimal Print Parameters
As already mentioned in Chapter 2, the stencil printing process is considered to be
one of the most important processes among the surface mount assembly processes.
Review of Literature indicates that printing of Lead-Free solder paste through fine pitch
aperture openings results in poor transfer efficiency of the solder paste due to clogging of
the stencil apertures.
Various studies, as mentioned in Chapter 2, have studied the interactions between
each of the adjustable print parameters and determined the optimal print parameters. For
this research purpose, three different DOEs have been performed. Two of these DOEs
were performed to determine optimal print parameters on Test Vehicle1 and Test
Vehicle2. DOE 3 has been performed to show the significant factor that affects the
solderability of a component that was exhibiting slow wetting behavior. The factors and
levels considered for performing the DOEs are mentioned below. The factors mentioned
below were chosen based on the Literature Review and the fact that these are the most
commonly adjusted print parameters in the production environment.
67
3.6.1 Factors and Levels for DOE 1
Table 3.2: Factors and levels considered for DOE 1
Factors Low level High level
Squeegee Pressure 2 kgf 3 kgf
Squeegee Speed 25 mm/sec 40 mm/sec
Snap off off on
Print Stroke 1 2
68
Squeegee pressure is the pressure applied by the metal squeegee while moving the
solder paste. Squeegee speed is the speed at which the squeegee rolls the solder paste.
Snap off ‘on’ is the condition where the board is mechanically separated from the stencil
at a controlled speed for a certain distance downward.
DOE 1 was performed on Test Vehicle1. The solder paste printing machine used
for this experiment is an ESE, Model US-8500X. A stainless steel laser cut stencil was
used along with a 12-inch metal squeegee blade. The thickness of the stencil used was
0.1016 mm (4 mils), and aperture openings have rounded corners. The pad design of the
Test Vehicle1 is Non Solder Mask Defined.
A full factorial DOE with two replications that accounts for 32 runs (24
* 2 = 32)
were conducted and the corresponding Solder paste deposition was recorded using a
CyberOptics make, SE 500X model SPI machine. The transfer efficiency of the solder
paste was used as the response variable for this experiment.
69
3.6.2 Factors and Levels for DOE 2
Table 3.3: Factors and Levels used for DOE 2
Factors Low level High level
Squeegee Pressure 10 pounds/inch2
12 pounds/inch2
Squeegee Speed 0.8 inches/second 1 inches/second
Snap off Standard Stepped
Wipe Frequency Alternate Board Every Board
70
Squeegee Pressure and Squeegee Speed factors are explained in Section 3.6.1.
The corresponding units are different from those mentioned in Table 3.2, as the solder
paste printing machine used for performing this experiment is a different one. When the
printer is set at ‘Standard’ Snap off level, the PCB is separated downward from the
stencil in continuous motion for 0.1 mm at a speed of 0.05mm/second. When the printer
is set at ‘Stepped’ Snap off level, the PCB is separated downward from the stencil in
steps for 0.1 mm at a speed of 0.03mm/second. The step size is 0.0010 mm, and there is a
delay of 0.05 seconds between each step. Wipe frequency at low level corresponds to
cleaning underneath of stencil after printing two boards and wipe frequency at high level
corresponds to cleaning underneath of stencil after printing every board.
DOE 2 has been performed on Test Vehicle2. The solder paste printing machine
used for this experiment is a Speedline Technologies, Model MPM UP3000. A stainless
steel laser cut stencil was used along with a 10-inch metal squeegee blade. The thickness
of the stencil used is 0.1016 mm (4 mils), and aperture openings have rounded corners.
The pad design of Test Vehicle2 is Non Solder Mask Defined. A full factorial DOE with
16 runs (24
= 16) was conducted, and the corresponding solder paste deposition was
recorded using a CyberOptics, Model SE 350 SPI machine. The transfer efficiency of the
solder paste deposited for the package described in section 3.3.2 was used as the response
variable for this experiment.
3.6.3 Factors and Levels for DOE 3
The 2525 surface mount passive components described in section 3.3.8 have been
exhibiting slow to wet behavior, non-wetting or open terminations after reflow. A
71
solderability test performed on those components confirmed that solderability is possible,
but the result is out of specification. [IPC/JEDEC J- STD- 002C Test A1, B1 & G1
Solderability Tests for Components Leads, Terminations, Lugs, Terminals, and Wires ]
The objective behind this DOE is to evaluate different process changes to improve yield
and joint quality. Table 3.4 shows the experimental design.
In this experiment, the Reflow Profile was used as the first factor to see the effect
of the solder reflow peak temperature on the solder joint. The Date Code of the concerned
Inductors (2525 package) was used as the second factor. During solderability test, date
codes 1347 and 1348 exhibited similar wetting behavior; for this reason, both 1347 and
1348 Date Codes were considered on the same level. Paste Volume is the third factor,
where the level ‘Standard’ corresponds to depositing solder paste using the stencil
printing process and the level ‘Manual Addition’ corresponds to hand dispensing more
solder paste onto the pads before placement of the concerned component onto the PCB.
Tinning is the fourth factor where the level ‘Fresh’ refers to no tinning of the concerned
component and the level ‘Tinned’ refers to tinning the concerned component before
placing it onto the PCB. For tinning, the components were cleaned with sand paper,
fluxed and dipped in a solder pot. Flux Treatment is the fifth factor where the level
‘None’ refers to no treatment with flux and the level ‘Treated with flux’ refers to the
processing of the concerned component with flux before placing it onto the PCB. Lead-
Free No-Clean Flux Gel (Alpha OM 338) was used for flux treatment in this experiment.
Only one operator performed the solder paste addition, tinning and flux treatment
operations for all experimental runs.
72
This experiment was performed on Test Vehicle3. The solder paste printing
machine used for this experiment is an ESE, Model US-8500X. A stainless steel laser cut
stencil was used along with a 10-inch metal squeegee blade. The thickness of the stencil
used was 0.1016 mm (4 mils), and aperture openings have rounded corners. The pad
design of the Test Vehicle3 is Solder Mask Defined (SMD)
A full factorial DOE that accounts to 32 runs (25
= 32) were conducted and the
concerned Inductors were hand placed onto the PCB. After the reflow, the solder joints
were subjected to shear test an “Instron Model 4450”. The peak force required to shear
off the component solder joints is considered as the response variable for this experiment.
The results and discussions of all three DOEs are presented in the fourth chapter
of this thesis.
73
Table 3.4: Experimental Design for DOE 3
Factor Level I Level II
1 Reflow Profile Original Hotter
2 Date Code 1347&1348 1402
3 Paste Volume Standard Manual Addition
4 Tinning Fresh Tinned
5 Flux Treatment None Treated with flux
74
Chapter 4: Results and Discussions
4.1 SMT yield analysis
As mentioned in the methodology section of this thesis, the yield data of a Tier I
New Product Introduction [NPI] Electronics Manufacturing Services [EMS] provider is
analyzed, and the distribution of SMT related defects is shown in Figure 4.1. Fourth
Quarter of 2015 (Q4’ 2015) SMT yield data of the EMS facility, where this research was
performed, was analyzed to obtain the results shown in Figure 4.1. It is evident from
Figure 4.1 that more than 60% of SMT defects can be related to the solder paste printing
process. Following is the list of packages that were identified to have more print-related
defects.
 0.4 mm pitch Package on Package
 0.4 mm pitch surface mount connector
 0.4 mm pitch Quad Flat No-Leads Package
 0.5 mm pitch surface mount connector
 0.5 mm pitch Quad Flat No-Leads Package
75
Figure 4.1: SMT defect analysis
76
4.2 Determination of Solder Paste Inspection Tolerance Limits
The SPI tolerance limits for all the five different packages listed in section 4.1
were determined from data sets of limited size that are obtained from different production
runs at a Tier I NPI EMS provider. Since the data sets were obtained from different
production runs, the range of Transfer Efficiency (%) graphs shown in the further
sections of this report show bimodal distribution.
4.3 0.4 mm pitch Package on Package (PoP)
4.3.1 Stencil design optimization
The PoP included in this report has initially shown almost 90% yield loss after
SMT. Failure analysis of the concerned Assembly indicated that (a) no defects were
observed for the component. (b) Solder bridging defects were found on the substrate of
the PoP (on the center array of the package). X-ray images of the defects are shown in
Figure 4.2. The thickness of the stencil used for the concerned assembly was 0.1016 mm
(4 mils), and the stencil had the same aperture openings for all pads of the PoP. It was
found that the defects occurred due to excess solder deposition and can be avoided by the
stencil design optimization. The goal of the stencil design optimization approach is to
adapt the solder volume deposition at every pad in the PoP array to accommodate for
package warpage at each pad. The details of the approach used are explained in the
following steps
Step 1: Determination of warpage shape of the PoP
77
Lin, et al. (2007), measured the warpage of a PoP at different temperatures and
found that the PoP undergoes warpage in various ways at different temperatures. When
the PoP is processed along with the PCB, the warpage of the PoP gets locked in a
particular shape after solidification of the molten solder. To find the shape of the warpage
that gets locked between the PoP and the PCB, the concerned package along with the
PCB was subjected to Shadow Moiré test at AkroMetrix, LLC. The Shadow Moiré test
results showed that the package is warping in the shape of an elliptical paraboloid, and
the results of the test are shown in Figure 4.3.
78
Figure 4.2: Solder bridge defects detected in the inner row of the PoP
79
Figure 4.3: Shadow Moiré test results on the bottom package of the PoP (Source: Sanmina)
80
Step 2: Modeling the package warpage
In this step, the warpage of the package and substrate assembly is modeled to
determine the standoff heights at every pad in the PoP array. Standoff height is the post-
reflow solder height at a pad. The general equation for an elliptical paraboloid has been
considered to define the distribution of standoff heights over the PoP pad array.
The general equation for an elliptical paraboloid is z = ax2
+ by2
(Rogness, n.d).
In the equation, z represents the standoff height at the co-ordinates (x,y). ‘a’ and ‘b’ are
the constants representing the curve. Cross section analysis on the samples from the
previous run provided input data for solving the equation mentioned above. Figure 4.4
shows the cross section location on the package. Figure 4.5 displays the images of cross-
sections that were used to calculate the standoff heights. The standoff heights measured
from the cross-section analysis were considered as ‘z’, and the coordinates of the
concerned location were considered as ‘x’ and ‘y.’ 22 data points were obtained from the
cross-section analysis and the corresponding x, y and z values are tabulated in Appendix
A1. Following equation is obtained for calculating standoff heights after using cross
section data points to solve the paraboloid equation:
z = 0.0015935 x2
+ 0.0441497 y2
81
Figure 4.4: Cross sectional map used for 'z' calculation
Figure 4.5: Cross section images used for 'z' calculation
82
Step 3: Pad area measurement.
Pad area measurements of all pads in the PoP array were performed with a high
precision microscope using Vision Gauge software.
Figure 4.6: Pad area measurements using Vision Gauge software
83
Step 4: Calculation of desired solder volume
The desired solder volume at each pad was calculated by multiplying the standoff
height at each pad with its respective pad area.
Step 5: Aperture size calculation
As the stencil is of constant thickness, dividing the desired solder volume at each
pad, obtained in step 4, with the stencil thickness gave the aperture area for each pad to
be cut on the stencil. This calculated aperture area was used for finding the aperture size.
The methodology adopted for aperture size calculation is explained in Figure 4.6.
Aperture width is calculated using the following equation:
S*calculated = {(Measured Pad Area ×Standoff Height) ÷Stencil Thickness}1/2
Figure 4.7 gives a detailed explanation of the equation used for aperture width
calculation.
The methodology explained above yielded aperture openings that are smaller than 8.8
mils. Achieving a good transfer efficiency at aperture openings smaller than 8.8 mils is a
significant challenge. For this reason, the stencil aperture openings had to be normalized,
and the smallest aperture opening started from 8.8 mils. Finally, the aperture openings for
the concerned PoP were segregated into four sections with each section having a different
size. Figure 4.9 shows the detailed view of stencil design used for the concerned PoP. As
per IPC 7525B, the stencil aperture openings are considered to be square with rounded
corners. This stencil design helped to compensate for the package warpage.
84
Figure 4.7: Aperture size calculation
Figure 4.8: Expanded view for a single pad in the array
85
Figure 4.9: Final stencil design used for the concerned PoP (Dimensions in mils)
86
4.3.2 Solder Paste Inspection tolerance limits for 0.4 mm pitch PoP
The range of solder paste deposition for the 0.4 mm pitch PoP is shown in Figure
4.10, and it is expressed in terms of transfer efficiency of the solder paste deposition.
Transfer Efficiency is calculated as the solder paste volume deposition divided by its
concerned stencil aperture volume. The range of transfer efficiency leading to defects is
also shown in Figure 4.10. The transfer efficiency of the solder paste volume deposition
ranged from 19.2% to 134.6%. By correlating the post-reflow inspection with the transfer
efficiency of solder paste deposition, it was found that transfer efficiency less than 38%
lead to defects such as insufficient solder and head in pillow. No instances of solder
bridging were observed even with the transfer efficiency of 134.6%. So, 130% of the
stencil aperture volume is considered as a reasonable upper limit for the concerned PoP.
Therefore, the SPI tolerance limits for the concerned 0.4 mm pitch PoP are set as 40% -
130% of the stencil aperture volume. The decision on tolerance limits for the solder paste
volume deposition is determined by analyzing more than 164,000 data points. The data
points are obtained from solder paste deposition on 319 PCBs for the concerned PoP.
87
Figure 4.10: Range of Transfer Efficiency (%) of solder paste deposition for the 0.4 mm pitch PoP
88
4.3.3 Finding optimal print parameters for 0.4 mm pitch PoP
As explained in section 3.2, a DOE approach was adopted to determine optimal
print parameters. Optimal print parameters for the concerned PoP were found in DOE 1.
The methodology of performing DOE 1 is explained in detail in section 3.6.1. The
experimental design for DOE 1 is shown in Appendix A2.
The printing was executed using the following experimental conditions:
 Printing Equipment : US-8500X (ESE)
 Solder Paste : Alpha metals OM 350 (Type 4, SAC 305)
 Stencil Thickness : 0.1016 mm (4 mils)
 Stencil Type : Stainless Steel, Laser Cut
16 different runs, with two replications for each run that accounts for a total of 32
runs were executed for this experimental setup. An automated SPI (Cyber Optics, Model
SE 500X) was used to measure the solder paste deposited on the PCB. The transfer
efficiency of the solder paste volume deposition was considered as the response variable
for this experiment. The average transfer efficiency on 515 solder pads masked the lower
transfer efficiency values and, for this reason, each section of the PoP (the PoP has four
sections of aperture openings) was evaluated separately, and the final results were
compared. Out of the four evaluations, three of them yielded the same significant factors
and interactions. The fourth evaluation did not show any significant factors. The main
effects and interaction effects between each of the factors studied are shown in Figure
4.11 and Figure 4.12.
89
Figure 4.11: Main Effects Plot for DOE1
Figure 4.12: Interaction Effects Plot for DOE 1
90
Figure 4.13: Pareto Chart of the Standardized Effects
Figure 4.14: P values of all factors and their interactions in DOE 1
91
From Figure 4.11, it can be noticed that low Squeegee Pressure affected the
transfer efficiency positively. Squeegee Speed does not have a significant effect on the
transfer efficiency. Snap off ‘on’ resulted in improving the transfer efficiency. Figures
4.13 and 4.14 illustrate that ‘Print Stroke’ is the most significant factor among all of the
factors considered. As print stroke has a P-value (0.019) less than 0.05, at a confidence
level of 95%, it is considered as a significant factor.
To find optimal print parameters, a second level DOE (named as DOE 1-1) was
performed, by fixing Squeegee Speed at 40 mm/sec and Print Stroke at 2. Since DOE 1
indicated that Squeegee Speed is not affecting the transfer efficiency, it is kept constant at
40mm/sec. Since Print Stroke is the significant factor among all the factors considered in
DOE 1, there is impetus to further explore this variable. However, best practices in
electronics manufacturing do not encourage using more than two print strokes. As two
print strokes yielded high transfer efficiency of solder paste, print stroke is kept constant
at 2 for DOE 1-1. Squeegee Speed and Snap off are the two factors that are further
explored in DOE1-1. Table 4.1 summarizes the factors and their corresponding levels.
The experimental design for DOE 1-1 is shown in Appendix A3.
92
Table 4.1: Factors and Levels in DOE 1-1
Factors Level 1 Level 2 Level 3
Squeegee Speed (kgf) 1.5 2 2.5
Snap off 1 2 3
Snap off at Level 1 triggers the solder paste printing machine to separate the PCB
at 0.5 mm/sec for a distance of 2 mm. Snap off at Level 2 triggers the machine to lift the
squeegee at a speed of 2mm/sec for a distance of 4 mm. Snap off at Level 3 triggers
machine to lift the squeegee and separate the PCB at the same time. The main effects and
interaction effects between each of the factors studied are shown in the following plots.
93
Figure 4.15: Main Effects Plot for Transfer Efficiency in DOE 1-1
Figure 4.16: Interaction Plot for Transfer Efficiency in DOE 1-1
94
Figure 4.17: P values of factors in DOE 1-1
95
From Figure 4.15, it can be noticed that low squeegee pressure (1.5 kgf) favored
high transfer efficiency of solder paste and Snap off at Level 3 has affected the transfer
efficiency of solder paste positively. From Figure 4.17, it can be noticed that none of the
factors is significant as both the factors have a p-value greater than α (0.05) at 95%
confidence interval. So the optimal print parameters for the assembly of the Test Vehicle
1 are listed below:
 Squeegee Pressure : 1.5 Kgf
 Squeegee Speed : 40 mm/sec
 Snap off : On at Level 3
 Print Stroke : Two times
 Wipe frequency : 1 (Stencil clean after every board)
4.3.4 Validation of optimal print parameters
By using the optimal print parameters found in DOE1, a trial run was conducted
on 42 boards of Test Vehicle1, which employs of the concerned PoP. The range of solder
volume transfer efficiency obtained by using the new print parameters is shown in Figure
4.18. By comparing Figure 4.10 and Figure 4.18, it can be noticed that in the validation
run, the mean of solder paste transfer efficiency has increased from 77.1% to 81.8% and
the standard deviation has decreased from 12 to 7.6. The transfer efficiency of solder
paste deposition is well within the tolerance limits defined for the 0.4 mm pitch PoP in
section 4.2.2.
96
Figure 4.18: Range of Transfer Efficiency (%) for the 0.4 mm pitch PoP in the validation run
97
4.4 Solder Paste Inspection tolerance limits for the 0.4mm pitch SMT
connector
The range of solder paste deposition for the 0.4 mm pitch SMT connector
expressed in terms of transfer efficiency of the solder paste deposition is shown in Figure
4.19. The figure shows a bimodal distribution, and it also highlights the range of transfer
efficiency leading to defects. As mentioned in section 4.2, the data points used for
constructing the histogram shown in Figure 4.19 are obtained from different production
runs. This is the reason behind the bi-modality observed in Figure 4.19.
The transfer efficiency of the solder paste volume deposition ranged from 34.5%
to 167.1%. By correlating the post-reflow inspection of the concerned connector with the
transfer efficiency of the solder paste deposition, it was found that transfer efficiency
less than 58% leads to an ‘insufficient solder’ defect and transfer efficiency more than
142% leads to a ‘solder bridge’ defect. Therefore, the SPI tolerance limits for the
concerned 0.4 mm pitch SMT connector are set as 60%-140% of the stencil aperture
volume. The decision on tolerance limits for solder paste deposition is determined by
analyzing 50,000 data points. The data points are obtained from solder paste deposition
on 1325 PCBs for the concerned connector.
98
Figure 4.19: Range of Transfer Efficiency (%) for 0.4 mm pitch SMT connector
99
4.4.1 Finding optimal print parameters
Optimal print parameters for the 0.4 mm pitch SMT connector were found in
DOE 2. The methodology for performing DOE 2 is explained in detail in section 3.6.2.
The experimental design for DOE2 is shown in Appendix A4
The printing was executed using the following experimental conditions:
 Printing Equipment : Speedline Technologies, Model MPM UP3000
 Solder Paste : Alpha metals OM 350 (Type 4, SAC 305)
 Stencil Thickness : 0.1016 mm (4 mils)
 Stencil Type : Stainless Steel, Laser Cut
 Squeegee : Stainless steel squeegee
 Squeegee angle : 45 degrees
 Print Stroke : 1
A full factorial DOE that includes 16 different runs was executed for this
experimental setup. An automated SPI (Cyber Optics, Model SE 350) was used to
measure the amount of solder paste deposited on the PCB. Transfer Efficiency was the
response variable for this experiment. Although Print Stroke was identified as the most
significant factor in DOE 1, it is kept constant at 1 all throughout the DOE 2. This
decision was made using expert knowledge based on anecdotal evidence. The main
effects and interaction effects between each of the factors studied are shown in the
following plots.
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages
Determination of solder paste inspection tolerance limits for fine pitch packages

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Determination of solder paste inspection tolerance limits for fine pitch packages

  • 1. DETERMINATION OF SOLDER PASTE INSPECTION TOLERANCE LIMITS FOR FINE PITCH PACKAGES BY KRISHNA CHAITANYA CHINTAMANENI BTech, Jawaharlal Nehru Technological University, 2010 THESIS Submitted in partial fulfillment of the requirements for the degree of Master of Science in Industrial and Systems Engineering in the Graduate School of Binghamton University State University of New York 2015
  • 2. © Copyright by Krishna Chaitanya Chintamaneni 2015 All Rights Reserved
  • 3. iii Accepted in partial fulfillment of the requirements for the degree of Master of Science in Industrial and Systems Engineering in the Graduate School of Binghamton University State University of New York 2015 December 09, 2015 Dr. Nagendra Nagarur, Chair Department of Systems Science and Industrial Engineering, Binghamton University Dr. Susan Lu, Member Department of Systems Science and Industrial Engineering, Binghamton University Dr. Christopher Greene, Member Department of Systems Science and Industrial Engineering, Binghamton University
  • 4. iv ABSTRACT Increasing demand for miniaturization in electronic assemblies has driven the electronics assembly industry to adopt processes to assemble components as small as 01005 passives and active components in the order of 0.3mm pitch (Sbiroli, 2010). Assembling those small components poses significant challenges to solder paste printing, which is a crucial stage in the manufacturing of electronics assembly. Numerous studies have shown that the volume of solder paste deposited is a significant predictor of the reliability of solder joints. It is a widely believed fact that 52-71% of SMT defects can be attributed to the solder paste printing process (Pan, 1999). Detection and prevention of these defects at an early stage is crucial because each step adds greater value to the PCB and rework costs increase proportionately. Burr (1998) has shown that correcting a pre-reflow print failure is ten times cheaper than compared to reworking it after reflow, and at least 50 times less expensive than reworking after the in-circuit test. Solder paste inspection (SPI) is a potential process to detect and stop defects at an early stage (Owen, 2000). Li, et al. (2010), showed that there exists a good correlation between SPI and Automatic Optical Inspection (AOI) findings which prove that defects caught at AOI, can be detected and controlled at SPI. However, literature review indicates that there is little research done on determining SPI tolerances (Chen, 2011).
  • 5. v This thesis work is focused on determining SPI tolerances for fine pitch packages. The packages have been selected after analyzing yield data at a tier I New Product Introduction [NPI] Electronics Manufacturing Services [EMS] provider. Inspection methods such as AOI, X-ray Inspection, and Cross section analysis were used to accumulate data on reliable solder joint and the range of solder volume deposited, leading to the identification of the desired range. This desired range of solder volume was used as a basis to determine the SPI tolerance limits. A Design of Experiments (DOE) approach is implemented to find the optimal print parameters for each package required for achieving the desired range of solder volume.
  • 6. vi Dedicated to my parents and my dear sister For their endless love, support and encouragement
  • 7. vii ACKNOWLEDGEMENTS I am sincerely grateful to Dr. Srihari, Dr. Nagarur and Mr. Havens for their constant guidance and support during the entire course of my study. Their valuable inputs and critiques have enabled me to develop a strong researching technique that has been of immense help in the professional aspects of my work. I would like to thank Dr. Lu and Dr. Greene for being part of my committee and providing their valuable inputs on my research work. I am also grateful to all my professors who taught the courses that I have taken during my master’s degree. I would like to thank my manager, Fikreta Jusufagic for her constant support and continuous encouragement for my research work as well as the other project related activities. I would also like to thank Dr. Shane Lewis and Tushar Tike for their invaluable feedback during this research. I will be personally indebted to them for their guidance and support that enabled me to rise to the expectations of the professional work environment. I am immensely thankful to my parents Prasad Chintamaneni and Padmavathi Chintamaneni and my dear sister Bhargavi, who continuously supported and believed in me even during the tough times. I am also grateful to all my friends and relatives who have stood by me and believed in me all these years. Lastly, I am grateful to the God for everything that he gave me.
  • 8. viii Table of Contents List of Tables………………………………………………………………………………………………………………………………xi List of Figures………………………………………………………………………………………………………………….…………xii List of Abbreviations…………………………………………………………………………………………………………………xvi Chapter 1: Introduction to Research……………………………………………………………………………………………1 1.1 Introduction………………………………………………………………………………..……………………………1 1.2 Problem Statement………………………………………………………………………………..…………………4 1.3 Research Objective………………………………………………………………………………..…………………5 1.4 Research Methodology…………………………………………………………………………….………………5 Chapter 2: Literature Review………………………………………………………………………………………………………7 2.1 Introduction…………………………………………………………………………………………………..…………7 2.2 Solder Paste Printing………………………………………………………………………………………..………7 2.2.1 Factors affecting solder paste printing………………………………………….…………11 2.2.2 Evaluation of the solder paste printing process……………………………….……..16 2.2.3 Solder paste rheology…………………………………………………………………………..…21 2.2.4 Optimization of stencil printing parameters……………………………………………23 2.3 SMT defects due to poor solder paste printing…………………………………………………….…24 2.3.1 Smear…………………………………………………………………………………………………..…24 2.3.2 Insufficient solder……………………………………………………………………………………27 2.3.3 Slump……………………………………………………………………………………………..………27
  • 9. ix 2.3.4 Solder Bridging…………………………………………………………………………………….…28 2.3.5 Tombstoning………………………………………………………………………………………..…30 2.4 Solder Paste Inspection…………………………………………………………………………………………..31 2.4.1 Need for Solder Paste Inspection………………………………………………………….…31 2.4.2 Determining Solder Paste Inspection (SPI) Tolerance Limits……………………34 2.4.3 Functioning of Solder Paste Inspection machine……………………………………..36 2.4.4 Importance of true height measurement………………………………………………..42 Chapter 3: Research Methodology……………………………………………………………………………………………45 3.1 Introduction……………………………………………………………………………………………………………45 3.2 Methodology Overview………………………………………………………………………………………….46 3.3 Selection of Packages……………………………………………………………………………………………..47 3.3.1 0.4 mm pitch Package on Package…………………………………………………………..47 3.3.2 0.4mm Pitch SMT Connector…………………………………………………………………..53 3.3.3 0.4 mm Pitch Quad Flat No-Leads (QFN) Package……………………………………55 3.3.4 0.5 mm Pitch Surface Mount Connector………………………………………………….57 3.3.5 0.5mm Pitch Quad Flat No-Leads (QFN) Package………………………………….…59 3.3.6 2525 Surface Mount Passives………………………………………………………………….61 3.4 Test Vehicle Specifications……………………………………………………………………………………..63 3.4.1 Test Vehicle1…………………………………………………………………………………………..63 3.4.2 Test Vehicle2…………………………………………………………………………………………..64 3.4.3 Test Vehicle3…………………………………………………………………………………………..64 3.5 Equipment and Chemistries Used…………………………………………………………………………..64 3.6 Finding Optimal Print Parameters…………………………………………………………………………..66 3.6.1 Factors and Levels for DOE 1…………………………………………………………………..67 3.6.2 Factors and Levels for DOE 2…………………………………………………………………..69 3.6.3 Factors and Levels for DOE 3…………………………………………………………………..70 Chapter 4: Results and Discussions……………………………………………………………………………………………74 4.1 SMT yield analysis…………………………………………………………………………………………………..74
  • 10. x 4.2 Determination of Solder Paste Inspection Tolerance Limits……………………………………76 4.3 0.4 mm pitch Package on Package (PoP)………………………………………………………………..76 4.3.1 Stencil design optimization…………………………………………………………………….76 4.3.2 Solder Paste Inspection tolerance limits for 0.4 mm pitch PoP……………….86 4.3.3 Finding optimal print parameters for 0.4 mm pitch PoP………………………….88 4.3.4 Validation of optimal print parameters……………………………………………………95 4.4 Solder Paste Inspection tolerance limits for the 0.4mm pitch SMT connector………..97 4.4.1 Finding optimal print parameters……………………………………………………………99 4.4.2 Validation of optimal print parameters…………………………………………………102 4.5 Solder Paste Inspection tolerance limits for 0.4 mm Pitch Quad Flat No-Leads (QFN) Package………………………………………………………………………………………………………………………104 4.5.1 Validation of optimal print parameters…………………………………………………106 4.6 Solder Paste Inspection tolerance limits for 0.5 mm pitch surface mount connector …………………………………………………………………………………………………………………………………..106 4.6.1 Validation of optimal print parameters…………………………………………………108 4.7 Solder Paste Inspection tolerance limits for 0.5 mm pitch Quad Flat No-Leads (QFN) Package………………………………………………………………………………………………………………………108 4.8 Validation of the solder paste inspection tolerance limits…………………………………….110 4.9 2525 Surface Mount Passive…………………………………………………………………………………112 4.9.1 Solderability test on the components……………………………………………………112 4.9.2 Results of DOE 3……………………………………………………………………………………117 Chapter 5: Summary and Future Scope…………………………………………………………………………………..120 5.1 Summary of Research…………………………………………………………………………………………..120 5.2 Future Research……………………………………………………………………………………………………124 Appendix…………………………………………………………………………………………………………………………………126 References………………………………………………………………………………………………………………………………130
  • 11. xi List of Tables Table 2.1: SPI solder volume % information for X board (Chen, 2011)………………...35 Table 2.2: SPI solder volume % information for Y board (Chen, 2011)………………...35 Table 2.3: SPI solder volume % information for Z board (Chen, 2011)………………...35 Table 3.1: Equipment and Chemistries Used………………………………………….…65 Table 3.2: Factors and levels considered for DOE 1………………………………….…67 Table 3.3: Factors and Levels used for DOE 2………………………………………..…69 Table 3.4: Experimental Design for DOE 3…………………………………………..…73 Table 4.1: Factors and Levels in DOE 1-1………………………………………………91 Table 4.2: Validation of the Solder Paste Inspection tolerance limits……………….…111 Table 5.1: Summary of Solder Paste Inspection Tolerance Limits…………………… 123
  • 12. xii List of Figures Figure 1.1: Breakdown of SMT Defects (Biemans, 2011)…………….………………….3 Figure 2.1: Stencil Printing Process (Pan, 1999)…………………………...……………10 Figure 2.2: Aperture Emptying Process (Durairaj, 2001)………………..………………10 Figure 2.3: Dimensions of stencil aperture (Burr, 1998)………………………………...12 Figure 2.4: Solder paste stencil printing variables (Amalu, 2011)……………………....14 Figure 2.5: A hierarchical view of influence variables of stencil printing (Yang, 2005)..15 Figure 2.6: Perpendicular and Parallel Apertures (Pan, 1999)…………………………..20 Figure 2.7: Constituents of solder flux (Amalu, 2011)…………………………………..22 Figure 2.8: Effect of stencil thickness on print defect (Lee, 2001)………………………26 Figure 2.9: Bridging Mechanism (Lee, 2001)…………………………………………...29 Figure 2.10: Tombstoning model analysis (Lee, 2001)………………………………….29 Figure 2.11: Rework cost and the 10X rule (Riddle, 2007)……………………………...33 Figure 2.12(a): Contrast base, gray scale image (Mohanty, 2008)………………………38 Figure 2.12(b): Textured base image (Mohanty, 2008) …………………………………38 Figure 2.13(a): 2D image of solder deposits (Mohanty, 2008)…………………………..38 Figure 2.13(b): Segmented 2D image of solder deposits (Mohanty, 2008)……………...38 Figure 2.14: Height calculation using Moiré topography (Biemans, 2011)……………..41 Figure 2.15: Solder Paste Height Value under normal condition and after filtering (Kulkarni, 2014)………………………………………………………………………….44 Figure 3.1(a) PoP configuration (Lin, 2007)…………………………………………….49 Figure 3.1(b) PoP bottom Package (Lin, 2007)………………………………………….49
  • 13. xiii Figure 3.2: DM3730/25 Digital Media Processor CBC s-PBGA-515 Package (Bottom View) (Texas Instruments, 2010)………..…………………………………...………….49 Figure 3.3: Mechanism of warpage in PoP (Lin, 2007)………………...……………….50 Figure 3.4: Open joints induced in PoP due to warpage (Lin, 2007)………...………….50 Figure 3.5: Typical head-in-pillow failure between PoP bottom package and PCB…….50 Figure 3.6: Recommended P.C.Board Pattern Layout for the concerned 0.4 mm pitch SMT connector (Molex, n.d)…………………………………………………………….54 Figure 3.7: Package Dimensions for the concerned 0.4 mm pitch Quad Flat No-Leads (Onsemi, n.d)………………………………...………………………………….56 Figure 3.8: Package dimensions for the concerned 0.5 mm pitch connector (IHS CAPS Universe, n.d)…………………………………..……………………………………….58 Figure 3.9: Package outline of 0.5 mm pitch QFN………………………........................60 Figure 3.10: View and Dimensions of 2525 Package (Vishay Intertechnology Inc., nd)………………………………………………………..62 Figure 4.1: SMT defect analysis…………………………………………………………75 Figure 4.2: Solder bridge defects detected in the inner row of the PoP……………….…78 Figure 4.3: Shadow Moiré test results on the bottom package of the PoP (Source: Sanmina)…...…………………………………………………………………………….79 Figure 4.4: Cross sectional map used for 'z' calculation…………………………...…….81 Figure 4.5: Cross section images used for 'z' calculation……………………………..…81 Figure 4.6: Pad area measurements using Vision Gauge software……………………...82 Figure 4.7: Aperture size calculation…………………………………………………….84 Figure 4.8: Expanded view for a single pad in the array………………………………...84 Figure 4.9: Final stencil design used for the concerned PoP (Dimensions in mils)……..85 Figure 4.10: Range of Transfer Efficiency (%) of solder paste deposition for the 0.4 mm pitch PoP…………………………………………………………………….…..87 Figure 4.11: Main Effects Plot for DOE1………………………………………………..89 Figure 4.12: Interaction Effects Plot for DOE 1…………………………………………89 Figure 4.13: Pareto Chart of the Standardized Effects………………………….……….90 Figure 4.14: P values of all factors and their interactions in DOE 1…………………….90
  • 14. xiv Figure 4.15: Main Effects Plot for Transfer Efficiency in DOE 1-1…………………….93 Figure 4.16: Interaction Plot for Transfer Efficiency in DOE 1-1……………………….93 Figure 4.17: P values of factors in DOE 1-1……………………………………………..94 Figure 4.18: Range of Transfer Efficiency (%) for the 0.4 mm pitch PoP in the validation run…………………………………………………………………………….96 Figure 4.19: Range of Transfer Efficiency (%) for 0.4 mm pitch SMT connector99 Figure 4.20: Main Effects Plot for DOE 2…………………...…………………………100 Figure 4.21: Interaction Effects Plot for DOE 2………………………………………..100 Figure 4.22: Pareto Chart of the Effects for DOE 2…………………………...……….101 Figure 4.23: P-values for all factors considered in DOE 2……………………………..101 Figure 4.24: Range Transfer Efficiency (%) for 0.4 mm pitch SMT connector in validation run…………………………………………………………………………...103 Figure 4.25: Range of Transfer Efficiency (%) for 0.4 mm pitch QFN……………..…105 Figure 4.26: Range of Transfer Efficiency (%) for 0.4 mm pitch QFN in validation run………………………………………………………………………………………105 Figure 4.27: Range of Transfer Efficiency (%) for 0.5 mm pitch connector…………...107 Figure 4.28: Range of Transfer Efficiency (%) for 0.5 mm pitch connector in validation run……………………………………….……………………………………………...107 Figure 4.29: Range of Transfer Efficiency (%) for 0.5 mm pitch QFN………………..109 Figure 4.30: Range of Transfer Efficiency (%) for 0.5 mm pitch QFN in validation run………………………………………………………………………………………109 Figure 4.31: DC 1402 component as received from stock……………………………...114 Figure 4.32: Typical appearance of DC1402 after 5 seconds immersion dip and look test……………………………………………………………………………………....114 Figure 4.33: DC 1348 component as received from stock……………………………...114 Figure 4.34: Typical appearance of DC 1348 after 5 seconds immersion dip and look test………………………………………………………………………………………114 Figure 4.35: Solderability test report on DC 1402 of the concerned component (Source: Sanmina)……....................................................................................................115 Figure 4.36: Solderability test report on DC 1348 of the concerned component (Source: Sanmina)……………………………………………...……………………….116
  • 15. xv Figure 4.37: ANOVA for 5 factor model in DOE 3……………………………………………...118 Figure 4.38: Main Effects Plot for Peak Force………………………………………....118 Figure 4.39: ANOVA for 4 factor model in DOE 3…………………………………....119 Figure 4.40: 4 Factor Interaction Plot in DOE 3………………………………………..119
  • 16. xvi List of Abbreviations SMT Surface Mount Technology SPI Solder Paste Inspection PCB Printed Circuit Board AOI Automatic Optical Inspection AXI Automatic X-ray Inspection DOE Design of Experiments QFN Quad-Flat-No-Leads ANOVA Analysis of Variance PoP Package on Package TE Transfer Efficiency NPI New Product Introduction EMS Electronic Manufacturing Services CTE Coefficient of Thermal Expansion
  • 17. 1 Chapter 1: Introduction to Research 1.1 Introduction Manufacturing processes in the electronics manufacturing industry have been continually evolving due to a constant increase in demand for ever smaller and more powerful electronics products. This demand is accompanied by a further requirement to deliver these products at reduced cost and higher reliability. The fabrication of fine pitch components with higher I/O was possible due to advancements in Integrated Circuit(IC) fabrication, ball grid array and flip chip technologies. The introduction of Surface Mount Technology (hereafter referred as SMT in this report) majorly changed the electronics industry. There are three essential operations in surface mount assembly: (1) solder paste printing, (2) component placement and (3) solder reflow. The SMT process starts with solder paste printing that involves depositing solder paste onto the bare pads of the Printed Circuit Board (PCB) via stencil printing. A reliable solder joint is dependent on required solder volume deposition, which is possible through uniform transfer characteristics of solder paste from the stencil to the PCB. After the solder paste deposition, different components are placed onto their designated solder pads on the PCB.
  • 18. 2 Accurate placement of components is crucial for avoiding placement related defects after reflow. After the placement operation, components are soldered onto to the board during the reflow process, which is the final stage of the SMT process. During the reflow process, the solder pads, component leads and solder are heated above the melting point of solder for a certain period (dwell time) which is necessary for the formation of a reliable solder joint. The reflow process is aimed at forming reliable solder joints on all components placed on board without damaging the components. The PCBs are then inspected after the reflow process to catch any defects that may have occurred during the SMT process. Defects caught at the end of SMT process are reworked, which can degrade the reliability of solder joint or sometimes may even lead to the scrapping of the PCBs. Since there is an industry-wide consensus that a majority of SMT defects can be related to the solder paste printing process, many manufacturers are moving towards inspection of solder paste printing operation using 2D or 3D SPI machines (Valenzuela, 2004). Figure 1.1 shows the breakdown of SMT defects
  • 19. 3 Figure 1.1: Breakdown of SMT Defects (Biemans, 2011)
  • 20. 4 1.2 Problem Statement The SPI machine is programmed to measure area, height and volume of solder paste printed on the soldering pads of the PCB. The machine will then check if the measured values fall within the preset tolerance limits. If the values are within the tolerance limits, the boards would be passed downstream. If the values are not within the preset tolerance limits, the concerned locations are flagged by SPI machine. This way the SPI machine is expected to detect printing related defects before component placement. However, the SPI tolerance limits are determined subjectively. Review of literature also indicates that there is little research done on the determination of SPI tolerance limits. As defects occur only after the reflow process, effective determination of SPI tolerance limits should be based on feedback from post-reflow inspection (Huang, 2011). SPI machine set up with incorrect tolerance limits would become ineffective in catching print related defects. So the problem of subjective SPI tolerance limits is addressed in this report, by determining SPI tolerance limits based on inspection feedback after reflow. It is a challenging task to achieve a consistent solder paste deposition with desired transfer efficiency, especially in the case of fine pitch packages. Transfer Efficiency is calculated as the solder paste volume deposition divided by its concerned stencil aperture volume. Having optimal print parameters would help in achieving a consistent good transfer efficiency of the solder paste. Since the solder paste printing process involves many variables, a Design of Experiments (DOE) approach has been a proven approach to understanding the interaction of the variables that influence the solder paste printing. So,
  • 21. 5 a DOE approach is used in this report to find optimal print parameters for all packages considered in this thesis. 1.3 Research Objective The goal of this research is to determine the SPI tolerances for different fine pitch packages using feedback from post-reflow inspection and to use a design of experiments approach to find optimal print parameters that can help in achieving the desired solder paste printing consistently. This report includes 1. Determination of SPI tolerances for the following components o 0.4 mm pitch Package on Package o 0.4 mm pitch surface mount connector o 0.4 mm pitch Quad Flat No-Leads Package o 0.5 mm pitch surface mount connector o 0.5 mm pitch Quad Flat No-Leads Package 2. Determination of near optimal print parameters to achieve the desired solder volume deposition on a consistent basis. 1.4 Research Methodology This thesis work is performed in two stages. In the first stage, yield data at a Tier I electronics manufacturer service provider was analyzed to find out the components that are experiencing solder paste print related defects. Once the packages are listed, the
  • 22. 6 solder paste deposition for each package was analyzed. The SPI tolerances for each package were determined using the feedback from post-reflow inspection In the second stage, a DOE approach was used to find out optimal print parameters for each package that can help in achieving the desired solder volume deposition on a consistent basis. A detailed description of the methodology adopted in this research will be given in Chapter 3 of this thesis work.
  • 23. 7 Chapter 2: Literature Review 2.1 Introduction SMT is the process of soldering electronic components onto the conductive pads of PCB. The SMT process consists of three sub-processes: printing solder paste onto the substrate, automatic placement of components onto their designated locations and reflow of the substrate along with components to form a solder joint. The Literature Review shows that 52-71% of SMT defects can be attributed to the solder paste printing process (Pan, 1999). As the trend of product miniaturization continues to happen, the need for assembling area array type packages increases. The assembly of area array packages involves depositing very small solder paste deposits, wherein the surface tension effects are dominant over the viscous flow of the solder paste. For this reason, printing of solder paste through small apertures usually results in stencil clogging and incomplete paste transfer. An in-depth understanding of the interactions between process parameters and their interactions is essential for achieving acceptable print yields. 2.2 Solder Paste Printing In the solder paste printing process, solder paste is deposited onto the PCBs before placing the components. Due to advantages such as high production speed and cost reduction, stencil printing is widely adopted in the industry for solder paste printing.
  • 24. 8 According to Amalu, et al. (2011), controlling the exact amount of solder paste deposited on the PCB is one of the main challenges at second level packaging. The solder paste deposited on the solder pads varies from pad to pad within a PCB, and it also varies from one PCB to another. This inconsistency is because of many variables involved in the stencil printing, and the problem of not achieving consistent printing worsens with fine pitch apertures. Hence, there is a need for a better understanding of solder paste printing process (Amalu, 2011). In stencil printing, the solder paste is transferred into the stencil aperture by the squeegee action and the desired amount of solder paste is left on the pads of the substrate. According to Nguty (1999), the quality of solder paste printing process is dominated by the flow of solder paste into the stencil aperture and the aperture emptying process. The Solder paste must have the ability to deform easily into the stencil aperture when sheared and flow out of the stencil aperture during paste release (Durairaj, 2001). According to Yang, et al. (2005), three sequential stages in stencil printing proces are illustrated in Figure 2.1. In the first stage, a squeegee forces the solder paste to roll in front of its blade for some distance before shearing off the paste in stencil apertures as the squeegee moves over the stencil. In the second stage, the hydrodynamic pressure that is generated during the paste roll injects the solder paste into the stencil apertures. Finally, in the third stage, solder paste is left on the pad of the substrate after the PCB is mechanically separated from the stencil. As the board moves away from the stencil, the solder paste experiences forces at the pad surface and aperture walls. As shown in Figure 2.2, the adhesive frictional force operating between the stencil walls and the solder paste competes directly with the adhesive pull force between the solder paste and the PCB bond pad. The net
  • 25. 9 force determines the final release of paste from the stencil aperture (Durairaj, 2001) and (Amalu, 2011).
  • 26. 10 Figure 2.1: Stencil Printing Process (Pan, 1999) Figure 2.2: Aperture Emptying Process (Durairaj, 2001)
  • 27. 11 2.2.1 Factors affecting solder paste printing A number of process parameters influence the solder paste printing process. According to Haslehurst, et al. (1996), the process parameters can be categorized into four groups: printer, paste, environmental and stencil. Squeegee pressure, squeegee speed, stencil separation speed and print direction are the key processes in stencil printing. Literature Review indicates that area ratio and aspect ratio are important factors in addressing the challenges of solder paste printing. Durairaj, et al. (2001), showed experimentally that aspect ratio should be higher than 1.25 and area ratio should be greater than 0.6. Paste transfer is also directly impacted by particle size and other paste related properties. 2.2.1.1 Aspect ratio and Area ratio Aspect ratio is defined as the ratio of aperture width (W) to the stencil thickness (T). Aspect Ratio = 𝐴𝑝𝑒𝑟𝑡𝑢𝑟𝑒 𝑊𝑖𝑑𝑡ℎ 𝑆𝑡𝑒𝑛𝑐𝑖𝑙 𝑇ℎ𝑖𝑐𝑘𝑛𝑒𝑠𝑠 = 𝑊 𝑇 (Durairaj, 2001) Area ratio is defined as the ratio of the area of the aperture opening (L*W) to the area of the aperture wall (2T * (L+W)) Area Ratio = 𝐴𝑟𝑒𝑎 𝑜𝑓 𝑎𝑝𝑒𝑟𝑡𝑢𝑟𝑒 𝑜𝑝𝑒𝑛𝑖𝑛𝑔 𝐴𝑟𝑒𝑎 𝑜𝑓 𝑎𝑝𝑒𝑟𝑡𝑢𝑟𝑒 𝑤𝑎𝑙𝑙 = 𝐿∗𝑊 2∗𝑇∗(𝐿+𝑊) (Durairaj, 2001) The dimensions of stencil aperture used in the calculation of Aspect ratio and Area ratio are illustrated in Figure 2.3.
  • 28. 12 Figure 2.3: Dimensions of stencil aperture (Burr, 1998)
  • 29. 13 Amalu, et al. (2011), grouped the critical variables, that influence the solder paste deposition, into five categories: Solder Paste, Stencil, Substrate, Printer and Environmental parameters that are shown in Figure 2.4. The stencil and substrate parameters do not change during the manufacturing process, but the remaining three of the five parameters stated above, vary either automatically or on their own. A change in properties of the solder paste during printing process significantly impacts the paste transfer efficiency.
  • 30. 14 Figure 2.4: Solder paste stencil printing variables (Amalu, 2011)
  • 31. 15 Yang, et al. (2005), proposed “a hierarchical view of influence variables of the stencil printing” that is shown in Figure 2.5. Figure 2.5: A hierarchical view of influence variables of stencil printing (Yang, 2005)
  • 32. 16 2.2.2 Evaluation of the solder paste printing process Lau, et al. (1997), evaluated the solder paste printing process and developed the five level hierarchies for the solder paste printing process and states that such hierarchical evaluation of the solder paste printing process is essential for improving the concerned process. According to Lau, et al. (1997), following are the five major factors that determine the quality of solder joint: (i) “The choice of stencil opening geometry; (ii) The matching of the solder paste; (iii) The control of the waiting time (iv) The selection of the squeegee material; and (v) The parameter setting of printing machine” (Lau, 1997). Descriptions of the five factors mentioned are as follows: 2.2.2.1 Choice of stencil opening geometry Chemical etching, laser cutting, and electroforming are the three different stencil fabrication processes that are used in the stencil manufacturing industry. The Chemical etching process usually produces a knife edge shaped aperture opening, which affects the release of solder paste especially when the aperture opening is less than 25µm. Therefore, an additional process called electropolishing is employed after chemical etching, to smoothen the knife edge shaped aperture openings. The laser cutting process yields a stencil opening such that the bottom is slightly larger than the top, and such internal taper on aperture walls favors the better release of solder paste from the stencil. The electroforming process can produce a stencil with very fine and smooth aperture with vertically tapered walls. The stencils fabricated through the electroforming process favors a smooth release of solder paste even at fine pitch aperture openings (Lau, 1997).
  • 33. 17 2.2.2.2 Matching of solder paste The quality of the solder paste printing process is greatly influenced by the composition of solder paste and its corresponding properties. Few characteristics of the solder paste, such as viscosity, wetting, metal composition, particle shape and size, and also the flux activity play a significant role in the solder paste printing process (Lau, 1997). 2.2.2.3 Control of waiting time The wait time of the solder paste after being deposited onto their designated solder pads affects the solder joint quality. This is because after solder paste printing, the paste slumps, spreads and absorbs moisture from the environment. The slumping effect gets more significant for fine pitch components than when compared with normal components. Excessive wait time can also lead to other defects such as solder balls. Therefore, the wait time before reflow should be controlled (Lau, 1997). 2.2.2.4 Selection of squeegee material A squeegee is used to spread the solder paste across the stencil and allow the transfer of solder paste through the stencil onto the PCB. A harder squeegee favors better paste transfer when compared to a softer squeegee. A soft squeegee is preferred while using a stepped stencil. However, using a soft squeegee may cause scoop printing, due to the spring back property of the soft squeegee. A metal squeegee, usually made from
  • 34. 18 stainless steel, is used as a hard squeegee, and it does not create scooping problem (Lau, 1997). 2.2.2.5 Settings of solder printing process The solder paste printing process is highly affected by five print machine parameters. These are the printing pressure, the printing speed, the snap off, the parallelism of the squeegee, and the squeegee angle. “Environmental conditions such as humidity and temperature also impact the solder printing process” (Lau, 1997). The effects of the parameters mentioned above are explained below Low print speed may lead to inconsistent fill in of stencil apertures because the low squeegee speed may not favor the roll of solder paste in front of the squeegee. High print speed will cause loss of viscosity in the solder paste that may lead to slumping and misprint. It also pushes down the squeegee into stencil apertures and may scoop out some of the solder paste. On the other hand, if the squeegee pressure is too light, the solder paste may not adhere to the solder pads. The distance to which the PCB is mechanically separated at a controlled speed is known as the snap-off distance. The squeegee angle is the angle at which the squeegee gets in contact with the stencil. The squeegee angle affects the forces that are required to roll the solder paste in front of the squeegee and push the solder paste into the stencil apertures. When the squeegee travel direction is perpendicular to the longer side of the stencil aperture, then the aperture is called a perpendicular aperture. When the squeegee travel direction is parallel to the longer side of the stencil aperture, then the aperture is called parallel aperture. Both perpendicular and parallel apertures are shown in Figure 2.6. Pan, et al. (1999), showed experimentally
  • 35. 19 that a stencil with perpendicular apertures can deposit 5-6% more volume than a stencil with parallel apertures.
  • 36. 20 Figure 2.6: Perpendicular and Parallel Apertures (Pan, 2004)
  • 37. 21 2.2.3 Solder paste rheology For several reasons such as low cost, a low melting point when compared to its alternatives, good mechanical strength and comparatively good solderability, Sn-Ag- Cu(SAC) solder alloy is considered as the most promising lead-free solder alloy (Kim, 2003). As the print quality of the solder paste is directly impacted by its rheological properties such as flow, slump resistance, and tack value, rheology of solder paste is gaining significance. Mallik, et al. (2008), proposed that microscopic distributions of solder powders strongly affect the rheological behavior of the solder paste. The solder paste is considered as a non-Newtonian fluid that exhibits thixotropic behavior. Amalu, et al. (2011), established the way the transfer efficiency of lead-free solder is affected by “solder paste rheology and stencil aperture cavity size” (Amalu, 2011). According to Durairaj (2001), consistent withdrawal of the solder paste is highly dependent on the paste rheology at minuscule aperture sizes. This is because the surface tension dominates viscous flow at smaller aperture sizes and, therefore, impacts the paste transfer efficiency. The constituents of the solder flux are shown below, in Figure 2.7.
  • 38. 22 Figure 2.7: Constituents of solder flux (Amalu, 2011)
  • 39. 23 2.2.4 Optimization of stencil printing parameters Stencil print parameters play a key role in improving the SMT yield. This section lists the important print parameters and the research that have been done in the optimization of those key print parameters. Sekharan, et al. (2006), conducted a half factorial DOE by considering five factors at two levels and obtained optimal settings for a solder paste printing process. squeegee pressure, squeegee speed, snap off, separation speed and stencil wipe frequency were the five different factors that were considered for performing the DOE. The height of the solder paste deposition was considered as a response variable. The interactions of the snap off and the separation speed, the print speed and the squeegee pressure, and the separation speed and the stencil wipe frequency were identified as significant interactions that influenced the solder paste height deposition. The results of the DOE indicated that among the two levels chosen for each factor, a high squeegee pressure, high printing speed, low snapoff , low separation speed were part of optimal print parameters. The authors have also shown a 20% percent improvement in response variable by performing a validation run with the optimal print parameters. Pan, et al. (2004), identified the critical variables that influence the height, area, and volume of the solder paste deposition. The authors used ANOVA to examine the influence of aperture size and shape, thickness of the stencil, surface finish of the board, solder paste type and print speed on the solder paste deposition. Their analysis has shown that thickness of the stencil and size of the aperture are the two most critical variables that influence the solder paste deposited.
  • 40. 24 Liu, Y., and Johnson, W. (2007), employed a Taguchi DOE approach to investigate the effect of the stencil thickness, the squeegee pressure, the PCB separation speed, and the squeegee speed on the stencil printing process. The transfer efficiency of solder paste volume was considered as a response variable in the experiment. Out of the four factors studied, stencil thickness had an obvious effect on the volume transfer efficiency. The PCB separation speed and the squeegee printing speed had a minor effect, and squeegee pressure had no significant effect on the response variable. Quicker separation of the PCB contributed towards a higher transfer efficiency. 2.3 SMT defects due to poor solder paste printing The usage of miniature components continues to increase as the demand for small handheld devices is increasing day-by-day. The manufacturing defects that occur during the assembly of the components can affect the service life of the small handheld devices. Hence, there is a requirement to understand these defects and stop/control these defects at the assembly level. According to Ladani, et al. (2008), the most frequent defects such as smear, insufficient solder, component shift, tombstoning, and solder bridging, are directly related to solder paste printing and solder reflow process. The following section of this report includes a brief description of several defects that are related to poor solder paste printing. 2.3.1 Smear This defect occurs when the solder paste is deposited in a quantity higher than the amount required during the solder paste printing process. Smear may appear as “solder
  • 41. 25 paste smudged around pads or as solder paste bridges between neighboring pads” (Lee, 2001). This defect is usually caused by the smear of solder paste around the stencil aperture opening that is left after processing the previous board. According to Lee (2001), the (1)aperture orientation (2) stencil thickness (3) poor gasketing of the stencil on the PCB (4) pitch dimension (5) taper treatment are a few of the factors that contribute to smear. Figure 2.8 illustrates that the smear usually decreases with increase in stencil thickness. As the thickness of the stencil increases, the driving force for the solder paste to slide underneath the stencil becomes weaker.
  • 42. 26 Figure 2.8: Effect of stencil thickness on print defect (Lee, 2001)
  • 43. 27 2.3.2 Insufficient solder Insufficient solder is a common problem at the stencil printing stage. Here the aperture clogging does not allow complete transfer of solder paste and, as a result, the deposited solder volume is less than target solder volume. Insufficiency is caused by a few factors such as (1) Inadequate paste rheology (2) stencil thickness (3) aperture orientation (4) pitch dimension (5)improper aperture design (6) insufficient squeegee pressure (7) powder size (8) poor aperture quality. According to Lee ( 2001), as the pitch decreases below 30mils, the print defect rate increases very rapidly. At a pitch below 30 mils, insufficiency becomes a dominant defect because clogging of the stencil aperture increases with decreasing aperture size. 2.3.3 Slump The slump is usually categorized as the cold slump and the hot slump. The hot slump is caused by high temperature and usually occurs during the solder reflow stage. Cold slump refers to the spread of solder paste, “from a brick shape into a smooth dome- shaped deposit at ambient conditions” (Lee, 2001). Hot slump is caused by (1) low viscosity of solder paste (2) small particle size (3) low metal or solid content (4) low thixotropy of solder paste (5) low surface tension of flux (6) wide particle size distribution (7) high humidity, and (8) high component placement pressure.
  • 44. 28 2.3.4 Solder Bridging Formation of an interconnection between neighboring pads due to the presence of excess solder is known as solder bridging. This defect may occur due to a variety of reasons such as (1) deposition of excessive solder paste (2) smearing of solder paste (3) excessive component placement pressure, and (4) slumping of solder paste (Lee, 2001). Figure 2.9 shows the way solder bridging happens. Solder bridging can be controlled by using the appropriate stencil, by selecting optimal print parameters, and by using a reflow with a slower ramp-up rate (Lee, 2001).
  • 45. 29 Figure 2.9: Bridging Mechanism (Lee, 2001) Figure 2.10: Tombstoning model analysis (Lee, 2001)
  • 46. 30 2.3.5 Tombstoning The phenomenon of the lifting of one end of a two leaded component is known as tombstoning. This defect is caused by uneven wetting forces at the two ends of the component during the reflow process. Figure 2.10 shows the forces exerted onto the component during reflow. The force F1 is exerted by the weight of the component, and the force F2 is exerted by the surface tension of molten solder underneath the component and the force F3 is the force exerted by the surface tension of the molten solder that is present on the right side of the component. The forces F1 and F2 tend to push the component downward, whereas force F3 tends to force the component to its corner. When the force F3, overrides the summation of the forces F1 and F2, the situation leads to a tombstoning defect (Lee, 2001). Tombstoning is affected by factors such as spacing between the pads, the size of the pads, dimensions of end terminations and most importantly thermal mass distribution. Spacing that is too wide between the pads can lead to easy detachment of the component from one end, and too little spacing between the pads leads to floating of the component during reflow. Both issues eventually lead to tombstoning. Misprinting of the solder paste can also lead to tombstoning. In this case, the force F3 (explained above) will be more on one end than the other end. This imbalance in forces will eventually lead to tombstoning.
  • 47. 31 2.4 Solder Paste Inspection 2.4.1 Need for Solder Paste Inspection The solder paste printing process is a crucial assembly process in SMT that determines the quality of the solder joints. According to Burr (1997), the solder paste printing process is considered a “black art” because there are 39 variables involved in the solder paste printing process and the relationship between those 39 variables is not completely understood. The volume of the solder paste deposited onto the PCB is considered to be a good predictor of solder joint reliability and for this reason; an ideal printing process is aimed at achieving consistent volume on a repeatable basis (Biemans, 2011). The Boards rejected due to defects would either be reworked or scrapped. Rework is a non-value adding process, and it requires excessive cost and resources. If not properly controlled, reworked solder joints can be less reliable and susceptible to fail. Reworked solder joints are less reliable and are vulnerable to fail at customer site which can lead to expensive warranty repairs. Scrapping a board incurs additional cost to the manufacturer and also affects their product delivery timelines. The excess cost of rework and constant market pressure to reduce cycle time has driven the manufacturer to look for ways to reduce or eliminate defects upstream in the process (Burr, 1997). Value added to the board increases as the board moves from one stage to another. Because of this reason, it is desirable to catch and prevent defects at an early stage. Washing a misprinted board consumes much less cost and resources than the resources consumed in reworking a fully processed board. Rework cost can be estimated by using
  • 48. 32 the 10X rule, which states that the rework cost at each stage will be ten times greater than that in the previous stage. For instance if correcting a misprint of solder paste is calculated to be $0.50, correcting the failure after reflow would cost $5.00 and correcting the same failure after the board is integrated into the system would cost $50.00. If somehow the defect escapes from all the inspection stages and the board fails at the customer site, the cost to recall the product and correct it could be as high as $500.00 or even more (Riddle, 2007). The 10X rule could easily justify the cost and resources invested in setting up a SPI machine and implementing an in-line solder paste inspection. The 10X rule explained in Figure 2.11. Many electronics manufacturing services providers have a market requirement to perform 100% solder paste inspection. “These factors combined with the ongoing need for continuous process improvement drives the need for solder paste inspection” (Gunn, 2001).
  • 49. 33 Figure 2.11: Rework cost and the 10X rule (Riddle, 2007)
  • 50. 34 Inspection of the solder paste after printing is a potential way to eliminate or reduce most of the defects. Numerous publications are available online which reiterate the importance of an in-line SPI machine. According to Johnson (2003), if a SPI machine is useful for stopping at least a few customer site board failures, the investment made on the SPI machine would be recovered within a short period. According to Daniels (1996), EMS providers believe that their profit margins can be increased by increasing the process quality but not by quoting higher prices or by lowering quality standards. The profit that manufacturers gain by supplying products with long term reliability is immeasurable. For these reasons, many manufacturers are starting to give importance to inspecting boards immediately after solder paste printing by deploying in-line SPI machines. However, SPI does not eliminate the need for post-reflow inspection stages such as visual inspection, AOI, Automatic X-ray Inspection (AXI), and In-Circuit Test (ICT) (Burr, 1997). 2.4.2 Determining Solder Paste Inspection (SPI) Tolerance Limits Chen, et al. (2011), worked on determining reasonable SPI tolerance limits based on solder paste volume distribution obtained from mass production data collection. The SPI tolerance limits were determined for certain packages on three different production boards. To determine SPI tolerance limits, the authors collected SPI data of certain packages on three production boards and related the data to inspection feedback from Automatic X-ray Inspection (AXI). The SPI tolerance limits for different packages are summarized in Tables 2.1, 2.2, and 2.3.
  • 51. 35 Table 2.1: SPI solder volume % information for X board (Chen, 2011) Package Average Minimum Maximum StDev SPI tolerance limits BGA 137.0% 102.0% 191.0% 11.00% 105% - 180% QFP 124.0% 84.3% 171.0% 13.90% 85% - 165% 0402 85.8% 63.7% 137.0% 9.56% 65% - 130% 0603 115.0% 85.0% 150.0% 8.87% 85% - 145% 0805 109.0% 89.8% 163.0% 6.93% 90% - 140% 1206 108.0% 90.6% 167.0% 7.47% 95% - 140% 2512 94.2% 81.0% 133.0% 6.05% 80% - 125% SO8 115.0% 85.7% 154.0% 7.94% 90% - 145% SOP8 115.0% 93.9% 139.0% 5.64% 95% - 135% Table 2.2: SPI solder volume % information for Y board (Chen, 2011) Package Average Minimum Maximum StDev SPI tolerance limits 0402 & 0603 116.0% 78.9% 191.0% 10.2% 85% - 146% 0805 & Above 114.1% 83.9% 156.8% 10.7% 82% - 146% SOP <=20 mils pitch 102.3% 76.7% 131.0% 7.9% 78% - 126% SOP >20 mils pitch 103.5% 79.5% 138.1% 9.6% 75% - 130% BGA <=20 mils pitch 108.1% 59.4% 131.9% 5.4% 92% - 124% BGA >20 mils pitch 102.4% 94.5% 111.7% 2.6% 95% - 110% QFN < = 12 mils 98.2% 75.7% 125.4% 8.6% 73% - 124.1% QFP < = 20 mils 112.3% 32.8% 152.7% 13.6% 72% - 153% Table 2.3: SPI solder volume % information for Z board (Chen, 2011) Package Average Minimum Maximum StDev SPI tolerance limits BGA 0.4 mm pitch 87.7% 52.3% 115.8% 9.9% 57% - 110% BGA 0.5 mm pitch 73.1% 46.4% 109.6% 9.2% 50% - 100% 0201 71.2% 43.3% 113.9% 10.7% 50% - 120% 0402 92.1% 70.4% 137.7% 11.1% 65% - 135% Shield Frame 85.7% 63.1% 135.7% 9.9% 60% - 135%
  • 52. 36 It can be noticed from Tables 2.1, 2.2 and 2.3 that the SPI tolerances vary not just from package to package but also from one board to another. The variation of the tolerance limits highlights the need for adopting a similar approach when determining the SPI tolerance limits. So a similar approach is adopted in the fourth chapter of this report to determine the SPI tolerance limits. The limits are then statistically validated. Later a DOE approach is employed to find optimal print parameters that can help to achieve solder paste deposition within the SPI tolerance limits. The optimal print parameters are validated in validation runs. 2.4.3 Functioning of Solder Paste Inspection machine 2.4.3.1 2D Area Measurement Techniques Initially, conventional Automated Optical Inspection (AOI) machines were used for verifying the correctness of solder paste deposit after the solder paste printing. Later special inspection algorithms were developed to measure important parameters such as shape, smearing, offset, coverage, slumping and bridging by using stencil Gerber data as the input file for inspection programming. Later, better algorithms were developed for 2D SPI inspection that dramatically increased the inspection capabilities of 2D SPI. However, the disadvantage of 2D technology is that it cannot be used to obtain height and volume of the solder paste deposit (Biemans, 2011). In 2D area measurement technique, the method used to collect an image of the solder paste deposit highly influences the solder paste area measurement. Usually, an image is acquired through two schemes: contrast based and texture based inspection. After the image is acquired, image processing algorithms are applied to the image to
  • 53. 37 separate the image of solder paste from its background images such as solder mask, silk screen, copper traces and bare FR4. A gray scale comparison technique, shown in Figure 2.12a, is employed in the contrast base image processing analysis. In the texture base analysis, shown in Figure 2.12b, the solder paste is discriminated from its surroundings by using a special image texture of the solder paste (Marantz Business Electronics, 2012).
  • 54. 38 Figure 2.12(a): Contrast base, gray scale image Figure 2.12(b): Textured base image (Mohanty, 2008) Figure 2.13(a): 2D image of solder deposits Figure 2.13(b): Segmented 2D image of solder deposits (Mohanty, 2008)
  • 55. 39 2.4.3.2 3D area measurement technique In this technique, the image representing the height of the solder deposit at each pixel is the basis for 3D area measurements. The most common methods used to measure the solder paste height in 3D SPI are Phase shift moiré and Laser triangulation methods. In both the techniques, only the height of the solder paste deposit is measured. Area and volume of each deposit are obtained by integrating the height data of each XY pixel. The accuracy of the height of the deposit depends on choosing a correct reference, which is called a ‘zero reference.’ Ideally the solderable pad of the PCB is used as a zero reference. But as solder paste covers the pad after printing, the pad surface cannot be used as a zero reference. For this reason, the area surrounding the circumference of the pad is taken as a zero reference. As the area surrounding the circumference of the pad is slightly higher than the pad surface, the height offset is applied to the measured value. The height offset is calculated using a golden board (Biemans, 2011). Laser triangulation method Laser triangulation method is one of the oldest technologies used to measure the height of the solder paste deposit. In this method, “a laser slit beam is projected by a laser head, and a camera is used to capture the reflected laser lines. The laser head is moved in defined pitches to cover the target area” (Marantz Business Electronics, 2012).
  • 56. 40 Moiré topography This is a method used for solder height measurement. This method uses tridimensional measurement by phase modulation. In this method, “lines are projected on an object as of modulated inference fringes” (Biemans, 2011). The height of the object is calculated “by moving the observation grating that creates the lines” (Biemans, 2011). The height calculation using Moiré topography is shown in Figure 2.14.
  • 57. 41 Figure 2.14: Height calculation using Moiré topography (Biemans, 2011)
  • 58. 42 Dual multisampling laser systems Dual multisampling laser system combines the advantages of both the Laser triangulation method and the Moiré topography. The lasers used in this method can inspect the PCBs with different colors and can also eliminate shadow effects. This method of inspection is much faster and accurate than either of the methods explained above (Biemans, 2011). 2.4.4 Importance of true height measurement The accurate measurement of height is critical to SPI measurement because it has a direct correlation with solder volume and defects (Kulkarni, 2014). Huang, et al. (2004), showed that the accurate inspection of solder volume aids in improving the final quality of the product. 2.4.4.1 Possible causes of Incorrect Volume Usually, the actual volume of the solder paste deposited is different from the target volume because “solder paste printing is a complicated process and many factors can contribute to variation in solder paste deposition” (CyberOptics, 2013). Rheology and composition of solder paste, stencil and squeegee used and process parameters are the primary factors that affect the solder paste deposition. Detailed descriptions of all factors that affect the solder printing process have been mentioned in Sections 2.2.1 and 2.2.2. The solder paste deposits do not have perfect square edges, especially in the case of fine pitch packages. Precise volume measurement becomes difficult when the solder deposits
  • 59. 43 do not have perfect square edges, and if the SPI image acquisition system adopts the image filtering technique, the calculated volume would not be an accurate representation of actual volume (Kulkarni, 2014). The effect of image filtering is shown in Figure 2.15.
  • 60. 44 Figure 2.15: Solder Paste Height Value under normal condition and after filtering Source: (Kulkarni, 2014)
  • 61. 45 Chapter 3: Research Methodology 3.1 Introduction As mentioned earlier in Chapter 1, this thesis is focused on determining SPI tolerance limits for different fine pitch packages. Chapter 2 highlights the several factors that are involved in solder paste printing and the defects that arise due to the variation in those factors. The functioning of SPI machine and the necessity of using it in controlling the solder paste print related defects has also been shown in Chapter 2 of this report. Electronics manufacturing service (EMS) providers assemble products that belong to different Original Equipment Manufacturers (OEMs). The products mix would usually range from a high mix and high complexity to a low mix and low complexity. This is the rationale behind choosing target packages from the yield analysis of a Tier I New Product Introduction [NPI] Electronics Manufacturing Services [EMS] provider. A detailed description of the methodology adopted in completing this research is given in the following sections of this chapter.
  • 62. 46 3.2 Methodology Overview This research is performed in two stages. The details of the steps involved in each stage are described below: Stage 1:  Analysis of the SMT yield data of an EMS provider to find out the distribution of defects and identify the proportion of print related defects.  Identification of the different packages on which the defects are occurring on a recurring basis.  Analysis of the range of the solder paste deposition on the pads of the concerned packages.  Using the feedback from post-reflow inspection of the concerned packages to determine the ideal range of solder paste deposition that does not lead to defects.  The ideal range of solder paste deposition would be used as a basis for determining the SPI tolerance limits. Stage2:  Two assemblies, which contain all packages chosen in step1, will be selected to perform a specific DOEs.  Using the design of experiments approach to determine optimal print parameters that can help in achieving the desired ideal range of solder paste deposition on concerned packages.
  • 63. 47 3.3 Selection of Packages The following section gives the list of selected packages and their detailed descriptions. 3.3.1 0.4 mm pitch Package on Package Package on Package (PoP) is one of the key technologies used for developing advanced smart electronic products. Due to several advantages offered by the PoP, it has been widely used in the electronics industry to meet the never ending drive for smaller, lighter and more advanced electronic products (Guo, 2013). Despite the success achieved in PoP technology, there are still some reliability issues in the assembly of the PoP. Warpage of the package is the most popular issue among the issues related to PoP assembly. A solution for PoP warpage is provided in this research by optimizing the stencil design. Along with the optimized stencil design, appropriate SPI tolerance limits and optimal print parameters to achieve a good transfer efficiency of solder paste are also provided in this report. During the assembly of Package on Package (PoP), the solder paste is deposited for the substrate using the solder paste printing machine and the solder paste deposition is inspected using the SPI machine. The top package or component is mounted on top of the substrate using a special module of the component placement machine. As the component is not related to the solder paste printing, only the substrate package has been considered as a part of this research.
  • 64. 48 Substrate Package (Processor) (Texas Instruments, 2010)  Package Description : CBP s-PBGA-N515 Package  Package Dimensions : 12mm*12mm  Ball Pitch : 0.4 mm  Solder Ball Diameter : 0.31 mm  I/O count : 515  Solder ball alloy : SAC 305  Manufacturer : Texas Instruments  Manufacturer Part Number : DM3725CBP100 The concerned package is a typical TMV (Through Molding Via) structure as shown in Figure 3.1(a), which displays the component package and the substrate package of a PoP. A detailed view of the substrate is shown in Figure 3.1(b). The component, which is a memory device, is mounted on the I/O pads that are present on the top of the substrate package, which is the logic processor.
  • 65. 49 Figure 3.1(a) PoP configuration (Lin, 2007) Figure 3.1(b) PoP Substrate Package (Lin, 2007) Bottom View of the Substrate Package Figure 3.2: DM3730/25 Digital Media Processor CBC s-PBGA-515 Package (Bottom View) (Texas Instruments, 2010)
  • 66. 50 Figure 3.3: Mechanism of warpage in PoP (Lin, 2007) Figure 3.4: Open joints induced in PoP due to warpage (Lin, 2007) Figure 3.5: Typical head-in-pillow failure between PoP substrate package and PCB (Lin, 2007)
  • 67. 51 3.3.1.1 Adapting solder volume through aperture design to compensate for warpage in PoP Warpage is a significant factor that controls the yield of the Package on Package (PoP) stacking. According to Dreiza, et al. (2005), the assembly of the PoP has unique requirements. The package may undergo severe warpage during its assembly if the package materials are not well balanced. As shown in Figure 3.3, the CTE (Coefficient of Thermal Expansion) mismatch among the die, the mold compound, and the substrate materials causes the warpage of the package. If the warpage of the bottom package is too high, it either induces open solder joint defects or head-in-pillow defects between the substrate package and the PCB. Figure 3.4 and Figure 3.5 shows a typical open solder joint defect and a head-in-pillow (HIP) defect induced in the PoP due to warpage. Since the warpage in the PoP is inevitable, the approach of optimizing stencil design is adopted in this research. Guo, et al. (2013), also adopted stencil design optimization approach to compensate for package warpage. The goal of the approach used in this research is to adapt the solder volume deposition at every pad in the PoP array to accommodate for expected package warpage at each pad. The details of the approach used are explained in the following steps Step 1: Determination of warpage shape of the PoP The PoP considered in this research was subjected to a Shadow Moiré test to identify the shape of the package after it undergoes warpage. The detailed report of the Shadow Moiré test is included in the fourth chapter of this report. The Shadow Moiré test report indicated that the PoP is warping in the shape of an elliptical paraboloid. Step 2: Modeling the package warpage
  • 68. 52 In this step, the warpage of the package and substrate assembly is modeled to determine the standoff heights at every pad in the PoP array. Standoff height is the post- reflow solder height at a pad. Since the Shadow moiré test reveals that the package is warping in the form of an elliptical paraboloid, the general equation for an elliptical paraboloid has been considered to define the distribution of standoff heights over the PoP pad array. The general equation for an elliptical paraboloid is z = ax2 + by2 (Rogness, n.d). In the equation, z represents the standoff height at the co-ordinates (x,y). ‘a’ and ‘b’ are the constants representing the curve. Cross section analysis on samples from the previous run provided input data for solving the equation mentioned above. The final equation obtained was used for calculating standoff heights at every pad of the package Step 3: Pad area measurement. Step 4: Calculation of desired solder volume. Step 5: Aperture size calculation As the stencil is of constant thickness, dividing the desired volume at each pad, obtained in step 4, with the stencil thickness gave the aperture area for each pad to be cut on the stencil. The calculated aperture area is used for finding the aperture size.
  • 69. 53 3.3.2 0.4mm Pitch SMT Connector The concerned connector is a dual row SMT connector with 40 pins, 0.4 mm pitch. It is the fine pitch nature of this package that is behind the selection of this package for analysis.  Package Category : PCB Receptacles  Pitch : 0.40 mm  Termination Interface: Style : Surface Mount  Plating Termination : Gold  Manufacturer : Molex  Manufacturer Part Number : 502426-4010 (Molex, n.d)
  • 70. 54 Recommended P.C.Board Pattern Layout: Figure 3.6: Recommended PCB Pattern Layout for the concerned 0.4 mm pitch SMT connector (Molex, n.d)
  • 71. 55 3.3.3 0.4 mm Pitch Quad Flat No-Leads (QFN) Package The Quad flat no-lead (QFN) package has excellent thermal and electrical performance, a small footprint, and a low manufacturing cost. For these reasons, the usage of QFNs in the electronics industry has been increasing in recent years (How, 2013). The details of the 0.4 mm pitch QFN package studied in this report are given below.  Package type : Quad flat No-Lead  Package dimensions : 1.7mm*2.0mm*0.5mm  Terminal pitch : 0.4mm  Manufacturer : Onsemi  Manufacturer Part Number : NLAS8252MUTAG (Onsemi, n.d)
  • 72. 56 Package Dimensions and Recommended PC Board Layout Pattern Figure 3.7: Package Dimensions for the concerned 0.4 mm pitch Quad Flat No-Leads package (Onsemi, n.d)
  • 73. 57 3.3.4 0.5 mm Pitch Surface Mount Connector With the advanced solder paste printers in place, achieving an excellent transfer efficiency of solder paste onto the PCB is not a significant challenge. However, inappropriate solder paste printer settings may cause defects such as excess solder, insufficient solder, and solder balls. Having the appropriate print parameters would avoid defects from happening in the first place, and the SPI machine with reasonable tolerance limits will act as a checkpoint for controlling the solder paste related defects. The details of the 0.5 mm pitch SMT connector studied in this report are given below.  Connector Type : Board Connector  Terminal Type : Surface Mount  Terminal Pitch : 0.5 mm  Contact Finish Termination : Tin over Nickel  Manufacturer : KEL Corporation  Manufacturer Part Number : DCC01-20L3-C (IHS CAPS Universe, n.d)
  • 74. 58 Package Dimensions Figure 3.8: Package dimensions for the concerned 0.5 mm pitch connector (IHS CAPS Universe, n.d)
  • 75. 59 3.3.5 0.5mm Pitch Quad Flat No-Leads (QFN) Package The details of the 0.5 mm pitch QFN package studied in this report are given below:  Package type : Quad flat No-Lead  Package dimensions : 4mm*4mm*0.85mm  Terminal pitch : 0.5mm  Manufacturer : Silicon Labs  Manufacturer Part Number : Si5338 (Silabs, n.d)
  • 76. 60 Package Outline and its Dimensions Figure 3.9: Package outline of 0.5 mm pitch QFN (Silabs, n.d)
  • 77. 61 3.3.6 2525 Surface Mount Passives With the advanced solder paste printers in place, achieving a proper solder paste deposition for reliable assembly of a 2525 surface mount passive component is not a significant challenge. However, while assembling components that have solderability problems, even solder paste deposition within tolerance limits cannot avoid the occurrence of defects such as non-wetting or open joint. The concerned package is included in this thesis to show that adding additional solder paste becomes essential while assembling old date code parts. A DOE approach has been adopted to determine the significant factor that affects the strength of the solder joint. Details of the 2525 surface mount passive included in this report are listed below.  Package type : Surface Mount Passive, Inductor  Manufacturer : Vishay Intertechnology Inc.  Manufacturer Part Number : IHLP2525CZER3R3M11
  • 78. 62 Package Outline and its Dimensions Figure 3.10: View and Dimensions of 2525 Package (Vishay Intertechnology Inc., nd)
  • 79. 63 3.4 Test Vehicle Specifications Three different PCBs, which consist of a pad layout that will accept all the packages explained in section 3.3, have been used in this research. These PCBs are assembled in high volume at the EMS facility where this research was performed. Solder samples of the concerned PCBs have been used for the purpose of experimentation. A solder sample is a close representation of the actual production board regarding board thickness, cross sectional design, number of planes, and has exactly same pad layout, and surface finish. It is assumed that the usage solder samples would not impact the results of the experiment performed in this research. Although the PCBs are not Test Vehicles, for the ease of explanation the PCBs are named as Test Vehicle1, Test Vehicle2 and Test Vehicle3. The details of the test vehicles are given below: 3.4.1 Test Vehicle1 The Test Vehicle1 has eighteen layers and is 2.93 mm thick, Lead-Free FR-4 grade PCB. The dimensions of the PCB are 159.1 mm*118.97 mm. The pads are non solder mask defined (NSMD), and the surface finish is electroless nickel immersion gold (ENIG). This Test Vehicle accommodates the 0.4 mm pitch package on package (PoP), the 0.4 mm pitch Quad Flat No-Leads (QFN) package, 0.5 mm pitch surface mount connector, and 0.5 mm pitch Quad Flat No-Leads (QFN) package 3.3.1, 3.3.3, 3.3.4, and 3.3.5 respectively.
  • 80. 64 3.4.2 Test Vehicle2 The Test Vehicle2 has eighteen layers and is 1.89 mm thick, Lead-Free FR-4 grade PCB. The dimensions of the PCB are 178.1 mm*115.76 mm. The pads are non solder mask defined (NSMD), and the surface finish is electroless nickel immersion gold (ENIG). This Test Vehicle accommodates the 0.4 mm pitch surface mount connector that is described in section 3.3.2. 3.4.3 Test Vehicle3 The Test Vehicle3 has eighteen layers and is 2.35 mm thick, Lead-Free FR-4 grade PCB. The dimensions of the PCB are 194.9 mm*181.18 mm. The pads are solder mask defined (SMD), and the surface finish is electroless nickel immersion gold (ENIG). This Test Vehicle accommodates the 2525 surface mount inductor that is described in section 3.3.7. 3.5 Equipment and Chemistries Used The equipment and chemistries utilized in this research are summarized in Table 3.1
  • 81. 65 Table 3.1: Equipment and Chemistries Used Manufacturer Make and Model Solder Paste Printing Machine ESE/ Speedline Technologies US-8500X/ MPM UP3000 Solder Paste Alpha OM350: SAC 305, Lead- Free, No Clean, Type 4 Lead-Free Flux Gel Alpha OM338 Solder Paste Inspection (SPI) Machine Cyber Optics SE 500X/ SE 350 Component Placement Machine FUJI NXT III Reflow Oven Conceptronic Profile 160: 11 Heating Zones and 2 Cooling Zones Automatic Optical Inspection YESTECH F1/ FX Automatic X-ray Inspection Agilent Technologies V 810, Series 5000 3D X-ray Inspection Nordson Dage XD7500NT
  • 82. 66 3.6 Finding Optimal Print Parameters As already mentioned in Chapter 2, the stencil printing process is considered to be one of the most important processes among the surface mount assembly processes. Review of Literature indicates that printing of Lead-Free solder paste through fine pitch aperture openings results in poor transfer efficiency of the solder paste due to clogging of the stencil apertures. Various studies, as mentioned in Chapter 2, have studied the interactions between each of the adjustable print parameters and determined the optimal print parameters. For this research purpose, three different DOEs have been performed. Two of these DOEs were performed to determine optimal print parameters on Test Vehicle1 and Test Vehicle2. DOE 3 has been performed to show the significant factor that affects the solderability of a component that was exhibiting slow wetting behavior. The factors and levels considered for performing the DOEs are mentioned below. The factors mentioned below were chosen based on the Literature Review and the fact that these are the most commonly adjusted print parameters in the production environment.
  • 83. 67 3.6.1 Factors and Levels for DOE 1 Table 3.2: Factors and levels considered for DOE 1 Factors Low level High level Squeegee Pressure 2 kgf 3 kgf Squeegee Speed 25 mm/sec 40 mm/sec Snap off off on Print Stroke 1 2
  • 84. 68 Squeegee pressure is the pressure applied by the metal squeegee while moving the solder paste. Squeegee speed is the speed at which the squeegee rolls the solder paste. Snap off ‘on’ is the condition where the board is mechanically separated from the stencil at a controlled speed for a certain distance downward. DOE 1 was performed on Test Vehicle1. The solder paste printing machine used for this experiment is an ESE, Model US-8500X. A stainless steel laser cut stencil was used along with a 12-inch metal squeegee blade. The thickness of the stencil used was 0.1016 mm (4 mils), and aperture openings have rounded corners. The pad design of the Test Vehicle1 is Non Solder Mask Defined. A full factorial DOE with two replications that accounts for 32 runs (24 * 2 = 32) were conducted and the corresponding Solder paste deposition was recorded using a CyberOptics make, SE 500X model SPI machine. The transfer efficiency of the solder paste was used as the response variable for this experiment.
  • 85. 69 3.6.2 Factors and Levels for DOE 2 Table 3.3: Factors and Levels used for DOE 2 Factors Low level High level Squeegee Pressure 10 pounds/inch2 12 pounds/inch2 Squeegee Speed 0.8 inches/second 1 inches/second Snap off Standard Stepped Wipe Frequency Alternate Board Every Board
  • 86. 70 Squeegee Pressure and Squeegee Speed factors are explained in Section 3.6.1. The corresponding units are different from those mentioned in Table 3.2, as the solder paste printing machine used for performing this experiment is a different one. When the printer is set at ‘Standard’ Snap off level, the PCB is separated downward from the stencil in continuous motion for 0.1 mm at a speed of 0.05mm/second. When the printer is set at ‘Stepped’ Snap off level, the PCB is separated downward from the stencil in steps for 0.1 mm at a speed of 0.03mm/second. The step size is 0.0010 mm, and there is a delay of 0.05 seconds between each step. Wipe frequency at low level corresponds to cleaning underneath of stencil after printing two boards and wipe frequency at high level corresponds to cleaning underneath of stencil after printing every board. DOE 2 has been performed on Test Vehicle2. The solder paste printing machine used for this experiment is a Speedline Technologies, Model MPM UP3000. A stainless steel laser cut stencil was used along with a 10-inch metal squeegee blade. The thickness of the stencil used is 0.1016 mm (4 mils), and aperture openings have rounded corners. The pad design of Test Vehicle2 is Non Solder Mask Defined. A full factorial DOE with 16 runs (24 = 16) was conducted, and the corresponding solder paste deposition was recorded using a CyberOptics, Model SE 350 SPI machine. The transfer efficiency of the solder paste deposited for the package described in section 3.3.2 was used as the response variable for this experiment. 3.6.3 Factors and Levels for DOE 3 The 2525 surface mount passive components described in section 3.3.8 have been exhibiting slow to wet behavior, non-wetting or open terminations after reflow. A
  • 87. 71 solderability test performed on those components confirmed that solderability is possible, but the result is out of specification. [IPC/JEDEC J- STD- 002C Test A1, B1 & G1 Solderability Tests for Components Leads, Terminations, Lugs, Terminals, and Wires ] The objective behind this DOE is to evaluate different process changes to improve yield and joint quality. Table 3.4 shows the experimental design. In this experiment, the Reflow Profile was used as the first factor to see the effect of the solder reflow peak temperature on the solder joint. The Date Code of the concerned Inductors (2525 package) was used as the second factor. During solderability test, date codes 1347 and 1348 exhibited similar wetting behavior; for this reason, both 1347 and 1348 Date Codes were considered on the same level. Paste Volume is the third factor, where the level ‘Standard’ corresponds to depositing solder paste using the stencil printing process and the level ‘Manual Addition’ corresponds to hand dispensing more solder paste onto the pads before placement of the concerned component onto the PCB. Tinning is the fourth factor where the level ‘Fresh’ refers to no tinning of the concerned component and the level ‘Tinned’ refers to tinning the concerned component before placing it onto the PCB. For tinning, the components were cleaned with sand paper, fluxed and dipped in a solder pot. Flux Treatment is the fifth factor where the level ‘None’ refers to no treatment with flux and the level ‘Treated with flux’ refers to the processing of the concerned component with flux before placing it onto the PCB. Lead- Free No-Clean Flux Gel (Alpha OM 338) was used for flux treatment in this experiment. Only one operator performed the solder paste addition, tinning and flux treatment operations for all experimental runs.
  • 88. 72 This experiment was performed on Test Vehicle3. The solder paste printing machine used for this experiment is an ESE, Model US-8500X. A stainless steel laser cut stencil was used along with a 10-inch metal squeegee blade. The thickness of the stencil used was 0.1016 mm (4 mils), and aperture openings have rounded corners. The pad design of the Test Vehicle3 is Solder Mask Defined (SMD) A full factorial DOE that accounts to 32 runs (25 = 32) were conducted and the concerned Inductors were hand placed onto the PCB. After the reflow, the solder joints were subjected to shear test an “Instron Model 4450”. The peak force required to shear off the component solder joints is considered as the response variable for this experiment. The results and discussions of all three DOEs are presented in the fourth chapter of this thesis.
  • 89. 73 Table 3.4: Experimental Design for DOE 3 Factor Level I Level II 1 Reflow Profile Original Hotter 2 Date Code 1347&1348 1402 3 Paste Volume Standard Manual Addition 4 Tinning Fresh Tinned 5 Flux Treatment None Treated with flux
  • 90. 74 Chapter 4: Results and Discussions 4.1 SMT yield analysis As mentioned in the methodology section of this thesis, the yield data of a Tier I New Product Introduction [NPI] Electronics Manufacturing Services [EMS] provider is analyzed, and the distribution of SMT related defects is shown in Figure 4.1. Fourth Quarter of 2015 (Q4’ 2015) SMT yield data of the EMS facility, where this research was performed, was analyzed to obtain the results shown in Figure 4.1. It is evident from Figure 4.1 that more than 60% of SMT defects can be related to the solder paste printing process. Following is the list of packages that were identified to have more print-related defects.  0.4 mm pitch Package on Package  0.4 mm pitch surface mount connector  0.4 mm pitch Quad Flat No-Leads Package  0.5 mm pitch surface mount connector  0.5 mm pitch Quad Flat No-Leads Package
  • 91. 75 Figure 4.1: SMT defect analysis
  • 92. 76 4.2 Determination of Solder Paste Inspection Tolerance Limits The SPI tolerance limits for all the five different packages listed in section 4.1 were determined from data sets of limited size that are obtained from different production runs at a Tier I NPI EMS provider. Since the data sets were obtained from different production runs, the range of Transfer Efficiency (%) graphs shown in the further sections of this report show bimodal distribution. 4.3 0.4 mm pitch Package on Package (PoP) 4.3.1 Stencil design optimization The PoP included in this report has initially shown almost 90% yield loss after SMT. Failure analysis of the concerned Assembly indicated that (a) no defects were observed for the component. (b) Solder bridging defects were found on the substrate of the PoP (on the center array of the package). X-ray images of the defects are shown in Figure 4.2. The thickness of the stencil used for the concerned assembly was 0.1016 mm (4 mils), and the stencil had the same aperture openings for all pads of the PoP. It was found that the defects occurred due to excess solder deposition and can be avoided by the stencil design optimization. The goal of the stencil design optimization approach is to adapt the solder volume deposition at every pad in the PoP array to accommodate for package warpage at each pad. The details of the approach used are explained in the following steps Step 1: Determination of warpage shape of the PoP
  • 93. 77 Lin, et al. (2007), measured the warpage of a PoP at different temperatures and found that the PoP undergoes warpage in various ways at different temperatures. When the PoP is processed along with the PCB, the warpage of the PoP gets locked in a particular shape after solidification of the molten solder. To find the shape of the warpage that gets locked between the PoP and the PCB, the concerned package along with the PCB was subjected to Shadow Moiré test at AkroMetrix, LLC. The Shadow Moiré test results showed that the package is warping in the shape of an elliptical paraboloid, and the results of the test are shown in Figure 4.3.
  • 94. 78 Figure 4.2: Solder bridge defects detected in the inner row of the PoP
  • 95. 79 Figure 4.3: Shadow Moiré test results on the bottom package of the PoP (Source: Sanmina)
  • 96. 80 Step 2: Modeling the package warpage In this step, the warpage of the package and substrate assembly is modeled to determine the standoff heights at every pad in the PoP array. Standoff height is the post- reflow solder height at a pad. The general equation for an elliptical paraboloid has been considered to define the distribution of standoff heights over the PoP pad array. The general equation for an elliptical paraboloid is z = ax2 + by2 (Rogness, n.d). In the equation, z represents the standoff height at the co-ordinates (x,y). ‘a’ and ‘b’ are the constants representing the curve. Cross section analysis on the samples from the previous run provided input data for solving the equation mentioned above. Figure 4.4 shows the cross section location on the package. Figure 4.5 displays the images of cross- sections that were used to calculate the standoff heights. The standoff heights measured from the cross-section analysis were considered as ‘z’, and the coordinates of the concerned location were considered as ‘x’ and ‘y.’ 22 data points were obtained from the cross-section analysis and the corresponding x, y and z values are tabulated in Appendix A1. Following equation is obtained for calculating standoff heights after using cross section data points to solve the paraboloid equation: z = 0.0015935 x2 + 0.0441497 y2
  • 97. 81 Figure 4.4: Cross sectional map used for 'z' calculation Figure 4.5: Cross section images used for 'z' calculation
  • 98. 82 Step 3: Pad area measurement. Pad area measurements of all pads in the PoP array were performed with a high precision microscope using Vision Gauge software. Figure 4.6: Pad area measurements using Vision Gauge software
  • 99. 83 Step 4: Calculation of desired solder volume The desired solder volume at each pad was calculated by multiplying the standoff height at each pad with its respective pad area. Step 5: Aperture size calculation As the stencil is of constant thickness, dividing the desired solder volume at each pad, obtained in step 4, with the stencil thickness gave the aperture area for each pad to be cut on the stencil. This calculated aperture area was used for finding the aperture size. The methodology adopted for aperture size calculation is explained in Figure 4.6. Aperture width is calculated using the following equation: S*calculated = {(Measured Pad Area ×Standoff Height) ÷Stencil Thickness}1/2 Figure 4.7 gives a detailed explanation of the equation used for aperture width calculation. The methodology explained above yielded aperture openings that are smaller than 8.8 mils. Achieving a good transfer efficiency at aperture openings smaller than 8.8 mils is a significant challenge. For this reason, the stencil aperture openings had to be normalized, and the smallest aperture opening started from 8.8 mils. Finally, the aperture openings for the concerned PoP were segregated into four sections with each section having a different size. Figure 4.9 shows the detailed view of stencil design used for the concerned PoP. As per IPC 7525B, the stencil aperture openings are considered to be square with rounded corners. This stencil design helped to compensate for the package warpage.
  • 100. 84 Figure 4.7: Aperture size calculation Figure 4.8: Expanded view for a single pad in the array
  • 101. 85 Figure 4.9: Final stencil design used for the concerned PoP (Dimensions in mils)
  • 102. 86 4.3.2 Solder Paste Inspection tolerance limits for 0.4 mm pitch PoP The range of solder paste deposition for the 0.4 mm pitch PoP is shown in Figure 4.10, and it is expressed in terms of transfer efficiency of the solder paste deposition. Transfer Efficiency is calculated as the solder paste volume deposition divided by its concerned stencil aperture volume. The range of transfer efficiency leading to defects is also shown in Figure 4.10. The transfer efficiency of the solder paste volume deposition ranged from 19.2% to 134.6%. By correlating the post-reflow inspection with the transfer efficiency of solder paste deposition, it was found that transfer efficiency less than 38% lead to defects such as insufficient solder and head in pillow. No instances of solder bridging were observed even with the transfer efficiency of 134.6%. So, 130% of the stencil aperture volume is considered as a reasonable upper limit for the concerned PoP. Therefore, the SPI tolerance limits for the concerned 0.4 mm pitch PoP are set as 40% - 130% of the stencil aperture volume. The decision on tolerance limits for the solder paste volume deposition is determined by analyzing more than 164,000 data points. The data points are obtained from solder paste deposition on 319 PCBs for the concerned PoP.
  • 103. 87 Figure 4.10: Range of Transfer Efficiency (%) of solder paste deposition for the 0.4 mm pitch PoP
  • 104. 88 4.3.3 Finding optimal print parameters for 0.4 mm pitch PoP As explained in section 3.2, a DOE approach was adopted to determine optimal print parameters. Optimal print parameters for the concerned PoP were found in DOE 1. The methodology of performing DOE 1 is explained in detail in section 3.6.1. The experimental design for DOE 1 is shown in Appendix A2. The printing was executed using the following experimental conditions:  Printing Equipment : US-8500X (ESE)  Solder Paste : Alpha metals OM 350 (Type 4, SAC 305)  Stencil Thickness : 0.1016 mm (4 mils)  Stencil Type : Stainless Steel, Laser Cut 16 different runs, with two replications for each run that accounts for a total of 32 runs were executed for this experimental setup. An automated SPI (Cyber Optics, Model SE 500X) was used to measure the solder paste deposited on the PCB. The transfer efficiency of the solder paste volume deposition was considered as the response variable for this experiment. The average transfer efficiency on 515 solder pads masked the lower transfer efficiency values and, for this reason, each section of the PoP (the PoP has four sections of aperture openings) was evaluated separately, and the final results were compared. Out of the four evaluations, three of them yielded the same significant factors and interactions. The fourth evaluation did not show any significant factors. The main effects and interaction effects between each of the factors studied are shown in Figure 4.11 and Figure 4.12.
  • 105. 89 Figure 4.11: Main Effects Plot for DOE1 Figure 4.12: Interaction Effects Plot for DOE 1
  • 106. 90 Figure 4.13: Pareto Chart of the Standardized Effects Figure 4.14: P values of all factors and their interactions in DOE 1
  • 107. 91 From Figure 4.11, it can be noticed that low Squeegee Pressure affected the transfer efficiency positively. Squeegee Speed does not have a significant effect on the transfer efficiency. Snap off ‘on’ resulted in improving the transfer efficiency. Figures 4.13 and 4.14 illustrate that ‘Print Stroke’ is the most significant factor among all of the factors considered. As print stroke has a P-value (0.019) less than 0.05, at a confidence level of 95%, it is considered as a significant factor. To find optimal print parameters, a second level DOE (named as DOE 1-1) was performed, by fixing Squeegee Speed at 40 mm/sec and Print Stroke at 2. Since DOE 1 indicated that Squeegee Speed is not affecting the transfer efficiency, it is kept constant at 40mm/sec. Since Print Stroke is the significant factor among all the factors considered in DOE 1, there is impetus to further explore this variable. However, best practices in electronics manufacturing do not encourage using more than two print strokes. As two print strokes yielded high transfer efficiency of solder paste, print stroke is kept constant at 2 for DOE 1-1. Squeegee Speed and Snap off are the two factors that are further explored in DOE1-1. Table 4.1 summarizes the factors and their corresponding levels. The experimental design for DOE 1-1 is shown in Appendix A3.
  • 108. 92 Table 4.1: Factors and Levels in DOE 1-1 Factors Level 1 Level 2 Level 3 Squeegee Speed (kgf) 1.5 2 2.5 Snap off 1 2 3 Snap off at Level 1 triggers the solder paste printing machine to separate the PCB at 0.5 mm/sec for a distance of 2 mm. Snap off at Level 2 triggers the machine to lift the squeegee at a speed of 2mm/sec for a distance of 4 mm. Snap off at Level 3 triggers machine to lift the squeegee and separate the PCB at the same time. The main effects and interaction effects between each of the factors studied are shown in the following plots.
  • 109. 93 Figure 4.15: Main Effects Plot for Transfer Efficiency in DOE 1-1 Figure 4.16: Interaction Plot for Transfer Efficiency in DOE 1-1
  • 110. 94 Figure 4.17: P values of factors in DOE 1-1
  • 111. 95 From Figure 4.15, it can be noticed that low squeegee pressure (1.5 kgf) favored high transfer efficiency of solder paste and Snap off at Level 3 has affected the transfer efficiency of solder paste positively. From Figure 4.17, it can be noticed that none of the factors is significant as both the factors have a p-value greater than α (0.05) at 95% confidence interval. So the optimal print parameters for the assembly of the Test Vehicle 1 are listed below:  Squeegee Pressure : 1.5 Kgf  Squeegee Speed : 40 mm/sec  Snap off : On at Level 3  Print Stroke : Two times  Wipe frequency : 1 (Stencil clean after every board) 4.3.4 Validation of optimal print parameters By using the optimal print parameters found in DOE1, a trial run was conducted on 42 boards of Test Vehicle1, which employs of the concerned PoP. The range of solder volume transfer efficiency obtained by using the new print parameters is shown in Figure 4.18. By comparing Figure 4.10 and Figure 4.18, it can be noticed that in the validation run, the mean of solder paste transfer efficiency has increased from 77.1% to 81.8% and the standard deviation has decreased from 12 to 7.6. The transfer efficiency of solder paste deposition is well within the tolerance limits defined for the 0.4 mm pitch PoP in section 4.2.2.
  • 112. 96 Figure 4.18: Range of Transfer Efficiency (%) for the 0.4 mm pitch PoP in the validation run
  • 113. 97 4.4 Solder Paste Inspection tolerance limits for the 0.4mm pitch SMT connector The range of solder paste deposition for the 0.4 mm pitch SMT connector expressed in terms of transfer efficiency of the solder paste deposition is shown in Figure 4.19. The figure shows a bimodal distribution, and it also highlights the range of transfer efficiency leading to defects. As mentioned in section 4.2, the data points used for constructing the histogram shown in Figure 4.19 are obtained from different production runs. This is the reason behind the bi-modality observed in Figure 4.19. The transfer efficiency of the solder paste volume deposition ranged from 34.5% to 167.1%. By correlating the post-reflow inspection of the concerned connector with the transfer efficiency of the solder paste deposition, it was found that transfer efficiency less than 58% leads to an ‘insufficient solder’ defect and transfer efficiency more than 142% leads to a ‘solder bridge’ defect. Therefore, the SPI tolerance limits for the concerned 0.4 mm pitch SMT connector are set as 60%-140% of the stencil aperture volume. The decision on tolerance limits for solder paste deposition is determined by analyzing 50,000 data points. The data points are obtained from solder paste deposition on 1325 PCBs for the concerned connector.
  • 114. 98 Figure 4.19: Range of Transfer Efficiency (%) for 0.4 mm pitch SMT connector
  • 115. 99 4.4.1 Finding optimal print parameters Optimal print parameters for the 0.4 mm pitch SMT connector were found in DOE 2. The methodology for performing DOE 2 is explained in detail in section 3.6.2. The experimental design for DOE2 is shown in Appendix A4 The printing was executed using the following experimental conditions:  Printing Equipment : Speedline Technologies, Model MPM UP3000  Solder Paste : Alpha metals OM 350 (Type 4, SAC 305)  Stencil Thickness : 0.1016 mm (4 mils)  Stencil Type : Stainless Steel, Laser Cut  Squeegee : Stainless steel squeegee  Squeegee angle : 45 degrees  Print Stroke : 1 A full factorial DOE that includes 16 different runs was executed for this experimental setup. An automated SPI (Cyber Optics, Model SE 350) was used to measure the amount of solder paste deposited on the PCB. Transfer Efficiency was the response variable for this experiment. Although Print Stroke was identified as the most significant factor in DOE 1, it is kept constant at 1 all throughout the DOE 2. This decision was made using expert knowledge based on anecdotal evidence. The main effects and interaction effects between each of the factors studied are shown in the following plots.