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Green chemistry for chemical synthesis
Chao-Jun Li*†
and Barry M. Trost†‡
*Department of Chemistry, McGill University, 801 Sherbrooke Street West, Montreal, QC, Canada H3A 2K6; and ‡Department of
Chemistry, Stanford University, Stanford, CA 94305-5080
Edited by Jack Halpern, University of Chicago, Chicago, IL, and approved July 3, 2008 (received for review May 5, 2008).
Green chemistry for chemical synthesis addresses our future challenges in working with chemical processes and products by invent-
ing novel reactions that can maximize the desired products and minimize by-products, designing new synthetic schemes and appa-
rati that can simplify operations in chemical productions, and seeking greener solvents that are inherently environmentally and
ecologically benign.
atom economy ć…© synthetic efficiency ć…© sustainable chemical feedstocks ć…© green solvents
O
ver the past two centuries,
fundamental theories and re-
activities in chemistry have
been soundly established.
Such theories and reactivities have pro-
vided the foundations for the chemical
enterprise that generates critical living
needs such as food for the world’s popu-
lation, achieves various medical wonders
that save millions of lives and improve
people’s health, and produces materials
essential to the present and future needs
of mankind. Just less than two centuries
ago, organic compounds were believed
to be only accessible through biological
processes under the influence of ‘‘vital
forces’’ (1). Today, many molecules of
great complexity can be synthesized
readily. The total syntheses of natural
products with extremely high complexity
such as vitamin B12 (2) and palytoxin
(3) in the laboratory are testimonials
of achievements comparable to the con-
struction of the great pyramids at the
molecular scale. However, despite such
enormous achievements, we are facing
great challenges in future chemical syn-
thesis. The present state-of-the-art pro-
cesses for synthesizing chemical products
are highly inefficient. The concept of
atom economy (4, 5) was created to
emphasize the importance of this ineffi-
ciency. The E factor (6) provided a quan-
tifiable measure of such inefficiency and
showed that, for every kilogram of fine
chemical and pharmaceutical products
produced, 5–100 times that amount of
chemical waste is generated. Such low
efficiency in state-of-the-art organic
syntheses presents great challenges in
resource conservation and draws envi-
ronmental and health concerns related
to the chemical wastes.
Since its birth over a decade ago the
field of Green Chemistry has been spe-
cifically designed to meet such chal-
lenges in chemical synthesis (7, 8). To
address these challenges, innovative and
fundamentally novel chemistry is needed
throughout the synthetic processes:
feedstocks, reactions, solvents, and
separations.
Chemical Feedstocks
Presently, the main feedstock of chemi-
cal products comes from nonrenewable
petroleum that is being depleted rapidly
both for chemical and energy needs.
However, nature provides a vast amount
of biomass in the renewable forms of
carbohydrates, amino acids, and triglcer-
ides to obtain organic products (9), but
a major obstacle to using renewable
biomass as feedstock is the need for
novel chemistry to transform the large
amounts of biomass selectively and effi-
ciently, in its natural state, without ex-
tensive functionalization, defunctional-
ization, or protection.
Reactions
Reactions play the most fundamental
role in synthesis. The ideology of Green
Chemistry calls for the development of
new chemical reactivities and reaction
conditions that can potentially provide
benefits for chemical syntheses in terms
of resource and energy efficiency, prod-
uct selectivity, operational simplicity,
and health and environmental safety.
Atom Economy. Conventionally, attaining
the highest yield and product selectivity
were the governing factors of chemical
synthesis. Little consideration was given
to the usage of multiple reagents in stoi-
chiometric quantities, which often were
not incorporated into the target mole-
cule and would result in significant side
products. However, in a balanced chemi-
cal reaction, a simple addition or cyclo-
addition incorporates all atoms of the
starting materials into the final product.
Recognizing this fundamental phenome-
non, in 1991 (4) Trost presented a set of
coherent guiding principles for evaluat-
ing the efficiency of specific chemical
processes, termed the atom economy,
which has subsequently been incorpo-
rated into the ‘‘Twelve Principles of
Green Chemistry’’ and has altered the
way many chemists design and plan their
syntheses. Atom economy seeks to maxi-
mize the incorporation of the starting
materials into the final product of any
given reaction. The additional corollary
is that, if maximum incorporation can-
not be achieved, then ideally the quanti-
ties of side products should be minute
and environmentally innocuous. There is
a fundamental difference in the manner
in which a reaction yield and the atom
economy yield is calculated (Fig. 1).
The reaction yield is only concerned
with the quantity of the desired product
that is isolated, relative to the theoreti-
cal quantity of the product. Atom econ-
omy takes all used reagents and unwanted
side products into account along with the
desired product. For example, substitu-
tions and eliminations represent the vast
majority of uneconomical classical reac-
tions in which inherent wastes are un-
avoidable (Scheme 1). Simple additions or
cycloadditions and rearrangements repre-
sent desired modes of reactivities (Scheme
1). Reaction Mass Efficiency (RME)
and Mass Intensity (MI) are additional
concepts to evaluate the efficiency of
synthetic reactions to take into account
the reaction yield (10).
Recently, innovative reactions with
such inherent advantages have been de-
veloped with the aid of chemical and
Author contributions: C.-J.L. and B.M.T. wrote the paper.
The authors declare no conflict of interest.
This article is a PNAS Direct Submission.
†To whom correspondence may be addressed. E-mail:
cj.li@mcgill.ca or bmtrost@standford.edu.
© 2008 by The National Academy of Sciences of the USA
Reaction Yield =
quantity of product isolated
theoretical quantity of product
x 100%
Atom Economy =
molecular wt. of desired product
x 100%
molecular weight of all products
Fig. 1. Definition of the fundamental difference
in the manner in which the reaction and the atom
economy yields are generated.
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PERSPECTIVE
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biological catalysts. Some representative
examples are the following.
Isomerizations. Isomerization of propargyl
alcohols into conjugated carbonyl com-
pounds provides an atom-economic
means for synthesizing such compounds.
By using a ruthenium-catalyzed redox
isomerization of propargyl alcohols into
enones in lieu of the traditional two-step
stoichiometric reduction and oxidation
sequence, a catalytic enantioselective
total synthesis of adociacetylene B can
be realized efficiently (Scheme 2) (11).
Isomerization of an alkynyl vinylcyclo-
propene to a fused 5- to 7-ring structure
converts classical atom inefficient syn-
thetic strategies to ones of ideal atom
economy (Scheme 3) (12).
Ring-opening metathesis polymerization. The
living ring-opening metathesis polymer-
ization developed by Grubbs and co-
workers represents another type of
isomerization and has been used to
make a variety of materials, such as
those used in dentistry (Scheme 4) (13).
Addition reactions. The processes of add-
ing allyl alcohol to alkynes to form ␄,␊-
unstaturated ketones and aldehydes in
aqueous media were developed by Trost
et al. (14) and Dixneuf et al. (15), re-
spectively (Scheme 5). Another elegant
example was recently reported by
Krische and coworkers (16), in which
primary alcohols were added stereos-
electively to alkenes, which provides an
atom-economic version of the classical
reaction where a Grignard reagent is
added to an aldehyde (Scheme 6).
Direct Conversion of C–H Bonds. Direct
transformation of the C–H bonds of or-
ganic molecules into desired structures
without extra chemical transformations
represents another class of major desir-
able reactions (17–23). In nature, a vari-
ety of organic compounds can be oxi-
dized easily by molecular oxygen or
other oxygen donors in the cells of bac-
teria, fungi, plants, insects, fish, and
mammals (24–26). It is worth noting the
important advances in biomimetic ap-
proaches to such oxidations (27–36).
Hydroxylation of linear alkanes or meth-
ane to generate terminal alcohols is very
useful in the synthesis of chemicals and
fuels (37).
However, the direct conversion of
C–H bonds into C–C bonds leads to
more efficient syntheses of complex
products with reduced synthetic opera-
tions (38). Recently, great progress has
been made in transition-metal-catalyzed
activation and further reaction of C–H
bonds (39). Li (40) and others have
developed various methods to generate
C–C bonds directly from two different
C–H bonds in the presence of an oxidiz-
ing reagent through a cross-dehydroge-
native coupling (CDC) catalyzed by
transition metals. For example, (NH)-
indoles and tetrahydroisoquinolines were
converted directly into alkaloids by us-
ing such a coupling (Scheme 7) (41).
Recently, an elegant cross-coupling
of two aryl C–H bonds to form arene–
arene coupling products was reported by
Fagnou, Sanford, and others (Scheme 8)
(42, 43).
Synthesis Without Protections. Because of
the nature of classical chemical reactiv-
ity, organic synthesis extensively utilizes
protection–deprotection of functional
groups, which increases the number of
steps in synthesizing the desired target
compounds. Novel chemistry is needed
to perform organic synthesis without
protection and deprotection. Recently,
progress has been made on this subject.
For example, Baran et al. (44) have re-
ported a total synthesis of a natural
product without any protecting groups.
Another instance is the efficient synthe-
sis of (â«č)-3-deoxy-D-glycero-D-galacto-
nonulosonic acid (KDN) by using the
indium-mediated allylation reaction
in water reported by Chan and Li
(Scheme 9) (45).
The Knoevenagel condensation of the
␀-diketone with hemiacetalic sugar gave
Ru
O
HO OH
6 6
O
6 6 O
O
Ph3P
Ph3P
Cl
cat. In(OSO2CF3)3
cat.
71%
2 steps
O
6 6 OH
HO
ADOCIACETYLENE B
H H
Scheme 2.
Ru(NCCH3)3
+
PF6
-
R
H
H
H3CO2C
H3CO2C
R = CH2OTIPS
R = CHO
H
OTIPS
H
H3CO2C
H3CO2C
H
H3CO2C
H3CO2C
CHO
H
85%
80%
Scheme 3.
O OMe
OMe
Ru(H2O)6(tos)2
H2O
O
m
MeO OMe
n
(n-1) equiv.
O OMe
OMe
(H2O)5Ru
2+
+
Scheme 4.
O OH
200o
C
N OH
N
H2O
+
+
H
+
H
Atom economy % = (42.08/119.21) x 100% = 35.3%
Atom economy % = (134.18/134.18) x 100% = 100%
Claisen Rearrangement:
Scheme 1.
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␀-C-glucosidic ketone in water directly
(Scheme 10) (46).
The Click chemistry (47) developed
by Sharpless tolerates a wide range of
functionalities and allows the direct
modification of biological compounds.
The archetypical example of Click
chemistry is the Huisgen 1,3-dipolar
cycloaddition of alkynes to azides to
form 1,4-disubsituted 1,2,3-triazoles
catalyzed by Cu(I) (Scheme 11). The
reaction is mild and highly efficient,
and does not require protecting
groups.
Tandem/Cascade/Flow Reactors. Also of
fundamental importance to greener syn-
theses is the development of tandem
and cascade reaction processes that in-
corporate as many reactions as possible
to give the final product in one opera-
tion. For example, a palladium-catalyzed
tandem reaction resulted in multirings
in one step (Scheme 12) (48). Another
example is Jamison’s synthesis of the
core piece of ‘‘ladder’’ polyether marine
natural products through a biomimetic
cascade cyclization in neutral water
(Scheme 13) (49).
An alternative way to simplify organic
syntheses into a single operation is to
perform sequential reactions in a flow
reactor. Ley and colleaques (50) re-
ported that a multistep synthesis of the
alkaloid natural product (â«Ÿ)-oxomariti-
dine can be accomplished by using mi-
crofluidic pumping systems that pass
material through various packed col-
umns containing immobilized reagents,
catalysts, scavengers, or catch-and-re-
lease agents, combining seven separate
synthetic steps linked into one continu-
ous sequence (Scheme 14).
Biocatalysis. Through millions of years
of evolution and ‘‘sustainability,’’ na-
ture developed highly efficient and se-
lective means to achieve the desired
transformations. The potential useful-
ness of various catalysts of Nature,
such as enzymes (51), whole cells, and
catalytic antibodies (52) for organic
synthesis, has become more and more
recognized. Frequently, biocatalysis
leads to extremely high reaction rates
and selectivities such as enantioselec-
tivities that go beyond the reach of
chemical catalysts. These developments
have provided powerful and parallel
tools in the synthetic chemist’s toolbox.
However, the high substrate specificity
of enzymes presents a dilemma for syn-
thetic chemistry in which wide sub-
strate applicability is desired. The re-
cent exciting development in ‘‘directed
evolution’’ (53) provides potential op-
portunities in using biological catalysts
to overcome this issue.
Solvents
Solvents are auxiliary materials used in
chemical synthesis. They are not an inte-
gral part of the compounds undergoing
reaction, yet they play an important role
in chemical production and synthesis.
By far, the largest amount of ‘‘auxiliary
waste’’ in most chemical productions is
associated with solvent usage. In a clas-
sical chemical process, solvents are used
extensively for dissolving reactants, ex-
tracting and washing products, separat-
ing mixtures, cleaning reaction apparati,
and dispersing products for practical
applications. Although the invention
of various exotic organic solvents has
resulted in some remarkable advances
in chemistry, the legacy of such solvents
has led to various environmental and
health concerns. Consequently, as part
of Green Chemistry efforts, various
cleaner solvents have been evaluated
as replacements (54).
The primary function of solvents in
classical chemical syntheses is to facili-
tate mass transfer to modulate chemical
reactions in terms of reaction rate,
yields, conversions, and selectivity. They
do this by dissolving the reactants in
dilute homogeneous mixtures. The
ironic aspect of this process is that, after
the reaction, the final product has to be
reseparated from the solvent through
energy-intensive means.
R'
+
cat. RuCp(COD)Cl
R R'
OH
aqueous media
O
Ph H
Scheme 5.
+
OH
R1
R1
OH
R1
OH
+
[Ir(COD)Cl]2 (3.75 mol%)
BIPHEP (7.5 mol%)
Bu4NI (10 mol%)
DCE (1 M)
65 o
C
61-94% Yield
5-15:1 rr
> 95:5 syn:anti
Scheme 6.
5 mol% CuBr
TBHP
N
H
FG
R
N
Ar
+
N
Ar
NH
R
FG
58-98 %
Scheme 7. CDC reactions of various indoles with tetrahydroisoquinolines.
N
H
O
R +
H
R'
N
O
R
R'
Pd(TFA)2 (cat)
3-NO2Py (cat)
CsOPiv (cat)
Cu(OAc)2 (3 equiv)
ArH:PivOH (4:1)
140oC mw
42-87%
Scheme 8.
HO
H
OH OH
OH OH
O
+ Br
CO2Me
O
OH
HO
HO OH
OH
mannose
In/H2O
HO
OH OH
OH OH
OH CO2Me
+ HO
OH OH
OH OH
OH CO2Me
6 : 1
ozonolysis
HO
OH OH
OH OH
OH
O
CO2Me KOH
O
HO
CO2H
HO
OH
HO
HO
OH
(+) KDN
Scheme 9.
Li and Trost PNAS ć…© September 9, 2008 ć…© vol. 105 ć…© no. 36 ć…© 13199
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The development of Green Chemistry
redefines the role of a solvent: An ideal
solvent facilitates the mass transfer but
does not dissolve! In addition, a desirable
green solvent should be natural, non-
toxic, cheap, and readily available. More
desirably, it should have additional ben-
efits of aiding the reaction, separation,
or catalyst recycling. The concept of or-
ganic reactions ‘‘on-water,’’ (55) in
which non-water-soluble reagents react
by floating on water to generate a non-
water-soluble and readily separable final
product, is an excellent manifestation of
this new definition.
Water. The only natural solvent on earth
is water. Life requires the construction
of chemical bonds in an aqueous envi-
ronment. It is obvious that water is the
most inexpensive and environmentally
benign solvent. Since it was reported
that Diels–Alder reactions (56) could
be greatly accelerated by using water as
a solvent instead of organic solvents
(Scheme 15), there has been consider-
able attention dedicated to the develop-
ment of organic reactions in water (57–
59). Besides Diels–Alder reactions,
other examples cover almost all of the
most useful organic reactions, even
‘‘water-sensitive’’ reactions (Scheme 16)
(60). In many cases, because of hydro-
phobic effects, using water as a solvent
not only accelerates reaction rates but
also enhances reaction selectivities, even
when the reactants are sparingly soluble
or insoluble in the medium. Further-
more, the low solubility of oxygen gas
in water, an important property in the
early development of life in an anaero-
bic environment, can facilitate air-
sensitive transition-metal catalysis in
open air (61). The use of water as a sol-
vent also implies the elimination of te-
dious protection–deprotection processes
for certain acidic-hydrogen-containing
functional groups, which contributes to
the overall synthetic efficiency. Water-
soluble compounds, such as carbohy-
drates, can be used directly without the
need for laborious derivatization and
water-soluble catalysts can be reused
after separation from water-insoluble
organic products. Aqueous organic
chemistry is also essential in the emerg-
ing field of chemical biology, which uses
chemical tools to study biological systems.
One challenge of using water as a sol-
vent is the regeneration of pure water that
contains only minor impurities. In this
respect, newer purification technologies
such as ultrafiltration or natural evapora-
tion (if the impurity is not vaporizable)
help. Another challenge of using water is
separating water-soluble products from
water. In addition, many organic com-
pounds are not soluble in water. Although
‘‘on-water’’ techniques have provided ex-
cellent solutions for some situations, there
will be cases where completely soluble in
water is desired.
CO2. In some cases, water is undesirable.
Although some chemical processes may
be modified to use water, green solvents
with different properties than water are
nevertheless needed. One such solvent is
liquid and supercritical CO2. It is also a
natural solvent, although some energy
(pressure) is consumed in its production.
In addition, CO2 is renewable, nonflam-
mable, and readily evaporating. Other
excellent features of CO2 include its fast
drying time, better ability to dissolve
organic compounds, and better flow abil-
ity because of its low viscosity compared
with other solvents including water.
These properties are complementary to
water and provide supplementary needs.
Through the landmark work by Noyori
et al. (62), DeSimone et al. (63), Tumas
and colleaques (64), Leitner (65), and
others, supercritical CO2 is emerging as
an important medium for chemical syn-
thesis. One special feature of liquid and
supercritical CO2 is its high mixibility
with gases, which offers high efficiency
(and often higher selectivity) in reac-
tions such as hydrogenations with hydro-
gen gas and oxidations with air (66).
Another feature of CO2 is its rapid sep-
aration from catalysts and products by
simple depressurization and recapture.
Taking the advantage of these features,
Britz et al. (67) (Scheme 17) and Cole-
Hamilton et al. (68) developed an effi-
O
OH
OH
HO
HO CH2
CH3
O
OH
Na
OH
OH
OH
HO
HO OH CH2
CH3
O
OH
Na
O
OH
OH
OH
HO
HO
CH3
O
CH3
O
H
NaHCO3
H2O, 90 °C
O
OH
OH
HO
O
CH3
HO
O
OH
OH
HO
HO CH3
CH3
O
O
Na
HO
- CH3COONa
- H2O
+
Scheme 10. One step synthesis of ␀-C-glucosidic ketone in aqueous medium.
R2
+
N N
R1
Cu(I)
N
N
N
R1
R2
Scheme 11.
OCH3
PhO2S
PhO2S
2.5% (dba)3Pd2ÄŻCHCl3
Ph3P, HOAc
PhH, 50o
C
OCH3
PhO2S
PhO2S
77%
Scheme 12.
O
Me
O O
H
O
H
HO
H2O
O
O
O
O
H
H
H
H
Me
HO
H H H H
70o
C, 72%
53% isolated yield
Scheme 13.
HO
Br
microchannel flow reactor
N
O
MeO
MeO
H
7 steps, one operation
Scheme 14. Synthesis in flow of (â«Ÿ)-oxomaritidine.
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cient flow chemical reactor for clean
synthesis (Fig. 2).
Nonnatural Solvents. In addition to the
two ‘‘natural green solvents’’, various
nonnatural ones have also been inten-
sively studied as green alternatives. The
most widely studied ones are ionic liq-
uids (69). The greatest advantage of
these solvents is their low vapor pres-
sures, which offer advantages in reduc-
ing volatile organics in the air. Such
novel solvents also offer various interest-
ing new chemistries such as dissolving
cellulose (70) and changing the outcome
of reactions (71). Another innovative
discovery is the recently developed
‘‘switchable solvents’’ by Jessop, Liotta,
Erckert, and others (72). Such solvents
change their properties with different
needs. Beside these solvents, other syn-
thetic solvents such as fluorous (73, 74)
and property-changing soluble polymer
systems (75) have been evaluated as po-
tential green alternatives.
Conclusion
Our future challenges in resource, en-
vironmental, economical, and societal
sustainability demand more efficient
and benign scientific technologies for
working with chemical processes and
products. Green chemistry addresses
such challenges by inventing novel re-
actions that can maximize the desired
products and minimize by-products,
designing new synthetic schemes and
apparati that can simplify operations in
chemical productions, and seeking
greener solvents that are inherently
environmentally and ecologically be-
nign. Together, such fundamental inno-
vations in chemical sciences will lead
us to a new generation of chemical
syntheses.
ACKNOWLEDGMENTS. We thank all colleagues
who are actively pursuing green chemistry. This
work was supported by the National Science
Foundation, the National Science Foundation–
Environmental Protection Agency joint pro-
gram for a sustainable environment, and the
Natural Sciences and Engineering Research
Council.
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+ O
COCH3
+
COCH3
H2O
Scheme 15.
R1
CHO Ar NH2 R2
cat. Cu(OTf) / ligand
+ +
R1
HN
R2
Ar
O
N N
N O
Ph Ph
toluene or water
48-93% yield, 78-99.5% ee
ligand=
Scheme 16.
+ H2
cat. 5% Pd APII DeloxanÂź
CO2, 120 bar, >40 o
C
flow rate: 0.5-20 mL/min
conversion >95%
Scheme 17.
Fig. 2. Continuous supercritical hydrogenation.
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(Copyright held by Nottingham University).]
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Green chemistry for chemical synthesis

  • 1. Green chemistry for chemical synthesis Chao-Jun Li*† and Barry M. Trost†‡ *Department of Chemistry, McGill University, 801 Sherbrooke Street West, Montreal, QC, Canada H3A 2K6; and ‡Department of Chemistry, Stanford University, Stanford, CA 94305-5080 Edited by Jack Halpern, University of Chicago, Chicago, IL, and approved July 3, 2008 (received for review May 5, 2008). Green chemistry for chemical synthesis addresses our future challenges in working with chemical processes and products by invent- ing novel reactions that can maximize the desired products and minimize by-products, designing new synthetic schemes and appa- rati that can simplify operations in chemical productions, and seeking greener solvents that are inherently environmentally and ecologically benign. atom economy ć…© synthetic efficiency ć…© sustainable chemical feedstocks ć…© green solvents O ver the past two centuries, fundamental theories and re- activities in chemistry have been soundly established. Such theories and reactivities have pro- vided the foundations for the chemical enterprise that generates critical living needs such as food for the world’s popu- lation, achieves various medical wonders that save millions of lives and improve people’s health, and produces materials essential to the present and future needs of mankind. Just less than two centuries ago, organic compounds were believed to be only accessible through biological processes under the influence of ‘‘vital forces’’ (1). Today, many molecules of great complexity can be synthesized readily. The total syntheses of natural products with extremely high complexity such as vitamin B12 (2) and palytoxin (3) in the laboratory are testimonials of achievements comparable to the con- struction of the great pyramids at the molecular scale. However, despite such enormous achievements, we are facing great challenges in future chemical syn- thesis. The present state-of-the-art pro- cesses for synthesizing chemical products are highly inefficient. The concept of atom economy (4, 5) was created to emphasize the importance of this ineffi- ciency. The E factor (6) provided a quan- tifiable measure of such inefficiency and showed that, for every kilogram of fine chemical and pharmaceutical products produced, 5–100 times that amount of chemical waste is generated. Such low efficiency in state-of-the-art organic syntheses presents great challenges in resource conservation and draws envi- ronmental and health concerns related to the chemical wastes. Since its birth over a decade ago the field of Green Chemistry has been spe- cifically designed to meet such chal- lenges in chemical synthesis (7, 8). To address these challenges, innovative and fundamentally novel chemistry is needed throughout the synthetic processes: feedstocks, reactions, solvents, and separations. Chemical Feedstocks Presently, the main feedstock of chemi- cal products comes from nonrenewable petroleum that is being depleted rapidly both for chemical and energy needs. However, nature provides a vast amount of biomass in the renewable forms of carbohydrates, amino acids, and triglcer- ides to obtain organic products (9), but a major obstacle to using renewable biomass as feedstock is the need for novel chemistry to transform the large amounts of biomass selectively and effi- ciently, in its natural state, without ex- tensive functionalization, defunctional- ization, or protection. Reactions Reactions play the most fundamental role in synthesis. The ideology of Green Chemistry calls for the development of new chemical reactivities and reaction conditions that can potentially provide benefits for chemical syntheses in terms of resource and energy efficiency, prod- uct selectivity, operational simplicity, and health and environmental safety. Atom Economy. Conventionally, attaining the highest yield and product selectivity were the governing factors of chemical synthesis. Little consideration was given to the usage of multiple reagents in stoi- chiometric quantities, which often were not incorporated into the target mole- cule and would result in significant side products. However, in a balanced chemi- cal reaction, a simple addition or cyclo- addition incorporates all atoms of the starting materials into the final product. Recognizing this fundamental phenome- non, in 1991 (4) Trost presented a set of coherent guiding principles for evaluat- ing the efficiency of specific chemical processes, termed the atom economy, which has subsequently been incorpo- rated into the ‘‘Twelve Principles of Green Chemistry’’ and has altered the way many chemists design and plan their syntheses. Atom economy seeks to maxi- mize the incorporation of the starting materials into the final product of any given reaction. The additional corollary is that, if maximum incorporation can- not be achieved, then ideally the quanti- ties of side products should be minute and environmentally innocuous. There is a fundamental difference in the manner in which a reaction yield and the atom economy yield is calculated (Fig. 1). The reaction yield is only concerned with the quantity of the desired product that is isolated, relative to the theoreti- cal quantity of the product. Atom econ- omy takes all used reagents and unwanted side products into account along with the desired product. For example, substitu- tions and eliminations represent the vast majority of uneconomical classical reac- tions in which inherent wastes are un- avoidable (Scheme 1). Simple additions or cycloadditions and rearrangements repre- sent desired modes of reactivities (Scheme 1). Reaction Mass Efficiency (RME) and Mass Intensity (MI) are additional concepts to evaluate the efficiency of synthetic reactions to take into account the reaction yield (10). Recently, innovative reactions with such inherent advantages have been de- veloped with the aid of chemical and Author contributions: C.-J.L. and B.M.T. wrote the paper. The authors declare no conflict of interest. This article is a PNAS Direct Submission. †To whom correspondence may be addressed. E-mail: cj.li@mcgill.ca or bmtrost@standford.edu. © 2008 by The National Academy of Sciences of the USA Reaction Yield = quantity of product isolated theoretical quantity of product x 100% Atom Economy = molecular wt. of desired product x 100% molecular weight of all products Fig. 1. Definition of the fundamental difference in the manner in which the reaction and the atom economy yields are generated. www.pnas.orgć…Ÿcgić…Ÿdoić…Ÿ10.1073ć…Ÿpnas.0804348105 PNAS ć…© September 9, 2008 ć…© vol. 105 ć…© no. 36 ć…© 13197–13202 PERSPECTIVE Downloaded by guest on January 19, 2021
  • 2. biological catalysts. Some representative examples are the following. Isomerizations. Isomerization of propargyl alcohols into conjugated carbonyl com- pounds provides an atom-economic means for synthesizing such compounds. By using a ruthenium-catalyzed redox isomerization of propargyl alcohols into enones in lieu of the traditional two-step stoichiometric reduction and oxidation sequence, a catalytic enantioselective total synthesis of adociacetylene B can be realized efficiently (Scheme 2) (11). Isomerization of an alkynyl vinylcyclo- propene to a fused 5- to 7-ring structure converts classical atom inefficient syn- thetic strategies to ones of ideal atom economy (Scheme 3) (12). Ring-opening metathesis polymerization. The living ring-opening metathesis polymer- ization developed by Grubbs and co- workers represents another type of isomerization and has been used to make a variety of materials, such as those used in dentistry (Scheme 4) (13). Addition reactions. The processes of add- ing allyl alcohol to alkynes to form ␄,␊- unstaturated ketones and aldehydes in aqueous media were developed by Trost et al. (14) and Dixneuf et al. (15), re- spectively (Scheme 5). Another elegant example was recently reported by Krische and coworkers (16), in which primary alcohols were added stereos- electively to alkenes, which provides an atom-economic version of the classical reaction where a Grignard reagent is added to an aldehyde (Scheme 6). Direct Conversion of C–H Bonds. Direct transformation of the C–H bonds of or- ganic molecules into desired structures without extra chemical transformations represents another class of major desir- able reactions (17–23). In nature, a vari- ety of organic compounds can be oxi- dized easily by molecular oxygen or other oxygen donors in the cells of bac- teria, fungi, plants, insects, fish, and mammals (24–26). It is worth noting the important advances in biomimetic ap- proaches to such oxidations (27–36). Hydroxylation of linear alkanes or meth- ane to generate terminal alcohols is very useful in the synthesis of chemicals and fuels (37). However, the direct conversion of C–H bonds into C–C bonds leads to more efficient syntheses of complex products with reduced synthetic opera- tions (38). Recently, great progress has been made in transition-metal-catalyzed activation and further reaction of C–H bonds (39). Li (40) and others have developed various methods to generate C–C bonds directly from two different C–H bonds in the presence of an oxidiz- ing reagent through a cross-dehydroge- native coupling (CDC) catalyzed by transition metals. For example, (NH)- indoles and tetrahydroisoquinolines were converted directly into alkaloids by us- ing such a coupling (Scheme 7) (41). Recently, an elegant cross-coupling of two aryl C–H bonds to form arene– arene coupling products was reported by Fagnou, Sanford, and others (Scheme 8) (42, 43). Synthesis Without Protections. Because of the nature of classical chemical reactiv- ity, organic synthesis extensively utilizes protection–deprotection of functional groups, which increases the number of steps in synthesizing the desired target compounds. Novel chemistry is needed to perform organic synthesis without protection and deprotection. Recently, progress has been made on this subject. For example, Baran et al. (44) have re- ported a total synthesis of a natural product without any protecting groups. Another instance is the efficient synthe- sis of (â«č)-3-deoxy-D-glycero-D-galacto- nonulosonic acid (KDN) by using the indium-mediated allylation reaction in water reported by Chan and Li (Scheme 9) (45). The Knoevenagel condensation of the ␀-diketone with hemiacetalic sugar gave Ru O HO OH 6 6 O 6 6 O O Ph3P Ph3P Cl cat. In(OSO2CF3)3 cat. 71% 2 steps O 6 6 OH HO ADOCIACETYLENE B H H Scheme 2. Ru(NCCH3)3 + PF6 - R H H H3CO2C H3CO2C R = CH2OTIPS R = CHO H OTIPS H H3CO2C H3CO2C H H3CO2C H3CO2C CHO H 85% 80% Scheme 3. O OMe OMe Ru(H2O)6(tos)2 H2O O m MeO OMe n (n-1) equiv. O OMe OMe (H2O)5Ru 2+ + Scheme 4. O OH 200o C N OH N H2O + + H + H Atom economy % = (42.08/119.21) x 100% = 35.3% Atom economy % = (134.18/134.18) x 100% = 100% Claisen Rearrangement: Scheme 1. 13198 ć…© www.pnas.orgć…Ÿcgić…Ÿdoić…Ÿ10.1073ć…Ÿpnas.0804348105 Li and Trost Downloaded by guest on January 19, 2021
  • 3. ␀-C-glucosidic ketone in water directly (Scheme 10) (46). The Click chemistry (47) developed by Sharpless tolerates a wide range of functionalities and allows the direct modification of biological compounds. The archetypical example of Click chemistry is the Huisgen 1,3-dipolar cycloaddition of alkynes to azides to form 1,4-disubsituted 1,2,3-triazoles catalyzed by Cu(I) (Scheme 11). The reaction is mild and highly efficient, and does not require protecting groups. Tandem/Cascade/Flow Reactors. Also of fundamental importance to greener syn- theses is the development of tandem and cascade reaction processes that in- corporate as many reactions as possible to give the final product in one opera- tion. For example, a palladium-catalyzed tandem reaction resulted in multirings in one step (Scheme 12) (48). Another example is Jamison’s synthesis of the core piece of ‘‘ladder’’ polyether marine natural products through a biomimetic cascade cyclization in neutral water (Scheme 13) (49). An alternative way to simplify organic syntheses into a single operation is to perform sequential reactions in a flow reactor. Ley and colleaques (50) re- ported that a multistep synthesis of the alkaloid natural product (â«Ÿ)-oxomariti- dine can be accomplished by using mi- crofluidic pumping systems that pass material through various packed col- umns containing immobilized reagents, catalysts, scavengers, or catch-and-re- lease agents, combining seven separate synthetic steps linked into one continu- ous sequence (Scheme 14). Biocatalysis. Through millions of years of evolution and ‘‘sustainability,’’ na- ture developed highly efficient and se- lective means to achieve the desired transformations. The potential useful- ness of various catalysts of Nature, such as enzymes (51), whole cells, and catalytic antibodies (52) for organic synthesis, has become more and more recognized. Frequently, biocatalysis leads to extremely high reaction rates and selectivities such as enantioselec- tivities that go beyond the reach of chemical catalysts. These developments have provided powerful and parallel tools in the synthetic chemist’s toolbox. However, the high substrate specificity of enzymes presents a dilemma for syn- thetic chemistry in which wide sub- strate applicability is desired. The re- cent exciting development in ‘‘directed evolution’’ (53) provides potential op- portunities in using biological catalysts to overcome this issue. Solvents Solvents are auxiliary materials used in chemical synthesis. They are not an inte- gral part of the compounds undergoing reaction, yet they play an important role in chemical production and synthesis. By far, the largest amount of ‘‘auxiliary waste’’ in most chemical productions is associated with solvent usage. In a clas- sical chemical process, solvents are used extensively for dissolving reactants, ex- tracting and washing products, separat- ing mixtures, cleaning reaction apparati, and dispersing products for practical applications. Although the invention of various exotic organic solvents has resulted in some remarkable advances in chemistry, the legacy of such solvents has led to various environmental and health concerns. Consequently, as part of Green Chemistry efforts, various cleaner solvents have been evaluated as replacements (54). The primary function of solvents in classical chemical syntheses is to facili- tate mass transfer to modulate chemical reactions in terms of reaction rate, yields, conversions, and selectivity. They do this by dissolving the reactants in dilute homogeneous mixtures. The ironic aspect of this process is that, after the reaction, the final product has to be reseparated from the solvent through energy-intensive means. R' + cat. RuCp(COD)Cl R R' OH aqueous media O Ph H Scheme 5. + OH R1 R1 OH R1 OH + [Ir(COD)Cl]2 (3.75 mol%) BIPHEP (7.5 mol%) Bu4NI (10 mol%) DCE (1 M) 65 o C 61-94% Yield 5-15:1 rr > 95:5 syn:anti Scheme 6. 5 mol% CuBr TBHP N H FG R N Ar + N Ar NH R FG 58-98 % Scheme 7. CDC reactions of various indoles with tetrahydroisoquinolines. N H O R + H R' N O R R' Pd(TFA)2 (cat) 3-NO2Py (cat) CsOPiv (cat) Cu(OAc)2 (3 equiv) ArH:PivOH (4:1) 140oC mw 42-87% Scheme 8. HO H OH OH OH OH O + Br CO2Me O OH HO HO OH OH mannose In/H2O HO OH OH OH OH OH CO2Me + HO OH OH OH OH OH CO2Me 6 : 1 ozonolysis HO OH OH OH OH OH O CO2Me KOH O HO CO2H HO OH HO HO OH (+) KDN Scheme 9. Li and Trost PNAS ć…© September 9, 2008 ć…© vol. 105 ć…© no. 36 ć…© 13199 Downloaded by guest on January 19, 2021
  • 4. The development of Green Chemistry redefines the role of a solvent: An ideal solvent facilitates the mass transfer but does not dissolve! In addition, a desirable green solvent should be natural, non- toxic, cheap, and readily available. More desirably, it should have additional ben- efits of aiding the reaction, separation, or catalyst recycling. The concept of or- ganic reactions ‘‘on-water,’’ (55) in which non-water-soluble reagents react by floating on water to generate a non- water-soluble and readily separable final product, is an excellent manifestation of this new definition. Water. The only natural solvent on earth is water. Life requires the construction of chemical bonds in an aqueous envi- ronment. It is obvious that water is the most inexpensive and environmentally benign solvent. Since it was reported that Diels–Alder reactions (56) could be greatly accelerated by using water as a solvent instead of organic solvents (Scheme 15), there has been consider- able attention dedicated to the develop- ment of organic reactions in water (57– 59). Besides Diels–Alder reactions, other examples cover almost all of the most useful organic reactions, even ‘‘water-sensitive’’ reactions (Scheme 16) (60). In many cases, because of hydro- phobic effects, using water as a solvent not only accelerates reaction rates but also enhances reaction selectivities, even when the reactants are sparingly soluble or insoluble in the medium. Further- more, the low solubility of oxygen gas in water, an important property in the early development of life in an anaero- bic environment, can facilitate air- sensitive transition-metal catalysis in open air (61). The use of water as a sol- vent also implies the elimination of te- dious protection–deprotection processes for certain acidic-hydrogen-containing functional groups, which contributes to the overall synthetic efficiency. Water- soluble compounds, such as carbohy- drates, can be used directly without the need for laborious derivatization and water-soluble catalysts can be reused after separation from water-insoluble organic products. Aqueous organic chemistry is also essential in the emerg- ing field of chemical biology, which uses chemical tools to study biological systems. One challenge of using water as a sol- vent is the regeneration of pure water that contains only minor impurities. In this respect, newer purification technologies such as ultrafiltration or natural evapora- tion (if the impurity is not vaporizable) help. Another challenge of using water is separating water-soluble products from water. In addition, many organic com- pounds are not soluble in water. Although ‘‘on-water’’ techniques have provided ex- cellent solutions for some situations, there will be cases where completely soluble in water is desired. CO2. In some cases, water is undesirable. Although some chemical processes may be modified to use water, green solvents with different properties than water are nevertheless needed. One such solvent is liquid and supercritical CO2. It is also a natural solvent, although some energy (pressure) is consumed in its production. In addition, CO2 is renewable, nonflam- mable, and readily evaporating. Other excellent features of CO2 include its fast drying time, better ability to dissolve organic compounds, and better flow abil- ity because of its low viscosity compared with other solvents including water. These properties are complementary to water and provide supplementary needs. Through the landmark work by Noyori et al. (62), DeSimone et al. (63), Tumas and colleaques (64), Leitner (65), and others, supercritical CO2 is emerging as an important medium for chemical syn- thesis. One special feature of liquid and supercritical CO2 is its high mixibility with gases, which offers high efficiency (and often higher selectivity) in reac- tions such as hydrogenations with hydro- gen gas and oxidations with air (66). Another feature of CO2 is its rapid sep- aration from catalysts and products by simple depressurization and recapture. Taking the advantage of these features, Britz et al. (67) (Scheme 17) and Cole- Hamilton et al. (68) developed an effi- O OH OH HO HO CH2 CH3 O OH Na OH OH OH HO HO OH CH2 CH3 O OH Na O OH OH OH HO HO CH3 O CH3 O H NaHCO3 H2O, 90 °C O OH OH HO O CH3 HO O OH OH HO HO CH3 CH3 O O Na HO - CH3COONa - H2O + Scheme 10. One step synthesis of ␀-C-glucosidic ketone in aqueous medium. R2 + N N R1 Cu(I) N N N R1 R2 Scheme 11. OCH3 PhO2S PhO2S 2.5% (dba)3Pd2ÄŻCHCl3 Ph3P, HOAc PhH, 50o C OCH3 PhO2S PhO2S 77% Scheme 12. O Me O O H O H HO H2O O O O O H H H H Me HO H H H H 70o C, 72% 53% isolated yield Scheme 13. HO Br microchannel flow reactor N O MeO MeO H 7 steps, one operation Scheme 14. Synthesis in flow of (â«Ÿ)-oxomaritidine. 13200 ć…© www.pnas.orgć…Ÿcgić…Ÿdoić…Ÿ10.1073ć…Ÿpnas.0804348105 Li and Trost Downloaded by guest on January 19, 2021
  • 5. cient flow chemical reactor for clean synthesis (Fig. 2). Nonnatural Solvents. In addition to the two ‘‘natural green solvents’’, various nonnatural ones have also been inten- sively studied as green alternatives. The most widely studied ones are ionic liq- uids (69). The greatest advantage of these solvents is their low vapor pres- sures, which offer advantages in reduc- ing volatile organics in the air. Such novel solvents also offer various interest- ing new chemistries such as dissolving cellulose (70) and changing the outcome of reactions (71). Another innovative discovery is the recently developed ‘‘switchable solvents’’ by Jessop, Liotta, Erckert, and others (72). Such solvents change their properties with different needs. Beside these solvents, other syn- thetic solvents such as fluorous (73, 74) and property-changing soluble polymer systems (75) have been evaluated as po- tential green alternatives. Conclusion Our future challenges in resource, en- vironmental, economical, and societal sustainability demand more efficient and benign scientific technologies for working with chemical processes and products. Green chemistry addresses such challenges by inventing novel re- actions that can maximize the desired products and minimize by-products, designing new synthetic schemes and apparati that can simplify operations in chemical productions, and seeking greener solvents that are inherently environmentally and ecologically be- nign. Together, such fundamental inno- vations in chemical sciences will lead us to a new generation of chemical syntheses. ACKNOWLEDGMENTS. We thank all colleagues who are actively pursuing green chemistry. This work was supported by the National Science Foundation, the National Science Foundation– Environmental Protection Agency joint pro- gram for a sustainable environment, and the Natural Sciences and Engineering Research Council. 1. 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