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TALAT Lecture 2109

                    Life Cycle Analysis -
         from Environmental Consciousness to Design
                       for the Future?
                                   9 pages, 2 figures

                                 prepared by
                    European Aluminium Association, Brussels




Objectives:

− to introduce the currently most widely accepted methodology for life-cycle analysis
  and show possible effects on designing products



Prerequisites:

− none




Date of Issue: 1994
 EAA - European Aluminium Association
2109 Life Cycle Analysis - From Environmental
     Consciousness to Design for the Future




Contents


2109 Life Cycle Analysis - From Environmental Consciousness to Design for the
      Future ................................................................................................................... 2
  2109.01 Life Cycle Analysis - Its Development and Goals .........................................2
  2109.02 Methodology ..................................................................................................3
     Definitions of Goal and Scope ................................................................................ 4
     Life Cycle Inventory................................................................................................ 4
     Impact Assessment .................................................................................................. 5
     Improvement Assessment ........................................................................................ 6
  2109.03 Use and Misuse of Life Cycle Analysis .........................................................6
  2109.04 LCA - a Methodology in the Making.............................................................7
  2904.05 LCA and Design.............................................................................................8
  2109.06 References......................................................................................................9
  2109.07 List of Figures ................................................................................................9




2109.01 Life Cycle Analysis - Its Development and Goals


Life cycle analysis is an instrument to provide a more systematic analytical method for
identification of the possible environmental effects due to the production and use of
products and of recycling/ disposal.

The prime objectives of carrying out a LCA can be listed as follows:

− to contribute to the understanding of the overall and interdependent nature of the
  environmental consequences of human activities



TALAT 2109                                                     2
− to provide industry with information which defines more precisely the environmental
  effects of their activities and identifies opportunities for handling and use of products
− to serve as a communication tool in the sense that it facilitates constructive dialogue
  among different sectors in society concerned with the environmental quality.

2109.02 Methodology

            •         Goal definitions and scope
            •         Life cycle inventory
            •         Impact assessment
            •         Improvement Assessment


The most comprehensive and most widely accepted methodology so far has been
developed over the last five years within the framework of the Society Of
Environmental Toxicology And Chemistry (SETAC).

According to this methodology a life cycle analysis consists of the steps listed in Figure
2109.02.01 (the parentheses indicate the state of the art of the methodology according to
SETAC itself)



                                                                Goal Definition and Scoping
                                                                      (methodology defined)


                                                                      Inventory Analysis
                                                          (methodology defined but requires further work)


                                                                     Impact Assessment
                                           a) Classification
                                               (methodology defined but requires further work)
                                           b) Characterisation
                                               (methodology conceptually defined and partly developed)
                                           c) Valuation
                                              (methodology conceptually defined, different methods and approaches
                                               currently being used)

                                                                  Improvement Assessment
                                                                      (not yet documented)

                                                alu
                                                              State of the Art of LCA according to SETAC    2109.02.01
         Training in Aluminium Application Technologies




A study described as life-cycle assessment should cover the entire life-cycle as
described above. If the methodology is used in studies of a more restricted nature (for
example studying only the parameter "energy" throughout the whole life-cycle), it
cannot, by definition, be called an LCA.




TALAT 2109                                                                       3
Definitions of Goal and Scope

First of all, it is important to define the goal of the analysis. In order to do so it is
necessary to state the purpose and reason for carrying out an LCA as well as the
intended use of the results:

         • What decision is to be based on the findings ?
         • Will the results be used for internal (to improve the environmental
           performance of the product) or external (to influence public policy)
           applications ?
         • What information is required, at what level of details ?

It is further important to define clearly and with sufficient details the scope of the study,
i.e. the complete system, boundaries, data requirements, assumptions and limitations.



Life Cycle Inventory

From the environmental perspective, a product's life cycle can be represented as a
circular movement which ties together resource extraction, production, distribution
consumption and recycling/final disposal.

The life cycle inventory is - as far as possible - a complete and systematic description of
the production and the use of a product achieved by identifying and quantifying the use
of resources and outputs and their release to the environment, see e.g. Figure
2109.02.02.

It is the basis for all further analysis and, therefore, has to be carried out under high
quality standards including data quality, representativity etc., which should be
guaranteed by a peer review.




TALAT 2109                                   4
bauxite
                                                                                                    mining




                                                                                   transport
                                                                 alumina                           50% NaOH




                                                                                                                 transport
                                                                                                                             salt mining
                                                                production                         production

                                                                                                      lime                   limestone
                                                                                                   calcination                 mining
                                                                 transport
                                                                                                     anode                   petrol coke
                                                                                                                             production




                                                                                                                 transport
                                                                                                   production




                                                                                  transport
                                                                                                                                pitch
                                                                                                    cathode                  production
                                                                electrolysis                       production
                                                                                                                               filling
                                                                                                      AlF3                    material
                                                                 transport                         production
                                                                                                                               butts
                                                                                                     alloying




                                                                                   transport
                                                                                                     metals
                                                                cast house
                                                                                                     fluxing
                                                                                                     agents
                                                                 transport


                           primary aluminium to fabricating plant

                                                      alu
                                                                      Flow Chart of Primary Aluminium Production                2109.02.02
               Training in Aluminium Application Technologies




Impact Assessment

Within the "classification" SETAC has proposed the following list of criteria:

It is a technical, quantitative and/or qualitative process to characterise and assess the
effects of the environmental burdens identified in the inventory component. This stage
of the LCA is presently under development. It comprises three steps:

1. Classification

Classification is the step in which the data from the inventory analysis are grouped
   together into a number of impact categories.

For example: NOx ⇒                                                      impact                 ⇒ 1. acidifying effect
                                                                                               ⇒ ###2. eutrophicating effect

2. Characterisation

Characterisation is the step in which analysis/quantification and eventually aggregation
  of the impacts within the given impact categories takes place. This step should be
  based on scientific knowledge about environmental processes.

The characterisation step must still be developed, its outcome may be referred to as the
  impact profile.

3. Valuation




TALAT 2109                                                                                     5
Valuation is the step which tends to arrive at a further interpretation and aggregation
   of the data of the impact assessment. At this stage, the contribution from the different
   specific impact categories are weighted so that they can be compared among
   themselves. The weight is defined from judgements of social values. If for instance,
   two alternative systems are compared of which one contributes to global warming to
   a lesser degree while the other poses lower risks to human health from toxic
   emissions, it is, in that case, almost impossible to tell which system has the least
   environmental impact.

   The valuation step is also being developed in order to make of it a more rational and
   explicit process.



Improvement Assessment

The Improvement Assessment is the stage where options for reducing the environmental
impacts or burdens of the system under study are identified and assessed.

At that stage, the inventory analysis can be used to reveal aspects which can be
improved. It is important to include impact assessment as a necessary step in the LCA
process in order

       • to emphasise the need of using LCA to reduce the environmental impacts
         associated with the system under study,
       • to ensure that the goal of an LCA is not to justify a status-quo and
       • to recognise that all systems have environmental impacts to some degree
         which can eventually be reduced.

Even if SETAC has not yet documented the improvement assessment stage it is clear
that at least at the production stage the careful analysis of the inventory will already lead
to improvements.



2109.03 Use and Misuse of Life Cycle Analysis

The potential of LCA as an assessment tool for appropriate use as well as for misuse is
quite significant and it is important that global development and application is done
consistently. It is important to note that LCA does not address economic considerations
or social effects.

One of the most promising uses of life cycle analysis addresses industrial enterprises. It
will allow them
• to develop environmental strategies for the improvement of products and processes
• to identify environmental improvement opportunities and




TALAT 2109                                   6
• to track the progress of improvements.
Consequently, industry will have a better control over the overall environmental impacts
of products in the market.

In addition, these approaches are contributing to consumer awareness of the invisible
consequences of their actions as well, thus enhancing their own ability to consider
alternative products and behaviour.

Whether LCAs can support the establishment of purchasing procedures or specifications
(external uses) as well as the marketing of specific environmental claims will highly
depend on the sophistication and standardisation of the methodology, since the major
problem lies in the comparability of LCAs.




2109.04 LCA - a Methodology in the Making

LCA methodologies are not fixed methods, but are constantly under development.
There are many issues about coverage, the significance and credibility of "boundary
determinations" and about the methods to deal with unknowns or impacts that are not
readily quantifiable. To be recognised as a credible tool, the use of LCA must also be
regulated by generally obeyed and accepted procedures capable of ensuring transparency
through continuous and active participation of all parties concerned (consumer
organisations, environmental organisations, trade and producers’ organisations...). This
standardisation is underway by the International Standardisation Organisation (ISO), in
its Technical Committee 207.

The overall credibility of LCA will essentially depend on

                       − the achievement of comparability of LCAs,
                       − enhanced transparency of LCAs,
                       − international exchange of data.

As explained earlier, the development of LCA methodology is still in progress and,
therefore, it is not possible to define rigid rules for all aspects at present. Moreover,
assessments, when made, are followed by an interpretation which involves value
judgements that cannot be expressed in terms of universally acceptable rules or criteria.
There is a growing awareness that, for example, an impact assessment will have to be
carried out on a regional or local basis, since environmental impacts depend also on the
locally existing conditions. This dependency is not only relevant for the production stage
but also for the distribution, use and after-life- treatments of products.




TALAT 2109                                  7
2904.05 LCA and Design

LCA will not only have an effect on improvement of production processes or on the use
of products, it should also have an effect on design of processes and products.

Of course, the choice of a material is predominantly motivated by technical, economical
and functional factors. However, more and more environmental aspects will play a role
in the choice and selection of materials.

Looking particularly at the end of life of products it seems most desirable to have
products or materials which can be partly or wholly re-used or recycled. Resource and
energy savings play an increasingly important role in our world and thus should be
reflected in the design of our products.

In this context aluminium offers a number of advantages for which some examples are
given below:

1. Use of energy

Aluminium can be considered an "energy bank" storing the energy invested during the
  primary production stage throughout its whole lifetime. At the end of its lifetime an
  aluminium product will be recycled - a process which needs approximately 5 % of
  the energy for primary aluminium production. In the Western World 60% of the
  energy used for the production of primary aluminium comes from hydroelectricity, a
  relatively environmentally friendly and renewable energy source.

2. Use of aluminium in cars

Reducing the weight of a car by 100 kg saves approximately 6 litres of fuel per 1000
  km. Tests conducted on aluminium intensive vehicles have shown that the additional
  energy required for the production of primary aluminium compared to traditional
  automotive materials is saved after 55,000 to 59,000 km.

In addition, 95% of aluminium in existing cars is reclaimed and is recycled into casting
   alloys for which there is still the greatest demand in the car industry. Designing cars
   with light-weight body components of aluminium requires in the long run the sorting
   of reclaimed materials by alloys or alloy groups in order to reproduce the same type
   of product via recycling. The tendency to pay more attention at the design stage to the
   requirements of reclamation processes of used components will in future make
   sorting easier and more economical.

3. Use of aluminium in buildings

The same holds true for buildings where the reclaimed aluminium today is also recycled
  into castings, but where due to new design techniques in the future the recovery rate
  of aluminium could rise above the present 70-80%, and where it will also be possible
  to recycle aluminium windows for example into windows.



TALAT 2109                                  8
4. Use of aluminium in packaging

In packaging applications aluminium fulfils the necessary barrier function in order to
   protect the filled goods. In applications where the material fraction is rather low the
   reclamation rate is also generally rather low. Saving resources in this area of
   application is being achieved by downgauging and new designs. Once collected and
   sorted the recycling of aluminium packaging waste is successfully done in many
   European countries. The high recycling rate of aluminium beverage cans in various
   countries is a valid example and demonstrates the possibilities of recycling in product
   loops.




2109.06 References

Assies, Jan A.: Introduction Paper to SETAC-Europe Workshop of Environmental Life
         Cycle analysis of Products. Workshop 2-3 December 1991, Leiden. Leiden
         1991

N.N.:    An Overview of the Life Cycle Approach to Product/Process Environmental
         Analysis and Management. Organisation of Economic Cooperation and
         Development (OECD), Paris 1994

N.N.:    Society of Environmental Toxicology and Chemistry: Guidelines for Life-
         Cycle Assessment: ″A code of Practice″. Workshop 31 March - 3 April 1993,
         Pensacola/Brussels 1993

N.N.:    Sustainability/Spold/Business in the Environment. The LCA Sourcebook. A
         European Business Guide to Life Cycle Assessment. London 1993




2109.07 List of Figures

Figure No.    Figure Title (Overhead)
2109.02.01    State of the Art of LCA according to SETAC
2109.02.02    Flow Chart of Primary Aluminium Production




TALAT 2109                                  9

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TALAT Lecture 2109: LCA - From Environmental Consciousness to Design for the Future

  • 1. TALAT Lecture 2109 Life Cycle Analysis - from Environmental Consciousness to Design for the Future? 9 pages, 2 figures prepared by European Aluminium Association, Brussels Objectives: − to introduce the currently most widely accepted methodology for life-cycle analysis and show possible effects on designing products Prerequisites: − none Date of Issue: 1994  EAA - European Aluminium Association
  • 2. 2109 Life Cycle Analysis - From Environmental Consciousness to Design for the Future Contents 2109 Life Cycle Analysis - From Environmental Consciousness to Design for the Future ................................................................................................................... 2 2109.01 Life Cycle Analysis - Its Development and Goals .........................................2 2109.02 Methodology ..................................................................................................3 Definitions of Goal and Scope ................................................................................ 4 Life Cycle Inventory................................................................................................ 4 Impact Assessment .................................................................................................. 5 Improvement Assessment ........................................................................................ 6 2109.03 Use and Misuse of Life Cycle Analysis .........................................................6 2109.04 LCA - a Methodology in the Making.............................................................7 2904.05 LCA and Design.............................................................................................8 2109.06 References......................................................................................................9 2109.07 List of Figures ................................................................................................9 2109.01 Life Cycle Analysis - Its Development and Goals Life cycle analysis is an instrument to provide a more systematic analytical method for identification of the possible environmental effects due to the production and use of products and of recycling/ disposal. The prime objectives of carrying out a LCA can be listed as follows: − to contribute to the understanding of the overall and interdependent nature of the environmental consequences of human activities TALAT 2109 2
  • 3. − to provide industry with information which defines more precisely the environmental effects of their activities and identifies opportunities for handling and use of products − to serve as a communication tool in the sense that it facilitates constructive dialogue among different sectors in society concerned with the environmental quality. 2109.02 Methodology • Goal definitions and scope • Life cycle inventory • Impact assessment • Improvement Assessment The most comprehensive and most widely accepted methodology so far has been developed over the last five years within the framework of the Society Of Environmental Toxicology And Chemistry (SETAC). According to this methodology a life cycle analysis consists of the steps listed in Figure 2109.02.01 (the parentheses indicate the state of the art of the methodology according to SETAC itself) Goal Definition and Scoping (methodology defined) Inventory Analysis (methodology defined but requires further work) Impact Assessment a) Classification (methodology defined but requires further work) b) Characterisation (methodology conceptually defined and partly developed) c) Valuation (methodology conceptually defined, different methods and approaches currently being used) Improvement Assessment (not yet documented) alu State of the Art of LCA according to SETAC 2109.02.01 Training in Aluminium Application Technologies A study described as life-cycle assessment should cover the entire life-cycle as described above. If the methodology is used in studies of a more restricted nature (for example studying only the parameter "energy" throughout the whole life-cycle), it cannot, by definition, be called an LCA. TALAT 2109 3
  • 4. Definitions of Goal and Scope First of all, it is important to define the goal of the analysis. In order to do so it is necessary to state the purpose and reason for carrying out an LCA as well as the intended use of the results: • What decision is to be based on the findings ? • Will the results be used for internal (to improve the environmental performance of the product) or external (to influence public policy) applications ? • What information is required, at what level of details ? It is further important to define clearly and with sufficient details the scope of the study, i.e. the complete system, boundaries, data requirements, assumptions and limitations. Life Cycle Inventory From the environmental perspective, a product's life cycle can be represented as a circular movement which ties together resource extraction, production, distribution consumption and recycling/final disposal. The life cycle inventory is - as far as possible - a complete and systematic description of the production and the use of a product achieved by identifying and quantifying the use of resources and outputs and their release to the environment, see e.g. Figure 2109.02.02. It is the basis for all further analysis and, therefore, has to be carried out under high quality standards including data quality, representativity etc., which should be guaranteed by a peer review. TALAT 2109 4
  • 5. bauxite mining transport alumina 50% NaOH transport salt mining production production lime limestone calcination mining transport anode petrol coke production transport production transport pitch cathode production electrolysis production filling AlF3 material transport production butts alloying transport metals cast house fluxing agents transport primary aluminium to fabricating plant alu Flow Chart of Primary Aluminium Production 2109.02.02 Training in Aluminium Application Technologies Impact Assessment Within the "classification" SETAC has proposed the following list of criteria: It is a technical, quantitative and/or qualitative process to characterise and assess the effects of the environmental burdens identified in the inventory component. This stage of the LCA is presently under development. It comprises three steps: 1. Classification Classification is the step in which the data from the inventory analysis are grouped together into a number of impact categories. For example: NOx ⇒ impact ⇒ 1. acidifying effect ⇒ ###2. eutrophicating effect 2. Characterisation Characterisation is the step in which analysis/quantification and eventually aggregation of the impacts within the given impact categories takes place. This step should be based on scientific knowledge about environmental processes. The characterisation step must still be developed, its outcome may be referred to as the impact profile. 3. Valuation TALAT 2109 5
  • 6. Valuation is the step which tends to arrive at a further interpretation and aggregation of the data of the impact assessment. At this stage, the contribution from the different specific impact categories are weighted so that they can be compared among themselves. The weight is defined from judgements of social values. If for instance, two alternative systems are compared of which one contributes to global warming to a lesser degree while the other poses lower risks to human health from toxic emissions, it is, in that case, almost impossible to tell which system has the least environmental impact. The valuation step is also being developed in order to make of it a more rational and explicit process. Improvement Assessment The Improvement Assessment is the stage where options for reducing the environmental impacts or burdens of the system under study are identified and assessed. At that stage, the inventory analysis can be used to reveal aspects which can be improved. It is important to include impact assessment as a necessary step in the LCA process in order • to emphasise the need of using LCA to reduce the environmental impacts associated with the system under study, • to ensure that the goal of an LCA is not to justify a status-quo and • to recognise that all systems have environmental impacts to some degree which can eventually be reduced. Even if SETAC has not yet documented the improvement assessment stage it is clear that at least at the production stage the careful analysis of the inventory will already lead to improvements. 2109.03 Use and Misuse of Life Cycle Analysis The potential of LCA as an assessment tool for appropriate use as well as for misuse is quite significant and it is important that global development and application is done consistently. It is important to note that LCA does not address economic considerations or social effects. One of the most promising uses of life cycle analysis addresses industrial enterprises. It will allow them • to develop environmental strategies for the improvement of products and processes • to identify environmental improvement opportunities and TALAT 2109 6
  • 7. • to track the progress of improvements. Consequently, industry will have a better control over the overall environmental impacts of products in the market. In addition, these approaches are contributing to consumer awareness of the invisible consequences of their actions as well, thus enhancing their own ability to consider alternative products and behaviour. Whether LCAs can support the establishment of purchasing procedures or specifications (external uses) as well as the marketing of specific environmental claims will highly depend on the sophistication and standardisation of the methodology, since the major problem lies in the comparability of LCAs. 2109.04 LCA - a Methodology in the Making LCA methodologies are not fixed methods, but are constantly under development. There are many issues about coverage, the significance and credibility of "boundary determinations" and about the methods to deal with unknowns or impacts that are not readily quantifiable. To be recognised as a credible tool, the use of LCA must also be regulated by generally obeyed and accepted procedures capable of ensuring transparency through continuous and active participation of all parties concerned (consumer organisations, environmental organisations, trade and producers’ organisations...). This standardisation is underway by the International Standardisation Organisation (ISO), in its Technical Committee 207. The overall credibility of LCA will essentially depend on − the achievement of comparability of LCAs, − enhanced transparency of LCAs, − international exchange of data. As explained earlier, the development of LCA methodology is still in progress and, therefore, it is not possible to define rigid rules for all aspects at present. Moreover, assessments, when made, are followed by an interpretation which involves value judgements that cannot be expressed in terms of universally acceptable rules or criteria. There is a growing awareness that, for example, an impact assessment will have to be carried out on a regional or local basis, since environmental impacts depend also on the locally existing conditions. This dependency is not only relevant for the production stage but also for the distribution, use and after-life- treatments of products. TALAT 2109 7
  • 8. 2904.05 LCA and Design LCA will not only have an effect on improvement of production processes or on the use of products, it should also have an effect on design of processes and products. Of course, the choice of a material is predominantly motivated by technical, economical and functional factors. However, more and more environmental aspects will play a role in the choice and selection of materials. Looking particularly at the end of life of products it seems most desirable to have products or materials which can be partly or wholly re-used or recycled. Resource and energy savings play an increasingly important role in our world and thus should be reflected in the design of our products. In this context aluminium offers a number of advantages for which some examples are given below: 1. Use of energy Aluminium can be considered an "energy bank" storing the energy invested during the primary production stage throughout its whole lifetime. At the end of its lifetime an aluminium product will be recycled - a process which needs approximately 5 % of the energy for primary aluminium production. In the Western World 60% of the energy used for the production of primary aluminium comes from hydroelectricity, a relatively environmentally friendly and renewable energy source. 2. Use of aluminium in cars Reducing the weight of a car by 100 kg saves approximately 6 litres of fuel per 1000 km. Tests conducted on aluminium intensive vehicles have shown that the additional energy required for the production of primary aluminium compared to traditional automotive materials is saved after 55,000 to 59,000 km. In addition, 95% of aluminium in existing cars is reclaimed and is recycled into casting alloys for which there is still the greatest demand in the car industry. Designing cars with light-weight body components of aluminium requires in the long run the sorting of reclaimed materials by alloys or alloy groups in order to reproduce the same type of product via recycling. The tendency to pay more attention at the design stage to the requirements of reclamation processes of used components will in future make sorting easier and more economical. 3. Use of aluminium in buildings The same holds true for buildings where the reclaimed aluminium today is also recycled into castings, but where due to new design techniques in the future the recovery rate of aluminium could rise above the present 70-80%, and where it will also be possible to recycle aluminium windows for example into windows. TALAT 2109 8
  • 9. 4. Use of aluminium in packaging In packaging applications aluminium fulfils the necessary barrier function in order to protect the filled goods. In applications where the material fraction is rather low the reclamation rate is also generally rather low. Saving resources in this area of application is being achieved by downgauging and new designs. Once collected and sorted the recycling of aluminium packaging waste is successfully done in many European countries. The high recycling rate of aluminium beverage cans in various countries is a valid example and demonstrates the possibilities of recycling in product loops. 2109.06 References Assies, Jan A.: Introduction Paper to SETAC-Europe Workshop of Environmental Life Cycle analysis of Products. Workshop 2-3 December 1991, Leiden. Leiden 1991 N.N.: An Overview of the Life Cycle Approach to Product/Process Environmental Analysis and Management. Organisation of Economic Cooperation and Development (OECD), Paris 1994 N.N.: Society of Environmental Toxicology and Chemistry: Guidelines for Life- Cycle Assessment: ″A code of Practice″. Workshop 31 March - 3 April 1993, Pensacola/Brussels 1993 N.N.: Sustainability/Spold/Business in the Environment. The LCA Sourcebook. A European Business Guide to Life Cycle Assessment. London 1993 2109.07 List of Figures Figure No. Figure Title (Overhead) 2109.02.01 State of the Art of LCA according to SETAC 2109.02.02 Flow Chart of Primary Aluminium Production TALAT 2109 9