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Solving FDA Legal Challenges for the Life of a Life Sciences Company -1- www.fdacounsel.com
LAW OFFICES OF MICHAEL A. SWIT
FDA Regulation of Biosimilars
San Diego Intellectual Property
Law Association
February 26, 2015
Michael A. Swit, Esq.
Solving FDA Legal Challenges for the Life of a Life Sciences Company -2- www.fdacounsel.com
LAW OFFICES OF MICHAEL A. SWIT
Standard Disclaimers
➢ Views expressed here are solely mine and do not
reflect those of my law firm or any of its clients.
➢ This presentation supports an oral briefing and
should not be relied upon solely on its own to
support any conclusion of law or fact.
➢ These slides are intended to provide general
educational information and are not intended to
convey legal advice.
Solving FDA Legal Challenges for the Life of a Life Sciences Company -3- www.fdacounsel.com
LAW OFFICES OF MICHAEL A. SWIT
➢ Biologics approved under Public Health Services Act
– until 2010, no abbreviated pathway
– Precursor? -- Comparability Guidance, April 1996
➢ NDAs -- for few biologics (e.g., HGH, insulin) – were
approved
– No set criteria on appropriate data set to support approval
– Evaluated on a case-by-case basis
➢ Therapeutic Biologics – transferred from CBER to
CDER – June 2003
The Past
Solving FDA Legal Challenges for the Life of a Life Sciences Company -4- www.fdacounsel.com
LAW OFFICES OF MICHAEL A. SWIT
➢ Lynchpin to traditional Waxman-Hatch generic
approval process – depends on:
– Pharmaceutical “equivalents” – active ingredient, dosage form,
strength, etc., must be SAME
– Highly unlikely with Biosimilars –
• Characterization – still a challenge even for the innovators –
clinical trials may be needed to show comparability after process
changes
• Chances of “equivalence” conclusions faint as even a single amino acid
can throw off conclusion (e.g., HGH)
• Lovenox – only 70% characterized (but, is under an NDA and approved
under an ANDA in summer 2010)
Bioequivalence
Solving FDA Legal Challenges for the Life of a Life Sciences Company -5- www.fdacounsel.com
LAW OFFICES OF MICHAEL A. SWIT
➢ Janet Woodcock, Director, Center for Drugs (before Congress,
March 2007):
– “there is general recognition that the idea of sameness, as the term is
used in the generic drug approval process under the Federal Food,
Drug, and Cosmetic (FD&C) Act and applied to small molecules,
will not usually be appropriate for more structurally complex
molecules of the type generally licensed as biological products
under the Public Health Service Act.”
Bioequivalence …
Solving FDA Legal Challenges for the Life of a Life Sciences Company -6- www.fdacounsel.com
LAW OFFICES OF MICHAEL A. SWIT
➢ Substitution -- core of classic Generic Industry Business
Model
– Depends on therapeutic equivalence
– Allows for minimal sales forces
– Drives pricing down -- multiple generics common – the generic
becomes a commodity
➢ Biosimilar world –
– Substitution – aka “interchangeability” -- may evolve, but on a very,
very limited basis
• Woodcock – must be able to handle repeated brand/follow-in switching
without adverse events
• Thus, business model will not be multiple generics & not a commodity
– Without interchangeability, the Biosimilar IS a branded drug
Substitutability …
Solving FDA Legal Challenges for the Life of a Life Sciences Company -7- www.fdacounsel.com
LAW OFFICES OF MICHAEL A. SWIT
➢ A Biosimilar?
– approved as a 505(b)(2) NDA
– no interchangeability
– extensive data requirements – rumored to cost well into eight
figures, if not nine
➢ No floodgates because the NDA pathway was limited
to a handful of products
2006 – FDA Approves Omnitrope®
Solving FDA Legal Challenges for the Life of a Life Sciences Company -8- www.fdacounsel.com
LAW OFFICES OF MICHAEL A. SWIT
Biosimilars
Basic FDA Provisions Of The
Biologics Price Competition &
Innovation Act Of 2009 (BPCIA)
Solving FDA Legal Challenges for the Life of a Life Sciences Company -9- www.fdacounsel.com
LAW OFFICES OF MICHAEL A. SWIT
Small Molecule v. Biologic
Source: Woodcock et al., Developing the Nation’s Biosimilars Program (N Engl J Med 365(5) pp. 385-88)
Aspirin
Biologic
9
Solving FDA Legal Challenges for the Life of a Life Sciences Company -10- www.fdacounsel.com
LAW OFFICES OF MICHAEL A. SWIT
➢ Biologics Price Competition & Innovation Act of 2009
(BPCIA)
– Creates an abbreviated pathway for “biosimilar” versions of
biologics, but gives FDA great flexibility/discretion in how it
implements statute
➢ Key features
– Abbreviated pathway created under the Public Health Service Act
(PHSA) by adding Subsection (k) to Section 351 of the PHSA
– Exclusivity – 12 years for new biologics
– Complex handling of patents
– FDA – flexibility granted in how it regulates biosimilars
What Hath Health Care Reform Spawned?
Solving FDA Legal Challenges for the Life of a Life Sciences Company -11- www.fdacounsel.com
LAW OFFICES OF MICHAEL A. SWIT
➢ Must be biosimilar to Reference Product, by including:
– Analytical studies to show your product is Highly similar to the
Reference Product (RP) – i.e., the Biosimilar has no clinically
meaningful differences from the RP in terms of safety, purity and
potency, notwithstanding minor differences in clinically inactive
components; and
– Animal Studies – including toxicity studies; and
– “A clinical study or studies” -- including assessment of immunogenicity
and pharmacokinetics or pharmacodynamics
• to show safe, pure and potent
• in 1 (one) or more appropriate conditions of use for which the RP is licensed
and intended to be used
➢ FDA – can decide any of the above are unnecessary
What’s Required for a Biosimilar
Application?
Solving FDA Legal Challenges for the Life of a Life Sciences Company -12- www.fdacounsel.com
LAW OFFICES OF MICHAEL A. SWIT
➢ Must use same mechanism(s) of action – if the MOA
is known for the RP
➢ Conditions of use in labeling -- have to be previously
approved for the RP
➢ Must match RP as to:
– Route of administration
– Dosage form
– Strength
➢ Facility in which manufactured, processed, packed or
held – must meet standards designed to assure the
biosimilar continues to be: Safe. Pure. Potent.
Required for a Biosimilar Application …
Solving FDA Legal Challenges for the Life of a Life Sciences Company -13- www.fdacounsel.com
LAW OFFICES OF MICHAEL A. SWIT
➢ Not required – 351(k)(2)(B)
➢ To prove interchangeability – 351(k)(4)
– Drug must be biosimilar to RP
– BP “can be expected to produce the same clinical result” as the
RP “in any given patient”
– If BP is administered more than once to patient, the risk in terms
of safety or diminished efficacy of switching between the BP and
the RP is “not greater than the risk of using the RP” without
switching
• How to study – multiple switch study
Interchangeability
Solving FDA Legal Challenges for the Life of a Life Sciences Company -14- www.fdacounsel.com
LAW OFFICES OF MICHAEL A. SWIT
➢ Only One RP per BP application – 351(k)(5)(A)
➢ Reviewing division – same as handled the RP – 351(k)(5)(B)
➢ REMS authority under FDAAA -- applies to Biosimilars –
351(k)(5)(C)
➢ Biologics approved under Section 505 of Federal Food,
Drug, and Cosmetic Act as New Drug Applications
(NDAs)
– Can still be filed as NDAs (indeed, must be until an “innovator” BLA is
approved)
– However, if there is a BLA-licensed biologic that you want to use as the
RP, the biosimilar application must be filed as a BLA
– Ten years after enactment – all NDAs for biologics are deemed
approved under Section 351 of PHSA
Miscellaneous Rules
Solving FDA Legal Challenges for the Life of a Life Sciences Company -15- www.fdacounsel.com
LAW OFFICES OF MICHAEL A. SWIT
Questions?
➢ Call, e-mail or write:
Michael A. Swit, Esq.
LAW OFFICES OF MICHAEL A. SWIT
San Diego, California 92130
m: 760-815-4762
e: mswit@fdacounsel.com
web: www.fdacounsel.com
➢ Follow me on:
– LinkedIn: http://www.linkedin.com/in/michaelswit
– Twitter: https://twitter.com/FDACounsel
Solving FDA Legal Challenges for the Life of a Life Sciences Company -16- www.fdacounsel.com
LAW OFFICES OF MICHAEL A. SWIT
About Your Speaker
Michael A. Swit, Esq., has been addressing critical FDA legal and regulatory issues for over 30
years. Before returning to his private law practice in late 2017, he served for 3 years as the chief
regulatory counsel at a leading developer of diagnostics and research tools. Prior to that, Swit was a
special counsel in the FDA Law Practice at the global law firm of Duane Morris LLP, in its San
Diego office. Before joining Duane Morris in March 2012, Swit served for seven years as a vice
president at The Weinberg Group Inc., a preeminent scientific and regulatory consulting firm in the
Life Sciences.
His expertise includes product development, compliance and enforcement, recalls and crisis
management, submissions and related traditional FDA regulatory activities, labeling and advertising,
and clinical research efforts for all types of life sciences companies, with a particular emphasis on
drugs, biologics, therapeutic biotech products, medical devices, and IVDs.
His FDA legal and regulatory work also has included tenures in private practice with McKenna &
Cuneo and Heller Ehrman, and as vice president, general counsel and secretary of Par
Pharmaceutical, a top public generic and specialty drug firm, where he helped spearhead the
company’s emergence from the Generic Drug Scandal. He also was, from 1994 to 1998, CEO of
FDANews.com, a premier publisher of regulatory newsletters and other specialty information
products for FDA-regulated firms.
He has taught and written on many topics relating to FDA regulation and associated commercial
activities and is a past member of the Food & Drug Law Journal Editorial Board. He earned his
A.B., magna cum laude, with high honors in history, at Bowdoin College, and his law degree at
Emory University.

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FDA Regulation of Biosimilars

  • 1. Solving FDA Legal Challenges for the Life of a Life Sciences Company -1- www.fdacounsel.com LAW OFFICES OF MICHAEL A. SWIT FDA Regulation of Biosimilars San Diego Intellectual Property Law Association February 26, 2015 Michael A. Swit, Esq.
  • 2. Solving FDA Legal Challenges for the Life of a Life Sciences Company -2- www.fdacounsel.com LAW OFFICES OF MICHAEL A. SWIT Standard Disclaimers ➢ Views expressed here are solely mine and do not reflect those of my law firm or any of its clients. ➢ This presentation supports an oral briefing and should not be relied upon solely on its own to support any conclusion of law or fact. ➢ These slides are intended to provide general educational information and are not intended to convey legal advice.
  • 3. Solving FDA Legal Challenges for the Life of a Life Sciences Company -3- www.fdacounsel.com LAW OFFICES OF MICHAEL A. SWIT ➢ Biologics approved under Public Health Services Act – until 2010, no abbreviated pathway – Precursor? -- Comparability Guidance, April 1996 ➢ NDAs -- for few biologics (e.g., HGH, insulin) – were approved – No set criteria on appropriate data set to support approval – Evaluated on a case-by-case basis ➢ Therapeutic Biologics – transferred from CBER to CDER – June 2003 The Past
  • 4. Solving FDA Legal Challenges for the Life of a Life Sciences Company -4- www.fdacounsel.com LAW OFFICES OF MICHAEL A. SWIT ➢ Lynchpin to traditional Waxman-Hatch generic approval process – depends on: – Pharmaceutical “equivalents” – active ingredient, dosage form, strength, etc., must be SAME – Highly unlikely with Biosimilars – • Characterization – still a challenge even for the innovators – clinical trials may be needed to show comparability after process changes • Chances of “equivalence” conclusions faint as even a single amino acid can throw off conclusion (e.g., HGH) • Lovenox – only 70% characterized (but, is under an NDA and approved under an ANDA in summer 2010) Bioequivalence
  • 5. Solving FDA Legal Challenges for the Life of a Life Sciences Company -5- www.fdacounsel.com LAW OFFICES OF MICHAEL A. SWIT ➢ Janet Woodcock, Director, Center for Drugs (before Congress, March 2007): – “there is general recognition that the idea of sameness, as the term is used in the generic drug approval process under the Federal Food, Drug, and Cosmetic (FD&C) Act and applied to small molecules, will not usually be appropriate for more structurally complex molecules of the type generally licensed as biological products under the Public Health Service Act.” Bioequivalence …
  • 6. Solving FDA Legal Challenges for the Life of a Life Sciences Company -6- www.fdacounsel.com LAW OFFICES OF MICHAEL A. SWIT ➢ Substitution -- core of classic Generic Industry Business Model – Depends on therapeutic equivalence – Allows for minimal sales forces – Drives pricing down -- multiple generics common – the generic becomes a commodity ➢ Biosimilar world – – Substitution – aka “interchangeability” -- may evolve, but on a very, very limited basis • Woodcock – must be able to handle repeated brand/follow-in switching without adverse events • Thus, business model will not be multiple generics & not a commodity – Without interchangeability, the Biosimilar IS a branded drug Substitutability …
  • 7. Solving FDA Legal Challenges for the Life of a Life Sciences Company -7- www.fdacounsel.com LAW OFFICES OF MICHAEL A. SWIT ➢ A Biosimilar? – approved as a 505(b)(2) NDA – no interchangeability – extensive data requirements – rumored to cost well into eight figures, if not nine ➢ No floodgates because the NDA pathway was limited to a handful of products 2006 – FDA Approves Omnitrope®
  • 8. Solving FDA Legal Challenges for the Life of a Life Sciences Company -8- www.fdacounsel.com LAW OFFICES OF MICHAEL A. SWIT Biosimilars Basic FDA Provisions Of The Biologics Price Competition & Innovation Act Of 2009 (BPCIA)
  • 9. Solving FDA Legal Challenges for the Life of a Life Sciences Company -9- www.fdacounsel.com LAW OFFICES OF MICHAEL A. SWIT Small Molecule v. Biologic Source: Woodcock et al., Developing the Nation’s Biosimilars Program (N Engl J Med 365(5) pp. 385-88) Aspirin Biologic 9
  • 10. Solving FDA Legal Challenges for the Life of a Life Sciences Company -10- www.fdacounsel.com LAW OFFICES OF MICHAEL A. SWIT ➢ Biologics Price Competition & Innovation Act of 2009 (BPCIA) – Creates an abbreviated pathway for “biosimilar” versions of biologics, but gives FDA great flexibility/discretion in how it implements statute ➢ Key features – Abbreviated pathway created under the Public Health Service Act (PHSA) by adding Subsection (k) to Section 351 of the PHSA – Exclusivity – 12 years for new biologics – Complex handling of patents – FDA – flexibility granted in how it regulates biosimilars What Hath Health Care Reform Spawned?
  • 11. Solving FDA Legal Challenges for the Life of a Life Sciences Company -11- www.fdacounsel.com LAW OFFICES OF MICHAEL A. SWIT ➢ Must be biosimilar to Reference Product, by including: – Analytical studies to show your product is Highly similar to the Reference Product (RP) – i.e., the Biosimilar has no clinically meaningful differences from the RP in terms of safety, purity and potency, notwithstanding minor differences in clinically inactive components; and – Animal Studies – including toxicity studies; and – “A clinical study or studies” -- including assessment of immunogenicity and pharmacokinetics or pharmacodynamics • to show safe, pure and potent • in 1 (one) or more appropriate conditions of use for which the RP is licensed and intended to be used ➢ FDA – can decide any of the above are unnecessary What’s Required for a Biosimilar Application?
  • 12. Solving FDA Legal Challenges for the Life of a Life Sciences Company -12- www.fdacounsel.com LAW OFFICES OF MICHAEL A. SWIT ➢ Must use same mechanism(s) of action – if the MOA is known for the RP ➢ Conditions of use in labeling -- have to be previously approved for the RP ➢ Must match RP as to: – Route of administration – Dosage form – Strength ➢ Facility in which manufactured, processed, packed or held – must meet standards designed to assure the biosimilar continues to be: Safe. Pure. Potent. Required for a Biosimilar Application …
  • 13. Solving FDA Legal Challenges for the Life of a Life Sciences Company -13- www.fdacounsel.com LAW OFFICES OF MICHAEL A. SWIT ➢ Not required – 351(k)(2)(B) ➢ To prove interchangeability – 351(k)(4) – Drug must be biosimilar to RP – BP “can be expected to produce the same clinical result” as the RP “in any given patient” – If BP is administered more than once to patient, the risk in terms of safety or diminished efficacy of switching between the BP and the RP is “not greater than the risk of using the RP” without switching • How to study – multiple switch study Interchangeability
  • 14. Solving FDA Legal Challenges for the Life of a Life Sciences Company -14- www.fdacounsel.com LAW OFFICES OF MICHAEL A. SWIT ➢ Only One RP per BP application – 351(k)(5)(A) ➢ Reviewing division – same as handled the RP – 351(k)(5)(B) ➢ REMS authority under FDAAA -- applies to Biosimilars – 351(k)(5)(C) ➢ Biologics approved under Section 505 of Federal Food, Drug, and Cosmetic Act as New Drug Applications (NDAs) – Can still be filed as NDAs (indeed, must be until an “innovator” BLA is approved) – However, if there is a BLA-licensed biologic that you want to use as the RP, the biosimilar application must be filed as a BLA – Ten years after enactment – all NDAs for biologics are deemed approved under Section 351 of PHSA Miscellaneous Rules
  • 15. Solving FDA Legal Challenges for the Life of a Life Sciences Company -15- www.fdacounsel.com LAW OFFICES OF MICHAEL A. SWIT Questions? ➢ Call, e-mail or write: Michael A. Swit, Esq. LAW OFFICES OF MICHAEL A. SWIT San Diego, California 92130 m: 760-815-4762 e: mswit@fdacounsel.com web: www.fdacounsel.com ➢ Follow me on: – LinkedIn: http://www.linkedin.com/in/michaelswit – Twitter: https://twitter.com/FDACounsel
  • 16. Solving FDA Legal Challenges for the Life of a Life Sciences Company -16- www.fdacounsel.com LAW OFFICES OF MICHAEL A. SWIT About Your Speaker Michael A. Swit, Esq., has been addressing critical FDA legal and regulatory issues for over 30 years. Before returning to his private law practice in late 2017, he served for 3 years as the chief regulatory counsel at a leading developer of diagnostics and research tools. Prior to that, Swit was a special counsel in the FDA Law Practice at the global law firm of Duane Morris LLP, in its San Diego office. Before joining Duane Morris in March 2012, Swit served for seven years as a vice president at The Weinberg Group Inc., a preeminent scientific and regulatory consulting firm in the Life Sciences. His expertise includes product development, compliance and enforcement, recalls and crisis management, submissions and related traditional FDA regulatory activities, labeling and advertising, and clinical research efforts for all types of life sciences companies, with a particular emphasis on drugs, biologics, therapeutic biotech products, medical devices, and IVDs. His FDA legal and regulatory work also has included tenures in private practice with McKenna & Cuneo and Heller Ehrman, and as vice president, general counsel and secretary of Par Pharmaceutical, a top public generic and specialty drug firm, where he helped spearhead the company’s emergence from the Generic Drug Scandal. He also was, from 1994 to 1998, CEO of FDANews.com, a premier publisher of regulatory newsletters and other specialty information products for FDA-regulated firms. He has taught and written on many topics relating to FDA regulation and associated commercial activities and is a past member of the Food & Drug Law Journal Editorial Board. He earned his A.B., magna cum laude, with high honors in history, at Bowdoin College, and his law degree at Emory University.