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SHIELD 
A Comprehensive 
Earth-Protection System 
Robert E. Gold 
Johns Hopkins University 
Applied Physics Laboratory 
robert.gold@jhuapl.edu 
Washington 240-228-5412 
Baltimore 443-778-5412
99-0379-2 
SHIELD 
Earth Impact Fatalities 
Historical Fatalities 
from Worst Disasters 
by Type 
Epidemic 75 million 
Famine 9-13 million 
Flood 900,000 
Earthquake 830,000 
Cyclone >300,000 
Conflagration 140,000 
Landslide >100,000 
Tsunami 36,000 
Volcano 30,000 
Avalanche 20,000 
Average mortality from impacts as a function of 
energy for the current population of the Earth.
99-0379-3 
SHIELD 
How Big, How Often, How Bad 
Cumulative energy-frequency curve for 
impacts on the Earth. 
 Impact speed = 20 km/s 
 ρ== 3 g/cm3 
 From Shoemaker (1983)
99-0379-4 
SHIELD 
Tunguska Blast, Siberia 1908 
Tunguska in perspective 
Annual probability is 1 in 300.
99-0379-5 
SHIELD 
Size of the Threat 
 Distribution of 
Earth-crossing 
asteroids from the 
Spaceguard survey 
(Morrison 1992) 
 ~10% of 1-km 
asteroids have been 
discovered
Worldwide search effort has 
99-0379-6 
SHIELD 
Inadequate Earth-Based Discovery Rate 
fewer than 100 people. 
 Nearly 1/3 of all NEOs 
are discovered at their 
closest approach to Earth. 
Discovery completeness of Earth-crossing 
asteroids resulting from 
whole-sky surveys.
99-0379-7 
SHIELD 
Bimodal Threat: Comets vs. Asteroids 
Parameter Long Period Comets Asteroids 
Impact velocity ~58 km/sec ~20 km/sec 
Warning time Typically 2 months to 2 years Decades after survey 
complete. Days to 
decades before. 
Orbit 
inclinations 
Often high inclination or 
retrograde orbits which are 
difficult to reach. 
Typically low 
inclination, prograde 
orbits. 
Mitigation 
techniques 
Rendezvous difficult due to 
high velocity. Limited to flyby 
or impact methods. Require 
very accurate terminal guidance. 
Rendezvous, flyby, or 
impact methods. 
Note: LPCs constitute 5 to 10% of the Earth impactors and 25 to 50% of 
the craters larger than 20 km in diameter.
99-0379-8 
SHIELD 
A Few Points to Remember 
 KE ==½ mv2 
 Mass of 1 km diameter asteroid is ~ 1.7 ✕ 109 tons. 
 Energy of an asteroid impacting at 3 km/sec is equivalent 
to the energy of the same mass of TNT. 
 Typical asteroid impact velocity is 20 km/sec. Energy equals 
44 times the mass of TNT. 
 Typical comet impact velocity is 58 km/sec. Energy equals 
374 times the mass of TNT.
99-0379-9 
SHIELD 
Shield Acknowledgements 
 Excellent work exists on 
individual aspects of 
Earth protection. 
 SHIELD extends it to an 
overall Earth protection 
system. 
•• Detection 
•• Command and control 
•• Multi-tiered defensive 
system
99-0379-10 
SHIELD 
Total System Concept
99-0379-11 
SHIELD 
Need For Space-Based Detection 
 Advantages 
•• Optimal location 
•• Observing time 
•• Sensitivity 
 Results 
•• Detection of Aten asteroids not observable from Earth 
•• Increased warning time for long period comets 
 From days or months to years 
 Ability to view comets approaching from the opposite side of the Sun 
•• Increased observing time by ≥≥ 4 
•• Greater areal coverage 
•• Better limiting magnitude 
•• Reduced time to complete catalog
99-0379-12 
SHIELD 
Sentry Instruments 
 1-2 meter diameter telescope 
 10,000 x 10,000 pixel charge coupled device (CCD) 
 Computing power 
•• 1 PC-equivalent processor for image processing 
•• 1/2 of a PC-equivalent processor for orbit calculations 
••  10 MB (RAM) 
•• 100 GB digital storage 
 90 GB storage for images 
 10 GB storage for catalog, star charts, etc 
 Communications 
•• RF or newer technology at 1024 bps to ground 
•• Optical cross link for sentry-to-sentry communications at 
1024 bps
99-0379-13 
SHIELD 
Detection Distance from Venus, Earth and 
Jupiter Orbits (1-km object, Vm = 22, 20, and 18) 
Distance from Sun 
(AU) 
Sun 
Mercury 
Venus 
Earth 
Mars 
Main 
Asteroid 
Belt 
Jupiter 
1.0 2.0 3.0 4.0 5.0 
Venus orbit 
Earth orbit 
Main 
asteroid 
belt 
VM=22 
VM=20 
VM=18 
VM=20 
VM=18 
VM=22 
Ellipses represent 
Sentry sensitivity VM=22 
Jupiter orbit
99-0379-14 
SHIELD 
Location and Number of Sentries 
 Orbits entirely within Earth’’s 
are necessary to find all Atens 
 Venus swingby is most cost-effective 
to achieve such orbits 
 All asteroids that cross Earth’’s 
orbit can be found 
 Need 4 to 6 Sentries for 
complete sky coverage (for 
faster asteroid survey and long-period 
comets) 
 Orbital period about 240 days 
for faster sky coverage than is 
possible from Earth 
 Can launch every 19 months 
 5-month transfer to Venus
99-0379-15 
SHIELD 
Deflection Simplifies With Lead Time 
 Only small velocity change required  Deflection much easier decades ahead
99-0379-16 
SHIELD 
Deflection Techniques 
 Kinetic Energy 
••Impact the asteroid at high speeds 
 Propulsive (chemical, electrical, nuclear, solar sails, mass drivers) 
••Dock a thrusting device to asteroid 
 Directed Energy (laser, solar collector) 
••Vaporize asteroid material to form a jet 
 Nuclear Detonation (standoff, surface, buried) 
••Deflect from blast impulse or ejected matter, or fragment 
asteroid
99-0379-17 
SHIELD 
Technique Efficiencies
99-0379-18 
SHIELD 
How Big, How Soon
99-0379-19 
SHIELD 
Deflection Technologies and Efficiencies 
 Efficiency 
••Nuclear surface detonation 
••Solar sail 
••Kinetic energy 
 Near-Term Technologies 
••Chemical thrusters 
••Nuclear detonations 
••Kinetic energy 
 Future Technologies 
••Solar sails, directed energy, and mass drivers have enormous potential 
••State-of-the-art electric thrusters are too weak 
 Nuclear systems face political and social problems
99-0379-20 
SHIELD 
Soldier Summary I 
 Soldier functions 
•• Survey target 
 Characterize physical properties, rotation, composition, 
strength 
•• Modify asteroid orbit; prevent Earth intercept 
 Dock, grapple, intercept 
 Impart ΔΔV to asteroid 
 Scenarios: Rendezvous vs Intercept 
•• Rendezvous: All-in-one soldier (chemical rocket, electric 
propulsion) 
 Scouts asteroid from orbit 
 Docks and diverts 
•• Intercept: Scout / Soldier pair (impactor, nuclear deflection) 
 Dedicated Scout precedes Soldier 
 Soldier carries guidance control for targeting
99-0379-21 
SHIELD 
Soldier Summary II 
 Scouting Instrument Complement 
•• Imager/spectrometer (composition/regolith) 
•• Ground-penetrating radar (structure/regolith) 
•• Seismic network (structure/composition) 
•• Data processing and communications packages 
 Pushing Equipment (Rendezvous) 
•• Anchors - couple soldier to surface 
•• Gimbals - alter orientation to provide thrust in proper 
direction 
•• Electronics/communications; sector firing, thruster control 
•• Power systems 
 Pushing Equipment (Intercept) 
•• Inert mass (kinetic)/warhead (nuclear) 
•• Guidance and control and targeting computers and thrusters
99-0379-22 
SHIELD 
Location and Number of Soldiers 
 Should have 6 or more soldiers 
 4 or more in Venus-return 
orbits for good coverage 
 High-energy Venus-return 
orbits, like Contour’’s Earth-return 
orbits, shown at left 
 2 or more launch-on-demand 
from Earth for quick response, 
flexibility 
 Some comets reached from 
Mars, Jupiter, but periods long 
 Rendezvous usually requires 
large low-thrust system, Jupiter 
gravity assist 
Contour Trajectory 
Ecliptic-Plane 
Projection 
Rotating System, 
with Fixed 
Sun-Earth Line
99-0379-23 
SHIELD 
Soldier Description
99-0379-24 
SHIELD 
Flowchart of SHIELD Detection 
and Mitigation of an Earth Impactor 
Search for near-Earth 
objects 
Sentry locates object and 
propagates orbit 
Update all Impact 
catalogs 
Earth? 
I 
Sentry informs 
Earth 
Earth performs detailed 
observations and calculations 
No 
Mobilize soldiers 
Rendezvous 
or 
intercept 
Yes 
R 
Soldier 
rendezvous and 
examine 
Soldier docks 
with object 
Soldier deflects 
object 
Scout 
rendezvous 
and examine 
Soldier flyby/ 
impact object 
Deflect/ 
fragment object 
Yes 
Confirm 
impact?
99-0379-25 
SHIELD 
We Can Start Today 
 Sentry can be MIDEX 
 1-m telescopes exist 
 Mid-size Explorers 
have been proposed 
with pointing, etc. 
 Electronics and 
computing exist 
It is time to extend the asteroid catalog.
99-0379-26 
SHIELD 
Summary 
“All I’m saying is now 
is the time to develop 
the technology to 
deflect the asteroid.” 
(The New Yorker, 1998)

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Shield

  • 1. SHIELD A Comprehensive Earth-Protection System Robert E. Gold Johns Hopkins University Applied Physics Laboratory robert.gold@jhuapl.edu Washington 240-228-5412 Baltimore 443-778-5412
  • 2. 99-0379-2 SHIELD Earth Impact Fatalities Historical Fatalities from Worst Disasters by Type Epidemic 75 million Famine 9-13 million Flood 900,000 Earthquake 830,000 Cyclone >300,000 Conflagration 140,000 Landslide >100,000 Tsunami 36,000 Volcano 30,000 Avalanche 20,000 Average mortality from impacts as a function of energy for the current population of the Earth.
  • 3. 99-0379-3 SHIELD How Big, How Often, How Bad Cumulative energy-frequency curve for impacts on the Earth. Impact speed = 20 km/s ρ== 3 g/cm3 From Shoemaker (1983)
  • 4. 99-0379-4 SHIELD Tunguska Blast, Siberia 1908 Tunguska in perspective Annual probability is 1 in 300.
  • 5. 99-0379-5 SHIELD Size of the Threat Distribution of Earth-crossing asteroids from the Spaceguard survey (Morrison 1992) ~10% of 1-km asteroids have been discovered
  • 6. Worldwide search effort has 99-0379-6 SHIELD Inadequate Earth-Based Discovery Rate fewer than 100 people. Nearly 1/3 of all NEOs are discovered at their closest approach to Earth. Discovery completeness of Earth-crossing asteroids resulting from whole-sky surveys.
  • 7. 99-0379-7 SHIELD Bimodal Threat: Comets vs. Asteroids Parameter Long Period Comets Asteroids Impact velocity ~58 km/sec ~20 km/sec Warning time Typically 2 months to 2 years Decades after survey complete. Days to decades before. Orbit inclinations Often high inclination or retrograde orbits which are difficult to reach. Typically low inclination, prograde orbits. Mitigation techniques Rendezvous difficult due to high velocity. Limited to flyby or impact methods. Require very accurate terminal guidance. Rendezvous, flyby, or impact methods. Note: LPCs constitute 5 to 10% of the Earth impactors and 25 to 50% of the craters larger than 20 km in diameter.
  • 8. 99-0379-8 SHIELD A Few Points to Remember KE ==½ mv2 Mass of 1 km diameter asteroid is ~ 1.7 ✕ 109 tons. Energy of an asteroid impacting at 3 km/sec is equivalent to the energy of the same mass of TNT. Typical asteroid impact velocity is 20 km/sec. Energy equals 44 times the mass of TNT. Typical comet impact velocity is 58 km/sec. Energy equals 374 times the mass of TNT.
  • 9. 99-0379-9 SHIELD Shield Acknowledgements Excellent work exists on individual aspects of Earth protection. SHIELD extends it to an overall Earth protection system. •• Detection •• Command and control •• Multi-tiered defensive system
  • 10. 99-0379-10 SHIELD Total System Concept
  • 11. 99-0379-11 SHIELD Need For Space-Based Detection Advantages •• Optimal location •• Observing time •• Sensitivity Results •• Detection of Aten asteroids not observable from Earth •• Increased warning time for long period comets From days or months to years Ability to view comets approaching from the opposite side of the Sun •• Increased observing time by ≥≥ 4 •• Greater areal coverage •• Better limiting magnitude •• Reduced time to complete catalog
  • 12. 99-0379-12 SHIELD Sentry Instruments 1-2 meter diameter telescope 10,000 x 10,000 pixel charge coupled device (CCD) Computing power •• 1 PC-equivalent processor for image processing •• 1/2 of a PC-equivalent processor for orbit calculations •• 10 MB (RAM) •• 100 GB digital storage 90 GB storage for images 10 GB storage for catalog, star charts, etc Communications •• RF or newer technology at 1024 bps to ground •• Optical cross link for sentry-to-sentry communications at 1024 bps
  • 13. 99-0379-13 SHIELD Detection Distance from Venus, Earth and Jupiter Orbits (1-km object, Vm = 22, 20, and 18) Distance from Sun (AU) Sun Mercury Venus Earth Mars Main Asteroid Belt Jupiter 1.0 2.0 3.0 4.0 5.0 Venus orbit Earth orbit Main asteroid belt VM=22 VM=20 VM=18 VM=20 VM=18 VM=22 Ellipses represent Sentry sensitivity VM=22 Jupiter orbit
  • 14. 99-0379-14 SHIELD Location and Number of Sentries Orbits entirely within Earth’’s are necessary to find all Atens Venus swingby is most cost-effective to achieve such orbits All asteroids that cross Earth’’s orbit can be found Need 4 to 6 Sentries for complete sky coverage (for faster asteroid survey and long-period comets) Orbital period about 240 days for faster sky coverage than is possible from Earth Can launch every 19 months 5-month transfer to Venus
  • 15. 99-0379-15 SHIELD Deflection Simplifies With Lead Time Only small velocity change required Deflection much easier decades ahead
  • 16. 99-0379-16 SHIELD Deflection Techniques Kinetic Energy ••Impact the asteroid at high speeds Propulsive (chemical, electrical, nuclear, solar sails, mass drivers) ••Dock a thrusting device to asteroid Directed Energy (laser, solar collector) ••Vaporize asteroid material to form a jet Nuclear Detonation (standoff, surface, buried) ••Deflect from blast impulse or ejected matter, or fragment asteroid
  • 18. 99-0379-18 SHIELD How Big, How Soon
  • 19. 99-0379-19 SHIELD Deflection Technologies and Efficiencies Efficiency ••Nuclear surface detonation ••Solar sail ••Kinetic energy Near-Term Technologies ••Chemical thrusters ••Nuclear detonations ••Kinetic energy Future Technologies ••Solar sails, directed energy, and mass drivers have enormous potential ••State-of-the-art electric thrusters are too weak Nuclear systems face political and social problems
  • 20. 99-0379-20 SHIELD Soldier Summary I Soldier functions •• Survey target Characterize physical properties, rotation, composition, strength •• Modify asteroid orbit; prevent Earth intercept Dock, grapple, intercept Impart ΔΔV to asteroid Scenarios: Rendezvous vs Intercept •• Rendezvous: All-in-one soldier (chemical rocket, electric propulsion) Scouts asteroid from orbit Docks and diverts •• Intercept: Scout / Soldier pair (impactor, nuclear deflection) Dedicated Scout precedes Soldier Soldier carries guidance control for targeting
  • 21. 99-0379-21 SHIELD Soldier Summary II Scouting Instrument Complement •• Imager/spectrometer (composition/regolith) •• Ground-penetrating radar (structure/regolith) •• Seismic network (structure/composition) •• Data processing and communications packages Pushing Equipment (Rendezvous) •• Anchors - couple soldier to surface •• Gimbals - alter orientation to provide thrust in proper direction •• Electronics/communications; sector firing, thruster control •• Power systems Pushing Equipment (Intercept) •• Inert mass (kinetic)/warhead (nuclear) •• Guidance and control and targeting computers and thrusters
  • 22. 99-0379-22 SHIELD Location and Number of Soldiers Should have 6 or more soldiers 4 or more in Venus-return orbits for good coverage High-energy Venus-return orbits, like Contour’’s Earth-return orbits, shown at left 2 or more launch-on-demand from Earth for quick response, flexibility Some comets reached from Mars, Jupiter, but periods long Rendezvous usually requires large low-thrust system, Jupiter gravity assist Contour Trajectory Ecliptic-Plane Projection Rotating System, with Fixed Sun-Earth Line
  • 24. 99-0379-24 SHIELD Flowchart of SHIELD Detection and Mitigation of an Earth Impactor Search for near-Earth objects Sentry locates object and propagates orbit Update all Impact catalogs Earth? I Sentry informs Earth Earth performs detailed observations and calculations No Mobilize soldiers Rendezvous or intercept Yes R Soldier rendezvous and examine Soldier docks with object Soldier deflects object Scout rendezvous and examine Soldier flyby/ impact object Deflect/ fragment object Yes Confirm impact?
  • 25. 99-0379-25 SHIELD We Can Start Today Sentry can be MIDEX 1-m telescopes exist Mid-size Explorers have been proposed with pointing, etc. Electronics and computing exist It is time to extend the asteroid catalog.
  • 26. 99-0379-26 SHIELD Summary “All I’m saying is now is the time to develop the technology to deflect the asteroid.” (The New Yorker, 1998)