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International Journal of Research in Advent Technology, Vol.2, No.5, May 2014 
E-ISSN: 2321-9637 
Performance Enhancement of Optical Communication 
329 
Using Decision Feedback Equalization 
Amit kaushik1, Hemant Dalal 2 
Department of Electronics and Communication1,2 
CBS Group of Institutions1,2 
Jhajjar, Haryana 
Email id-kaushik_amit87@yahoo.com, hemantdalal87@gmail.com 
Abstract : This paper, proposes an adaptive equalizer by integrating the fractional spaced equalizer (FSE) with decision 
feedback equalizer (DFE) for optical channel to compensate the problem of pulse dispersion effect in optical link. The 
performance of the equalizer is improved by adopting the activity detection guidance (ADG) with tap decoupling (TD) in 
the fractional spaced decision feedback equalizer (FSDFE) to get fruitful outcomes. In this paper a fractionally spaced 
decision feedback equalization (FSDFE) structure which replaces the symbol spaced feedback filter with a fractionally 
spaced feedback filter is used to improve the stability and the steady-state error performance and the convergence rate. 
As the impulse response of a typical optical link would have regions that are essentially zero, the employment of the 
activity detection scheme with Tap Decoupling would further enhance the steady-state error performance and 
convergence rate. The simulation results revealed that: the FSDFE with ADG and TD offers a superior performance than 
its counterpart without ADG and TD. Where, it offers improvement in the effectiveness of amplitude distortion. 
Index : ADFE, ADG, DFE, FSE, FSDFE, I.S.I and TD 
I. INTRODUCTION 
In Long haul optical communications usually there are 
several keys area to ensure the data transfer is error-free. 
These areas include modulation method, type of 
amplifier used, and the error correction scheme and 
dispersion compensation. In optical communications, 
high-speed data transfer is limited by signal distortion, 
caused by the broadening of pulses that result in 
Intersymbol Interference (ISI). 
There are several forms of dispersion, such as: 
Intermodal dispersion that occurs only in multimode 
fiber due to different velocities for different modes and 
hence, it reduces the performance of optical network at 
higher data rates. The second one is intra-modal 
dispersion which occurs in all types of fibers. Intra-modal 
dispersion occurs because different colors of 
light travel through different materials and different 
waveguide structures at different speeds. Intra modal 
dispersion is also called as chromatic dispersion (CD) 
which can be divided into two parts: the first one, is 
called material dispersion that limits the fiber 
bandwidth or the information-carrying capacity of the 
fiber and also limits the transmission distance, since the 
shorter the pulses, the more susceptible they are to lSI. 
The second type is the waveguide dispersion occurs 
because the single-mode fiber only confines about 80 
percent of the optical power to the core. Thus dispersion 
arises due to light propagating in the cladding travels 
faster than the light confined to the core. So, dispersion 
occurs because light propagates differently in the core 
than in the cladding. The intra modal dispersion can be 
expressed mathematically by 
Dintramodal = Dm+ DWG 
where: D M is the material dispersion, 
DWG is the waveguide dispersion. 
The numerous techniques in adaptive equalization and 
equalizer are used that gives suitable and effective 
equalization approach for a typical optical channel. In 
this paper we evaluate the causes of dispersion in a 
typical optical link and its limiting effects to the 
possible communication capacity, then to reverse the 
effects that the channel has on the transmitted signal 
and reproduce the original signal at the received end. 
Finally, design an adaptive equalizer to mitigate the 
pulse dispersion effects of an optical link. A range of 
adaptive algorithms and equalizer structures are 
evaluated. The Least Mean Square (LMS) algorithm is 
chosen for its robustness and computational simplicity. 
II. ADAPTIVE EQUALIZER 
Linear equalizer is not allways useful for high data bit 
rate with a dispersive optical channel suffers from lSI or 
amplitude distortion and used where, the channel does 
not suffer from amplitude distortion. On the other hand, 
non-linear equalizer approved its capability to provide 
superior performance in amplitude distorted channel 
and will be very beneficial and relevant to the 
application in optical communications. 
The adaptive equalizer is exploited to compensate the 
dispersion in optical channel, it allows for long haul 
communication before requiring a repeater, the benefits 
are to save infrastructure and equipment cost for optical
International Journal of Research in Advent Technology, Vol.2, No.5, May 2014 
E-ISSN: 2321-9637 
, must be above a 
330 
communication link [1]. It is defined as the equalizer 
which adjusts to different environments and involves a 
process of filtering input signal to match a desired 
response. Its parameters are automatically updated by 
making a set of measurements of the underlying signals 
and applying that set to the adaptive filtering algorithm 
such that the difference between the output and the 
desired response is minimized in either a statistical or 
deterministic sense [2]. Concerning the adaptive 
algorithms, we have several numbers of adaptive 
algorithms, The most important of them are the least 
mean squares (LMS) error algorithm and recursive least 
squares (RLS) algorithm. The criterion used in the 
adaptive LMS algorithm is the minimization of the 
mean square error (MSE) between the desired equalizer 
output and the actual equalizer output in [1 0] for the N-taps 
adaptive transversal filter and the output is given 
by: 
y(n)=Σ
−  
where: x(n-i) is the filter input, wi(n) is the tap weight. 
Fractionally Spaced Equalizer (FSE) is based on 
sampling the incoming signal at least as fast as the 
Nyquist rate. Such equalizers have taps that are spaced 
closer than conventional adaptive equalizers, and with a 
sufficient number of taps, it is almost independent of 
the channel delay distortion. It means that the equalizer 
can negate the channel distortion without enhancing the 
noise [3]. Given the above properties, the FSE 
technique is a highly desirable application since it 
minimizes noise enhancement. With appropriately 
chosen tap spacing; the FSE can be configured as the 
excellent feed forward filter. The combination of DFE 
with FSE technique, provides minimize noise 
enhancement and Excellent amplitude distortion 
performance. 
Decision Feedback Equalizer 
Decision Feedback Equalizer have both the feed 
forward and feedback filters are essentially linear 
filters. It is a non-linear structure because of the non-linear 
operation in the feedback loop (decision 
threshold); its current output is based on the output of 
previous symbols. The decision feedback equalizer has 
zero noise enhancements in the feedback loop. The 
above DFE structure has N 
1 
+ N 
2 
+ 1 feed forward taps 
and 
N 
3 
feedback taps [2]. 
The output of the equalizer is given by: 
^=Σ  ∗ 
 
 
 	 Σ  
 

 	 
where is the tap gain and y x n c 
n 
is the input for the 
forward filter,is the tap gain for the feed back filter and 
dFi x (ik) is the previous decision made on the 
detected signal [4]. 
Activity Detection Guidance 
Activity detection guidance technique is a method of 
detecting active taps in a communication channel, 
implementing such technique capable of detecting 
active taps in the channel, non-active taps can be 
excluded in the estimation of the channel response. This 
gives a better convergence rate and asymptotic 
performance. The detection of the ‘active’ taps of a 
time-invariant channel is governed by the equation [6]. 
, = 
 
Σ . ! 
 
#  
 
Σ # 
 !  
Where, i is time index, k is tap index, C 
k 
is known as 
the activity measure and N is the number of input 
samples. In order to determine a tap to be active, the 
value of the activity measure, C 
k 
certain threshold. The activity threshold is given by: 
$%, ' 
(). log  
 
 

 
Modifications to the activity measure have to be made 
to reduce the tap coupling effect [6]. 
$$ 
=Σ [	./0! !.1 !] 
Σ 1 !  
# 
 

 
III. Analysis of Impulse Response in Optical 
Channel 
The frequency response of the base band is given by 
H(f)=345 678 
678 9 : 
:	7;8; 
And the impulse response of a typical optical channel 
represented by a cosine-squared pulse shape and is 
given by: 
h(t) == 
; 
8 
8 , 	8 
?cos26@ 
;A@A8 
; 
BCDBEFBGB 
IV. SIMULATION RESULTS AND 
DISCUSSIONS 
It is clear that the simulated impulse response is 
resembling a cosine-square shape and having a total of 
7-taps. The feed forward section has a total of 6-taps, 
the fIrst tap has a magnitude of I and the fourth tap has 
a magnitude of 0.8. The rest of the taps are in active or 
zero except for tap 7, which is the feedback tap with a 
magnitude of 1 . On the other hand, for the estimated 
channel impulse response we have run the equalizer for 
30000 sample inputs in order to achieve an impulse 
response in close proximity to the actual simulated
International Journal of Research in Advent Technology, Vol.2, No.5, May 2014 
E-ISSN: 2321-9637 
331 
channel. It is clear that the channel bears a fair 
resemblance of the simulated channel. But, the inactive 
taps, which were supposed to be zero, were not flat. 
This is due to the noisy estimates of the inactive taps in 
the channel. 
Fig. 1: Impulse response with FSDFE after simulation 
Fig. 2: Estimated channel impulse response for FSDF 
Fig. 3: Asymptotic perfornance for FSDF 
Fig. 4: Active taps count for FSDFE. 
Fig. 5: Squared difference of input to channel and 
output of equalizer for FSDFE. 
FSDFE with ADG and Tap Decoupling. 
We have noticed that the inactive taps in the estimated 
channel were not estimated at zero Adopting ADG with 
FSDFE could improve the convergence rate and 
asymptotic performance, detect the non active taps, 
disregard them in the calculation of the tap weight 
adoption and set them to zero [5]. However, the true 
number of active taps cannot be detected accurately and 
the inactive taps will still suffer from the noisy 
estimates that are common in any communication 
channel. The inability to detect the true number of 
active taps accurately is due to the correlation within 
the input signal that is causing the coupling amongst the 
output of the unknown channel taps.
International Journal of Research in Advent Technology, Vol.2, No.5, May 2014 
E-ISSN: 2321-9637 
332 
Fig. 6: Simulated channel impulse response. 
Fig. 7: Estimated channel impulse response. 
Fig.8: Asymptotic performance of the equalizer. 
Fig.9: Active taps count. 
Fig.10: Output of equalizer 
V. CONCLUSION 
With the successful development of the adaptive 
modified Decision Feedback Equalizer with activity 
detection guidance and tap decoupling, it offers an 
excellent alternative to the existing equalization 
techniques available in the optical communication is 
implemented using the Least Mean Square (LMS) 
technique, using stochastic gradient adaptation, led to a 
faster convergence rate, as only the active taps need to 
be adapted, and better asymptotic performance as 
shown clearly. 
REFERENCES 
[1] Theodore S. Rappaport, “Wireless Communications 
– Principles and Practice” 2 
nd 
edition, Prentice Hall 
Communications Engineering and Emerging 
Technologies Series, Upper Saddle River, New 
Jersey, 2002. 
[2] B.L.Kaspers, “Equalization of Multimode Optical 
Fiber Systems”, Bell System Technical Journal, 
September 1982.

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Enhancing Optical Communication Using Decision Feedback Equalization

  • 1. International Journal of Research in Advent Technology, Vol.2, No.5, May 2014 E-ISSN: 2321-9637 Performance Enhancement of Optical Communication 329 Using Decision Feedback Equalization Amit kaushik1, Hemant Dalal 2 Department of Electronics and Communication1,2 CBS Group of Institutions1,2 Jhajjar, Haryana Email id-kaushik_amit87@yahoo.com, hemantdalal87@gmail.com Abstract : This paper, proposes an adaptive equalizer by integrating the fractional spaced equalizer (FSE) with decision feedback equalizer (DFE) for optical channel to compensate the problem of pulse dispersion effect in optical link. The performance of the equalizer is improved by adopting the activity detection guidance (ADG) with tap decoupling (TD) in the fractional spaced decision feedback equalizer (FSDFE) to get fruitful outcomes. In this paper a fractionally spaced decision feedback equalization (FSDFE) structure which replaces the symbol spaced feedback filter with a fractionally spaced feedback filter is used to improve the stability and the steady-state error performance and the convergence rate. As the impulse response of a typical optical link would have regions that are essentially zero, the employment of the activity detection scheme with Tap Decoupling would further enhance the steady-state error performance and convergence rate. The simulation results revealed that: the FSDFE with ADG and TD offers a superior performance than its counterpart without ADG and TD. Where, it offers improvement in the effectiveness of amplitude distortion. Index : ADFE, ADG, DFE, FSE, FSDFE, I.S.I and TD I. INTRODUCTION In Long haul optical communications usually there are several keys area to ensure the data transfer is error-free. These areas include modulation method, type of amplifier used, and the error correction scheme and dispersion compensation. In optical communications, high-speed data transfer is limited by signal distortion, caused by the broadening of pulses that result in Intersymbol Interference (ISI). There are several forms of dispersion, such as: Intermodal dispersion that occurs only in multimode fiber due to different velocities for different modes and hence, it reduces the performance of optical network at higher data rates. The second one is intra-modal dispersion which occurs in all types of fibers. Intra-modal dispersion occurs because different colors of light travel through different materials and different waveguide structures at different speeds. Intra modal dispersion is also called as chromatic dispersion (CD) which can be divided into two parts: the first one, is called material dispersion that limits the fiber bandwidth or the information-carrying capacity of the fiber and also limits the transmission distance, since the shorter the pulses, the more susceptible they are to lSI. The second type is the waveguide dispersion occurs because the single-mode fiber only confines about 80 percent of the optical power to the core. Thus dispersion arises due to light propagating in the cladding travels faster than the light confined to the core. So, dispersion occurs because light propagates differently in the core than in the cladding. The intra modal dispersion can be expressed mathematically by Dintramodal = Dm+ DWG where: D M is the material dispersion, DWG is the waveguide dispersion. The numerous techniques in adaptive equalization and equalizer are used that gives suitable and effective equalization approach for a typical optical channel. In this paper we evaluate the causes of dispersion in a typical optical link and its limiting effects to the possible communication capacity, then to reverse the effects that the channel has on the transmitted signal and reproduce the original signal at the received end. Finally, design an adaptive equalizer to mitigate the pulse dispersion effects of an optical link. A range of adaptive algorithms and equalizer structures are evaluated. The Least Mean Square (LMS) algorithm is chosen for its robustness and computational simplicity. II. ADAPTIVE EQUALIZER Linear equalizer is not allways useful for high data bit rate with a dispersive optical channel suffers from lSI or amplitude distortion and used where, the channel does not suffer from amplitude distortion. On the other hand, non-linear equalizer approved its capability to provide superior performance in amplitude distorted channel and will be very beneficial and relevant to the application in optical communications. The adaptive equalizer is exploited to compensate the dispersion in optical channel, it allows for long haul communication before requiring a repeater, the benefits are to save infrastructure and equipment cost for optical
  • 2. International Journal of Research in Advent Technology, Vol.2, No.5, May 2014 E-ISSN: 2321-9637 , must be above a 330 communication link [1]. It is defined as the equalizer which adjusts to different environments and involves a process of filtering input signal to match a desired response. Its parameters are automatically updated by making a set of measurements of the underlying signals and applying that set to the adaptive filtering algorithm such that the difference between the output and the desired response is minimized in either a statistical or deterministic sense [2]. Concerning the adaptive algorithms, we have several numbers of adaptive algorithms, The most important of them are the least mean squares (LMS) error algorithm and recursive least squares (RLS) algorithm. The criterion used in the adaptive LMS algorithm is the minimization of the mean square error (MSE) between the desired equalizer output and the actual equalizer output in [1 0] for the N-taps adaptive transversal filter and the output is given by: y(n)=Σ
  • 3. − where: x(n-i) is the filter input, wi(n) is the tap weight. Fractionally Spaced Equalizer (FSE) is based on sampling the incoming signal at least as fast as the Nyquist rate. Such equalizers have taps that are spaced closer than conventional adaptive equalizers, and with a sufficient number of taps, it is almost independent of the channel delay distortion. It means that the equalizer can negate the channel distortion without enhancing the noise [3]. Given the above properties, the FSE technique is a highly desirable application since it minimizes noise enhancement. With appropriately chosen tap spacing; the FSE can be configured as the excellent feed forward filter. The combination of DFE with FSE technique, provides minimize noise enhancement and Excellent amplitude distortion performance. Decision Feedback Equalizer Decision Feedback Equalizer have both the feed forward and feedback filters are essentially linear filters. It is a non-linear structure because of the non-linear operation in the feedback loop (decision threshold); its current output is based on the output of previous symbols. The decision feedback equalizer has zero noise enhancements in the feedback loop. The above DFE structure has N 1 + N 2 + 1 feed forward taps and N 3 feedback taps [2]. The output of the equalizer is given by: ^=Σ ∗ Σ where is the tap gain and y x n c n is the input for the forward filter,is the tap gain for the feed back filter and dFi x (ik) is the previous decision made on the detected signal [4]. Activity Detection Guidance Activity detection guidance technique is a method of detecting active taps in a communication channel, implementing such technique capable of detecting active taps in the channel, non-active taps can be excluded in the estimation of the channel response. This gives a better convergence rate and asymptotic performance. The detection of the ‘active’ taps of a time-invariant channel is governed by the equation [6]. , = Σ . ! # Σ # ! Where, i is time index, k is tap index, C k is known as the activity measure and N is the number of input samples. In order to determine a tap to be active, the value of the activity measure, C k certain threshold. The activity threshold is given by: $%, ' (). log Modifications to the activity measure have to be made to reduce the tap coupling effect [6]. $$ =Σ [ ./0! !.1 !] Σ 1 ! # III. Analysis of Impulse Response in Optical Channel The frequency response of the base band is given by H(f)=345 678 678 9 : : 7;8; And the impulse response of a typical optical channel represented by a cosine-squared pulse shape and is given by: h(t) == ; 8 8 , 8 ?cos26@ ;A@A8 ; BCDBEFBGB IV. SIMULATION RESULTS AND DISCUSSIONS It is clear that the simulated impulse response is resembling a cosine-square shape and having a total of 7-taps. The feed forward section has a total of 6-taps, the fIrst tap has a magnitude of I and the fourth tap has a magnitude of 0.8. The rest of the taps are in active or zero except for tap 7, which is the feedback tap with a magnitude of 1 . On the other hand, for the estimated channel impulse response we have run the equalizer for 30000 sample inputs in order to achieve an impulse response in close proximity to the actual simulated
  • 4. International Journal of Research in Advent Technology, Vol.2, No.5, May 2014 E-ISSN: 2321-9637 331 channel. It is clear that the channel bears a fair resemblance of the simulated channel. But, the inactive taps, which were supposed to be zero, were not flat. This is due to the noisy estimates of the inactive taps in the channel. Fig. 1: Impulse response with FSDFE after simulation Fig. 2: Estimated channel impulse response for FSDF Fig. 3: Asymptotic perfornance for FSDF Fig. 4: Active taps count for FSDFE. Fig. 5: Squared difference of input to channel and output of equalizer for FSDFE. FSDFE with ADG and Tap Decoupling. We have noticed that the inactive taps in the estimated channel were not estimated at zero Adopting ADG with FSDFE could improve the convergence rate and asymptotic performance, detect the non active taps, disregard them in the calculation of the tap weight adoption and set them to zero [5]. However, the true number of active taps cannot be detected accurately and the inactive taps will still suffer from the noisy estimates that are common in any communication channel. The inability to detect the true number of active taps accurately is due to the correlation within the input signal that is causing the coupling amongst the output of the unknown channel taps.
  • 5. International Journal of Research in Advent Technology, Vol.2, No.5, May 2014 E-ISSN: 2321-9637 332 Fig. 6: Simulated channel impulse response. Fig. 7: Estimated channel impulse response. Fig.8: Asymptotic performance of the equalizer. Fig.9: Active taps count. Fig.10: Output of equalizer V. CONCLUSION With the successful development of the adaptive modified Decision Feedback Equalizer with activity detection guidance and tap decoupling, it offers an excellent alternative to the existing equalization techniques available in the optical communication is implemented using the Least Mean Square (LMS) technique, using stochastic gradient adaptation, led to a faster convergence rate, as only the active taps need to be adapted, and better asymptotic performance as shown clearly. REFERENCES [1] Theodore S. Rappaport, “Wireless Communications – Principles and Practice” 2 nd edition, Prentice Hall Communications Engineering and Emerging Technologies Series, Upper Saddle River, New Jersey, 2002. [2] B.L.Kaspers, “Equalization of Multimode Optical Fiber Systems”, Bell System Technical Journal, September 1982.
  • 6. International Journal of Research in Advent Technology, Vol.2, No.5, May 2014 E-ISSN: 2321-9637 333 [3] John M. Senior, Optical Fiber Communications - Principles and Practice 2nd edition, Prentice Hall International Series in Optoelectronics, New York, 1 992. [4]S.D. Personick, Time dispersion in dielectric waveguides, Bell Syst. Tech. J., 50(3), pp. 843-859, 1 971 . [5] Simon Haykin, Adaptive filter theory, Prentice- Hall, Upper Saddle River, N.J, 1 996 [6] John Homer, Iven Mareels, Robert R. Bitmead, Bo Wahlberg and Fredrik Gustafsson, “LMS Estimation via Structural Detection”, IEEE Transactions on signal processing, Vol. 46, No. 10, October 1998.