Anil Kumar Koppu has over 9 years of experience in financial services including investment banking, capital markets, and reconciliation activities. He is currently a Team Leader at Pershing India managing a cost basis reporting team of 8 people. Prior to this role, he held positions performing various finance and operations functions such as insurance disbursements, property financial statement review, and reconciliation. He is seeking a new challenging role where he can further contribute his skills.

1. Anil Kumar Koppu
Mobile: (+91 8056161982) E-Mail: anil.koppu@gmail.com
Experienced and detail-oriented professional with a proven ability to perform a broad range of functions quickly and accurately in
a fast-paced environment. Equipped with over 9 years of experience in Financial Services, Investment Banking, Capital Markets,
Reconciliation activities in the domain of finance and investment management industry. Possess extensive operational
background with in- depth understanding of analysis. Promptly respond to operational and financial challenges with confidence,
determination and focus. Looking for a challenging role with a reputed organization, which can provide me an opportunity to
showcase my skill set to explore the infinite possibilities of the world.
Snapshot
 Deliveringover 9 years of experience in cash/positionreconciliation, Clearance of equity, mutual fundandfixed income securities, review
of financial statements of real estate properties and disbursement of insurance premiums.
 Presently associated with Pershing India as Team Leader managing Cost basis reporting team.
 Responsible for 8 direct reports; new hire, coach and develop a high talented team.
 Hands on experience on Swift Message Types viz. MT500 Series.
 Hands on experience on Global platforms like Nexus, Smart track and DTC.
 Product knowledge: Equities, Fixed Income, Prime Brokerage, Mutual Funds etc.
 A visionarywith confidence andcredibilityto build relationships withclients andwork independentlyand effectivelyina team, exhibiting
flexibility, adaptability and resilience.
Core Competencies
 Successfully transitioned 3 Processes from USA pertaining to Clearance and Cost Basis Reporting.
 Hands on experience on drafting Standard Operating Procedures and P&Ps.
 Attending to the management/onshore conference Calls and cascading the information to the rest of team.
 Undertakingrapport building activities with the clients and conveying their valuable feedback for better decision making to the
Management.
 Conductinghalf-yearlyandYearlyappraisalsof team members andgivingthem appropriate feedback to ensure theyre alize their strengths
and areas of improvement.
 Bridging knowledge gap among the team members byprovidingproduct and process training andDeployingtraining plans for new joiners
 Proficient in driving operational efficiency through process improvements.
Achievements
 Received Global Innovation Eureka awardfrom KarenB Peetz, President of BNY Mellon for innovation thinking in the year 2014. And
also earned an award of $1000 for mycontribution to the company’s globalinnovationefforts. KarenB Peetzwas ranked as No 1 among
“The Most Powerful Women in Banking.” according to American Banker.
 Received ‘WOW’ award for clearing high volume in reconciliation process in the year 2015.
 Received Lightening award for Genworth project in the year 2008.
 Bagged First Prize in BIZ QUIZ competition from ITM.
 Bagged a Gold medal (Topper) at the Intermediate from A.V.V Junior college.
Employment Recital:
1. Pershing India , A BNY Mellon Company as a Team Leader (Jun’ 13 - Till Date)
2. iNautix Technologies , A BNY Mellon Company as a Specialist (Apr’ 10 - Jun’13)
Cash, Position reconciliation and Cost Basis Reporting
 Reconciliation requiredto be performed byCost basisreporting, results from discrepancy of the balances on Pershing books &
records to the corresponding activity in PORT.
 Reconciling Cash and Position breaks on a daily basis
 Resolvingthe breaks ineffect to corporate actions (Dividends) by matching Netx360 and Rumba, Passing the amended entry to
ensure the break is nullified.
 Authorization to cancelthe cashdividendandcredit the cash back to the client if it is not reinvestedinshares within stipulated time.
 Review paper transfer statements received from Contra and ensure to upload to PORT

2.  Review client portfolio holding statements on a weekly bas is and report to onshore if any discrepancy found.
 Preparation of process flow charts
 Keeping track of metrics, scorecard, SOP, P&P and BCP
 Active member of internal training team, activities include Knowledge transfer sessions on process.
 Responsible for creating bandwidth for taking new tasks from onshore.
 Goal setting for the team, trackingtheir performance and providingthem withconstructive feedbackthroughmonthly/Quarterly/Mid
Year/Yearly reviews.
 Conducting weekly team meeting and one on one conve rsation to address issues and concerns.
 Provide Stress free atmosphere for associates byallowing themto participate inExternal Learning Sessions along with cultural &
social activities
Global Clearance
 Follow up with street on Unmatched ACAT trades and ensure trades are matched.
 Analyze the trade which settlesinCREST; Compare the trade information between Pershing and street. Update the unmatched
reason in Gloss
 Communicate IBDs (Pershing clients) on un-compared trades as part of P&S function.
 Ongoing communication about the improvements made and working towards the deadline.
 Analyze post settlement street side deliveries and find reasons why it has not been delivered to the contra.
 Responsible for reconciliation of Eurolear trades
 Responsible for MT537 reconciliation (pending transactions with Agent bank)
 Research on loaned securities and recalling the same to meet the short sale requirements of the firm.
 Fail trade analysis, issuing, accepting and rejecting buy-ins through Smart track.
 Issuance of MSRB buy-ins for municipal bonds
 Followup withcounterparties to findout the reason whythe buy-inhas beenrejectedandensure everyfail trade has active buy-in.
 Trade matching, trade comparison and initiating pair-off.
 Break resolution for all open items with the brokers
 Monthly score card discussion with onshore counterparts along with the management.
 Providing risk management reports which include daily/weekly reports such as Credit committee report and Sundry report.
 Preparation of process flowcharts and Responsible to ensure all SOPs and P&Ps are updated periodically.
 Understand the systems/procedural flows and make recommendations for process change and improvement as necessary
 Responsible for completion and review of daily operational deliverables in line with the Pershing LLC Offices Service Level
Agreements
Skills
Operating Systems : Windows 95, 2003, XP platforms
Software : MS-office
ApplicationUsed : NETX360, Rumba (OLCA, PORT), GLOSS, Nexus, DTC, DTCC-Smart track, Euclid, magport
Domain skills : Investment Banking /Research and Trading
3. Capmark Finance INC (Oct’ 06 - Mar ’10)
Insurance Disbursements:
 Responsible for disbursinginsurance premium for coverage ofthe propertyto the insurance companies/Insurance agents via Cheque
/ FedEx...
 Conducts the match process on Invoices and identify any discrepancies.
 Ensure timely payment of all invoices to avoid late payment fees and optimize discounts.
 Deal with different vendors of the company and ensure payments are disbursed on time.
 Follow up on the missing invoices. Maintain updated vendor files.
 Make sure of orderingflood certificatesfor insurance whichis responsible for providing the flood hazard status of the insured
properties
 Ensure that all the necessary insurance policies are provided as per the requirements of the agreements.
 Need to be in regular correspondence with Client Relation Managers and Agents ba sed on issues.
 Responsible for allproductivitygoals, qualityrequirements anddeadlines are met.

3. Collateral Administration Analyst:
 Accountable for reviewing various Financial Statements of commercial and residential properties on a timely basis.
 Responsible for calculating and analyzing certain ratios regarding the performance of the various properties.
 Need to make analysis and provide necessary comments regarding the property performance.
 Responsible for preparing required reports for property a nalysis in excel and word.
 Performing Quality Control checks for the transactions processed by other associates.
 Providing subjective and focused recommendations to the lenders and investors on performance of the properties.
 Preparing Bank reconciliations for various US accounts
 Strictlymentoring the deadlines & preparingreconciliations withinthe 30 days period.
Academia & Relevant certification
 Master’s Degree in Finance and Systems(MBA) from Kakatiya University with an aggregate of 63%
 Bachelor’s Degree in Commerce from Kakatiya Uni versity with an aggregate of 69%
 NCFM-Derivatives module from NSE with an aggregate of 65%
 Lean Six Sigma Yellow belt certified
Personal Dossier
Date of Birth : 8th August, 1983
Languages Known : English, Telugu, Tamil and Hindi
Marital Status : Married
Passport Number : FP56108
Address : 42-2, Link Road, Maduvankarai, Guindy, Chennai -600032
References: Available on request
(Anil Kumar Koppu)