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Prof. M.C.Bansal
        MBBS., MS., FICOG., MICOG.
       Founder Principal & Controller,
Jhalawar Medical College & Hospital Jjalawar.
     MGMC & Hospital , sitapura ., Jaipur
   Harvard Medical Practice Study(1991) : To err is human (1999)
    changed the world of risk management in medicine forever.
   In their summary , it turned out that preventable errors in
    medical practice were more frequent, caused as much patient
    harm and cost a tremendous amount of money to the healthcare
    system.
   Prominent problems in modern practice today include wrong side
    surgery, retained foreign body, surgical site infection, burns
    during surgery, mismatched blood transfusion and medication
    errors.
   This is specially true for obstetrics & gynaecology where
    litigation is the highest all over the world.
 If  you know the problem ,the
    solution is quite clear.
   Human error is involved in 70% of all accidents
    including healthcare system.
   Robert Helmeich a Psychologist and pioneer in error
                     Errors result from
    management wrote 
    physiological and psychological
    limitations of human beings.
   Causes of errors include fatigue, work
    load,fear, cognitive overload, poor inter
    personal communication imperfect information
    processing and flawed decision making.
   Effective error management is based on
    proper understanding of the nature and
    extent of human error.
   Error /negligence ---SHAME AND BLAME---
    The doctor at the end of chain of events is
    found guilty for committing the error and for
    the adverse clinical outcome which lead to
    DEFAME.
   James reason‟s Swiss cheese theory-No accident
    happens with out a series of mishaps illustrated
    by holes in slices of Swiss cheese , the slices
    represent the different stages in the process ,
    while holes in the cheese represent active and
    passive errors with in each stage.
    Main reasons for errors are inherent in the
    system, rather than being caused by an individual
    person in the system.
   Don Bewrick CEO of institute of health care
    improvement----EVERY SYSTEM IS PERFECTLY
    DESIGNED TO ACHIEVE EXACTLY THE RESULTS IT
    GETS
   James Resason describes “Just Culture” –as
    an atmosphere of trust in which people are
    encouraged ( even awarded ) for providing
    essential safety – related information , but in
    which they are also clear about where the line
    must be drawn between acceptable and
    unacceptable behavior .
   In all dangerous clinical situations ,where
    errors are triggered by environmental and
    personal factors – lead to errors and even
    harm to patient.
   In summary ,in order to reduce clinical risks
    successfully, it is necessary to solve the problems
    that arise because of the limitations of human
    performance , induced and enforced by
    environmental , personal or team factors .
   In clinical practice –necessary skill, knowledge
    and to follow standardized routine procedure are
    mandatory.
   With out specific risk management tools ,such as
    RM-SOPs and NOTCHES , all the efforts will have
    a very little effect in reducing clinical risk at front
    line.
   1 Situation awareness developing and
    maintaining a dynamic awareness of the situation
    in theatre, based on assembling data from the
    environment (patient, team, time, displays,
    equipments), understanding what they mean,
    analytical thinking ahead what may happen next
                          Gathering information
                          Understanding information
                          Projecting and
                          Anticipating future state
2 .Decision making
         skills for diagnosing the situation and
 reaching a judgment in order to choose an
 appropriate course of action.
                Considering various options
                Selecting and communicating
 options
                Implementing and reviewing
 decisions.
3.Communication and team work
    Skills for working in a team context to
 ensure that the team has an acceptable
 shared picture of the situation and can
 complete the task effectively and timely.
               Exchanging information
               Establishing a shared
 understanding
               Co-coordinating team activities
4.Leadership
   Leading the team and providing direction,
  demonstrating high standards of clinical practice
  and care and being considerate about the needs
  of individual team members.
                    Setting and maintaining
  standard
                    Supporting others
                    Coping with pressure

                                BASED ON THE
 CLASSIFICATIONOF FLIN ET AL.
   Acceptance and correct use of RM-SOPs is
    essential for effective risk reduction.
   Table 1-tools of risk management
              - Checklist
              - Communication strategies
                     (closed –loop, read back, repeat
    back )

             - Briefings
             - Debriefing
   Table 2
             -   Correct use of check list
             -   Skills of safe communication
    strategies
             -   Use of briefings
             -   Use of debriefings
Benefits
          It is easily demonstrated that humans
 have very limited ability to remember more than
 5 items at once. Activity like going to
 supermarket one prepares the list of glossary to
 be purchased.
                     Well designed and complete
 checklist prevents us from forgetting the things.
   checklist additionally free our mind for other
 more complex and important problems that can
 not be managed success fully by such simple
 techniques.
Clinical example 
   Management of Eclampsia.
 - Well designed and complete checklist of all
 the steps to be taken in a sequence will help
 in minimizing the errors and decreasing the
 risk.
  - This in turn will help us in getting good
 fetal and maternal outcome.
   Checklist are only effective if they are used
    every time you perform any specific
    procedure, even you are fully trained and
    experienced .
   When you are tired, overworked or when
    there is some other operational problem ,you
    would like to avoid problems than only you
    will be convinced of the value of a checklist
    and trained in its use.
Benefits
            There are many situations when be
 all desire clear and complete communication
 to other team members to ensure that right
 information is correctly transmitted.
            Benefit is clear –there will be no
 confusion/ misunderstandings.
Clinical example----Ordering high risk
 medications such as cytotoxic chemotherapy
 or anticoagulant.
   Think about asking telephone number/address.
    What we do ?
   The technique is---
                    1. Say it .
                    2. Ask the recipient to repeat it
                        or write it down and read it.
                    3. Confirm it .
    This is west way to know whether the information has
    been
    understood correctly. Technique is valuable when
    ordering
    high risk medicines that sound alike, such as
    dioval/diovan,
    lasix/luvox,texol/taxotere and many others.
   Benefits
                Briefing is a structured type of
    interaction used to achieve clear and effective
    communication in a timely manner .Each of
    us feel better as a team member if be know
    the plan of job to be done by the team.
                 It is evident that sports team or
    orchestras will perform best if all team
    members are aware of the plan well before
    the final show is to be performed.
   To make briefing successful. instructions
    must be clear, short and precise .Ideally there
    should also be the opportunity for questions
    from team members.
    Briefing should take place as a minimum: (1)
    start of day,(2)Prior to procedure,(3)as the
    situation changes,(4) during hand
    offs(e.g.Tea break, shift change,etc)
   Before starting the operation confirm
    the following important information's-
    --
           1.Indication of procedure.
           2.recapitulate about steps of
    procedure.
           3.Correct site and side.
           4.Possible drug allergies .
           5.previos drug reaction.
           6.Special instruments/ suture
    material                            will
    be needed .
   Benefit
               Whenever the team has completed the
    procedure , there should be a short session of all
    team members to review the mission.
                This provides greatest chance for
    individual s and team to learn from present
    difficulties and problems faced during present
    operation and thereby improve their future
    strategies.
                 The entire team meats and reviews the
    management which has taken place. Three
    questions are to be answered (1)What went right
    (2) What did not go so well,(3)What we should do
    next time?
   Technical skills are essential but are often
    inadequate to get everything right- for
    example a perfect operation done on wrong
    limb is perfect so far skilled technique of
    operation is concerned, this puts the team in
    problem.
   This type of risk may be minimized by using
    so called “Non Technical Skills”
   NOTECHS------
   A significant problem in dealing with
    NOTECHS is that they could not be measured
    objectively.
   The NOTSS system developed by Prof. Rhona
    Flin and her team allows explicit rating and
    feedback to be given in relation to non
    technical skills.
   It is ,in effect ,a behavioral marker system
    and may be used to structure training . It is
    also useful in evaluation of non technical
    skills in surgery a similar fashion to current
    practice in anesthesia, civil aviation and
    nuclear power industry.
   How RM_SOPs and NOTECHS can be used
    together?
    Certain catastrophes in medicine (e.g. wrong
    side surgery, Transfusion errors, left over
    packing in abdomen) Happen over and over again
    is a clear indicator that we have yet not solved
    the problem of risk reduction at the front line.
   Paul Watzlawick: „ If you have not found a
    solution for your problem ,It is not the
    problem, but the solution you have to work on.
   So what we can do to become as successful in
    risk and error reduction as high risk industries
    have been for many years?
1.   We have to accept that we, as humans, are
     limited in error free performance by the so
     called “human performance limitations”
2.   To achieve this goal ,it is necessary to have
     interactive classroom teaching involving all
     members of healthcare team (nurses,
     doctors, midwives other assistants etc.)Did
     active teaching without interactivity will not
     achieve the target.
3.   At the end trainees should be convinced
     that one needs SOPs of risk management to
     overcome The „human error‟.
 We have learn and reinforce the RM_SOPs that
  protect us from committing errors and help us in
  critical situation to achieve the best possible
  outcome ,whether working alone or in teams
 Even if you are convinced of the value of RM-SOPs
  and have been trained to perform them correctly,
  it is likely that you will fail in life ,if you ignore the
  use of NOTECHS.
 Lack of NOTECHS results in team and
  communication problems impairing good
  outcome.
 One of the major problem in this context is the
  Heirachial structure of medical practice.
3.Subsequently after education and training in RM-
  SOPs ,one needs to be trained in NOTECHS To
  perform effective risk reduction.
1.The main reason for inadequate risk
  management in healthcare is the fact that the
  most care givers ignore effective strategies and
  need for appropriate systemic implementation of
  risk management at the front line
2.Hierachial working practices ., the shame and
  blame culture has to be eradicated in favor of a
  “just culture”.
3.The effective risk reduction is only possible when
  problems surrounding ethos, human
  performance limitations and non technical skills
  are taken in account and treated seriously.
4.OB-GY Specialists are frequently exposed to
  risky situations ,should learn and practice these
  effective strategies of RM-SOPs and NOTECHS.

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Risk management in obstetric & gynaecology

  • 1. Prof. M.C.Bansal MBBS., MS., FICOG., MICOG. Founder Principal & Controller, Jhalawar Medical College & Hospital Jjalawar. MGMC & Hospital , sitapura ., Jaipur
  • 2. Harvard Medical Practice Study(1991) : To err is human (1999) changed the world of risk management in medicine forever.  In their summary , it turned out that preventable errors in medical practice were more frequent, caused as much patient harm and cost a tremendous amount of money to the healthcare system.  Prominent problems in modern practice today include wrong side surgery, retained foreign body, surgical site infection, burns during surgery, mismatched blood transfusion and medication errors.  This is specially true for obstetrics & gynaecology where litigation is the highest all over the world.  If you know the problem ,the solution is quite clear.
  • 3. Human error is involved in 70% of all accidents including healthcare system.  Robert Helmeich a Psychologist and pioneer in error Errors result from management wrote  physiological and psychological limitations of human beings.  Causes of errors include fatigue, work load,fear, cognitive overload, poor inter personal communication imperfect information processing and flawed decision making.
  • 4. Effective error management is based on proper understanding of the nature and extent of human error.  Error /negligence ---SHAME AND BLAME--- The doctor at the end of chain of events is found guilty for committing the error and for the adverse clinical outcome which lead to DEFAME.
  • 5. James reason‟s Swiss cheese theory-No accident happens with out a series of mishaps illustrated by holes in slices of Swiss cheese , the slices represent the different stages in the process , while holes in the cheese represent active and passive errors with in each stage.  Main reasons for errors are inherent in the system, rather than being caused by an individual person in the system.  Don Bewrick CEO of institute of health care improvement----EVERY SYSTEM IS PERFECTLY DESIGNED TO ACHIEVE EXACTLY THE RESULTS IT GETS
  • 6. James Resason describes “Just Culture” –as an atmosphere of trust in which people are encouraged ( even awarded ) for providing essential safety – related information , but in which they are also clear about where the line must be drawn between acceptable and unacceptable behavior .  In all dangerous clinical situations ,where errors are triggered by environmental and personal factors – lead to errors and even harm to patient.
  • 7. In summary ,in order to reduce clinical risks successfully, it is necessary to solve the problems that arise because of the limitations of human performance , induced and enforced by environmental , personal or team factors .  In clinical practice –necessary skill, knowledge and to follow standardized routine procedure are mandatory.  With out specific risk management tools ,such as RM-SOPs and NOTCHES , all the efforts will have a very little effect in reducing clinical risk at front line.
  • 8. 1 Situation awareness developing and maintaining a dynamic awareness of the situation in theatre, based on assembling data from the environment (patient, team, time, displays, equipments), understanding what they mean, analytical thinking ahead what may happen next  Gathering information  Understanding information  Projecting and  Anticipating future state
  • 9. 2 .Decision making skills for diagnosing the situation and reaching a judgment in order to choose an appropriate course of action. Considering various options Selecting and communicating options Implementing and reviewing decisions.
  • 10. 3.Communication and team work Skills for working in a team context to ensure that the team has an acceptable shared picture of the situation and can complete the task effectively and timely. Exchanging information Establishing a shared understanding Co-coordinating team activities
  • 11. 4.Leadership Leading the team and providing direction, demonstrating high standards of clinical practice and care and being considerate about the needs of individual team members. Setting and maintaining standard Supporting others Coping with pressure BASED ON THE CLASSIFICATIONOF FLIN ET AL.
  • 12. Acceptance and correct use of RM-SOPs is essential for effective risk reduction.  Table 1-tools of risk management - Checklist - Communication strategies (closed –loop, read back, repeat back ) - Briefings - Debriefing
  • 13. Table 2 - Correct use of check list - Skills of safe communication strategies - Use of briefings - Use of debriefings
  • 14. Benefits It is easily demonstrated that humans have very limited ability to remember more than 5 items at once. Activity like going to supermarket one prepares the list of glossary to be purchased. Well designed and complete checklist prevents us from forgetting the things. checklist additionally free our mind for other more complex and important problems that can not be managed success fully by such simple techniques.
  • 15. Clinical example  Management of Eclampsia. - Well designed and complete checklist of all the steps to be taken in a sequence will help in minimizing the errors and decreasing the risk. - This in turn will help us in getting good fetal and maternal outcome.
  • 16. Checklist are only effective if they are used every time you perform any specific procedure, even you are fully trained and experienced .  When you are tired, overworked or when there is some other operational problem ,you would like to avoid problems than only you will be convinced of the value of a checklist and trained in its use.
  • 17. Benefits There are many situations when be all desire clear and complete communication to other team members to ensure that right information is correctly transmitted. Benefit is clear –there will be no confusion/ misunderstandings. Clinical example----Ordering high risk medications such as cytotoxic chemotherapy or anticoagulant.
  • 18. Think about asking telephone number/address. What we do ?  The technique is--- 1. Say it . 2. Ask the recipient to repeat it or write it down and read it. 3. Confirm it . This is west way to know whether the information has been understood correctly. Technique is valuable when ordering high risk medicines that sound alike, such as dioval/diovan, lasix/luvox,texol/taxotere and many others.
  • 19. Benefits Briefing is a structured type of interaction used to achieve clear and effective communication in a timely manner .Each of us feel better as a team member if be know the plan of job to be done by the team. It is evident that sports team or orchestras will perform best if all team members are aware of the plan well before the final show is to be performed.
  • 20. To make briefing successful. instructions must be clear, short and precise .Ideally there should also be the opportunity for questions from team members.  Briefing should take place as a minimum: (1) start of day,(2)Prior to procedure,(3)as the situation changes,(4) during hand offs(e.g.Tea break, shift change,etc)
  • 21. Before starting the operation confirm the following important information's- -- 1.Indication of procedure. 2.recapitulate about steps of procedure. 3.Correct site and side. 4.Possible drug allergies . 5.previos drug reaction. 6.Special instruments/ suture material will be needed .
  • 22. Benefit Whenever the team has completed the procedure , there should be a short session of all team members to review the mission. This provides greatest chance for individual s and team to learn from present difficulties and problems faced during present operation and thereby improve their future strategies. The entire team meats and reviews the management which has taken place. Three questions are to be answered (1)What went right (2) What did not go so well,(3)What we should do next time?
  • 23. Technical skills are essential but are often inadequate to get everything right- for example a perfect operation done on wrong limb is perfect so far skilled technique of operation is concerned, this puts the team in problem.  This type of risk may be minimized by using so called “Non Technical Skills”  NOTECHS------
  • 24. A significant problem in dealing with NOTECHS is that they could not be measured objectively.  The NOTSS system developed by Prof. Rhona Flin and her team allows explicit rating and feedback to be given in relation to non technical skills.  It is ,in effect ,a behavioral marker system and may be used to structure training . It is also useful in evaluation of non technical skills in surgery a similar fashion to current practice in anesthesia, civil aviation and nuclear power industry.
  • 25. How RM_SOPs and NOTECHS can be used together?  Certain catastrophes in medicine (e.g. wrong side surgery, Transfusion errors, left over packing in abdomen) Happen over and over again is a clear indicator that we have yet not solved the problem of risk reduction at the front line.  Paul Watzlawick: „ If you have not found a solution for your problem ,It is not the problem, but the solution you have to work on.  So what we can do to become as successful in risk and error reduction as high risk industries have been for many years?
  • 26. 1. We have to accept that we, as humans, are limited in error free performance by the so called “human performance limitations” 2. To achieve this goal ,it is necessary to have interactive classroom teaching involving all members of healthcare team (nurses, doctors, midwives other assistants etc.)Did active teaching without interactivity will not achieve the target. 3. At the end trainees should be convinced that one needs SOPs of risk management to overcome The „human error‟.
  • 27.  We have learn and reinforce the RM_SOPs that protect us from committing errors and help us in critical situation to achieve the best possible outcome ,whether working alone or in teams  Even if you are convinced of the value of RM-SOPs and have been trained to perform them correctly, it is likely that you will fail in life ,if you ignore the use of NOTECHS.  Lack of NOTECHS results in team and communication problems impairing good outcome.  One of the major problem in this context is the Heirachial structure of medical practice. 3.Subsequently after education and training in RM- SOPs ,one needs to be trained in NOTECHS To perform effective risk reduction.
  • 28. 1.The main reason for inadequate risk management in healthcare is the fact that the most care givers ignore effective strategies and need for appropriate systemic implementation of risk management at the front line 2.Hierachial working practices ., the shame and blame culture has to be eradicated in favor of a “just culture”. 3.The effective risk reduction is only possible when problems surrounding ethos, human performance limitations and non technical skills are taken in account and treated seriously. 4.OB-GY Specialists are frequently exposed to risky situations ,should learn and practice these effective strategies of RM-SOPs and NOTECHS.