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Elias Damtew, ILRI 
Innovation Platform Training Workshop, ILRI, Addis Ababa, 4 September 2014
• Objective: at the end of this session participants will 
be able to: 
 Capture basic concepts in IP monitoring and evaluation 
 Comprehend why it is important to monitor and evaluate IPs 
 Contribute to fine-tuning of AR IP monitoring and evaluation framework 
 Identify IP TG members championing the M&E work at the research sites
Monitoring and Evaluation Definitions & 
concepts 
Innovation platforms for scaling SLM Handbook (2013)
Monitoring refers to a continuous process of systematic collection and 
analysis of data on specific Indicators in order to generate information 
on progress and achievement of a given objective. 
It tries to track if there are discrepanciesbetween planned and actual 
results and contextual changes, corrective action can be taken. 
Monitoring is a more frequent form of reflection. 
Monitoring must form the basis for evaluation and changes on the 
way activities are executed
Evaluationis a periodic exercise that attempts to assess the relevance, 
performance, and success of ongoing processes and completed 
events. 
Evaluation is a more complete, cumulative, and thorough process and 
a less frequent form of reflection. 
It usually takes place at certain points in time—e.g. mid‐term and 
summative evaluations—and leads to more fundamental decisions.
Monitoring & Evaluation concepts 
in the brave new world of IPs 
InnovationplatformsforscalingSLMHandbook(2013)
In the context of innovation platforms, monitoringaims to assess the 
functioning and effectivenessof IPs to improve policy and practice, 
develop capacity and improve links among actors. 
The information it gathers can be used to improve the management 
of the platform and its activities, change policies, and promote larger 
scale changes. 
These changes occur at various scales—farm, community, market, 
watershed, policy, research, etc.—and with diverse actors. 
The monitoring system seeks to document and value these changes
Innovation platform evaluationinvolves assessing a longer journey of 
the IP to see if the IP has indeed facilitated the delivery intended 
outputs and outcomes that was initially planned. 
It is an aggregate result of series of information collected through the 
monitoring process that will help us determine if it was worth 
investing on IPs.
Rationale 
Despite the potential of innovation platforms, Attributing impact can 
be difficult because often the problems 
-Complex 
-Hard to measure results 
-benefits may be unforeseen or take time to develop 
ILRI’s experience - Innovation platforms can be complex and challeng-ing 
so effective monitoring is critical to ensure that they function 
effectively and achieve their intended purposes.
There is a recognized need to develop participatory, accessible and 
user-friendly tools that can be used to better monitor and evaluate 
IPs. 
Essential tomonitor and evaluate the role that these platforms play in 
enhancing; 
- communication, coordination, informationandknowledge sharing 
- facilitatethedelivery ofoutputsandoutcomes 
Monitoring and evaluation is, therefore an integral component of the 
innovation platform formation, functioning and outcomes
Key steps in IP Monitoring and Evaluation 
ESTABLISHING 
• Engage stakeholders; Capacity building; Understanding 
how to monitor and learn from platform activities and 
outcomes; Definition of scope at monitoring; Decision 
on feedback mechanism 
SITUATION REVIEW 
& PROCESS 
SELECTION 
• Identify key processes, Indicators and tools; Study 
baseline data; Data processing and management 
IMPLEMENTING A 
SUSTAINABLE M&E 
SYSTEM 
• Backstopping and coaching and learning by 
doing on how to use the tools 
REFLECTION ON 
FINDINGS 
•What did we observe and learn; What part of 
our methodology work and what did not?; 
To whom do we communicate our findings; 
What are our recommendations? 
ACTIONS 
•make recommendations; Present ideas for 
change or adjustment in IP strategies and 
procedures; Publish proposed changes
Performance Indicators and tools 
An Indicator is something that helps you understand where you are, 
which way you are going and how far you are from where you want to 
be. 
A good indicator provides a pointer to corrective action, that is, alerts 
you to a problem before it gets too bad and helps you recognize what 
needs to be done to fix the problem. 
Help determine the success or failure of the intervention in relation to 
the intended goal and normally are measurable. 
Indicators are useful for measuring changes or trends over a period of 
time
It is mostly a challenge to have a rule of thumbs on the number of 
performance indicators 
There is a shared conviction among M&E professionals the fewer the 
number of the indicators, the better.
Roles and responsibilities 
Actors Roles 
ILRI/IP team - leading formulation of IP functions, performance indicators and measurements and plans for 
implementation of IP M&E activities 
- Strengthen M&E capacity of local partners and supervision/participation in Data collection, 
analysis/synthesis and feedback to IPs; 
- Customize and adapt the IP M&E plans 
- project level reporting of IP activities 
Woreda IP TG members - Data collection and reflection of M&E data to IP members; 
- validate formulation of IP functions, performance indicators and measurements 
- Provide data and information on progress against selected indicators and participate in reviews of 
progresses 
M&E champions - Lead theM&E work at site level and act as a contact person; 
- Data collection, data entry and simple data analysis; presenting back results to the IP members; 
- follow and report adaptive measures taken to both ILRI IP team and IP members 
- Support IP M&E capacity strengthening initiatives 
- Provide analytical support in the preparation of IP performance reports 
- Backstop kebele IP champions in monitoring of IP activities (data collection on “Activity Report” 
and “Most significant change stories” 
IFPRI - To work with Africa RISING IP team to align IP M&E with the overall project level M&E work
Literatures and previous ILRI experience show IP activities and 
processes can be monitored and evaluated at three performance 
levels 
(a) IP formation, (b) IP functioning and (c) IP outcomes. 
None of the indicators are prescriptive!
Performance indicators for different IP dimensions 
Dimensions of 
IP performance 
Performance Indicators and domains of change Frequency of 
monitoring 
IP establishment Twelve IP establishment processes at strategic and operational levels are implemented and 
processes documented 
Once at the initial stage 
of IP formation 
Common objectives (problems) around sustainable intensification are being identified, IP 
member roles are defined ‘and appropriate structures are put in place (technical committees, 
innovation clusters etc.) 
At the establishment and 
if new objectives or 
issues emerge 
Representativeness/inclusiveness of the IP 
- ‘IP members represent a balanced group of public, private and civil society actors’ 
- ‘IP members are fairly representing the community structure, not just conventional actors 
and champions’] 
At the establishment and 
After each major planed 
activity 
IP functioning Frequency of participation of IP actors (institutions and individuals) After each major planed 
activity 
Actor perceptions of the formation, functioning and outcomes of IPs and of their role in it every year starting from 
establishment of IPs 
Changes in the knowledge and skills of the stakeholders after trainings in relation to identified 
needs 
After every training 
activity 
held at IP level 
Changes in nature and intensity interactions among the IP actors and/or their organizations as a 
result of their participation in the IP 
At the formation 
of the IP and at the end 
of each year 
IP outcome Four domains of change for MSCS 
-Enhanced capacity 
-Enhanced technology development, dissemination, management and information 
-Increased investment in agriculture and nutrition activities from/with AR IPs 
-Increased resilience of vulnerable households 
Every year (At the end of 
IP cycle)
Project partners Ethiopia
Local partners Ethiopia 
 Academic institutions: 
 Wachemo, Mekelle, Madawolabu, Debre Berhan and Hawassa universities; 
Maichew Agricultural College 
 Regional research organizations: 
 Amhara Regional Agricultrural Research Institute, Southern Agricultural 
Research Institute, Tigray Agricultural Research Institute, Oromia Agricultural 
Research Institute 
 Federal research organizations: 
 Ethiopian Institute for Agricultural Research, Ethiopian Health and Nutrition 
Research Institute 
 Offices of Agriculture: 
 Endamekoni (Tigray), Basona Worena (Amhara), Lemo (SNNRP) and Sinana 
(Oromia) 
 Agricultural Transformation Agency
Thank You 
Africa Research in Sustainable Intensification for the Next Generation 
africa-rising.net

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Monitoring and evaluation of innovation platforms

  • 1. Elias Damtew, ILRI Innovation Platform Training Workshop, ILRI, Addis Ababa, 4 September 2014
  • 2. • Objective: at the end of this session participants will be able to:  Capture basic concepts in IP monitoring and evaluation  Comprehend why it is important to monitor and evaluate IPs  Contribute to fine-tuning of AR IP monitoring and evaluation framework  Identify IP TG members championing the M&E work at the research sites
  • 3. Monitoring and Evaluation Definitions & concepts Innovation platforms for scaling SLM Handbook (2013)
  • 4. Monitoring refers to a continuous process of systematic collection and analysis of data on specific Indicators in order to generate information on progress and achievement of a given objective. It tries to track if there are discrepanciesbetween planned and actual results and contextual changes, corrective action can be taken. Monitoring is a more frequent form of reflection. Monitoring must form the basis for evaluation and changes on the way activities are executed
  • 5. Evaluationis a periodic exercise that attempts to assess the relevance, performance, and success of ongoing processes and completed events. Evaluation is a more complete, cumulative, and thorough process and a less frequent form of reflection. It usually takes place at certain points in time—e.g. mid‐term and summative evaluations—and leads to more fundamental decisions.
  • 6. Monitoring & Evaluation concepts in the brave new world of IPs InnovationplatformsforscalingSLMHandbook(2013)
  • 7. In the context of innovation platforms, monitoringaims to assess the functioning and effectivenessof IPs to improve policy and practice, develop capacity and improve links among actors. The information it gathers can be used to improve the management of the platform and its activities, change policies, and promote larger scale changes. These changes occur at various scales—farm, community, market, watershed, policy, research, etc.—and with diverse actors. The monitoring system seeks to document and value these changes
  • 8. Innovation platform evaluationinvolves assessing a longer journey of the IP to see if the IP has indeed facilitated the delivery intended outputs and outcomes that was initially planned. It is an aggregate result of series of information collected through the monitoring process that will help us determine if it was worth investing on IPs.
  • 9. Rationale Despite the potential of innovation platforms, Attributing impact can be difficult because often the problems -Complex -Hard to measure results -benefits may be unforeseen or take time to develop ILRI’s experience - Innovation platforms can be complex and challeng-ing so effective monitoring is critical to ensure that they function effectively and achieve their intended purposes.
  • 10. There is a recognized need to develop participatory, accessible and user-friendly tools that can be used to better monitor and evaluate IPs. Essential tomonitor and evaluate the role that these platforms play in enhancing; - communication, coordination, informationandknowledge sharing - facilitatethedelivery ofoutputsandoutcomes Monitoring and evaluation is, therefore an integral component of the innovation platform formation, functioning and outcomes
  • 11. Key steps in IP Monitoring and Evaluation ESTABLISHING • Engage stakeholders; Capacity building; Understanding how to monitor and learn from platform activities and outcomes; Definition of scope at monitoring; Decision on feedback mechanism SITUATION REVIEW & PROCESS SELECTION • Identify key processes, Indicators and tools; Study baseline data; Data processing and management IMPLEMENTING A SUSTAINABLE M&E SYSTEM • Backstopping and coaching and learning by doing on how to use the tools REFLECTION ON FINDINGS •What did we observe and learn; What part of our methodology work and what did not?; To whom do we communicate our findings; What are our recommendations? ACTIONS •make recommendations; Present ideas for change or adjustment in IP strategies and procedures; Publish proposed changes
  • 12. Performance Indicators and tools An Indicator is something that helps you understand where you are, which way you are going and how far you are from where you want to be. A good indicator provides a pointer to corrective action, that is, alerts you to a problem before it gets too bad and helps you recognize what needs to be done to fix the problem. Help determine the success or failure of the intervention in relation to the intended goal and normally are measurable. Indicators are useful for measuring changes or trends over a period of time
  • 13. It is mostly a challenge to have a rule of thumbs on the number of performance indicators There is a shared conviction among M&E professionals the fewer the number of the indicators, the better.
  • 14. Roles and responsibilities Actors Roles ILRI/IP team - leading formulation of IP functions, performance indicators and measurements and plans for implementation of IP M&E activities - Strengthen M&E capacity of local partners and supervision/participation in Data collection, analysis/synthesis and feedback to IPs; - Customize and adapt the IP M&E plans - project level reporting of IP activities Woreda IP TG members - Data collection and reflection of M&E data to IP members; - validate formulation of IP functions, performance indicators and measurements - Provide data and information on progress against selected indicators and participate in reviews of progresses M&E champions - Lead theM&E work at site level and act as a contact person; - Data collection, data entry and simple data analysis; presenting back results to the IP members; - follow and report adaptive measures taken to both ILRI IP team and IP members - Support IP M&E capacity strengthening initiatives - Provide analytical support in the preparation of IP performance reports - Backstop kebele IP champions in monitoring of IP activities (data collection on “Activity Report” and “Most significant change stories” IFPRI - To work with Africa RISING IP team to align IP M&E with the overall project level M&E work
  • 15. Literatures and previous ILRI experience show IP activities and processes can be monitored and evaluated at three performance levels (a) IP formation, (b) IP functioning and (c) IP outcomes. None of the indicators are prescriptive!
  • 16. Performance indicators for different IP dimensions Dimensions of IP performance Performance Indicators and domains of change Frequency of monitoring IP establishment Twelve IP establishment processes at strategic and operational levels are implemented and processes documented Once at the initial stage of IP formation Common objectives (problems) around sustainable intensification are being identified, IP member roles are defined ‘and appropriate structures are put in place (technical committees, innovation clusters etc.) At the establishment and if new objectives or issues emerge Representativeness/inclusiveness of the IP - ‘IP members represent a balanced group of public, private and civil society actors’ - ‘IP members are fairly representing the community structure, not just conventional actors and champions’] At the establishment and After each major planed activity IP functioning Frequency of participation of IP actors (institutions and individuals) After each major planed activity Actor perceptions of the formation, functioning and outcomes of IPs and of their role in it every year starting from establishment of IPs Changes in the knowledge and skills of the stakeholders after trainings in relation to identified needs After every training activity held at IP level Changes in nature and intensity interactions among the IP actors and/or their organizations as a result of their participation in the IP At the formation of the IP and at the end of each year IP outcome Four domains of change for MSCS -Enhanced capacity -Enhanced technology development, dissemination, management and information -Increased investment in agriculture and nutrition activities from/with AR IPs -Increased resilience of vulnerable households Every year (At the end of IP cycle)
  • 18. Local partners Ethiopia  Academic institutions:  Wachemo, Mekelle, Madawolabu, Debre Berhan and Hawassa universities; Maichew Agricultural College  Regional research organizations:  Amhara Regional Agricultrural Research Institute, Southern Agricultural Research Institute, Tigray Agricultural Research Institute, Oromia Agricultural Research Institute  Federal research organizations:  Ethiopian Institute for Agricultural Research, Ethiopian Health and Nutrition Research Institute  Offices of Agriculture:  Endamekoni (Tigray), Basona Worena (Amhara), Lemo (SNNRP) and Sinana (Oromia)  Agricultural Transformation Agency
  • 19. Thank You Africa Research in Sustainable Intensification for the Next Generation africa-rising.net

Editor's Notes

  1. Ethiopia