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THE ROLE OF INTERNATIONAL
ORGANISATIONS IN FOSTERING
BETTER RULES OF GLOBALISATION
Rolf Alter, Director, Public Governance and Territorial Development, OECD
5th OECD Parliamentary Days
10 February 2017
A joint undertaking of the OECD Public Governance and
Territorial Development and the Legal Directorates
Better international rules of the game
for a globalisation that benefits all
Corruption
Tax fraud
Poverty
Epidemics
Migration
Illiteracy
Hunger
Terrorism
Integrity
Transparency
Prosperity
Health
Integration
Education
Food safety
Security
The diversity of organisations involved (inter-
governmental, private and increasingly trans-
governmental) in setting international rules
35
5
9
1
0
5
10
15
20
25
30
35
40
Intergovernmental
organisations
Private standard-setters Trans-governmental
networks of regulators
Supra-national
institutions
APEC,
CARICOM,
COMESA,
ESCWA,
FAO, IAEA, IMF,
IMO, ITU, OIE,
OIF, OIML,
OPCW, OTIF,
UNDP, UNEP,
UNIDO, UNODC,
UNWTO, UPU,
WCO, WHO,
WIPO, WMO,
WTO/OMC
NATO, OAS,
OIV, OSCE,
OECD, UNECE,
BRS, CBD,
CITES, OZONE
ASTM International,
IATA, IEC, IFAC, ISO
AHWP, IAF, IAIS, ICN, ILAC,
IMDRF, IOSCO, PIC/s, SAICM
European Commission
Source: OECD Survey of International Organisations, 2015.
Exchange of
information and
experience
Data collection
Research and policy
analysis
Discussion of good
regulatory practice
Development of
rules, standards,
guidance
Negotiation of
international
agreements
Enforcement,
imposition of
sanctions
Dispute
settlement
Crisis
management
Despite diversity, international organisations have
similar focus on development of rules rather than on
enforcement and implementation
FrequentactivitiesforallIOs
UncommonforIOs
Source: OECD Survey of International Organisations, 2015.
OECD Anti-Bribery Convention
OECD Recommendation of the Council on Gender Equality in Public Life
WHO Framework Convention on Tobacco Control
Codex Alimentarius (FAO, WHO)
UNECE Convention on Access to Information, Public Participation in Decision-making and
Access to Justice in Environmental Matters
IMO International Convention for the Prevention of Pollution from Ships
ISO Standards on design, production, installation and servicing Safety of Medical Devices
Examples of international norms
The nature of international rules of the game:
soft law rather than binding agreements
Source: OECD Survey of International Organisations, 2015.
47
43
29
23
21
19
16
0 5 10 15 20 25 30 35 40 45 50
Non-binding guidance/best practices document
Recommendation
Political declaration
Technical standards
Legally binding decision
Treaty for ratification by states
Model treaty or law
Majorityof
IOsadopt
softlaw
instruments
LessIOs
adoptmore
binding
instruments
Implementation of international norms is mostly done
through voluntary peer reviews
Source: OECD Survey of International Organisations, 2015.
8
2
4
10
18
19
6
13
12
12
12
13
36
35
34
28
20
18
0 10 20 30 40 50
Mandatory peer review of
individual members
Dispute settlement
procedure
Sanctions
Positive incentives for
implementation
Voluntary peer review of
individual members
Benchmarking progress of
individual members
Yes Occasionally Never
The stronger
the mechanism
to encourage
implementation
…
… the less it is
done by
international
organisations
International organisations increasingly engage
stakeholders in rule-making, through ad hoc invitations and
formal status. Diversity remains across and within.
Source: OECD Survey of International Organisations, 2015.
13
37
10
10
27
3
0 10 20 30 40 50
Opportunity for the
general public to
comment on
proposed actions
Opportunity for
stakeholder groups to
comment on
proposed actions
Yes Occasionally Never
19
26
37
13
9
7
18
15
6
0 10 20 30 40 50
Stakeholder advisory
committee
Official status for
Stakeholder groups within
the organisation
Invitations to stakeholder
groups to participate in
rule-making process
Yes Occasionally Never
Growing tendency to evaluate use of international
rules, but difficulties remain on estimating their
impacts
11
7
8
9
13
15
17
17
19
Ex post evaluation of implementation and
impacts
Review of the overall stock of regulatory
norms in the organisation
Ex ante regulatory impact assessment
Yes Occasionally Never
Source: OECD Survey of International Organisations, 2015.
Cooperation among international organisations is
frequent… but relies mostly on exchange of information
Source: OECD Survey of International Organisations, 2015.
12
28
29
37
42
45
26
15
14
11
6
4
12
7
7
2
2
1
0 10 20 30 40 50
Develop joint instruments
Participate in co-ordinating
institution
MOU or other agreement
Joint meetings that provide
forums for co-ordination
Observe relevant actions of other
bodies
Exchange information
Yes Occasionally Never
ObservationCo-ordination
2014-2016:
Reflecting on
common
challenges to
international rule-
making
• Informal platform of international organisations hosted by OECD
• Survey of 50 IOs and report
• 7 Case studies: FAO, IMO, ISO, OECD, OIML, UNECE, WHO
2017-beyond:
Towards a
Partnership of IOs
on Excellence in
International
Rule-Making
• A partnership of IOs underpinning peer dialogue and learning
• Focusing on: 1) strengthening implementation of IO instruments; 2)
ensuring efficient stakeholder engagement; 3) developing a culture of
evaluation of IO instruments; and 4) maximising the opportunities for
co-ordination across IOs
Towards a Partnership of IOs on Excellence
in International Rule-Making
Why? To provide domestic regulators and legislators greater confidence that
international rules can help them achieve their domestic mandate
Background information:
Our work on the role of international organisations in
fostering international regulatory co-operation:
www.oecd.org/gov/regulatory-policy/international-
organisations-and-role-in-irc.htm
Contacts:
Celine.kauffmann@oecd.org
Marianna.karttunen@oecd.org
Thank you

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Role-Internationational-Organisation-Parliamentary-Days-2017

  • 1. THE ROLE OF INTERNATIONAL ORGANISATIONS IN FOSTERING BETTER RULES OF GLOBALISATION Rolf Alter, Director, Public Governance and Territorial Development, OECD 5th OECD Parliamentary Days 10 February 2017 A joint undertaking of the OECD Public Governance and Territorial Development and the Legal Directorates
  • 2. Better international rules of the game for a globalisation that benefits all Corruption Tax fraud Poverty Epidemics Migration Illiteracy Hunger Terrorism Integrity Transparency Prosperity Health Integration Education Food safety Security
  • 3. The diversity of organisations involved (inter- governmental, private and increasingly trans- governmental) in setting international rules 35 5 9 1 0 5 10 15 20 25 30 35 40 Intergovernmental organisations Private standard-setters Trans-governmental networks of regulators Supra-national institutions APEC, CARICOM, COMESA, ESCWA, FAO, IAEA, IMF, IMO, ITU, OIE, OIF, OIML, OPCW, OTIF, UNDP, UNEP, UNIDO, UNODC, UNWTO, UPU, WCO, WHO, WIPO, WMO, WTO/OMC NATO, OAS, OIV, OSCE, OECD, UNECE, BRS, CBD, CITES, OZONE ASTM International, IATA, IEC, IFAC, ISO AHWP, IAF, IAIS, ICN, ILAC, IMDRF, IOSCO, PIC/s, SAICM European Commission Source: OECD Survey of International Organisations, 2015.
  • 4. Exchange of information and experience Data collection Research and policy analysis Discussion of good regulatory practice Development of rules, standards, guidance Negotiation of international agreements Enforcement, imposition of sanctions Dispute settlement Crisis management Despite diversity, international organisations have similar focus on development of rules rather than on enforcement and implementation FrequentactivitiesforallIOs UncommonforIOs Source: OECD Survey of International Organisations, 2015.
  • 5. OECD Anti-Bribery Convention OECD Recommendation of the Council on Gender Equality in Public Life WHO Framework Convention on Tobacco Control Codex Alimentarius (FAO, WHO) UNECE Convention on Access to Information, Public Participation in Decision-making and Access to Justice in Environmental Matters IMO International Convention for the Prevention of Pollution from Ships ISO Standards on design, production, installation and servicing Safety of Medical Devices Examples of international norms
  • 6. The nature of international rules of the game: soft law rather than binding agreements Source: OECD Survey of International Organisations, 2015. 47 43 29 23 21 19 16 0 5 10 15 20 25 30 35 40 45 50 Non-binding guidance/best practices document Recommendation Political declaration Technical standards Legally binding decision Treaty for ratification by states Model treaty or law Majorityof IOsadopt softlaw instruments LessIOs adoptmore binding instruments
  • 7. Implementation of international norms is mostly done through voluntary peer reviews Source: OECD Survey of International Organisations, 2015. 8 2 4 10 18 19 6 13 12 12 12 13 36 35 34 28 20 18 0 10 20 30 40 50 Mandatory peer review of individual members Dispute settlement procedure Sanctions Positive incentives for implementation Voluntary peer review of individual members Benchmarking progress of individual members Yes Occasionally Never The stronger the mechanism to encourage implementation … … the less it is done by international organisations
  • 8. International organisations increasingly engage stakeholders in rule-making, through ad hoc invitations and formal status. Diversity remains across and within. Source: OECD Survey of International Organisations, 2015. 13 37 10 10 27 3 0 10 20 30 40 50 Opportunity for the general public to comment on proposed actions Opportunity for stakeholder groups to comment on proposed actions Yes Occasionally Never 19 26 37 13 9 7 18 15 6 0 10 20 30 40 50 Stakeholder advisory committee Official status for Stakeholder groups within the organisation Invitations to stakeholder groups to participate in rule-making process Yes Occasionally Never
  • 9. Growing tendency to evaluate use of international rules, but difficulties remain on estimating their impacts 11 7 8 9 13 15 17 17 19 Ex post evaluation of implementation and impacts Review of the overall stock of regulatory norms in the organisation Ex ante regulatory impact assessment Yes Occasionally Never Source: OECD Survey of International Organisations, 2015.
  • 10. Cooperation among international organisations is frequent… but relies mostly on exchange of information Source: OECD Survey of International Organisations, 2015. 12 28 29 37 42 45 26 15 14 11 6 4 12 7 7 2 2 1 0 10 20 30 40 50 Develop joint instruments Participate in co-ordinating institution MOU or other agreement Joint meetings that provide forums for co-ordination Observe relevant actions of other bodies Exchange information Yes Occasionally Never ObservationCo-ordination
  • 11. 2014-2016: Reflecting on common challenges to international rule- making • Informal platform of international organisations hosted by OECD • Survey of 50 IOs and report • 7 Case studies: FAO, IMO, ISO, OECD, OIML, UNECE, WHO 2017-beyond: Towards a Partnership of IOs on Excellence in International Rule-Making • A partnership of IOs underpinning peer dialogue and learning • Focusing on: 1) strengthening implementation of IO instruments; 2) ensuring efficient stakeholder engagement; 3) developing a culture of evaluation of IO instruments; and 4) maximising the opportunities for co-ordination across IOs Towards a Partnership of IOs on Excellence in International Rule-Making Why? To provide domestic regulators and legislators greater confidence that international rules can help them achieve their domestic mandate
  • 12. Background information: Our work on the role of international organisations in fostering international regulatory co-operation: www.oecd.org/gov/regulatory-policy/international- organisations-and-role-in-irc.htm Contacts: Celine.kauffmann@oecd.org Marianna.karttunen@oecd.org Thank you