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Ashley Manning Hart

                 University at Albany

          In partial fulfillment of the
Master of Science in Forensic Biology
 Extraction
 Quantitation
 Amplification
 STR DNA Analysis & Interpretation
 Report writing
 Review
 Testimony
 STR DNA analysis is very sensitive
 Inhibition of samples by either substrate or
  sample itself
 Wide range of amounts and quality of DNA at
  crime scene
 Best profiles from input DNA in concentration
  range 0.5 – 2ng/uL
 If too much DNA is added to amplification:
  stutter products, pull-up, -A peaks can be
  observed
 If too little DNA is added to amplification: allelic
  drop-out, allelic imbalance can be observed
   Crime scene samples can be “dirty” and contaminated
    with non-human DNA
   Microbial, plant, and/or animal DNA co-extract with
    human DNA recovered from the evidence
   FBI Quality Assurance Standard 9.3 requires
    laboratories to quantitate the amount of human DNA in
    crime scene evidence prior to subsequent DNA analysis
   Human STR DNA typing is optimized over a fairly narrow
    range of human DNA




                                                  4
 Ease of interpretation – especially with DNA
  mixtures
 Comparison  purposes of evidence samples to
  reference samples
 Ability   to upload to CODIS, NDIS
 Ability   to be statistically meaningful
 Ability   to stand up in court
 Known    samples

    Reference samples

    Offender samples

 Questioned    samples

    Single source

    Mixtures: male/male, male/female,
     female/female
   Quantifiler Y Human Male DNA Quantification Kit
    detects male DNA

   Most valuable when male:female DNA ratio low:
     Body cavity swabs of female victim: oral, vaginal,
      anal
     Bite marks, fingernail scrapings
     When male cells cannot be separated from female
      cels


   Let’s explore the history of quantification first…
 UV   Spectrometry

 Gel-based   Methods

 Real-time   PCR Methods
 Based on stacking of nitrogenous bases
 Stacking limits the amount of UV light
  absorbed
 Disadvantages:
    Cannot distinguish dsDNA from ssDNA
    Not human specific
    RNA, protein and other contaminants also absorb
     these UV wavelengths
    Not very sensitive
    Relatively large amount of sample needed
    Unacceptable method for crime scene evidence
 Gelsor blotting membranes utilized
 DNA specific dyes as reporter molecules
    Species non-specific
 Advantages:
    Broader quantitation range with lower limits
     than UV spectrometry
    Possible to distinguish between dsDNA and ssDNA
 Disadvantages:
    Interpretation can be subjective
    Reporter molecules can be sensitive to chemicals
     in the solvent
    Time-consuming – mostly hands-on
 Applied Biosystems method – chemiluminescence
  or chromogenic
 Slot blot on a nylon membrane
 HUMAN AND HIGHER PRIMATE
 Probe complimentary to alpha satellite DNA on
  chromosome 17 - D17S1
 Disadvantages:
   Very labor-intensive
   Interpretation can be subjective
   Low dynamic range – somewhat accurate over
    low concentration range
 Commonly    used: Alu probes – more areas
  targeted as compared to slot blot methods
 Fluorescent probes
 Very sensitive, particularly for low copy
  number DNA
 Compatible with high-throughput DNA
  analysis systems
 Disadvantages:
    “Home brew” kits must be quality assurance
     tested
    Can be time-consuming
 Advantages
    Less time-consuming than other methods
    Less hands-on time  ability to be automated
 Disadvantages
    Expensive kits
    Expensive platform
 Targetshaploid 64-base length segment,
 Yp11.3 – the non-translated portion of the
 sex-determining region of the Y-chromosome
 (SRY) gene

 Contrast   to Quantifiler Human Kit:
    Targets diploid 62-base length segment, 5p15.33
     – an intron of the human telomerase reverse
     transcriptase (hTERT) gene

 Bothkits utilize a TaqMan probe and a 5’
 nuclease activity
-Two TaqMan probes target: untranslated region of SRY gene and
IPC
- Reporter dye (FAM for DNA of interest, VIC for IPC) on 5’ end of
probe
- MGB = minor groove binder – increases Tm  allows for shorter
probe
- NRQ = non-flourescent quencher – proximity to reporter dye
stops it from fluorescing until probe broken down
-P = AmpliTaq Gold DNA polymerase
-PCR temperature increased to 72ºC  P moves 5’ – 3’ and extends
forward and reverse primers
- Nucleotides (from Reaction Mix of kit) are added
- Hybridized probe is broken up  reporter dye released and able to
be detected by camera in qPCR instrument
 PRIMER MIX:
 Human Target Specific Assay
    •   FAM labeled probe (blue reporter dye) – targets
        Yp11.3
   Internal Positive Control (IPC)
    • VIC labeled probe (green reporter dye)
    • 10,000 copies/rxn. of synthetic, non-human
      template
    • Inhibitor Detection
 TaqMan 2X Universal PCR Master Mix:
 PCR Reagents
 Passive Reference Dye
    •   ROX (red reporter dye) – equalizes fluorescence
   Human male DNA, 200ng/ L – supplied with kit

   Standard curve: 50ng/ L to 23pg/ L

   Comparison of Q sample fluorescence to
    standards’ fluorescence

   Quality of standard curve is critical for
    estimations of quantities of human DNA
 96-well optical plate
 7500 Real-Time PCR instrument with
  Sequence Detection Software
 3 phases of PCR: geometric (exponential),
  linear & plateau
 qPCR measures fluorescence in real-time at
  geometric phase
 Fluorescenceemitted by release of reporter
 dye in sample  detected by camera
 Fluorescencethreshold set by Applied
 Biosystems’ software at 0.2
 Amplificationcurve of sample crosses this
 threshold after a certain number of PCR
 cycles
 Thisintersection point is the Cycle Threshold
 (CT) for the sample
 Varies depending on amount of DNA in
  sample: well with more DNA will have a
  lower CT because it takes fewer cycles for
  that sample to reach the fluorescence
  threshold
 CT values are most accurate and reliable
  measurements of quantity of DNA in a sample
 Validation:  to recognize, establish, or
  illustrate the worthiness or legitimacy of
 Validation of new techniques is essential and
  legally required in forensic labs
 Before Quantifiler Y Kit is implemented in a
  lab, tests must be completed to ensure its
  validity in the forensic community
 Validated by manufacturer, but manufacturer
  not held to same rigorous standards



   Definition from Merriam Webster Dictionary
 FBI   Quality Assurance Standard 8.1.3
     8.1.3.1 – Testing of known and non-probative
      evidence samples & Documentation of
      reproducibility and precision
     8.1.3.3 – Qualifying tests administered to
      analysts prior to use
 SWGDAM  Revised Validation Guidelines
 Standard 3
     3.1 – Known and non-probative evidence samples
     3.2 - Reproducibility and precision
     3.4 - Sensitivity studies
     3.5 - Mixture studies
   DNA extracts from simulated evidence
   Quantities and CT values compared
   Comparisons to the Amelogenin locus results
    obtained from STR DNA analysis
                Sample Number     Sample Source
                   1 JRK T1          Blood card
                   2 JRK T1          Blood card
                   2 JRK T2         Buccal swab
                   3 JRK T2         Buccal swab
                    JRK 1.1             Blood
                    JRK 1.2         Buccal swab
                    JRK 1.3             Blood
                    JRK 2.1          Bloodstain
                    JRK 2.2             Gum
                    JRK 2.3         Buccal swab
                    JRK 4.2         Buccal swab
                    JRK 4.3          Bloodstain
                    JRK 4.4         Buccal swab
                   LMM 4.6      Buccal swab on cotton
                    AMH 1           Buccal swab
   QuantiBlot performed by other analysts
   Quantifiler and Quantifiler Y combined on one assay
Sample           Percentage Male DNA

              Electropherogram   Quantifiler Y

JRK 5.5 NSF         5.57             7.16

JRK 5.6 NSF         8.84            14.88

JRK 4.8 NSF         1.34            0.716
CT Sample                    CT IPC
                          CT Sample                  CT IPC
Sample Type Quantifiler                 Quantifiler
                          Quantifiler               Quantifiler
                Y                          Y
    Male                    23.47
              23.98                       29.53        35.05
  Standard                  26.946
   Female                   23.02
               N/A                        28.83        33.74
  Standard                  27.018
  Mixture                   22.80
              25.28                       28.67        33.32
  Standard                  26.899
 Using Quantifiler Y Kit, many slopes fell
  below AB’s recommended range (-3.0 to -3.6)
 Erratic slope patterns using lot number
  0704042
-Log of concentration plotted against CT values
- Slope outside of acceptable, AB-validated range  overestimate of
DNA concentration to the left of the y-axis OR underestimate of DNA
concentration to the right of the y-axis
- But, CT values are independent of concentration estimates made by
the software
- Therefore, CT values were preferred for interpretation
 Issues not resolved so emphasis on
  interpretation was placed on CT values rather
  than quantities
 AB standards in quantification kits have been
  known to vary in concentration as much as
  ±50 – 100% with latest quality control tests
  allow for ±33% variation
 So… their QC standards may be more lax than
  would be preferred in the forensic
  community
 Kits with new lot numbers may yield
  different results
 Analyses   using Lot 0704042:
    Simulated samples & mixtures
    Reproducibility
    Reduced reaction volume
    Sensitivity
    Inhibition
 Many of the same samples analyzed again
 using Lot 0706043
 Dr. Allison Eastman, Dr. Donald Orokos and
  Dr. Sho Ya Wang
 NYS Police Forensic Investigation Center
 Kim and Melissa – the Queens of Quality
 Jeanette Kovari & Lisa McNab
 Amanda Brinton
 Jay Caponera
 Danielle Brownell

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Quantifiler-Y Validation Study

  • 1. Ashley Manning Hart University at Albany In partial fulfillment of the Master of Science in Forensic Biology
  • 2.  Extraction  Quantitation  Amplification  STR DNA Analysis & Interpretation  Report writing  Review  Testimony
  • 3.  STR DNA analysis is very sensitive  Inhibition of samples by either substrate or sample itself  Wide range of amounts and quality of DNA at crime scene  Best profiles from input DNA in concentration range 0.5 – 2ng/uL  If too much DNA is added to amplification: stutter products, pull-up, -A peaks can be observed  If too little DNA is added to amplification: allelic drop-out, allelic imbalance can be observed
  • 4. Crime scene samples can be “dirty” and contaminated with non-human DNA  Microbial, plant, and/or animal DNA co-extract with human DNA recovered from the evidence  FBI Quality Assurance Standard 9.3 requires laboratories to quantitate the amount of human DNA in crime scene evidence prior to subsequent DNA analysis  Human STR DNA typing is optimized over a fairly narrow range of human DNA 4
  • 5.  Ease of interpretation – especially with DNA mixtures  Comparison purposes of evidence samples to reference samples  Ability to upload to CODIS, NDIS  Ability to be statistically meaningful  Ability to stand up in court
  • 6.  Known samples  Reference samples  Offender samples  Questioned samples  Single source  Mixtures: male/male, male/female, female/female
  • 7. Quantifiler Y Human Male DNA Quantification Kit detects male DNA  Most valuable when male:female DNA ratio low:  Body cavity swabs of female victim: oral, vaginal, anal  Bite marks, fingernail scrapings  When male cells cannot be separated from female cels  Let’s explore the history of quantification first…
  • 8.  UV Spectrometry  Gel-based Methods  Real-time PCR Methods
  • 9.  Based on stacking of nitrogenous bases  Stacking limits the amount of UV light absorbed  Disadvantages:  Cannot distinguish dsDNA from ssDNA  Not human specific  RNA, protein and other contaminants also absorb these UV wavelengths  Not very sensitive  Relatively large amount of sample needed  Unacceptable method for crime scene evidence
  • 10.  Gelsor blotting membranes utilized  DNA specific dyes as reporter molecules  Species non-specific  Advantages:  Broader quantitation range with lower limits than UV spectrometry  Possible to distinguish between dsDNA and ssDNA  Disadvantages:  Interpretation can be subjective  Reporter molecules can be sensitive to chemicals in the solvent  Time-consuming – mostly hands-on
  • 11.  Applied Biosystems method – chemiluminescence or chromogenic  Slot blot on a nylon membrane  HUMAN AND HIGHER PRIMATE  Probe complimentary to alpha satellite DNA on chromosome 17 - D17S1  Disadvantages:  Very labor-intensive  Interpretation can be subjective  Low dynamic range – somewhat accurate over low concentration range
  • 12.  Commonly used: Alu probes – more areas targeted as compared to slot blot methods  Fluorescent probes  Very sensitive, particularly for low copy number DNA  Compatible with high-throughput DNA analysis systems  Disadvantages:  “Home brew” kits must be quality assurance tested  Can be time-consuming
  • 13.  Advantages  Less time-consuming than other methods  Less hands-on time  ability to be automated  Disadvantages  Expensive kits  Expensive platform
  • 14.  Targetshaploid 64-base length segment, Yp11.3 – the non-translated portion of the sex-determining region of the Y-chromosome (SRY) gene  Contrast to Quantifiler Human Kit:  Targets diploid 62-base length segment, 5p15.33 – an intron of the human telomerase reverse transcriptase (hTERT) gene  Bothkits utilize a TaqMan probe and a 5’ nuclease activity
  • 15. -Two TaqMan probes target: untranslated region of SRY gene and IPC - Reporter dye (FAM for DNA of interest, VIC for IPC) on 5’ end of probe - MGB = minor groove binder – increases Tm  allows for shorter probe - NRQ = non-flourescent quencher – proximity to reporter dye stops it from fluorescing until probe broken down -P = AmpliTaq Gold DNA polymerase
  • 16. -PCR temperature increased to 72ºC  P moves 5’ – 3’ and extends forward and reverse primers - Nucleotides (from Reaction Mix of kit) are added - Hybridized probe is broken up  reporter dye released and able to be detected by camera in qPCR instrument
  • 17.  PRIMER MIX:  Human Target Specific Assay • FAM labeled probe (blue reporter dye) – targets Yp11.3  Internal Positive Control (IPC) • VIC labeled probe (green reporter dye) • 10,000 copies/rxn. of synthetic, non-human template • Inhibitor Detection  TaqMan 2X Universal PCR Master Mix:  PCR Reagents  Passive Reference Dye • ROX (red reporter dye) – equalizes fluorescence
  • 18. Human male DNA, 200ng/ L – supplied with kit  Standard curve: 50ng/ L to 23pg/ L  Comparison of Q sample fluorescence to standards’ fluorescence  Quality of standard curve is critical for estimations of quantities of human DNA
  • 19.  96-well optical plate  7500 Real-Time PCR instrument with Sequence Detection Software  3 phases of PCR: geometric (exponential), linear & plateau  qPCR measures fluorescence in real-time at geometric phase
  • 20.  Fluorescenceemitted by release of reporter dye in sample  detected by camera  Fluorescencethreshold set by Applied Biosystems’ software at 0.2  Amplificationcurve of sample crosses this threshold after a certain number of PCR cycles  Thisintersection point is the Cycle Threshold (CT) for the sample
  • 21.  Varies depending on amount of DNA in sample: well with more DNA will have a lower CT because it takes fewer cycles for that sample to reach the fluorescence threshold  CT values are most accurate and reliable measurements of quantity of DNA in a sample
  • 22.  Validation: to recognize, establish, or illustrate the worthiness or legitimacy of  Validation of new techniques is essential and legally required in forensic labs  Before Quantifiler Y Kit is implemented in a lab, tests must be completed to ensure its validity in the forensic community  Validated by manufacturer, but manufacturer not held to same rigorous standards Definition from Merriam Webster Dictionary
  • 23.  FBI Quality Assurance Standard 8.1.3  8.1.3.1 – Testing of known and non-probative evidence samples & Documentation of reproducibility and precision  8.1.3.3 – Qualifying tests administered to analysts prior to use  SWGDAM Revised Validation Guidelines Standard 3  3.1 – Known and non-probative evidence samples  3.2 - Reproducibility and precision  3.4 - Sensitivity studies  3.5 - Mixture studies
  • 24.
  • 25. DNA extracts from simulated evidence  Quantities and CT values compared  Comparisons to the Amelogenin locus results obtained from STR DNA analysis Sample Number Sample Source 1 JRK T1 Blood card 2 JRK T1 Blood card 2 JRK T2 Buccal swab 3 JRK T2 Buccal swab JRK 1.1 Blood JRK 1.2 Buccal swab JRK 1.3 Blood JRK 2.1 Bloodstain JRK 2.2 Gum JRK 2.3 Buccal swab JRK 4.2 Buccal swab JRK 4.3 Bloodstain JRK 4.4 Buccal swab LMM 4.6 Buccal swab on cotton AMH 1 Buccal swab
  • 26. QuantiBlot performed by other analysts  Quantifiler and Quantifiler Y combined on one assay
  • 27.
  • 28. Sample Percentage Male DNA Electropherogram Quantifiler Y JRK 5.5 NSF 5.57 7.16 JRK 5.6 NSF 8.84 14.88 JRK 4.8 NSF 1.34 0.716
  • 29.
  • 30.
  • 31.
  • 32. CT Sample CT IPC CT Sample CT IPC Sample Type Quantifiler Quantifiler Quantifiler Quantifiler Y Y Male 23.47 23.98 29.53 35.05 Standard 26.946 Female 23.02 N/A 28.83 33.74 Standard 27.018 Mixture 22.80 25.28 28.67 33.32 Standard 26.899
  • 33.  Using Quantifiler Y Kit, many slopes fell below AB’s recommended range (-3.0 to -3.6)  Erratic slope patterns using lot number 0704042
  • 34. -Log of concentration plotted against CT values - Slope outside of acceptable, AB-validated range  overestimate of DNA concentration to the left of the y-axis OR underestimate of DNA concentration to the right of the y-axis - But, CT values are independent of concentration estimates made by the software - Therefore, CT values were preferred for interpretation
  • 35.  Issues not resolved so emphasis on interpretation was placed on CT values rather than quantities  AB standards in quantification kits have been known to vary in concentration as much as ±50 – 100% with latest quality control tests allow for ±33% variation  So… their QC standards may be more lax than would be preferred in the forensic community  Kits with new lot numbers may yield different results
  • 36.  Analyses using Lot 0704042:  Simulated samples & mixtures  Reproducibility  Reduced reaction volume  Sensitivity  Inhibition  Many of the same samples analyzed again using Lot 0706043
  • 37.  Dr. Allison Eastman, Dr. Donald Orokos and Dr. Sho Ya Wang  NYS Police Forensic Investigation Center  Kim and Melissa – the Queens of Quality  Jeanette Kovari & Lisa McNab  Amanda Brinton  Jay Caponera  Danielle Brownell

Editor's Notes

  1. Range depends on amplification kits used, laboratory protocol, and quality of DNA and instrument parameters
  2. NDIS – only 10 completeloci needed, other variations state-to-state, individual labs can search own databases with own parameters
  3. Suspect and arrestee indexes – laboratories have their own databases
  4. Bite marks – trained nurses may be able to collect little female DNA when swabbingMale cells from female cells – when no differential extraction can be done b/c no sperm
  5. EtBr, DAPI, and SYBR Green Idyes commonSome dyes will not stain ssDNA
  6. A specific example of a slot-blot technique. The slot blot general technique was widely used in forensic labs until recent yearsChemiluminescence more sensitiveAppropriate for casework b/c human/higher primate specificInterpretation could be done with densometer or by comparison of standards with samples by looking at film under white light
  7. LCN is less than 0.1ng/uL
  8. Instrument platforms are expensive and the kits are only validated on specific instrument platforms, only available from Applied Biosystems
  9. Same standard in Quantifiler Kit and Quantifiler Y kitMore about this later
  10. Standards are mandated, BUT guidelines are suggestions
  11. Biological Science section of NYS police lab Forensic investigation center
  12. Types of simulated evidence
  13. QF and QFY were co-analyzed on the same plate
  14. Total vs. male DNA co-analyzed in this mannerGreen spaces are Standards with Quantifiler Y master mixBlue spaces are Standards with Quantifiler master mixGray spaces indicate triplicate samples with Quantifiler Y master mixWhite spaces indicate triplicate samples with Quantifiler master mixYellow space is kit blank
  15. Non-sperm fractions were used in this part of the study. Peak heights analyzed. Amelogenin X was total human DNA, Y was male DNA.Might have been a closer correlation with peak area.
  16. CT values are plotted against each standard. These standards were run along with samples on six different plates. Slopes and troubleshooting with Trial 1 – potential problems with PCRI’ll discuss this in more detail later
  17. When troubleshooting and talking to AB, they suggested I use their recommended volume rather than the reduced volume I had been working with. I wanted to prove them wrong. NYSP uses reduced reaction volume for Quantifiler – results are comparable to AB results at higher volumeAt each volume, CT values were comporable. Each of these slopes was within the manufacturer’s recommended range. However, additional runs with unacceptable slopes, had similar CT values. Slope issue had nothing to do with reaction volume. Reduced volume results do not differ from AB.
  18. Female genomic HeLa DNA was mixed with male DNA standards supplied in the Quantifiler Y kitMale DNA detected when female DNA was greater than 4000x
  19. National Institute of Standards and Technology Standard Reference Material 2372 Human Quantitation StandardConclusions: Labs who participate in CODIS are not required to run this standard – will still pass QA audit.
  20. Never validate with one lot.After you’ve repeated tests several times and see no improvement, question self, then get new lots.