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       Working	
  as	
  an	
  IT	
  Professional	
        	
  
                                                          	
  
                                    	
                    	
  
                                                          	
  
           Professional	
  Accountability	
  
                                                          	
  
                    Commitment	
                          	
  
                                                          	
  
                           Quality	
  
                                                          	
  
                                    	
                    	
  
                  A	
  Statement	
  of	
  Principle	
     	
  

                                    	
  
                                                          	
  
                                                          	
  
                           Version	
  2.0	
  
                                                          	
  
                       January	
  12,	
  2010	
  
                                                          	
  
	
                                                        	
  
	
                                                        	
  
	
                                                        	
  
	
                                                        	
  
	
                                                        	
  
	
                                                        	
                 Cost
	
                                                        	
  
	
                                                        	
  
	
                                                        	
  
	
                                                        	
  
                                                                            Quality
	
                                                        	
  
	
                                                        	
     Schedule             Scope
	
                                                        	
  
	
  
	
  
	
  
	
  
	
  
	
  
 

                                 Contents	
                                         	
  

	
                                                                                  	
  

Introduction	
  
            .....................................................	
  1	
            	
  

Characteristics	
  of	
  a	
  Professional	
  .....................	
  2	
          	
  

Professional	
  Models	
  ........................................	
  2	
           	
  
                                                                                                       Cost
The	
  Role	
  of	
  the	
  Specification	
  ...........................	
  4	
     	
  

Commitment	
  in	
  Context	
  ..................................	
  4	
            	
  

Quality	
  as	
  the	
  Integrating	
  Concept	
  ..................	
  6	
         	
                Quality


Responsibilities	
  of	
  the	
  Client	
  ...........................	
  7	
       	
     Schedule             Scope

Commitment	
  and	
  Community	
  .........................	
  8	
                  	
  

Summary	
  .........................................................	
  8	
         	
  
References	
  .......................................................	
  9	
  




               i	
                                                                                               Version	
  2.0	
  
	
  
 

Introduction	
                                                                         • How	
  should	
  a	
  professional	
  interact	
  with	
  business	
  
                                                                                            representatives	
  (as	
  a	
  subordinate	
  or	
  a	
  vendor)?	
  
What	
  are	
  the	
  core	
  responsibilities	
  of	
  an	
  IT	
  practitioner	
  
tasked	
  with	
  producing	
  a	
  quality	
  deliverable	
  on	
  time,	
            • During	
  a	
  challenging	
  project,	
  what	
  are	
  the	
  limits	
  of	
  
and	
  within	
  budget?	
  There	
  have	
  been	
  many	
  examples	
                     the	
  responsibility	
  of	
  the	
  professional?	
  
throughout	
  the	
  IT	
  industry	
  where	
  managers	
  have	
  
                                                                                       • Who	
  judges	
  quality,	
  and	
  how?	
  
asked	
  teams	
  to	
  step	
  up	
  to	
  a	
  major	
  challenge.	
  
Sometimes	
  the	
  problems	
  were	
  not	
  the	
  team’s	
  fault.	
               • How	
  are	
  professionals	
  held	
  accountable	
  for	
  their	
  
Other	
  times	
  there	
  were	
  insufficient	
  time	
  and	
  resource	
                work?	
  
to	
  complete	
  the	
  job.	
  Often,	
  the	
  business	
  organization	
  
could	
  not	
  afford	
  to	
  miss	
  an	
  excellent	
  opportunity.	
  In	
        • What	
  is	
  commitment?	
  
such	
  cases,	
  management	
  might	
  ask	
  practitioners	
  to	
                  In	
  answering	
  these	
  questions,	
  it	
  will	
  become	
  clear	
  
work	
  longer	
  hours	
  than	
  normal	
  to	
  “get	
  the	
  job	
  done.”	
      that	
  a	
  professional	
  does	
  not	
  act	
  in	
  a	
  vacuum,	
  but	
  
Is	
  this	
  appropriate,	
  and	
  if	
  so,	
  why	
  does	
  the	
                 participates	
  in	
  a	
  protocol	
  between	
  IT	
  professionals	
  
practitioner	
  accept	
  this	
  as	
  a	
  responsibility?	
                         and	
  the	
  other	
  parts	
  of	
  the	
  business	
  organization.	
  
Many	
  developers	
  have	
  experienced	
  two	
  types	
  of	
                      When	
  the	
  conditions	
  are	
  right,	
  the	
  professional	
  will	
  
project	
  that	
  require	
  working	
  long	
  hours:	
  	
                          step	
  up	
  to	
  the	
  challenge	
  and	
  achieve	
  extraordinary	
  
                                                                                       results.	
  This	
  is	
  because	
  a	
  professional’s	
  motivation	
  
• The	
  death	
  march	
  refers	
  to	
  a	
  project	
  in	
  which	
               generally	
  originates	
  from	
  internal	
  factors,	
  but	
  
       morale	
  and	
  quality	
  are	
  poor.	
  The	
  client	
  is	
               leadership	
  and	
  a	
  good	
  client	
  relationship	
  can	
  
       dissatisfied	
  and	
  the	
  developers	
  are	
  exhausted.	
                 transform	
  this	
  basic,	
  inner	
  motivation	
  into	
  true	
  
                                                                                       inspiration.	
  
• In	
  an	
  exceptional	
  project,	
  everyone	
  works	
  very	
  
       hard	
  to	
  meet	
  or	
  exceed	
  the	
  goal.	
  The	
  client	
  is	
     The	
  client	
  organization	
  has	
  a	
  stake	
  in	
  engaging	
  the	
  IT	
  
       delighted,	
  all	
  team	
  members	
  have	
  a	
  sense	
  of	
              professional	
  in	
  setting	
  goals	
  and	
  timeframes.	
  Death	
  
       accomplishment	
  and	
  everyone	
  feels	
  good	
  about	
                   March	
  projects	
  rarely	
  meet	
  the	
  target	
  date	
  the	
  way	
  
       the	
  outcome.	
  	
                                                           the	
  client	
  expected,	
  and	
  the	
  collateral	
  damage	
  is	
  
                                                                                       often	
  high.	
  Given	
  the	
  opportunity,	
  most	
  business	
  
The	
  difference	
  in	
  how	
  these	
  two	
  situations	
  are	
  
                                                                                       executives	
  would	
  prefer	
  to	
  know	
  the	
  realistic	
  
perceived	
  lies	
  in	
  the	
  sense	
  of	
  control	
  and	
  
                                                                                       implementation	
  date	
  early	
  enough	
  to	
  make	
  
commitment	
  that	
  the	
  IT	
  practitioner	
  experiences.	
  
                                                                                       contingency	
  plans.	
  Learning	
  that	
  a	
  team	
  will	
  miss	
  the	
  
However,	
  the	
  term	
  commitment	
  has	
  a	
  special	
  
                                                                                       implementation	
  date	
  just	
  prior	
  to	
  the	
  fact	
  reduces	
  an	
  
interpretation	
  explained	
  later	
  in	
  this	
  document.	
  	
  
                                                                                       executive’s	
  options.	
  
Challenging	
  projects	
  are	
  a	
  fact	
  of	
  life	
  for	
  the	
  
professional.	
  In	
  some	
  cases,	
  the	
  time-­‐to-­‐market	
  
                                                                                                                                         When	
  do	
  executives	
  want	
  
demands	
  outweigh	
  the	
  goal	
  of	
  optimizing	
  quality.	
  In	
                                                               to	
  know	
  that	
  the	
  water	
  
other	
  cases,	
  business	
  managers	
  or	
  external	
  agencies	
                                                                  will	
  not	
  fit	
  in	
  the	
  glass?	
  
may	
  have	
  made	
  estimating	
  errors,	
  but	
  could	
  not	
  
change	
  the	
  dates	
  due	
  to	
  dependencies	
  with	
  other	
                                                                   • When	
  we	
  measure	
  it	
  
commitments.	
  So	
  why	
  should	
  the	
  IT	
  practitioner	
  take	
                                                               • Just	
  before	
  it	
  overflows	
  
responsibility	
  for	
  these	
  problems?	
  
                                                                                                                                         • When	
  their	
  feet	
  are	
  wet	
  
This	
  document	
  discusses	
  expectations	
  and	
                                                                        	
  
responsibilities,	
  and	
  in	
  doing	
  so	
  addresses	
  the	
  
following	
  questions:	
  	
                                                                           Figure	
  1:	
  The	
  Executive’s	
  Preference	
  

• Are	
  IT	
  practitioners	
  in	
  fact	
  professionals	
  –	
  just	
  like	
     The	
  protocol	
  proposed	
  in	
  this	
  document	
  is	
  that	
  the	
  
       accountants	
  or	
  lawyers?	
                                                 Business	
  will	
  engage	
  the	
  IT	
  practitioner	
  as	
  a	
  true	
  
                                                                                       professional.	
  In	
  turn,	
  the	
  professional	
  will	
  
• What	
  expectations	
  are	
  reasonably	
  placed	
  on	
  a	
                     demonstrate	
  commitment	
  by	
  consciously	
  accepting	
  
       professional?	
                                                                 accountability	
  and	
  do	
  what	
  is	
  necessary	
  to	
  deliver	
  
                                                                                       quality	
  within	
  an	
  agreed	
  time	
  and	
  budget.	
  
• How	
  is	
  an	
  IT	
  professional	
  expected	
  to	
  behave?	
  
               1	
                                                                                                                               Version	
  2.0	
  
	
  
 

Characteristics	
  of	
  a	
  Professional	
                                                   Most	
  professionals	
  receive	
  a	
  great	
  deal	
  of	
  satisfaction	
  
                                                                                               from	
  internal,	
  personal	
  motivational	
  factors	
  such	
  as:	
  
•      Business	
  Economics	
  is	
  the	
  primary	
  motivation	
                           performing	
  what	
  they	
  believe	
  to	
  be	
  a	
  good	
  job,	
  
Professionals	
  exhibit	
  many	
  desirable	
  qualities,	
  such	
  as	
                    sharpening	
  their	
  skills,	
  and	
  applying	
  their	
  creativity	
  to	
  
responsiveness,	
  passion	
  and	
  dedication,	
  but	
  these	
                             an	
  important	
  project.	
  Feeling	
  that	
  their	
  contribution	
  is	
  
characteristics	
  are	
  rooted	
  in	
  an	
  underlying	
                                   important,	
  and	
  matters,	
  is	
  especially	
  significant.	
  Good	
  
appreciation	
  of	
  business	
  economics.	
  Professionals	
  do	
                          leaders	
  recognize	
  that	
  while	
  they	
  can	
  offer	
  external	
  
not	
  need	
  passion	
  for	
  the	
  job,	
  and	
  people	
  without	
                     motivators	
  such	
  as	
  recognition	
  or	
  a	
  merit	
  raise,	
  
passion	
  are	
  not	
  somehow	
  less	
  professional.	
  While	
                           showing	
  how	
  the	
  project	
  goals	
  align	
  with	
  the	
  
passion	
  can	
  leverage	
  other	
  motivations,	
  it	
  is	
  not	
  a	
  key	
           professional’s	
  goals	
  and	
  inner	
  motivations	
  can	
  result	
  
element.	
  	
                                                                                 in	
  an	
  extraordinary	
  performance:	
  it	
  becomes	
  truly	
  
                                                                                               inspirational.	
  (Hertzberg’s	
  The	
  Motivation	
  to	
  work	
  
Compared	
  to	
  professional,	
  the	
  term	
  amateur	
  is	
  often	
                     elaborates	
  on	
  this	
  concept.)	
  
used	
  pejoratively.	
  However,	
  the	
  original	
  meaning	
  of	
  
amateur	
  (amāre:	
  to	
  love)	
  referred	
  to	
  someone	
  who	
                        Before	
  expanding	
  on	
  the	
  importance	
  of	
  the	
  
performed	
  for	
  the	
  love	
  of	
  the	
  activity	
  rather	
  than	
  for	
            specification	
  and	
  its	
  role	
  as	
  the	
  benchmark	
  of	
  quality,	
  
payment.	
  The	
  professional	
  was	
  someone	
  who	
                                     it	
  will	
  be	
  useful	
  to	
  review	
  the	
  different	
  types	
  of	
  
performed	
  for	
  money.	
  Being	
  an	
  amateur	
  was	
                                  professional.	
  
considered	
  a	
  desirable	
  quality	
  in	
  college	
  sports,	
  but	
  
                                                                                               Professional	
  Models	
  
not	
  in	
  the	
  workforce.	
  Do	
  professionals	
  need	
  to	
  love	
  
their	
  jobs?	
  In	
  fact,	
  no	
  -­‐	
  that	
  is	
  a	
  secondary	
  motivator	
      This	
  section	
  provides	
  IT	
  practitioners	
  with	
  a	
  basis	
  to	
  
because	
  it	
  is	
  not	
  driven	
  by	
  economics.	
                                     shape	
  their	
  work	
  practices	
  and	
  determine	
  how	
  they	
  
                                                                                               relate	
  to	
  the	
  rest	
  of	
  the	
  organization.	
  Professionals	
  
Primarily,	
  economics	
  motivates	
  professionals.	
  They	
  
                                                                                               provide	
  services	
  to	
  clients	
  while	
  conforming	
  to	
  codes	
  
sell	
  a	
  skill	
  for	
  a	
  reward.	
  This	
  is	
  particularly	
  obvious	
  in	
  
                                                                                               of	
  practice	
  that	
  protect	
  the	
  interests	
  of	
  the	
  public,	
  
the	
  case	
  of	
  those	
  people	
  in	
  a	
  professional	
  practice	
  
                                                                                               employers	
  and	
  peers.	
  	
  
because	
  they	
  bill	
  the	
  client	
  for	
  every	
  hour	
  of	
  work.	
  
This	
  distinction	
  is	
  important	
  because	
  amateurs,	
  who	
                        However,	
  they	
  do	
  not	
  all	
  work	
  in	
  the	
  same	
  manner,	
  
work	
  for	
  the	
  love	
  of	
  the	
  discipline,	
  work	
  until	
  they	
  are	
       and	
  the	
  way	
  some	
  professional	
  bodies	
  operate	
  is	
  not	
  
satisfied.	
  The	
  professional,	
  on	
  the	
  other	
  hand,	
  works	
                   appropriate	
  to	
  systems	
  development.	
  Comparing	
  
until	
  the	
  customer’s	
  specification	
  and	
  their	
  agreement	
                     physicians,	
  lawyers,	
  auditors,	
  engineers	
  and	
  
are	
  satisfied.	
  Amateurs,	
  along	
  with	
  artists,	
  are	
  the	
                    consultants	
  demonstrates	
  the	
  broad	
  spectrum	
  of	
  
judges	
  of	
  their	
  quality.	
  For	
  the	
  professional,	
  the	
                      professional	
  behavior.	
  
specification	
  provides	
  the	
  benchmark	
  for	
  quality.	
  	
  
                                                                                               •     The	
  Physician	
  
When	
  practitioners	
  argue	
  that	
  they	
  need	
  to	
  work	
  
                                                                                               When	
  patients	
  visit	
  a	
  doctor,	
  they	
  do	
  not	
  bring	
  a	
  
longer	
  than	
  planned	
  on	
  a	
  task	
  because	
  the	
  product	
  is	
  
                                                                                               personal	
  specification	
  to	
  the	
  consultation.	
  The	
  
not	
  up	
  their	
  personal	
  standards	
  for	
  quality,	
  they	
  are	
  
                                                                                               physician	
  has	
  a	
  model	
  of	
  the	
  parameters	
  for	
  a	
  healthy	
  
not	
  demonstrating	
  higher	
  standards	
  compared	
  to	
  
                                                                                               person:	
  temperature,	
  blood	
  pressure,	
  pulse	
  rate,	
  etc.	
  
their	
  peers:	
  they	
  are	
  applying,	
  instead,	
  a	
  subjective	
  
                                                                                               The	
  physician	
  compares	
  the	
  patient’s	
  condition	
  to	
  this	
  
and	
  amateur	
  standard.	
  
                                                                                               model	
  of	
  the	
  healthy	
  human	
  being	
  and	
  then	
  tells	
  the	
  
•      The	
  motivation	
  to	
  exceed	
                                                     patient	
  what	
  to	
  do.	
  The	
  doctor	
  knows	
  what	
  is	
  best	
  for	
  
                                                                                               the	
  patient	
  and	
  prescribes	
  a	
  treatment.	
  
While	
  business	
  economics	
  and	
  satisfying	
  the	
  client’s	
  
needs	
  are	
  the	
  basic	
  motivations	
  that	
  are	
  necessary	
                      •     The	
  Attorney	
  /	
  Advocate	
  
and	
  sufficient	
  for	
  a	
  “job	
  well	
  done,”	
  leaders	
  and	
  
                                                                                               The	
  attorney	
  acts	
  as	
  a	
  voice	
  for	
  the	
  client.	
  The	
  
clients	
  recognize	
  that	
  there	
  are	
  other	
  motivations	
  that	
  
                                                                                               attorney	
  knows	
  the	
  complex	
  legal	
  codes	
  and	
  which	
  
truly	
  engage	
  a	
  professional	
  employee,	
  that	
  leverage	
  
                                                                                               strategies	
  are	
  relevant	
  to	
  the	
  case.	
  The	
  lawyer	
  listens	
  
the	
  basic	
  motivations	
  such	
  that	
  professionals	
  will	
  
                                                                                               to	
  the	
  client’s	
  story	
  and	
  describes	
  alternative	
  
additionally	
  devote	
  their	
  discretionary	
  time	
  and	
  
                                                                                               strategies,	
  such	
  as	
  plead	
  guilty,	
  make	
  a	
  plea	
  bargain,	
  
creativity	
  to	
  a	
  project.	
  
                                                                                               or	
  plead	
  innocent.	
  The	
  attorney	
  is	
  generally	
  not	
  

               2	
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concerned	
  whether	
  the	
  client’s	
  story	
  is	
  true	
  or	
  not:	
              The	
  Institute	
  of	
  Management	
  Consultants	
  (IMC)	
  
the	
  purpose	
  is	
  to	
  be	
  an	
  advocate.	
  The	
  advocate	
  will	
            provides	
  this	
  definition	
  of	
  a	
  management	
  consultant:	
  
tell	
  the	
  client	
  what	
  is	
  possible,	
  and	
  what	
  the	
  various	
                “A	
  management	
  consultant	
  is	
  a	
  professional	
  who,	
  for	
  
outcomes	
  could	
  be,	
  but	
  will	
  leave	
  the	
  decision	
  over	
                      a	
  fee,	
  provides	
  independent	
  and	
  objective	
  advice	
  to	
  
which	
  course	
  of	
  action	
  to	
  take	
  to	
  the	
  client.	
  The	
                     management	
  of	
  client	
  organizations	
  to	
  define	
  and	
  
attorney’s	
  objective	
  is	
  to	
  ensure	
  the	
  client	
  receives	
                       achieve	
  their	
  goals	
  through	
  improved	
  utilization	
  of	
  
due	
  process,	
  not	
  to	
  ensure	
  an	
  agreed	
  outcome	
  or	
                          resources.	
  He	
  or	
  she	
  may	
  do	
  this	
  by	
  diagnosing	
  
deliverable.	
  	
                                                                                 problems	
  and/or	
  opportunities,	
  recommending	
  
                                                                                                   solutions,	
  and	
  helping	
  implement	
  improvement.”	
  
•      The	
  Auditor	
  
                                                                                            This	
  description	
  can	
  easily	
  extend	
  to	
  cover	
  other	
  types	
  
Laws	
  and	
  regulations	
  require	
  a	
  client	
  to	
  engage	
  an	
                of	
  consultants.	
  Company	
  employees	
  with	
  the	
  
auditor	
  who	
  protects	
  the	
  interests	
  of	
  third	
  parties	
                  appropriate	
  expertise	
  can	
  function	
  as	
  internal	
  
such	
  as	
  shareholders	
  and	
  the	
  IRS.	
  Statements	
  of	
                      consultants,	
  as	
  long	
  as	
  they	
  follow	
  the	
  consultative	
  
accounting	
  principles	
  defined	
  by	
  the	
  professional	
                          approach.	
  However,	
  for	
  very	
  practical	
  reasons,	
  the	
  
bodies	
  and	
  enacted	
  in	
  legislation	
  determine	
                                employer-­‐employee	
  relationship	
  can	
  interfere	
  with	
  
professional	
  behavior.	
  Similar	
  to	
  the	
  advocate,	
  the	
                     their	
  objectivity	
  and	
  independence.	
  
auditor	
  does	
  not	
  have	
  a	
  specification	
  as	
  such.	
  Each	
  
client	
  receives	
  the	
  same	
  process,	
  but	
  also	
  receives	
  a	
             Consultants	
  vary	
  greatly	
  based	
  on	
  the	
  depth	
  or	
  
standard	
  deliverable	
  –	
  a	
  statement	
  regarding	
  the	
                        generality	
  of	
  their	
  domain	
  expertise.	
  For	
  example,	
  an	
  
audited	
  accounts.	
                                                                      IT	
  consultant	
  might	
  focus	
  on	
  insurance	
  underwriting	
  
                                                                                            practices,	
  whereas	
  a	
  strategic	
  planning	
  consultant	
  
•      The	
  Engineer	
                                                                    would	
  need	
  broad	
  experience	
  of	
  finance,	
  operations,	
  
The	
  engineer	
  listens	
  to	
  the	
  client	
  and	
  identifies	
                    human	
  resources,	
  marketing	
  and	
  sales.	
  However,	
  for	
  
requirements.	
  A	
  specification	
  is	
  built	
  based	
  on	
  the	
                  all	
  consultants,	
  the	
  domain	
  knowledge	
  is	
  only	
  one	
  
engineer’s	
  understanding	
  of	
  engineering	
  principles	
                            part	
  of	
  their	
  value	
  to	
  an	
  organization.	
  It	
  is	
  their	
  
and	
  codes.	
  The	
  deliverable	
  -­‐	
  a	
  bridge	
  or	
  a	
  chemical	
          training	
  and	
  experience	
  in	
  the	
  consultative	
  approach	
  
plant	
  -­‐	
  can	
  be	
  built	
  according	
  to	
  the	
  specification.	
  The	
     that	
  guides	
  them	
  to:	
  
job	
  is	
  complete	
  when	
  the	
  specification	
  is	
  met.	
  	
                      •      Recognize	
  problems	
  and	
  opportunities;	
  
Unlike	
  the	
  physician,	
  the	
  engineer	
  does	
  not	
  have	
  a	
  
                                                                                               •      Analyze	
  opportunities	
  and	
  diagnose	
  problems;	
  
mental	
  model	
  of	
  “what	
  is	
  best”	
  for	
  the	
  client.	
  The	
  
engineer	
  is	
  not	
  a	
  disinterested	
  advocate,	
  promising	
                        •      Devise	
  or	
  shape	
  alternative	
  solutions	
  based	
  on	
  
only	
  to	
  follow	
  a	
  process.	
  The	
  engineer’s	
  view	
  is	
  that	
                    best	
  practices	
  and	
  experiences	
  gained	
  on	
  other	
  
the	
  client	
  “knows	
  best”	
  in	
  terms	
  of	
  the	
  function	
  of	
  the	
               assignments;	
  
deliverable,	
  and	
  to	
  some	
  degree,	
  its	
  form.	
  (Note,	
  this	
  
is	
  distinct	
  from	
  the	
  consulting	
  engineer	
  who	
  brings	
                     •      Advise	
  the	
  client	
  by	
  providing	
  a	
  detached,	
  
“best	
  practices”	
  from	
  many	
  years	
  of	
  experience	
  with	
                            external	
  view	
  of	
  a	
  company's	
  practices	
  and	
  
other	
  clients.)	
  The	
  engineer	
  uses	
  knowledge	
  of	
  what	
  is	
                      techniques;	
  and	
  
physically	
  possible	
  and	
  codes	
  of	
  practice	
  as	
  a	
  frame	
  of	
           •      Recommend	
  an	
  approach	
  
reference	
  for	
  the	
  specification.	
  The	
  engineer	
  will	
  not	
  
knowingly	
  build	
  a	
  bridge	
  that	
  will	
  fall	
  down.	
  The	
                 In	
  many	
  respects,	
  the	
  consultant	
  provides	
  value	
  by	
  
commitment	
  is	
  for	
  more	
  than	
  just	
  a	
  process	
  to	
  build	
  a	
       recognizing	
  problems	
  that	
  others	
  do	
  not	
  see,	
  and	
  
bridge:	
  the	
  commitment	
  is	
  the	
  bridge.	
                                      shaping	
  solutions	
  based	
  on	
  experiences	
  that	
  others	
  
                                                                                            do	
  not	
  have.	
  Nevertheless,	
  the	
  consultative	
  approach	
  
•      The	
  Consultant	
                                                                  guides	
  the	
  client	
  towards	
  making	
  the	
  best	
  possible	
  
Clients	
  engage	
  a	
  consultant	
  as	
  an	
  advisor	
  to	
  apply	
                choices	
  while	
  recognizing	
  the	
  constraints	
  on	
  the	
  
expertise	
  to	
  a	
  problem	
  and	
  provide	
  unbiased	
                             business	
  and	
  avoiding	
  any	
  prejudices	
  the	
  consultant	
  
recommendations.	
  One	
  of	
  the	
  ways	
  in	
  which	
  they	
                       might	
  have.	
  
differ	
  from	
  engineers	
  is	
  that	
  they	
  are	
  not	
  generally	
              For	
  all	
  types	
  of	
  professional,	
  the	
  client	
  is	
  primarily	
  
accountable	
  to	
  construct	
  the	
  recommended	
  solution.	
                         concerned	
  about	
  the	
  outcome	
  and	
  the	
  costs.	
  The	
  time	
  


              3	
                                                                                                                                    Version	
  2.0	
  
	
  
 

recorded	
  for	
  a	
  project	
  is	
  generally	
  secondary.	
  For	
                      professionals,	
  on	
  the	
  other	
  hand,	
  often	
  automate	
  an	
  
example,	
  a	
  patient	
  is	
  more	
  interested	
  in	
  a	
  cure	
  than	
  in	
        existing	
  process	
  and	
  include	
  conversion	
  steps	
  in	
  the	
  
the	
  actual	
  time	
  the	
  physician	
  spends	
  on	
  the	
  case.	
                    project.	
  	
  Secondly,	
  many	
  companies	
  have	
  no	
  
                                                                                               experience	
  of	
  employing	
  engineers,	
  and	
  are	
  not	
  
The	
  Role	
  of	
  the	
  Specification	
                                                    familiar	
  with	
  how	
  to	
  manage	
  this	
  professional	
  role.	
  	
  
The	
  major	
  distinction	
  between	
  these	
  professional	
                              	
  
models	
  concerns	
  the	
  role	
  of	
  the	
  specification	
  and	
  its	
  
impact	
  on	
  the	
  relationship	
  between	
  the	
  professional	
                        	
  
and	
  the	
  client.	
  	
                                                                    	
  
                                                                                                                                     Cost
The	
  doctor	
  has	
  a	
  generic	
  specification	
  -­‐	
  a	
  model	
  -­‐	
  for	
     	
  
the	
  regular	
  human	
  being.	
  The	
  advocate’s	
  model	
  is	
  the	
  
legal	
  code	
  that	
  defines	
  a	
  process	
  to	
  which	
  the	
  client	
  is	
       	
  
entitled.	
  As	
  such,	
  the	
  advocate	
  does	
  not	
  have	
  a	
                      	
  
specification	
  for	
  a	
  deliverable.	
  The	
  consultant	
  uses	
  
                                                                                               	
  
domain	
  knowledge,	
  and	
  applies	
  a	
  process	
  –	
  the	
                                                              Quality
consultative	
  approach	
  –	
  to	
  reach	
  an	
  unbiased	
                               	
  
recommendation.	
  However,	
  the	
  consultant’s	
                                           	
  
deliverable	
  is	
  based	
  on	
  an	
  assignment	
  brief,	
  not	
  a	
                          Schedule                                                      Scope
specification.	
  	
                                                                           	
  
The	
  engineer	
  has	
  a	
  special	
  relationship	
  with	
  the	
  client	
              	
  
that	
  is	
  most	
  relevant	
  to	
  the	
  role	
  of	
  the	
  IT	
  developer	
                                 Figure	
  2:	
  The	
  Iron	
  Triangle	
  
and	
  the	
  systems	
  development	
  process.	
  IT	
  
professionals	
  prepare	
  specifications	
  and	
  commit	
  to	
                            The	
  well-­‐known	
  Iron	
  Triangle	
  depicts	
  three	
  related	
  
develop	
  a	
  deliverable	
  on	
  the	
  principle	
  that	
  the	
  client	
               constraints	
  of	
  scope,	
  schedule,	
  and	
  cost.	
  At	
  best,	
  no	
  
knows	
  best	
  -­‐	
  up	
  to	
  the	
  limits	
  of	
  codes,	
  principles	
  and	
       more	
  than	
  two	
  of	
  these	
  constraints	
  can	
  be	
  varied	
  
the	
  law.	
  For	
  example,	
  regardless	
  of	
  the	
  client’s	
                        independently:	
  the	
  remaining	
  constraint	
  becomes	
  a	
  
requirements,	
  an	
  IT	
  practitioner	
  will	
  not	
  build	
  a	
                       function	
  of	
  the	
  other	
  two.	
  The	
  engineer	
  and	
  the	
  client	
  
system	
  that	
  allows	
  a	
  manager	
  to	
  embezzle,	
  just	
  as	
  the	
             can	
  attempt,	
  for	
  example,	
  to	
  increase	
  scope	
  and	
  
engineer	
  will	
  not	
  build	
  a	
  bridge	
  designed	
  to	
  collapse.	
  	
           reduce	
  schedule,	
  but	
  not	
  without	
  increasing	
  cost.	
  In	
  
                                                                                               this	
  example,	
  cost	
  cannot	
  remain	
  constrained	
  without	
  
Clients	
  engage	
  consultants,	
  on	
  the	
  other	
  hand,	
  to	
                       seriously	
  affecting	
  quality	
  -­‐	
  which	
  in	
  objective	
  terms	
  
address	
  ill-­‐defined	
  problems	
  rather	
  than	
  specified	
                          means	
  not	
  delivering	
  on	
  the	
  specification.	
  
problems.	
  While	
  consultants	
  may	
  in	
  fact	
  know	
  what	
  is	
  
best	
  for	
  the	
  client	
  (based	
  on	
  best	
  practices),	
  they	
                  This	
  is	
  the	
  root	
  of	
  many	
  disagreements	
  between	
  the	
  
recognize	
  that	
  the	
  client	
  is	
  the	
  decision-­‐maker.	
  	
                     professional	
  and	
  the	
  client	
  (or	
  the	
  manager),	
  with	
  
                                                                                               some	
  parties	
  believing	
  incorrectly	
  that	
  somehow	
  a	
  
The	
  consultant	
  plays	
  a	
  role	
  mainly	
  in	
  the	
  investigative	
              committed	
  team	
  can	
  overcome	
  these	
  constraints.	
  	
  
steps	
  of	
  an	
  IT	
  project,	
  especially	
  during	
  a	
  feasibility	
  
study	
  and	
  business	
  process	
  modeling,	
  and	
  may	
  play	
  a	
                  However,	
  engineers	
  are	
  not	
  cheerleaders:	
  they	
  do	
  not	
  
role	
  in	
  defining	
  the	
  specification.	
  	
                                          “give	
  110%”	
  (because	
  they	
  have	
  highly	
  developed	
  
                                                                                               computational	
  skills).	
  Instead,	
  it	
  is	
  their	
  practice	
  to	
  
However,	
  these	
  two	
  modes	
  of	
  working	
  –	
  the	
  engineer	
                   build	
  a	
  factor-­‐of-­‐two	
  safety	
  margin	
  into	
  their	
  
and	
  the	
  consultant,	
  the	
  builder	
  and	
  the	
  advisor	
  -­‐	
                  deliverable.	
  IT	
  professionals	
  are	
  rarely	
  given	
  this	
  
should	
  not	
  be	
  confused	
  or	
  combined	
  during	
  key	
  steps	
                  latitude.	
  	
  
in	
  the	
  systems	
  development	
  process.	
  The	
  client	
  has	
  
very	
  different	
  expectations	
  for	
  these	
  two	
  roles.	
                           Commitment	
  in	
  Context	
  
One	
  interesting	
  distinction	
  between	
  IT	
  practitioners	
                          Commitment	
  is	
  a	
  misunderstood	
  concept.	
  Clients	
  and	
  
and	
  engineers	
  is	
  that	
  regular	
  engineers	
  do	
  not	
  often	
                 managers	
  often	
  ask	
  professionals	
  if	
  they	
  are	
  
re-­‐create	
  something	
  that	
  is	
  pre-­‐existing,	
  such	
  as	
                      committed	
  to	
  meeting	
  a	
  schedule.	
  Managers	
  might	
  
replacing	
  one	
  dam	
  with	
  another	
  in	
  the	
  same	
  place.	
  IT	
              even	
  ask	
  if	
  the	
  professional	
  is	
  committed	
  110%.	
  

               4	
                                                                                                                                        Version	
  2.0	
  
	
  
 

However,	
  it	
  is	
  rare	
  that	
  the	
  parties	
  discuss	
  what	
  they	
                   testing.	
  Information	
  must	
  be	
  shared	
  as	
  early	
  as	
  
mean	
  when	
  they	
  use	
  the	
  term.	
                                                         possible	
  to	
  allow	
  departments,	
  divisions,	
  teams	
  
                                                                                                      and	
  individuals	
  to	
  see	
  each	
  other’s	
  commitments,	
  
“Being	
  committed”	
  cannot	
  contribute	
  to	
  meeting	
  a	
  
                                                                                                      and	
  to	
  adjust	
  to	
  change	
  where	
  necessary.	
  
schedule	
  if	
  it	
  is	
  used	
  simply	
  as	
  an	
  affirmation.	
  The	
  
root	
  of	
  commitment	
  lies	
  in	
  the	
  relationship	
  between	
                      •     Accountability:	
  The	
  performer	
  is	
  the	
  one	
  who	
  
the	
  engineer,	
  the	
  client	
  and	
  the	
  deliverable,	
  which	
  is	
                      must	
  accept	
  accountability	
  for	
  the	
  deliverable	
  
shown	
  in	
  the	
  delivery	
  triangle.	
                                                         based	
  on	
  a	
  complete	
  understanding	
  of	
  the	
  
                                                                                                      specification,	
  the	
  business	
  constraints	
  and	
  the	
  
	
  
                                                                                                      technical	
  frame	
  of	
  reference,	
  according	
  to	
  the	
  
	
                                                                                                    principle	
  of	
  Visibility.	
  Clearly	
  defined	
  
                                  Deliverable
	
                                                                                                    accountability	
  for	
  each	
  participant	
  within	
  the	
  
                                                                                                      project	
  shows	
  who	
  is	
  responsible	
  for	
  each	
  risk,	
  
	
                                                                                                    each	
  deliverable	
  component,	
  and	
  each	
  decision.	
  
                                                             Ac
                          rs




                                                                ce
                       ve




	
                                  Agreement
                                                                   pts
                      li




                                                                                                      Commitment:	
  This	
  can	
  now	
  be	
  defined	
  in	
  terms	
  of	
  
                   De




                                        &                                                       •
                                   Specification
	
                                                                                                    an	
  informed	
  consent	
  based	
  on	
  participation	
  in	
  the	
  
                                                                                                      preparation	
  and	
  negotiation	
  of	
  estimates	
  and	
  
	
  
                                                                                                      schedules.	
  Professionals	
  are	
  committed	
  when	
  
       Performer                  Accountability                   Acceptor
	
                                                                                                    they	
  accept	
  accountability	
  for	
  the	
  deliverable.	
  
                                                                                                      One	
  cannot	
  give	
  accountability	
  to	
  a	
  professional.	
  
	
  
                                                                                                      A	
  manager	
  cannot	
  promise	
  commitment	
  on	
  
                       Figure	
  3:	
  The	
  Delivery	
  Triangle	
                                  behalf	
  of	
  another	
  person	
  –	
  only	
  a	
  person	
  who	
  
The	
  deliverable	
  is	
  the	
  concrete	
  product	
  resulting	
  from	
                         recognizes	
  accountability	
  can	
  accept	
  it.	
  
the	
  requirements.	
  The	
  performer	
  agrees	
  to	
  create	
  the	
                     •     Peer	
  Review:	
  Visibility	
  into	
  plans,	
  commitments,	
  
deliverable.	
  The	
  acceptor	
  agrees	
  to	
  provide	
                                          status,	
  and	
  achievements	
  of	
  peer	
  organizations	
  
requirements	
  and	
  then	
  accept	
  the	
  deliverable	
  based	
                                and	
  participants	
  can	
  provide	
  encouragement	
  
on	
  it	
  meeting	
  those	
  requirements.	
  This	
  cycle	
  repeats.	
                          (peer	
  pressure)	
  to	
  fulfill	
  commitments.	
  Group	
  
In	
  an	
  early	
  phase	
  of	
  the	
  project,	
  the	
  performer	
  takes	
                    dynamics	
  and	
  team	
  cohesion	
  play	
  an	
  important	
  
user	
  requirements	
  and	
  creates	
  a	
  specification	
  as	
  a	
                             part	
  in	
  making	
  peer	
  review	
  effective.	
  
deliverable.	
  In	
  subsequent	
  phases,	
  performers	
  use	
  the	
  
specification	
  to	
  create	
  a	
  system	
  as	
  a	
  deliverable.	
                       Once	
  committed,	
  the	
  professional	
  is	
  responsible	
  and	
  
                                                                                                accountable	
  for	
  timely,	
  on-­‐budget	
  delivery.	
  This	
  might	
  
According	
  to	
  this	
  concept,	
  the	
  professional	
  (the	
                            require	
  working	
  longer	
  and	
  harder	
  than	
  originally	
  
performer)	
  is	
  accountable	
  to	
  the	
  client	
  (the	
  acceptor)	
                   estimated	
  to	
  meet	
  the	
  committed	
  date	
  with	
  a	
  quality	
  
for	
  the	
  delivery.	
  	
                                                                   deliverable.	
  This	
  commitment	
  does	
  not	
  occur	
  at	
  the	
  
What	
  does	
  this	
  accountability	
  mean?	
  It	
  must	
  be	
                           end	
  of	
  the	
  schedule	
  when	
  a	
  project	
  is	
  in	
  trouble.	
  
informed	
  accountability,	
  based	
  on	
  as	
  complete	
  an	
                            Every	
  day,	
  the	
  professional	
  reviews	
  progress	
  and	
  does	
  
understanding	
  of	
  the	
  specification	
  as	
  is	
  reasonable.	
                        not	
  quit	
  after	
  a	
  specific	
  number	
  of	
  hours,	
  but	
  works	
  
The	
  requirements	
  must	
  be	
  complete	
  and	
  visible	
  to	
  all	
                  until	
  the	
  day’s	
  commitments	
  are	
  met.	
  This	
  principle	
  is	
  
concerned.	
  Progress	
  throughout	
  the	
  project	
  must	
  also	
                        part	
  of	
  being	
  a	
  professional	
  and	
  helps	
  to	
  define	
  the	
  
be	
  visible	
  to	
  all	
  concerned	
  –	
  this	
  is	
  one	
  purpose	
  of	
  the	
     limits	
  of	
  the	
  professional’s	
  responsibility.	
  The	
  team	
  
peer	
  review.	
  In	
  other	
  words,	
  a	
  commitment	
  to	
  deliver	
                  can	
  expect	
  professionals	
  to	
  work	
  as	
  hard	
  as	
  necessary	
  
without	
  this	
  understanding	
  is	
  empty.	
                                              to	
  meet	
  their	
  commitments,	
  but	
  only	
  to	
  the	
  extent	
  of	
  
                                                                                                those	
  commitments.	
  Teams	
  cannot	
  assign	
  work	
  to	
  an	
  
To	
  elaborate,	
  the	
  key	
  factors	
  are:	
                                             uncommitted	
  person	
  and	
  expect	
  good	
  results.	
  
•      Visibility:	
  Information	
  about	
  the	
  requirements,	
                            This	
  last	
  point	
  brings	
  the	
  discussion	
  back	
  to	
  a	
  
       the	
  deliverable,	
  and	
  the	
  project	
  status	
  must	
  be	
                   comment	
  made	
  in	
  the	
  Introduction	
  comparing	
  the	
  
       openly	
  discussed	
  in	
  order	
  that	
  the	
  right	
  decisions	
                death	
  march	
  and	
  the	
  truly	
  exceptional	
  project.	
  Both	
  
       are	
  made.	
  Production	
  of	
  the	
  deliverable	
  must	
  be	
                   require	
  extraordinary	
  effort	
  by	
  practitioners,	
  but	
  the	
  
       transparent	
  by	
  being	
  open	
  to	
  peer	
  review	
  and	
                      outcomes	
  (and	
  memories)	
  are	
  very	
  different.	
  It	
  was	
  
               5	
                                                                                                                                    Version	
  2.0	
  
	
  
 

stated	
  that	
  a	
  significant	
  distinction	
  between	
  these	
                      Quality	
  as	
  the	
  Integrating	
  Concept	
  
two	
  types	
  of	
  project	
  was	
  based	
  in	
  the	
  professional’s	
  
perception	
  of	
  commitment	
  and	
  sense	
  of	
  control	
  –	
  or	
                 This	
  document	
  argues	
  that	
  a	
  certain	
  type	
  of	
  
Locus	
  of	
  Control.	
                                                                    professional,	
  the	
  engineer,	
  is	
  the	
  proper	
  model	
  for	
  
                                                                                             the	
  IT	
  professional.	
  Further,	
  professionals	
  are	
  
Locus	
  of	
  Control	
  is	
  a	
  concept	
  proposed	
  by	
                             distinguished	
  from	
  amateurs	
  because	
  amateurs	
  work	
  
psychologists	
  such	
  as	
  J	
  Rotter	
  and	
  P	
  Zimbardo	
  to	
                   for	
  the	
  love	
  of	
  the	
  task,	
  defining	
  quality	
  according	
  to	
  
describe	
  peoples’	
  perception	
  about	
  the	
  underlying	
                           their	
  own,	
  often	
  high	
  but	
  nonetheless	
  subjective,	
  
causes	
  of	
  events	
  in	
  their	
  lives.	
  Individuals	
  with	
  an	
               standards.	
  
internal	
  locus	
  of	
  control	
  believe	
  that	
  outcomes	
  result	
  
mainly	
  from	
  their	
  own	
  actions.	
  People	
  with	
  an	
                         The	
  Iron	
  Triangle	
  depicts	
  quality	
  at	
  its	
  center	
  because	
  
external	
  locus	
  of	
  control	
  believe	
  events	
  in	
  their	
  lives	
            for	
  a	
  given	
  degree	
  of	
  quality,	
  the	
  relationship	
  
are	
  contingent	
  on	
  fate	
  or	
  the	
  actions	
  of	
  other,	
  more	
            between	
  cost,	
  schedule	
  and	
  scope	
  is	
  constrained.	
  
powerful	
  people	
  (i.e.,	
  outside	
  their	
  personal	
  control).	
                  Therefore,	
  professionals	
  need	
  a	
  measure	
  or	
  
They	
  are	
  not	
  convinced	
  that	
  their	
  contribution	
  will	
                   benchmark	
  for	
  quality	
  that	
  is	
  not	
  subjective	
  and	
  is	
  not	
  
affect	
  the	
  outcome	
  of	
  a	
  project.	
                                            “artistic.”	
  The	
  specification	
  provides	
  an	
  objective	
  basis	
  
                                                                                             for	
  assessment.	
  In	
  professional	
  terms:	
  
This	
  is	
  an	
  important	
  concept	
  for	
  professionals	
  and	
  
their	
  relationship	
  to	
  the	
  client	
  for	
  two	
  reasons:	
                           Quality	
  is	
  Conformance	
  to	
  the	
  Specification	
  
                                                                                             This	
  is	
  not	
  a	
  recent	
  idea.	
  In	
  25BC,	
  Vitruvius	
  wrote	
  in	
  
• Competent	
  individuals	
  with	
  a	
  high	
  internal	
  locus	
  
                                                                                             “The	
  Ten	
  Books	
  on	
  Architecture”	
  of	
  three	
  principles	
  
       of	
  control	
  tend	
  to	
  handle	
  stressful	
  projects	
  better.	
  
                                                                                             for	
  designing	
  a	
  building:	
  
       That	
  is,	
  stress	
  does	
  not	
  have	
  such	
  a	
  negative	
  effect	
  
       upon	
  their	
  performance.	
  They	
  are	
  likely	
  to	
  make	
                      •      Strength,	
  Utility,	
  and	
  Beauty	
  
       more	
  of	
  an	
  effort	
  and	
  persist	
  longer	
  at	
  a	
  task.	
  
                                                                                             By	
  utility,	
  Vitruvius	
  meant	
  that	
  a	
  building	
  must	
  serve	
  a	
  
• Professionals	
  with	
  a	
  high	
  internal	
  locus	
  of	
  control	
                 purpose	
  or	
  function	
  according	
  to	
  a	
  specification,	
  and	
  
       feel	
  empowered	
  to	
  take	
  responsibility	
  and	
  make	
  a	
               it	
  must	
  be	
  “well	
  adjusted	
  to	
  its	
  site.”	
  By	
  strength,	
  the	
  
       commitment.	
  	
                                                                     architect	
  meant	
  that	
  the	
  building	
  must	
  be	
  fit	
  for	
  the	
  
                                                                                             purpose	
  for	
  which	
  it	
  was	
  constructed,	
  and	
  not	
  have	
  
Several	
  factors	
  discussed	
  so	
  far	
  contribute	
  to	
  
                                                                                             defects	
  causing	
  it	
  to	
  collapse.	
  Finally,	
  by	
  beauty,	
  this	
  
supporting	
  an	
  individual’s	
  perception	
  of	
  control:	
  
                                                                                             architect	
  was	
  referring	
  to	
  the	
  appearance	
  and	
  use	
  of	
  
• Participating	
  in	
  the	
  estimation	
  process;	
  	
                                 the	
  building,	
  which	
  is	
  pleasing	
  to	
  the	
  eye	
  and	
  which	
  
                                                                                             appeals	
  to	
  the	
  senses	
  according	
  to	
  principles	
  of	
  
• Being	
  able	
  to	
  accept	
  accountability	
  (rather	
  than	
                       symmetry.	
  
       complying	
  with	
  demands);	
  
                                                                                             How	
  does	
  this	
  apply	
  to	
  IT	
  professionals?	
  	
  
• Having	
  visibility	
  into	
  project	
  progress	
  and	
  the	
  
       commitments	
  of	
  others;	
  and	
                                                 The	
  translation	
  is	
  clear.	
  IT	
  deliverables	
  must	
  satisfy	
  
                                                                                             the	
  functional	
  requirement	
  (provide	
  utility);	
  they	
  
• Participating	
  in	
  a	
  peer-­‐review	
  process.	
                                    must	
  be	
  shown	
  to	
  be	
  fit	
  for	
  the	
  purpose	
  for	
  which	
  
An	
  internal	
  locus	
  of	
  control,	
  supported	
  by	
                               they	
  were	
  designed,	
  perform	
  under	
  load	
  and	
  in	
  
professional	
  competence,	
  ultimately	
  validates	
  and	
                              conjunction	
  with	
  other	
  systems	
  (strength);	
  and	
  they	
  
strengthens	
  the	
  professional’s	
  commitment.	
                                        must	
  be	
  user-­‐friendly	
  (beauty)	
  and	
  consistent	
  with	
  
                                                                                             architectural	
  principles.	
  
All	
  team	
  members,	
  including	
  those	
  with	
  less	
  
experience,	
  should	
  have	
  input	
  into	
  estimates.	
  Team	
                       The	
  specification	
  describes	
  these	
  elements	
  and	
  
leaders	
  and	
  managers	
  “negotiate”	
  the	
  estimates	
  by	
                        expectations,	
  and	
  a	
  team	
  achieves	
  quality	
  through	
  
bringing	
  their	
  own	
  experience	
  to	
  the	
  discussion.	
                         conformance	
  to	
  the	
  specification.	
  The	
  professional	
  is	
  
Nevertheless,	
  each	
  project	
  participant	
  must	
  be	
                              accountable	
  to	
  the	
  acceptor	
  to	
  deliver	
  quality	
  in	
  these	
  
committed	
  in	
  the	
  sense	
  of	
  accepting	
  accountability	
  to	
                 terms.	
  	
  
deliver	
  a	
  clearly	
  identified	
  piece	
  of	
  the	
  deliverable	
  on	
           However,	
  clients	
  should	
  recognize	
  that	
  there	
  is	
  a	
  legal	
  
time.	
                                                                                      distinction	
  between	
  a	
  professional	
  and	
  an	
  expert:	
  

               6	
                                                                                                                                       Version	
  2.0	
  
	
  
 

courts	
  hold	
  experts	
  to	
  a	
  much	
  higher	
  standard.	
                        should	
  have	
  understood	
  some	
  esoteric	
  implication	
  of	
  
Professionals	
  are	
  allowed	
  to	
  make	
  mistakes	
  –	
  and	
  will	
              a	
  requirement,	
  if	
  it	
  is	
  not	
  stated	
  in	
  the	
  requirements.	
  	
  
do	
  so	
  –	
  but	
  the	
  delivery	
  process	
  should	
  catch	
  and	
  fix	
  
                                                                                             The	
  client	
  can	
  avoid	
  this	
  problem	
  by:	
  
these	
  errors.	
  Resolving	
  these	
  types	
  of	
  problems	
  is	
  a	
  
natural	
  part	
  of	
  the	
  development	
  process,	
  and	
  should	
                   • Engaging	
  a	
  subject	
  matter	
  expert	
  in	
  the	
  role	
  of	
  a	
  
not	
  become	
  a	
  source	
  of	
  conflict.	
                                                  consultant	
  during	
  analysis;	
  and	
  

Responsibilities	
  of	
  the	
  Client	
                                                    • Following	
  the	
  consultant’s	
  advice	
  when	
  finalizing	
  
                                                                                                   requirements.	
  
Within	
  this	
  model	
  of	
  professionalism,	
  the	
  client	
  has	
  
clear	
  responsibilities	
  as	
  the	
  project	
  sponsor	
  or	
                         In	
  this	
  case,	
  the	
  consultant	
  would	
  be	
  responsible	
  for	
  
champion,	
  and	
  as	
  the	
  budget	
  authority.	
  Usually,	
  a	
                     errors	
  and	
  omissions.	
  However,	
  the	
  client	
  must	
  be	
  
client	
  appoints	
  delegates	
  for	
  day-­‐to-­‐day	
  project	
                        made	
  aware	
  of	
  the	
  distinction	
  between	
  these	
  very	
  
activities.	
  The	
  professional	
  must	
  understand	
  the	
  limits	
                  different	
  roles	
  that	
  any	
  specific	
  IT	
  professional	
  can	
  fill	
  
of	
  the	
  delegate’s	
  authority	
  and	
  remain	
  focused	
  on	
                     –	
  the	
  engineer	
  and	
  the	
  consultant	
  -­‐	
  and	
  the	
  two	
  
satisfying	
  the	
  client’s	
  requirements	
  rather	
  than	
                            should	
  not	
  be	
  confused.	
  Otherwise,	
  a	
  key	
  element	
  of	
  
diverting	
  resources	
  to	
  the	
  delegate’s	
  other	
  projects.	
                    scope	
  control	
  will	
  be	
  lost.	
  
The	
  client	
  or	
  the	
  client-­‐delegates	
  must:	
                                  When	
  the	
  requirements	
  are	
  silent	
  on	
  a	
  topic,	
  either	
  
• Be	
  available	
  and	
  actively	
  engaged	
  in	
  the	
  definition	
                 party’s	
  interpretation	
  could	
  be	
  correct.	
  Clients	
  can	
  
       of	
  the	
  requirements	
  and,	
  sometimes,	
  in	
  the	
                        validly	
  question	
  why	
  requirements	
  are	
  deficient	
  if	
  
       creation	
  of	
  the	
  specification;	
                                             they	
  engaged	
  an	
  IT	
  professional	
  in	
  the	
  role	
  of	
  a	
  
                                                                                             consultant.	
  In	
  such	
  cases,	
  the	
  client	
  can	
  expect	
  the	
  
• Understand	
  the	
  limitations	
  of	
  accuracy	
  of	
  most	
                         consultant	
  to	
  modify	
  the	
  requirements,	
  but	
  there	
  may	
  
       estimates,	
  particularly	
  when	
  problems	
  are	
  ill-­‐                       be	
  a	
  consequential	
  change	
  in	
  the	
  estimates.	
  However,	
  
       defined	
  or	
  requirements	
  and	
  technologies	
  are	
                         clients	
  have	
  the	
  ultimate	
  responsibility	
  for	
  oversights	
  
       novel;	
                                                                              in	
  requirements,	
  given	
  that	
  they	
  are	
  ultimately	
  
• Be	
  capable	
  of	
  defining	
  tests,	
  based	
  on	
  the	
                          responsibility	
  for	
  their	
  line	
  of	
  business.	
  	
  
       requirements	
  and	
  specification,	
  which	
  can	
                               The	
  client-­‐professional	
  relationship	
  works	
  best	
  when	
  
       validate	
  and	
  verify	
  the	
  proper	
  functioning	
  of	
  the	
              both	
  parties	
  view	
  it	
  as	
  a	
  customer-­‐vendor	
  
       deliverable;	
  and	
  	
                                                             arrangement,	
  rather	
  than	
  as	
  an	
  employer-­‐employee	
  
                                                                                             arrangement	
  because	
  the	
  latter	
  relationship	
  has	
  an	
  
• Accept	
  the	
  deliverable	
  once	
  it	
  satisfies	
  the	
  test	
  
                                                                                             unbalanced	
  authority	
  structure.	
  Similarly,	
  the	
  
       criteria	
  and,	
  therefore,	
  conforms	
  to	
  the	
  
                                                                                             professional	
  should	
  not	
  exploit	
  technical	
  knowledge	
  
       specification.	
  
                                                                                             to	
  influence	
  the	
  client	
  unfairly.	
  
Clients	
  should	
  realize	
  that	
  the	
  transformation	
  of	
  user	
  
                                                                                             Clients	
  and	
  IT	
  professionals	
  should	
  work	
  as	
  partners;	
  
requirements	
  into	
  a	
  working	
  system	
  is	
  similar	
  to	
  a	
  
                                                                                             approaching	
  errors,	
  omissions	
  and	
  change	
  orders	
  
translation	
  from	
  English	
  to	
  French:	
  users	
  and	
  
                                                                                             from	
  a	
  balanced	
  perspective	
  and	
  not	
  using	
  deadlines	
  
technicians	
  each	
  have	
  their	
  own	
  business	
  languages	
  
                                                                                             or	
  other	
  constraints	
  to	
  force	
  one	
  party	
  or	
  the	
  other	
  to	
  
and	
  cultural	
  contexts.	
  Therefore,	
  it	
  is	
  not	
  unusual	
  for	
  
                                                                                             absorb	
  the	
  impact	
  of	
  discoveries	
  and	
  change.	
  
something	
  to	
  “get	
  lost	
  in	
  translation.”	
  	
  
                                                                                             The	
  client	
  should	
  be	
  a	
  champion	
  for	
  the	
  project	
  and	
  
Earlier	
  it	
  was	
  stated	
  that	
  the	
  engineer,	
  and	
  therefore	
  
                                                                                             regularly	
  communicate	
  its	
  importance	
  to	
  the	
  team.	
  
the	
  IT	
  development	
  professional,	
  does	
  not	
  claim	
  to	
  
                                                                                             This	
  helps	
  professionals	
  to	
  build	
  the	
  linkage	
  between	
  
know	
  what	
  is	
  best	
  for	
  the	
  client	
  –	
  it	
  is	
  the	
  client’s	
  
                                                                                             the	
  project	
  goals	
  and	
  their	
  own	
  internally	
  driven	
  
responsibility	
  to	
  provide	
  requirements	
  and	
  ensure	
  
                                                                                             motivations.	
  
that	
  they	
  have	
  been	
  captured	
  correctly	
  (through	
  
acceptance	
  and	
  sign-­‐off).	
  As	
  a	
  result,	
  when	
  addressing	
              Often,	
  there	
  is	
  a	
  gap	
  between	
  theory	
  and	
  practice,	
  
misunderstandings,	
  the	
  client	
  cannot	
  expect	
  that	
  the	
                     and	
  some	
  users	
  may	
  not	
  share	
  these	
  principles,	
  nor	
  
IT	
  developer	
  “Should	
  have	
  known	
  what	
  I	
  wanted,”	
  or	
                 be	
  ready	
  to	
  adopt	
  the	
  role	
  as	
  client.	
  However,	
  the	
  IT	
  
“Should	
  know	
  how	
  we	
  do	
  business	
  in	
  the	
  field,”	
  or	
               professional	
  can	
  lead	
  by	
  example	
  and	
  clearly	
  
                                                                                             demonstrate	
  the	
  benefits	
  of	
  this	
  approach	
  over	
  time.	
  

               7	
                                                                                                                                       Version	
  2.0	
  
	
  
 

Commitment	
  and	
  Community	
                                                                This	
  mechanism	
  helps	
  to	
  engage	
  and	
  monitor	
  
                                                                                                commitment.	
  Team	
  members	
  are	
  more	
  than	
  an	
  
Looking	
  at	
  the	
  implications	
  of	
  commitment	
  within	
  the	
                     aggregate	
  of	
  individuals;	
  they	
  are	
  part	
  of	
  a	
  group	
  with	
  
organizational	
  context,	
  Rosabeth	
  Moss	
  Kanter	
  (A	
                                responsibilities	
  for	
  the	
  success	
  of	
  that	
  group.	
  
previous	
  editor	
  of	
  the	
  Harvard	
  Business	
  Review)	
                             Professionals	
  recognize	
  that,	
  for	
  the	
  group’s	
  benefit,	
  
provided	
  several	
  insights	
  in	
  “Commitment	
  and	
                                   they	
  may	
  need	
  to	
  extend	
  their	
  original	
  commitments	
  
Community”	
  (Kanter	
  1972)	
  in	
  which	
  she	
  studied	
  the	
                        as	
  conditions	
  change.	
  However,	
  any	
  increase	
  in	
  
foundations	
  and	
  characteristics	
  of	
  commitment	
  in	
                               commitment	
  should	
  be	
  accepted	
  according	
  to	
  the	
  
utopian	
  communal	
  orders.	
  Kanter	
  determined	
  that:	
                               principles	
  outlined	
  in	
  this	
  document.	
  	
  
•      A	
  committed	
  person	
  is	
  invested,	
  loyal,	
  and	
  
                                                                                                Summary	
  
       involved,	
  and	
  feels	
  that	
  the	
  team	
  is	
  an	
  extension	
  
       of	
  the	
  person.	
                                                                   •     Engineering	
  provides	
  the	
  best	
  professional	
  role	
  
                                                                                                      models	
  for	
  the	
  IT	
  practitioner	
  during	
  a	
  
•      Investment	
  by	
  an	
  individual	
  occurs	
  when	
  the	
  
                                                                                                      development	
  project.	
  
       person	
  gains	
  a	
  stake	
  in	
  the	
  organization.	
  
                                                                                                •     Consultants	
  are	
  good	
  role	
  models	
  for	
  subject	
  
•      The	
  group	
  must	
  provide	
  guidance	
  in	
  the	
  form	
  of	
  
                                                                                                      matter	
  experts	
  during	
  business	
  process	
  modeling,	
  
       specific	
  behavioral	
  norms	
  and	
  detailed	
  
                                                                                                      feasibility	
  studies	
  and	
  other	
  activities	
  where	
  the	
  
       instructions.	
  
                                                                                                      client	
  wants	
  unbiased	
  advice.	
  
•      Regarding	
  group	
  pressure	
  and	
  social	
  control,	
  
                                                                                                •     Professionals	
  should	
  clearly	
  define	
  whether	
  they	
  
       groups	
  can	
  replace	
  the	
  repressive,	
  distant	
  control	
  
                                                                                                      are	
  acting	
  in	
  the	
  role	
  of	
  the	
  engineer	
  or	
  the	
  
       of	
  impersonal	
  institutions	
  with	
  the	
  pressure	
  of	
  an	
  
                                                                                                      consultant.	
  
       intimate,	
  face-­‐to-­‐face	
  group	
  of	
  peers	
  (peer	
  
       pressure).	
                                                                             •     The	
  specification	
  is	
  a	
  distinguishing	
  factor	
  in	
  the	
  
                                                                                                      relationship	
  between	
  the	
  professional	
  (the	
  
•      Peer	
  pressure	
  can	
  be	
  a	
  very	
  strong	
  force	
  in	
  
                                                                                                      performer)	
  and	
  the	
  client	
  (the	
  acceptor).	
  
       influencing	
  members	
  to	
  meet	
  commitments.	
  
                                                                                                •     The	
  Scope	
  in	
  the	
  Iron	
  Triangle	
  (of	
  Resources	
  –	
  
•      Openness,	
  or	
  visibility	
  into	
  performance	
  and	
  
                                                                                                      Schedule	
  –	
  Scope),	
  becomes	
  the	
  Specification	
  in	
  
       commitments,	
  is	
  a	
  strong	
  sanctioning	
  motivation	
  
                                                                                                      the	
  Delivery	
  Triangle	
  (of	
  Performer	
  –	
  Deliverable	
  –	
  
       to	
  conform.	
  
                                                                                                      Acceptor).	
  
•      Regular	
  contact	
  between	
  group	
  members	
  
                                                                                                •     The	
  Delivery	
  Triangle	
  explains	
  the	
  accountability	
  
       increases	
  commitment.	
  
                                                                                                      of	
  the	
  performer,	
  to	
  the	
  acceptor,	
  to	
  create	
  the	
  
•      Successful	
  organizations	
  employed	
  mutual	
                                            deliverable.	
  
       criticism	
  and	
  feedback,	
  and	
  had	
  frequent	
  
                                                                                                •     Through	
  an	
  understanding	
  of	
  the	
  requirements	
  in	
  
       meetings	
  to	
  share	
  information.	
  
                                                                                                      the	
  specification,	
  and	
  through	
  participation	
  in	
  
•      Group	
  pressure	
  plays	
  a	
  large	
  role	
  in	
  the	
  life	
  of	
  the	
           setting	
  the	
  three	
  constraints	
  of	
  the	
  Iron	
  Triangle,	
  
       community,	
  and	
  in	
  some	
  communities	
  was	
  the	
                                 the	
  performer	
  becomes	
  accountable.	
  Only	
  by	
  
       primary	
  form	
  of	
  social	
  control.	
  Members	
  reported	
                           accepting	
  accountability	
  does	
  the	
  performer	
  
       great	
  unease	
  at	
  “letting	
  down	
  the	
  group.”	
                                  become	
  truly	
  committed.	
  
•      Those	
  communities	
  that	
  worked	
  best	
  managed	
  to	
                        •     Accountability	
  and	
  commitment	
  require	
  visibility	
  
       generate	
  commitment	
  and	
  loyalty	
  in	
  their	
                                      and	
  peer	
  review.	
  
       members,	
  immersing	
  them	
  in	
  a	
  strong	
  group	
  that	
  
                                                                                                •     The	
  limits	
  of	
  a	
  professional’s	
  responsibility	
  are	
  
       often	
  asked	
  them	
  to	
  make	
  sacrifices.	
  
                                                                                                      defined	
  within	
  the	
  specification	
  to	
  the	
  extent	
  that	
  
These	
  points	
  support	
  the	
  view	
  that	
  the	
  role	
  of	
  the	
                       the	
  professional	
  has	
  accepted	
  accountability	
  and	
  
peer	
  review	
  in	
  IT	
  delivery	
  is	
  crucial.	
  Within	
  a	
  team	
  of	
               is	
  committed.	
  
professionals,	
  the	
  openness	
  and	
  visibility	
  associated	
  
                                                                                                •     Professionals	
  define	
  quality	
  as	
  conformance	
  to	
  
with	
  peer	
  review	
  leads	
  to	
  peer-­‐pressure	
  to	
  conform	
  to	
  
                                                                                                      the	
  specification.	
  Its	
  characteristics	
  include	
  
the	
  organization’s	
  standards	
  and	
  to	
  support	
  the	
  team.	
  

               8	
                                                                                                                                       Version	
  2.0	
  
	
  
 

       functionality,	
  fitness	
  for	
  purpose,	
  and	
  user-­‐                              “110%”.	
  However,	
  this	
  will	
  inevitably	
  undermine	
  
       friendliness.	
  	
                                                                         the	
  commitment	
  of	
  the	
  most	
  productive	
  
                                                                                                   employees.	
  
•      Peer	
  review	
  and	
  visibility	
  are	
  essential	
  for	
  
       ensuring	
  quality.	
                                                               These	
  conditions	
  can	
  make	
  it	
  harder	
  for	
  the	
  IT	
  
                                                                                            practitioner	
  to	
  perform	
  according	
  to	
  the	
  model	
  
•      The	
  client	
  (the	
  acceptor)	
  judges	
  quality	
  against	
  
                                                                                            outlined	
  in	
  this	
  document.	
  Arguably,	
  both	
  parties	
  in	
  
       the	
  specification.	
  
                                                                                            the	
  Delivery	
  Triangle	
  need	
  to	
  agree	
  to	
  the	
  same	
  
•      Professionals	
  are	
  not	
  necessarily	
  experts	
  –	
  they	
                 protocol	
  for	
  the	
  process	
  to	
  function	
  smoothly.	
  
       make	
  mistakes.	
  Clients	
  recognize	
  that	
  there	
  is	
  a	
              However,	
  it	
  is	
  the	
  responsibility	
  of	
  professionals	
  to	
  
       process	
  to	
  manage	
  errors.	
                                                 lead	
  by	
  example	
  and	
  take	
  the	
  first	
  step.	
  In	
  doing	
  so,	
  
                                                                                            they	
  can	
  define	
  themselves	
  by	
  shaping	
  their	
  own	
  
•      A	
  balanced	
  power	
  structure	
  between	
  client	
  and	
  
                                                                                            principles	
  and	
  practices.	
  	
  
       professional	
  fosters	
  project	
  success.	
  
                                                                                            	
  
In	
  conclusion,	
  the	
  committed	
  professional	
  
                                                                                            	
  
understands	
  the	
  relationship	
  with	
  the	
  client,	
  accepts	
  
                                                                                            	
  
accountability	
  for	
  the	
  deliverable,	
  accepts	
  peer	
  review	
  
                                                                                            	
  
as	
  a	
  normal	
  part	
  of	
  the	
  process	
  and	
  works	
  towards	
  a	
  
                                                                                            	
  
team	
  goal	
  of	
  delivering	
  the	
  scope	
  with	
  quality	
  within	
  a	
  
                                                                                            	
  
schedule	
  and	
  budget.	
  In	
  collaborating	
  with	
  the	
  client	
  
                                                                                            	
  
to	
  set	
  the	
  parameters	
  of	
  the	
  Iron	
  Triangle,	
  the	
  
                                                                                            	
  
professional	
  becomes	
  accountable	
  and	
  committed	
  
                                                                                            	
  
according	
  to	
  the	
  Delivery	
  Triangle.	
  Commitment	
  does	
  
                                                                                            	
  
not	
  end	
  after	
  a	
  specific	
  number	
  of	
  hours	
  –	
  it	
  continues	
  
                                                                                            	
  
until	
  the	
  day’s	
  tasks	
  are	
  complete.	
  Combining	
  this	
  
                                                                                            	
  
type	
  of	
  commitment	
  with	
  inspirational	
  leadership	
  will	
  
                                                                                            	
  
result	
  in	
  the	
  fully	
  motivated	
  engagement	
  of	
  the	
  
                                                                                            	
  
professional	
  -­‐	
  and	
  startling	
  achievements.	
  	
  
                                                                                            	
  
Note	
  that	
  the	
  principles	
  presented	
  in	
  this	
  paper	
  are	
              	
  
not	
  dependent	
  upon	
  a	
  specific	
  delivery	
  methodology.	
                     	
  
While	
  the	
  granularity	
  of	
  deliverables	
  is	
  finer	
  and	
  the	
  
interactions	
  between	
  clients	
  and	
  other	
  project	
  team	
                     References	
  
members	
  are	
  more	
  continuous	
  and	
  iterative	
  in	
  Agile	
  
                                                                                            Herzberg,	
  F.,	
  Mausner,	
  B.,	
  &	
  Snyderman,	
  B.	
  B.	
  (1959).	
  “The	
  
environments	
  than	
  in,	
  say,	
  waterfall	
  projects,	
  the	
  
                                                                                            Motivation	
  to	
  Work”	
  	
  
overarching	
  professional	
  relationship	
  remains	
  the	
  
same.	
                                                                                     IMC	
  (Institute	
  of	
  Management	
  Consultants)	
  website,	
  
                                                                                            referenced	
  December	
  2009	
  at:	
  http://www.imcusa.org/	
  
There	
  are	
  practical	
  challenges	
  with	
  this	
  paper’s	
  
proposition:	
  	
                                                                          Kanter	
  R.	
  M.	
  (1972),	
  “Commitment	
  and	
  Community,”	
  
                                                                                            Harvard	
  University	
  Press.	
  	
  
•      In	
  some	
  cases,	
  users	
  might	
  not	
  accept	
  the	
  role	
  
                                                                                            Maslow,	
  A.	
  H.	
  (1970).	
  “Motivation	
  and	
  Personality”	
  
       and	
  responsibilities	
  of	
  being	
  the	
  client.	
  	
  
                                                                                            Roth,	
  L.	
  M.,	
  (1993),	
  “Understanding	
  Architecture,”	
  
•      When	
  IT	
  professionals	
  are	
  employees	
  of	
  the	
                       HarperCollins.	
  
       client’s	
  organization,	
  it	
  can	
  interfere	
  with	
  their	
  
                                                                                            Rotter,	
  J.B.	
  (1954).	
  “Social	
  learning	
  and	
  clinical	
  psychology”	
  
       objectivity	
  and	
  independence.	
  It	
  can	
  also	
  result	
  in	
  
                                                                                            New	
  York:	
  Prentice-­‐Hall.	
  
       an	
  unbalanced	
  authority	
  structure	
  because,	
  unlike	
  
       a	
  vendor,	
  internal	
  teams	
  do	
  not	
  have	
  a	
  contract.	
  	
       USAID	
  (1998):	
  Charles	
  C.,	
  McNulty	
  S.,	
  &	
  Pennell	
  J.	
  
                                                                                            “Partnering	
  For	
  Results:	
  A	
  Users	
  Guide	
  to	
  Intersectoral	
  
•      Short-­‐term	
  thinking	
  can	
  lead	
  managers	
  to	
  believe,	
              Partnering,”	
  US	
  Agency	
  for	
  International	
  Development.	
  
       mistakenly,	
  that	
  they	
  can	
  get	
  extra	
  productivity	
  
                                                                                            Vitruvius,	
  (1960),	
  “The	
  Ten	
  Books	
  on	
  Architecture,”	
  Dover	
  
       simply	
  by	
  demanding	
  more	
  –	
  by	
  asking	
  for	
  
                                                                                            Publishing.	
  (Written	
  in	
  25BC)	
  

              9	
                                                                                                                                       Version	
  2.0	
  
	
  

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Working as an IT Professional

  • 1.       Working  as  an  IT  Professional             Professional  Accountability     Commitment       Quality         A  Statement  of  Principle           Version  2.0     January  12,  2010                             Cost                 Quality         Schedule Scope                
  • 2.   Contents         Introduction   .....................................................  1     Characteristics  of  a  Professional  .....................  2     Professional  Models  ........................................  2     Cost The  Role  of  the  Specification  ...........................  4     Commitment  in  Context  ..................................  4     Quality  as  the  Integrating  Concept  ..................  6     Quality Responsibilities  of  the  Client  ...........................  7     Schedule Scope Commitment  and  Community  .........................  8     Summary  .........................................................  8     References  .......................................................  9   i   Version  2.0    
  • 3.   Introduction   • How  should  a  professional  interact  with  business   representatives  (as  a  subordinate  or  a  vendor)?   What  are  the  core  responsibilities  of  an  IT  practitioner   tasked  with  producing  a  quality  deliverable  on  time,   • During  a  challenging  project,  what  are  the  limits  of   and  within  budget?  There  have  been  many  examples   the  responsibility  of  the  professional?   throughout  the  IT  industry  where  managers  have   • Who  judges  quality,  and  how?   asked  teams  to  step  up  to  a  major  challenge.   Sometimes  the  problems  were  not  the  team’s  fault.   • How  are  professionals  held  accountable  for  their   Other  times  there  were  insufficient  time  and  resource   work?   to  complete  the  job.  Often,  the  business  organization   could  not  afford  to  miss  an  excellent  opportunity.  In   • What  is  commitment?   such  cases,  management  might  ask  practitioners  to   In  answering  these  questions,  it  will  become  clear   work  longer  hours  than  normal  to  “get  the  job  done.”   that  a  professional  does  not  act  in  a  vacuum,  but   Is  this  appropriate,  and  if  so,  why  does  the   participates  in  a  protocol  between  IT  professionals   practitioner  accept  this  as  a  responsibility?   and  the  other  parts  of  the  business  organization.   Many  developers  have  experienced  two  types  of   When  the  conditions  are  right,  the  professional  will   project  that  require  working  long  hours:     step  up  to  the  challenge  and  achieve  extraordinary   results.  This  is  because  a  professional’s  motivation   • The  death  march  refers  to  a  project  in  which   generally  originates  from  internal  factors,  but   morale  and  quality  are  poor.  The  client  is   leadership  and  a  good  client  relationship  can   dissatisfied  and  the  developers  are  exhausted.   transform  this  basic,  inner  motivation  into  true   inspiration.   • In  an  exceptional  project,  everyone  works  very   hard  to  meet  or  exceed  the  goal.  The  client  is   The  client  organization  has  a  stake  in  engaging  the  IT   delighted,  all  team  members  have  a  sense  of   professional  in  setting  goals  and  timeframes.  Death   accomplishment  and  everyone  feels  good  about   March  projects  rarely  meet  the  target  date  the  way   the  outcome.     the  client  expected,  and  the  collateral  damage  is   often  high.  Given  the  opportunity,  most  business   The  difference  in  how  these  two  situations  are   executives  would  prefer  to  know  the  realistic   perceived  lies  in  the  sense  of  control  and   implementation  date  early  enough  to  make   commitment  that  the  IT  practitioner  experiences.   contingency  plans.  Learning  that  a  team  will  miss  the   However,  the  term  commitment  has  a  special   implementation  date  just  prior  to  the  fact  reduces  an   interpretation  explained  later  in  this  document.     executive’s  options.   Challenging  projects  are  a  fact  of  life  for  the   professional.  In  some  cases,  the  time-­‐to-­‐market   When  do  executives  want   demands  outweigh  the  goal  of  optimizing  quality.  In   to  know  that  the  water   other  cases,  business  managers  or  external  agencies   will  not  fit  in  the  glass?   may  have  made  estimating  errors,  but  could  not   change  the  dates  due  to  dependencies  with  other   • When  we  measure  it   commitments.  So  why  should  the  IT  practitioner  take   • Just  before  it  overflows   responsibility  for  these  problems?   • When  their  feet  are  wet   This  document  discusses  expectations  and     responsibilities,  and  in  doing  so  addresses  the   following  questions:     Figure  1:  The  Executive’s  Preference   • Are  IT  practitioners  in  fact  professionals  –  just  like   The  protocol  proposed  in  this  document  is  that  the   accountants  or  lawyers?   Business  will  engage  the  IT  practitioner  as  a  true   professional.  In  turn,  the  professional  will   • What  expectations  are  reasonably  placed  on  a   demonstrate  commitment  by  consciously  accepting   professional?   accountability  and  do  what  is  necessary  to  deliver   quality  within  an  agreed  time  and  budget.   • How  is  an  IT  professional  expected  to  behave?   1   Version  2.0    
  • 4.   Characteristics  of  a  Professional   Most  professionals  receive  a  great  deal  of  satisfaction   from  internal,  personal  motivational  factors  such  as:   • Business  Economics  is  the  primary  motivation   performing  what  they  believe  to  be  a  good  job,   Professionals  exhibit  many  desirable  qualities,  such  as   sharpening  their  skills,  and  applying  their  creativity  to   responsiveness,  passion  and  dedication,  but  these   an  important  project.  Feeling  that  their  contribution  is   characteristics  are  rooted  in  an  underlying   important,  and  matters,  is  especially  significant.  Good   appreciation  of  business  economics.  Professionals  do   leaders  recognize  that  while  they  can  offer  external   not  need  passion  for  the  job,  and  people  without   motivators  such  as  recognition  or  a  merit  raise,   passion  are  not  somehow  less  professional.  While   showing  how  the  project  goals  align  with  the   passion  can  leverage  other  motivations,  it  is  not  a  key   professional’s  goals  and  inner  motivations  can  result   element.     in  an  extraordinary  performance:  it  becomes  truly   inspirational.  (Hertzberg’s  The  Motivation  to  work   Compared  to  professional,  the  term  amateur  is  often   elaborates  on  this  concept.)   used  pejoratively.  However,  the  original  meaning  of   amateur  (amāre:  to  love)  referred  to  someone  who   Before  expanding  on  the  importance  of  the   performed  for  the  love  of  the  activity  rather  than  for   specification  and  its  role  as  the  benchmark  of  quality,   payment.  The  professional  was  someone  who   it  will  be  useful  to  review  the  different  types  of   performed  for  money.  Being  an  amateur  was   professional.   considered  a  desirable  quality  in  college  sports,  but   Professional  Models   not  in  the  workforce.  Do  professionals  need  to  love   their  jobs?  In  fact,  no  -­‐  that  is  a  secondary  motivator   This  section  provides  IT  practitioners  with  a  basis  to   because  it  is  not  driven  by  economics.   shape  their  work  practices  and  determine  how  they   relate  to  the  rest  of  the  organization.  Professionals   Primarily,  economics  motivates  professionals.  They   provide  services  to  clients  while  conforming  to  codes   sell  a  skill  for  a  reward.  This  is  particularly  obvious  in   of  practice  that  protect  the  interests  of  the  public,   the  case  of  those  people  in  a  professional  practice   employers  and  peers.     because  they  bill  the  client  for  every  hour  of  work.   This  distinction  is  important  because  amateurs,  who   However,  they  do  not  all  work  in  the  same  manner,   work  for  the  love  of  the  discipline,  work  until  they  are   and  the  way  some  professional  bodies  operate  is  not   satisfied.  The  professional,  on  the  other  hand,  works   appropriate  to  systems  development.  Comparing   until  the  customer’s  specification  and  their  agreement   physicians,  lawyers,  auditors,  engineers  and   are  satisfied.  Amateurs,  along  with  artists,  are  the   consultants  demonstrates  the  broad  spectrum  of   judges  of  their  quality.  For  the  professional,  the   professional  behavior.   specification  provides  the  benchmark  for  quality.     • The  Physician   When  practitioners  argue  that  they  need  to  work   When  patients  visit  a  doctor,  they  do  not  bring  a   longer  than  planned  on  a  task  because  the  product  is   personal  specification  to  the  consultation.  The   not  up  their  personal  standards  for  quality,  they  are   physician  has  a  model  of  the  parameters  for  a  healthy   not  demonstrating  higher  standards  compared  to   person:  temperature,  blood  pressure,  pulse  rate,  etc.   their  peers:  they  are  applying,  instead,  a  subjective   The  physician  compares  the  patient’s  condition  to  this   and  amateur  standard.   model  of  the  healthy  human  being  and  then  tells  the   • The  motivation  to  exceed   patient  what  to  do.  The  doctor  knows  what  is  best  for   the  patient  and  prescribes  a  treatment.   While  business  economics  and  satisfying  the  client’s   needs  are  the  basic  motivations  that  are  necessary   • The  Attorney  /  Advocate   and  sufficient  for  a  “job  well  done,”  leaders  and   The  attorney  acts  as  a  voice  for  the  client.  The   clients  recognize  that  there  are  other  motivations  that   attorney  knows  the  complex  legal  codes  and  which   truly  engage  a  professional  employee,  that  leverage   strategies  are  relevant  to  the  case.  The  lawyer  listens   the  basic  motivations  such  that  professionals  will   to  the  client’s  story  and  describes  alternative   additionally  devote  their  discretionary  time  and   strategies,  such  as  plead  guilty,  make  a  plea  bargain,   creativity  to  a  project.   or  plead  innocent.  The  attorney  is  generally  not   2   Version  2.0    
  • 5.   concerned  whether  the  client’s  story  is  true  or  not:   The  Institute  of  Management  Consultants  (IMC)   the  purpose  is  to  be  an  advocate.  The  advocate  will   provides  this  definition  of  a  management  consultant:   tell  the  client  what  is  possible,  and  what  the  various   “A  management  consultant  is  a  professional  who,  for   outcomes  could  be,  but  will  leave  the  decision  over   a  fee,  provides  independent  and  objective  advice  to   which  course  of  action  to  take  to  the  client.  The   management  of  client  organizations  to  define  and   attorney’s  objective  is  to  ensure  the  client  receives   achieve  their  goals  through  improved  utilization  of   due  process,  not  to  ensure  an  agreed  outcome  or   resources.  He  or  she  may  do  this  by  diagnosing   deliverable.     problems  and/or  opportunities,  recommending   solutions,  and  helping  implement  improvement.”   • The  Auditor   This  description  can  easily  extend  to  cover  other  types   Laws  and  regulations  require  a  client  to  engage  an   of  consultants.  Company  employees  with  the   auditor  who  protects  the  interests  of  third  parties   appropriate  expertise  can  function  as  internal   such  as  shareholders  and  the  IRS.  Statements  of   consultants,  as  long  as  they  follow  the  consultative   accounting  principles  defined  by  the  professional   approach.  However,  for  very  practical  reasons,  the   bodies  and  enacted  in  legislation  determine   employer-­‐employee  relationship  can  interfere  with   professional  behavior.  Similar  to  the  advocate,  the   their  objectivity  and  independence.   auditor  does  not  have  a  specification  as  such.  Each   client  receives  the  same  process,  but  also  receives  a   Consultants  vary  greatly  based  on  the  depth  or   standard  deliverable  –  a  statement  regarding  the   generality  of  their  domain  expertise.  For  example,  an   audited  accounts.   IT  consultant  might  focus  on  insurance  underwriting   practices,  whereas  a  strategic  planning  consultant   • The  Engineer   would  need  broad  experience  of  finance,  operations,   The  engineer  listens  to  the  client  and  identifies   human  resources,  marketing  and  sales.  However,  for   requirements.  A  specification  is  built  based  on  the   all  consultants,  the  domain  knowledge  is  only  one   engineer’s  understanding  of  engineering  principles   part  of  their  value  to  an  organization.  It  is  their   and  codes.  The  deliverable  -­‐  a  bridge  or  a  chemical   training  and  experience  in  the  consultative  approach   plant  -­‐  can  be  built  according  to  the  specification.  The   that  guides  them  to:   job  is  complete  when  the  specification  is  met.     • Recognize  problems  and  opportunities;   Unlike  the  physician,  the  engineer  does  not  have  a   • Analyze  opportunities  and  diagnose  problems;   mental  model  of  “what  is  best”  for  the  client.  The   engineer  is  not  a  disinterested  advocate,  promising   • Devise  or  shape  alternative  solutions  based  on   only  to  follow  a  process.  The  engineer’s  view  is  that   best  practices  and  experiences  gained  on  other   the  client  “knows  best”  in  terms  of  the  function  of  the   assignments;   deliverable,  and  to  some  degree,  its  form.  (Note,  this   is  distinct  from  the  consulting  engineer  who  brings   • Advise  the  client  by  providing  a  detached,   “best  practices”  from  many  years  of  experience  with   external  view  of  a  company's  practices  and   other  clients.)  The  engineer  uses  knowledge  of  what  is   techniques;  and   physically  possible  and  codes  of  practice  as  a  frame  of   • Recommend  an  approach   reference  for  the  specification.  The  engineer  will  not   knowingly  build  a  bridge  that  will  fall  down.  The   In  many  respects,  the  consultant  provides  value  by   commitment  is  for  more  than  just  a  process  to  build  a   recognizing  problems  that  others  do  not  see,  and   bridge:  the  commitment  is  the  bridge.   shaping  solutions  based  on  experiences  that  others   do  not  have.  Nevertheless,  the  consultative  approach   • The  Consultant   guides  the  client  towards  making  the  best  possible   Clients  engage  a  consultant  as  an  advisor  to  apply   choices  while  recognizing  the  constraints  on  the   expertise  to  a  problem  and  provide  unbiased   business  and  avoiding  any  prejudices  the  consultant   recommendations.  One  of  the  ways  in  which  they   might  have.   differ  from  engineers  is  that  they  are  not  generally   For  all  types  of  professional,  the  client  is  primarily   accountable  to  construct  the  recommended  solution.   concerned  about  the  outcome  and  the  costs.  The  time   3   Version  2.0    
  • 6.   recorded  for  a  project  is  generally  secondary.  For   professionals,  on  the  other  hand,  often  automate  an   example,  a  patient  is  more  interested  in  a  cure  than  in   existing  process  and  include  conversion  steps  in  the   the  actual  time  the  physician  spends  on  the  case.   project.    Secondly,  many  companies  have  no   experience  of  employing  engineers,  and  are  not   The  Role  of  the  Specification   familiar  with  how  to  manage  this  professional  role.     The  major  distinction  between  these  professional     models  concerns  the  role  of  the  specification  and  its   impact  on  the  relationship  between  the  professional     and  the  client.       Cost The  doctor  has  a  generic  specification  -­‐  a  model  -­‐  for     the  regular  human  being.  The  advocate’s  model  is  the   legal  code  that  defines  a  process  to  which  the  client  is     entitled.  As  such,  the  advocate  does  not  have  a     specification  for  a  deliverable.  The  consultant  uses     domain  knowledge,  and  applies  a  process  –  the   Quality consultative  approach  –  to  reach  an  unbiased     recommendation.  However,  the  consultant’s     deliverable  is  based  on  an  assignment  brief,  not  a   Schedule Scope specification.       The  engineer  has  a  special  relationship  with  the  client     that  is  most  relevant  to  the  role  of  the  IT  developer   Figure  2:  The  Iron  Triangle   and  the  systems  development  process.  IT   professionals  prepare  specifications  and  commit  to   The  well-­‐known  Iron  Triangle  depicts  three  related   develop  a  deliverable  on  the  principle  that  the  client   constraints  of  scope,  schedule,  and  cost.  At  best,  no   knows  best  -­‐  up  to  the  limits  of  codes,  principles  and   more  than  two  of  these  constraints  can  be  varied   the  law.  For  example,  regardless  of  the  client’s   independently:  the  remaining  constraint  becomes  a   requirements,  an  IT  practitioner  will  not  build  a   function  of  the  other  two.  The  engineer  and  the  client   system  that  allows  a  manager  to  embezzle,  just  as  the   can  attempt,  for  example,  to  increase  scope  and   engineer  will  not  build  a  bridge  designed  to  collapse.     reduce  schedule,  but  not  without  increasing  cost.  In   this  example,  cost  cannot  remain  constrained  without   Clients  engage  consultants,  on  the  other  hand,  to   seriously  affecting  quality  -­‐  which  in  objective  terms   address  ill-­‐defined  problems  rather  than  specified   means  not  delivering  on  the  specification.   problems.  While  consultants  may  in  fact  know  what  is   best  for  the  client  (based  on  best  practices),  they   This  is  the  root  of  many  disagreements  between  the   recognize  that  the  client  is  the  decision-­‐maker.     professional  and  the  client  (or  the  manager),  with   some  parties  believing  incorrectly  that  somehow  a   The  consultant  plays  a  role  mainly  in  the  investigative   committed  team  can  overcome  these  constraints.     steps  of  an  IT  project,  especially  during  a  feasibility   study  and  business  process  modeling,  and  may  play  a   However,  engineers  are  not  cheerleaders:  they  do  not   role  in  defining  the  specification.     “give  110%”  (because  they  have  highly  developed   computational  skills).  Instead,  it  is  their  practice  to   However,  these  two  modes  of  working  –  the  engineer   build  a  factor-­‐of-­‐two  safety  margin  into  their   and  the  consultant,  the  builder  and  the  advisor  -­‐   deliverable.  IT  professionals  are  rarely  given  this   should  not  be  confused  or  combined  during  key  steps   latitude.     in  the  systems  development  process.  The  client  has   very  different  expectations  for  these  two  roles.   Commitment  in  Context   One  interesting  distinction  between  IT  practitioners   Commitment  is  a  misunderstood  concept.  Clients  and   and  engineers  is  that  regular  engineers  do  not  often   managers  often  ask  professionals  if  they  are   re-­‐create  something  that  is  pre-­‐existing,  such  as   committed  to  meeting  a  schedule.  Managers  might   replacing  one  dam  with  another  in  the  same  place.  IT   even  ask  if  the  professional  is  committed  110%.   4   Version  2.0    
  • 7.   However,  it  is  rare  that  the  parties  discuss  what  they   testing.  Information  must  be  shared  as  early  as   mean  when  they  use  the  term.   possible  to  allow  departments,  divisions,  teams   and  individuals  to  see  each  other’s  commitments,   “Being  committed”  cannot  contribute  to  meeting  a   and  to  adjust  to  change  where  necessary.   schedule  if  it  is  used  simply  as  an  affirmation.  The   root  of  commitment  lies  in  the  relationship  between   • Accountability:  The  performer  is  the  one  who   the  engineer,  the  client  and  the  deliverable,  which  is   must  accept  accountability  for  the  deliverable   shown  in  the  delivery  triangle.   based  on  a  complete  understanding  of  the   specification,  the  business  constraints  and  the     technical  frame  of  reference,  according  to  the     principle  of  Visibility.  Clearly  defined   Deliverable   accountability  for  each  participant  within  the   project  shows  who  is  responsible  for  each  risk,     each  deliverable  component,  and  each  decision.   Ac rs ce ve   Agreement pts li Commitment:  This  can  now  be  defined  in  terms  of   De & • Specification   an  informed  consent  based  on  participation  in  the   preparation  and  negotiation  of  estimates  and     schedules.  Professionals  are  committed  when   Performer Accountability Acceptor   they  accept  accountability  for  the  deliverable.   One  cannot  give  accountability  to  a  professional.     A  manager  cannot  promise  commitment  on   Figure  3:  The  Delivery  Triangle   behalf  of  another  person  –  only  a  person  who   The  deliverable  is  the  concrete  product  resulting  from   recognizes  accountability  can  accept  it.   the  requirements.  The  performer  agrees  to  create  the   • Peer  Review:  Visibility  into  plans,  commitments,   deliverable.  The  acceptor  agrees  to  provide   status,  and  achievements  of  peer  organizations   requirements  and  then  accept  the  deliverable  based   and  participants  can  provide  encouragement   on  it  meeting  those  requirements.  This  cycle  repeats.   (peer  pressure)  to  fulfill  commitments.  Group   In  an  early  phase  of  the  project,  the  performer  takes   dynamics  and  team  cohesion  play  an  important   user  requirements  and  creates  a  specification  as  a   part  in  making  peer  review  effective.   deliverable.  In  subsequent  phases,  performers  use  the   specification  to  create  a  system  as  a  deliverable.   Once  committed,  the  professional  is  responsible  and   accountable  for  timely,  on-­‐budget  delivery.  This  might   According  to  this  concept,  the  professional  (the   require  working  longer  and  harder  than  originally   performer)  is  accountable  to  the  client  (the  acceptor)   estimated  to  meet  the  committed  date  with  a  quality   for  the  delivery.     deliverable.  This  commitment  does  not  occur  at  the   What  does  this  accountability  mean?  It  must  be   end  of  the  schedule  when  a  project  is  in  trouble.   informed  accountability,  based  on  as  complete  an   Every  day,  the  professional  reviews  progress  and  does   understanding  of  the  specification  as  is  reasonable.   not  quit  after  a  specific  number  of  hours,  but  works   The  requirements  must  be  complete  and  visible  to  all   until  the  day’s  commitments  are  met.  This  principle  is   concerned.  Progress  throughout  the  project  must  also   part  of  being  a  professional  and  helps  to  define  the   be  visible  to  all  concerned  –  this  is  one  purpose  of  the   limits  of  the  professional’s  responsibility.  The  team   peer  review.  In  other  words,  a  commitment  to  deliver   can  expect  professionals  to  work  as  hard  as  necessary   without  this  understanding  is  empty.   to  meet  their  commitments,  but  only  to  the  extent  of   those  commitments.  Teams  cannot  assign  work  to  an   To  elaborate,  the  key  factors  are:   uncommitted  person  and  expect  good  results.   • Visibility:  Information  about  the  requirements,   This  last  point  brings  the  discussion  back  to  a   the  deliverable,  and  the  project  status  must  be   comment  made  in  the  Introduction  comparing  the   openly  discussed  in  order  that  the  right  decisions   death  march  and  the  truly  exceptional  project.  Both   are  made.  Production  of  the  deliverable  must  be   require  extraordinary  effort  by  practitioners,  but  the   transparent  by  being  open  to  peer  review  and   outcomes  (and  memories)  are  very  different.  It  was   5   Version  2.0    
  • 8.   stated  that  a  significant  distinction  between  these   Quality  as  the  Integrating  Concept   two  types  of  project  was  based  in  the  professional’s   perception  of  commitment  and  sense  of  control  –  or   This  document  argues  that  a  certain  type  of   Locus  of  Control.   professional,  the  engineer,  is  the  proper  model  for   the  IT  professional.  Further,  professionals  are   Locus  of  Control  is  a  concept  proposed  by   distinguished  from  amateurs  because  amateurs  work   psychologists  such  as  J  Rotter  and  P  Zimbardo  to   for  the  love  of  the  task,  defining  quality  according  to   describe  peoples’  perception  about  the  underlying   their  own,  often  high  but  nonetheless  subjective,   causes  of  events  in  their  lives.  Individuals  with  an   standards.   internal  locus  of  control  believe  that  outcomes  result   mainly  from  their  own  actions.  People  with  an   The  Iron  Triangle  depicts  quality  at  its  center  because   external  locus  of  control  believe  events  in  their  lives   for  a  given  degree  of  quality,  the  relationship   are  contingent  on  fate  or  the  actions  of  other,  more   between  cost,  schedule  and  scope  is  constrained.   powerful  people  (i.e.,  outside  their  personal  control).   Therefore,  professionals  need  a  measure  or   They  are  not  convinced  that  their  contribution  will   benchmark  for  quality  that  is  not  subjective  and  is  not   affect  the  outcome  of  a  project.   “artistic.”  The  specification  provides  an  objective  basis   for  assessment.  In  professional  terms:   This  is  an  important  concept  for  professionals  and   their  relationship  to  the  client  for  two  reasons:   Quality  is  Conformance  to  the  Specification   This  is  not  a  recent  idea.  In  25BC,  Vitruvius  wrote  in   • Competent  individuals  with  a  high  internal  locus   “The  Ten  Books  on  Architecture”  of  three  principles   of  control  tend  to  handle  stressful  projects  better.   for  designing  a  building:   That  is,  stress  does  not  have  such  a  negative  effect   upon  their  performance.  They  are  likely  to  make   • Strength,  Utility,  and  Beauty   more  of  an  effort  and  persist  longer  at  a  task.   By  utility,  Vitruvius  meant  that  a  building  must  serve  a   • Professionals  with  a  high  internal  locus  of  control   purpose  or  function  according  to  a  specification,  and   feel  empowered  to  take  responsibility  and  make  a   it  must  be  “well  adjusted  to  its  site.”  By  strength,  the   commitment.     architect  meant  that  the  building  must  be  fit  for  the   purpose  for  which  it  was  constructed,  and  not  have   Several  factors  discussed  so  far  contribute  to   defects  causing  it  to  collapse.  Finally,  by  beauty,  this   supporting  an  individual’s  perception  of  control:   architect  was  referring  to  the  appearance  and  use  of   • Participating  in  the  estimation  process;     the  building,  which  is  pleasing  to  the  eye  and  which   appeals  to  the  senses  according  to  principles  of   • Being  able  to  accept  accountability  (rather  than   symmetry.   complying  with  demands);   How  does  this  apply  to  IT  professionals?     • Having  visibility  into  project  progress  and  the   commitments  of  others;  and   The  translation  is  clear.  IT  deliverables  must  satisfy   the  functional  requirement  (provide  utility);  they   • Participating  in  a  peer-­‐review  process.   must  be  shown  to  be  fit  for  the  purpose  for  which   An  internal  locus  of  control,  supported  by   they  were  designed,  perform  under  load  and  in   professional  competence,  ultimately  validates  and   conjunction  with  other  systems  (strength);  and  they   strengthens  the  professional’s  commitment.   must  be  user-­‐friendly  (beauty)  and  consistent  with   architectural  principles.   All  team  members,  including  those  with  less   experience,  should  have  input  into  estimates.  Team   The  specification  describes  these  elements  and   leaders  and  managers  “negotiate”  the  estimates  by   expectations,  and  a  team  achieves  quality  through   bringing  their  own  experience  to  the  discussion.   conformance  to  the  specification.  The  professional  is   Nevertheless,  each  project  participant  must  be   accountable  to  the  acceptor  to  deliver  quality  in  these   committed  in  the  sense  of  accepting  accountability  to   terms.     deliver  a  clearly  identified  piece  of  the  deliverable  on   However,  clients  should  recognize  that  there  is  a  legal   time.   distinction  between  a  professional  and  an  expert:   6   Version  2.0    
  • 9.   courts  hold  experts  to  a  much  higher  standard.   should  have  understood  some  esoteric  implication  of   Professionals  are  allowed  to  make  mistakes  –  and  will   a  requirement,  if  it  is  not  stated  in  the  requirements.     do  so  –  but  the  delivery  process  should  catch  and  fix   The  client  can  avoid  this  problem  by:   these  errors.  Resolving  these  types  of  problems  is  a   natural  part  of  the  development  process,  and  should   • Engaging  a  subject  matter  expert  in  the  role  of  a   not  become  a  source  of  conflict.   consultant  during  analysis;  and   Responsibilities  of  the  Client   • Following  the  consultant’s  advice  when  finalizing   requirements.   Within  this  model  of  professionalism,  the  client  has   clear  responsibilities  as  the  project  sponsor  or   In  this  case,  the  consultant  would  be  responsible  for   champion,  and  as  the  budget  authority.  Usually,  a   errors  and  omissions.  However,  the  client  must  be   client  appoints  delegates  for  day-­‐to-­‐day  project   made  aware  of  the  distinction  between  these  very   activities.  The  professional  must  understand  the  limits   different  roles  that  any  specific  IT  professional  can  fill   of  the  delegate’s  authority  and  remain  focused  on   –  the  engineer  and  the  consultant  -­‐  and  the  two   satisfying  the  client’s  requirements  rather  than   should  not  be  confused.  Otherwise,  a  key  element  of   diverting  resources  to  the  delegate’s  other  projects.   scope  control  will  be  lost.   The  client  or  the  client-­‐delegates  must:   When  the  requirements  are  silent  on  a  topic,  either   • Be  available  and  actively  engaged  in  the  definition   party’s  interpretation  could  be  correct.  Clients  can   of  the  requirements  and,  sometimes,  in  the   validly  question  why  requirements  are  deficient  if   creation  of  the  specification;   they  engaged  an  IT  professional  in  the  role  of  a   consultant.  In  such  cases,  the  client  can  expect  the   • Understand  the  limitations  of  accuracy  of  most   consultant  to  modify  the  requirements,  but  there  may   estimates,  particularly  when  problems  are  ill-­‐ be  a  consequential  change  in  the  estimates.  However,   defined  or  requirements  and  technologies  are   clients  have  the  ultimate  responsibility  for  oversights   novel;   in  requirements,  given  that  they  are  ultimately   • Be  capable  of  defining  tests,  based  on  the   responsibility  for  their  line  of  business.     requirements  and  specification,  which  can   The  client-­‐professional  relationship  works  best  when   validate  and  verify  the  proper  functioning  of  the   both  parties  view  it  as  a  customer-­‐vendor   deliverable;  and     arrangement,  rather  than  as  an  employer-­‐employee   arrangement  because  the  latter  relationship  has  an   • Accept  the  deliverable  once  it  satisfies  the  test   unbalanced  authority  structure.  Similarly,  the   criteria  and,  therefore,  conforms  to  the   professional  should  not  exploit  technical  knowledge   specification.   to  influence  the  client  unfairly.   Clients  should  realize  that  the  transformation  of  user   Clients  and  IT  professionals  should  work  as  partners;   requirements  into  a  working  system  is  similar  to  a   approaching  errors,  omissions  and  change  orders   translation  from  English  to  French:  users  and   from  a  balanced  perspective  and  not  using  deadlines   technicians  each  have  their  own  business  languages   or  other  constraints  to  force  one  party  or  the  other  to   and  cultural  contexts.  Therefore,  it  is  not  unusual  for   absorb  the  impact  of  discoveries  and  change.   something  to  “get  lost  in  translation.”     The  client  should  be  a  champion  for  the  project  and   Earlier  it  was  stated  that  the  engineer,  and  therefore   regularly  communicate  its  importance  to  the  team.   the  IT  development  professional,  does  not  claim  to   This  helps  professionals  to  build  the  linkage  between   know  what  is  best  for  the  client  –  it  is  the  client’s   the  project  goals  and  their  own  internally  driven   responsibility  to  provide  requirements  and  ensure   motivations.   that  they  have  been  captured  correctly  (through   acceptance  and  sign-­‐off).  As  a  result,  when  addressing   Often,  there  is  a  gap  between  theory  and  practice,   misunderstandings,  the  client  cannot  expect  that  the   and  some  users  may  not  share  these  principles,  nor   IT  developer  “Should  have  known  what  I  wanted,”  or   be  ready  to  adopt  the  role  as  client.  However,  the  IT   “Should  know  how  we  do  business  in  the  field,”  or   professional  can  lead  by  example  and  clearly   demonstrate  the  benefits  of  this  approach  over  time.   7   Version  2.0    
  • 10.   Commitment  and  Community   This  mechanism  helps  to  engage  and  monitor   commitment.  Team  members  are  more  than  an   Looking  at  the  implications  of  commitment  within  the   aggregate  of  individuals;  they  are  part  of  a  group  with   organizational  context,  Rosabeth  Moss  Kanter  (A   responsibilities  for  the  success  of  that  group.   previous  editor  of  the  Harvard  Business  Review)   Professionals  recognize  that,  for  the  group’s  benefit,   provided  several  insights  in  “Commitment  and   they  may  need  to  extend  their  original  commitments   Community”  (Kanter  1972)  in  which  she  studied  the   as  conditions  change.  However,  any  increase  in   foundations  and  characteristics  of  commitment  in   commitment  should  be  accepted  according  to  the   utopian  communal  orders.  Kanter  determined  that:   principles  outlined  in  this  document.     • A  committed  person  is  invested,  loyal,  and   Summary   involved,  and  feels  that  the  team  is  an  extension   of  the  person.   • Engineering  provides  the  best  professional  role   models  for  the  IT  practitioner  during  a   • Investment  by  an  individual  occurs  when  the   development  project.   person  gains  a  stake  in  the  organization.   • Consultants  are  good  role  models  for  subject   • The  group  must  provide  guidance  in  the  form  of   matter  experts  during  business  process  modeling,   specific  behavioral  norms  and  detailed   feasibility  studies  and  other  activities  where  the   instructions.   client  wants  unbiased  advice.   • Regarding  group  pressure  and  social  control,   • Professionals  should  clearly  define  whether  they   groups  can  replace  the  repressive,  distant  control   are  acting  in  the  role  of  the  engineer  or  the   of  impersonal  institutions  with  the  pressure  of  an   consultant.   intimate,  face-­‐to-­‐face  group  of  peers  (peer   pressure).   • The  specification  is  a  distinguishing  factor  in  the   relationship  between  the  professional  (the   • Peer  pressure  can  be  a  very  strong  force  in   performer)  and  the  client  (the  acceptor).   influencing  members  to  meet  commitments.   • The  Scope  in  the  Iron  Triangle  (of  Resources  –   • Openness,  or  visibility  into  performance  and   Schedule  –  Scope),  becomes  the  Specification  in   commitments,  is  a  strong  sanctioning  motivation   the  Delivery  Triangle  (of  Performer  –  Deliverable  –   to  conform.   Acceptor).   • Regular  contact  between  group  members   • The  Delivery  Triangle  explains  the  accountability   increases  commitment.   of  the  performer,  to  the  acceptor,  to  create  the   • Successful  organizations  employed  mutual   deliverable.   criticism  and  feedback,  and  had  frequent   • Through  an  understanding  of  the  requirements  in   meetings  to  share  information.   the  specification,  and  through  participation  in   • Group  pressure  plays  a  large  role  in  the  life  of  the   setting  the  three  constraints  of  the  Iron  Triangle,   community,  and  in  some  communities  was  the   the  performer  becomes  accountable.  Only  by   primary  form  of  social  control.  Members  reported   accepting  accountability  does  the  performer   great  unease  at  “letting  down  the  group.”   become  truly  committed.   • Those  communities  that  worked  best  managed  to   • Accountability  and  commitment  require  visibility   generate  commitment  and  loyalty  in  their   and  peer  review.   members,  immersing  them  in  a  strong  group  that   • The  limits  of  a  professional’s  responsibility  are   often  asked  them  to  make  sacrifices.   defined  within  the  specification  to  the  extent  that   These  points  support  the  view  that  the  role  of  the   the  professional  has  accepted  accountability  and   peer  review  in  IT  delivery  is  crucial.  Within  a  team  of   is  committed.   professionals,  the  openness  and  visibility  associated   • Professionals  define  quality  as  conformance  to   with  peer  review  leads  to  peer-­‐pressure  to  conform  to   the  specification.  Its  characteristics  include   the  organization’s  standards  and  to  support  the  team.   8   Version  2.0    
  • 11.   functionality,  fitness  for  purpose,  and  user-­‐ “110%”.  However,  this  will  inevitably  undermine   friendliness.     the  commitment  of  the  most  productive   employees.   • Peer  review  and  visibility  are  essential  for   ensuring  quality.   These  conditions  can  make  it  harder  for  the  IT   practitioner  to  perform  according  to  the  model   • The  client  (the  acceptor)  judges  quality  against   outlined  in  this  document.  Arguably,  both  parties  in   the  specification.   the  Delivery  Triangle  need  to  agree  to  the  same   • Professionals  are  not  necessarily  experts  –  they   protocol  for  the  process  to  function  smoothly.   make  mistakes.  Clients  recognize  that  there  is  a   However,  it  is  the  responsibility  of  professionals  to   process  to  manage  errors.   lead  by  example  and  take  the  first  step.  In  doing  so,   they  can  define  themselves  by  shaping  their  own   • A  balanced  power  structure  between  client  and   principles  and  practices.     professional  fosters  project  success.     In  conclusion,  the  committed  professional     understands  the  relationship  with  the  client,  accepts     accountability  for  the  deliverable,  accepts  peer  review     as  a  normal  part  of  the  process  and  works  towards  a     team  goal  of  delivering  the  scope  with  quality  within  a     schedule  and  budget.  In  collaborating  with  the  client     to  set  the  parameters  of  the  Iron  Triangle,  the     professional  becomes  accountable  and  committed     according  to  the  Delivery  Triangle.  Commitment  does     not  end  after  a  specific  number  of  hours  –  it  continues     until  the  day’s  tasks  are  complete.  Combining  this     type  of  commitment  with  inspirational  leadership  will     result  in  the  fully  motivated  engagement  of  the     professional  -­‐  and  startling  achievements.       Note  that  the  principles  presented  in  this  paper  are     not  dependent  upon  a  specific  delivery  methodology.     While  the  granularity  of  deliverables  is  finer  and  the   interactions  between  clients  and  other  project  team   References   members  are  more  continuous  and  iterative  in  Agile   Herzberg,  F.,  Mausner,  B.,  &  Snyderman,  B.  B.  (1959).  “The   environments  than  in,  say,  waterfall  projects,  the   Motivation  to  Work”     overarching  professional  relationship  remains  the   same.   IMC  (Institute  of  Management  Consultants)  website,   referenced  December  2009  at:  http://www.imcusa.org/   There  are  practical  challenges  with  this  paper’s   proposition:     Kanter  R.  M.  (1972),  “Commitment  and  Community,”   Harvard  University  Press.     • In  some  cases,  users  might  not  accept  the  role   Maslow,  A.  H.  (1970).  “Motivation  and  Personality”   and  responsibilities  of  being  the  client.     Roth,  L.  M.,  (1993),  “Understanding  Architecture,”   • When  IT  professionals  are  employees  of  the   HarperCollins.   client’s  organization,  it  can  interfere  with  their   Rotter,  J.B.  (1954).  “Social  learning  and  clinical  psychology”   objectivity  and  independence.  It  can  also  result  in   New  York:  Prentice-­‐Hall.   an  unbalanced  authority  structure  because,  unlike   a  vendor,  internal  teams  do  not  have  a  contract.     USAID  (1998):  Charles  C.,  McNulty  S.,  &  Pennell  J.   “Partnering  For  Results:  A  Users  Guide  to  Intersectoral   • Short-­‐term  thinking  can  lead  managers  to  believe,   Partnering,”  US  Agency  for  International  Development.   mistakenly,  that  they  can  get  extra  productivity   Vitruvius,  (1960),  “The  Ten  Books  on  Architecture,”  Dover   simply  by  demanding  more  –  by  asking  for   Publishing.  (Written  in  25BC)   9   Version  2.0