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Why institutions need to
raise their capabilities
Sarah Jones
Digital Curation Centre
sarah.jones@glasgow.ac.uk
Twitter: @sjDCC
Preparing to deliver FAIR policy engagement and skills using RISE
IDCC workshop, Monday 17th February 2020
FAIR – the new buzz word
Image Israel Palacio https://unsplash.com/photos/P6FgiDNe6W4
What is FAIR?
A set of principles that describe the attributes
data need to have to enable and enhance reuse,
by humans and machines
Image CC-BY-SA by SangyaPundir
Increasing adoption by funders
provide recommendations on the implementation of FAIR,
including corresponding requirements for EOSC services, in
order to foster cross-disciplinary interoperability
EOSCsecretariat webinar, 1st July 2019 5
HOW
1. Data standards & sharing agreements
2. Upscale best-practice solutions
3. EOSC Interoperability Framework
4. Identify service requirements for FAIR
5. Persistent Identifier Policy for EOSC
6. Frameworks to assess FAIR data and
certify services that enable FAIR
7. Converge towards globally-accepted frameworks
WHAT WHY
Q1 2020
2020 Annual
FAIR work plan
Q4 2019
PID policy defined
Outline metrics for
FAIR data & service
certification
Q3 2020
EOSC
Interoperability
Framework
Q2 2019
2019 Annual
FAIR work plan
Q4 2020
Updated PID policy
Updated FAIR metrics
& service certification
testing & iterating
Connect people,
data and service
via standards
Be the glue
Chair: Sarah Jones
FAIR Data Expert Group
Take a holistic approach to lay out what needs to be done to
make FAIR a reality, in general and for EOSC
Addresses the following key areas:
1. Concepts for FAIR
2. Creating a FAIR culture
3. Creating a technical ecosystem for FAIR
4. Skills and capacity building
5. Incentives and metrics
6. Investment and sustainability
Turning FAIR into Reality: Report and Action Plan
https://doi.org/10.2777/1524
Address culture and technology
Incentives
Metrics
Skills
Investment
Cultural and
social aspects
that drive the
ecosystem and
enact change
Policies
DMPs
Identifiers
Standards
Repositories
Cloudofregistries
Two sides of one whole
FAIR Digital Objects
8
How do we implement FAIR?
Image Alex Knight https://unsplash.com/photos/2EJCSULRwC8
What FAIR means: 15 principles
Findable
F1. (meta)data are assigned a globally unique and
eternally persistent identifier.
F2. data are described with rich metadata.
F3. (meta)data are registered or indexed in a searchable
resource.
F4. metadata specify the data identifier.
Interoperable
I1. (meta)data use a formal, accessible, shared, and
broadly applicable language for knowledge
representation.
I2. (meta)data use vocabularies that follow FAIR
principles.
I3. (meta)data include qualified references to other
(meta)data.
Accessible
A1 (meta)data are retrievable by their identifier using a
standardized communications protocol.
A1.1 the protocol is open, free, and universally
implementable.
A1.2 the protocol allows for an authentication and
authorization procedure, where necessary.
A2 metadata are accessible, even when the data are no
longer available.
Reusable
R1. meta(data) have a plurality of accurate and relevant
attributes.
R1.1. (meta)data are released with a clear and
accessible data usage license.
R1.2. (meta)data are associated with their provenance.
R1.3. (meta)data meet domain-relevant community
standards.
Slide CC-BY by Erik Schultes, Leiden UMC
doi: 10.1038/sdata.2016.18
Joint responsibilities
Principle Researcher role Service role
F1. Assign a PID Choose a relevant service Assign PIDs
F2. Rich metadata Create appropriate metadata Link data and metadata
F3. Indexed, searchable resource Choose a relevant service Ensure metadata search
F4. Metadata specify PID Choose a relevant service Link metadata and PID
A1. Standard protocol for retrieval Choose a relevant service Use standard protocols
A1.1 Open, free protocol Choose a relevant service Use open, free protocols
A1.2 Authenticated access if needed Choose a relevant service Provide authenticated access
A2. Metadata remain accessible Choose a relevant service Provide tombstone records
I1. Use of formal language (standards) Adopt standards Support appropriate standards
I2. Metadata vocabularies are FAIR Advocate for FAIR metadata Support FAIR metadata
I3. Qualified references (linked data) Cross-reference resources Cross-reference resources
R1. Rich metadata (plurality of attributes) Enrich metadata/documentation Advocate for good metadata
R1.1 Clear data usage licence Choose appropriate licence Require licences
R1.2 Metadata covers provenance Say where data came from Require provenance
R1.3 Community standards Adopt community standards Support community standards
Equal, if not more, responsibility on data services
Researcher role
1. Adopt relevant standards as you create data
2. Create rich metadata and documentation which
• conforms to community standards
• explains provenance
• assigns a clear usage licence
• cross-links data, metadata, code and other resources
3. Choose appropriate data services which
• assign Persistent Identifiers
• enhance discoverability via indexes / catalogues
• use standard protocols for (authenticated) access
4. Advocate for / contribute to community standards
Institutional role
1. Raise awareness of community standards
2. Help researcher select appropriate data services
3. If running a repository:
• assign Persistent Identifiers
• ensure metadata specifies the PID
• expose metadata via indexes / catalogues / harvesting…
• use standard protocols for (authenticated) access
• cross-reference resources
• keep metadata accessible, even when data aren’t
4. Set requirements / advocate for good practice
Inherent link: data and services
In order for data to be FAIR,
you need services that enable FAIR
Why institutions need to raise their capabilities to support FAIR

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Why institutions need to raise their capabilities to support FAIR

  • 1. Why institutions need to raise their capabilities Sarah Jones Digital Curation Centre sarah.jones@glasgow.ac.uk Twitter: @sjDCC Preparing to deliver FAIR policy engagement and skills using RISE IDCC workshop, Monday 17th February 2020
  • 2. FAIR – the new buzz word Image Israel Palacio https://unsplash.com/photos/P6FgiDNe6W4
  • 3. What is FAIR? A set of principles that describe the attributes data need to have to enable and enhance reuse, by humans and machines Image CC-BY-SA by SangyaPundir
  • 5. provide recommendations on the implementation of FAIR, including corresponding requirements for EOSC services, in order to foster cross-disciplinary interoperability EOSCsecretariat webinar, 1st July 2019 5 HOW 1. Data standards & sharing agreements 2. Upscale best-practice solutions 3. EOSC Interoperability Framework 4. Identify service requirements for FAIR 5. Persistent Identifier Policy for EOSC 6. Frameworks to assess FAIR data and certify services that enable FAIR 7. Converge towards globally-accepted frameworks WHAT WHY Q1 2020 2020 Annual FAIR work plan Q4 2019 PID policy defined Outline metrics for FAIR data & service certification Q3 2020 EOSC Interoperability Framework Q2 2019 2019 Annual FAIR work plan Q4 2020 Updated PID policy Updated FAIR metrics & service certification testing & iterating Connect people, data and service via standards Be the glue Chair: Sarah Jones
  • 6. FAIR Data Expert Group Take a holistic approach to lay out what needs to be done to make FAIR a reality, in general and for EOSC Addresses the following key areas: 1. Concepts for FAIR 2. Creating a FAIR culture 3. Creating a technical ecosystem for FAIR 4. Skills and capacity building 5. Incentives and metrics 6. Investment and sustainability Turning FAIR into Reality: Report and Action Plan https://doi.org/10.2777/1524
  • 7. Address culture and technology Incentives Metrics Skills Investment Cultural and social aspects that drive the ecosystem and enact change Policies DMPs Identifiers Standards Repositories Cloudofregistries Two sides of one whole
  • 9. How do we implement FAIR? Image Alex Knight https://unsplash.com/photos/2EJCSULRwC8
  • 10. What FAIR means: 15 principles Findable F1. (meta)data are assigned a globally unique and eternally persistent identifier. F2. data are described with rich metadata. F3. (meta)data are registered or indexed in a searchable resource. F4. metadata specify the data identifier. Interoperable I1. (meta)data use a formal, accessible, shared, and broadly applicable language for knowledge representation. I2. (meta)data use vocabularies that follow FAIR principles. I3. (meta)data include qualified references to other (meta)data. Accessible A1 (meta)data are retrievable by their identifier using a standardized communications protocol. A1.1 the protocol is open, free, and universally implementable. A1.2 the protocol allows for an authentication and authorization procedure, where necessary. A2 metadata are accessible, even when the data are no longer available. Reusable R1. meta(data) have a plurality of accurate and relevant attributes. R1.1. (meta)data are released with a clear and accessible data usage license. R1.2. (meta)data are associated with their provenance. R1.3. (meta)data meet domain-relevant community standards. Slide CC-BY by Erik Schultes, Leiden UMC doi: 10.1038/sdata.2016.18
  • 11. Joint responsibilities Principle Researcher role Service role F1. Assign a PID Choose a relevant service Assign PIDs F2. Rich metadata Create appropriate metadata Link data and metadata F3. Indexed, searchable resource Choose a relevant service Ensure metadata search F4. Metadata specify PID Choose a relevant service Link metadata and PID A1. Standard protocol for retrieval Choose a relevant service Use standard protocols A1.1 Open, free protocol Choose a relevant service Use open, free protocols A1.2 Authenticated access if needed Choose a relevant service Provide authenticated access A2. Metadata remain accessible Choose a relevant service Provide tombstone records I1. Use of formal language (standards) Adopt standards Support appropriate standards I2. Metadata vocabularies are FAIR Advocate for FAIR metadata Support FAIR metadata I3. Qualified references (linked data) Cross-reference resources Cross-reference resources R1. Rich metadata (plurality of attributes) Enrich metadata/documentation Advocate for good metadata R1.1 Clear data usage licence Choose appropriate licence Require licences R1.2 Metadata covers provenance Say where data came from Require provenance R1.3 Community standards Adopt community standards Support community standards Equal, if not more, responsibility on data services
  • 12. Researcher role 1. Adopt relevant standards as you create data 2. Create rich metadata and documentation which • conforms to community standards • explains provenance • assigns a clear usage licence • cross-links data, metadata, code and other resources 3. Choose appropriate data services which • assign Persistent Identifiers • enhance discoverability via indexes / catalogues • use standard protocols for (authenticated) access 4. Advocate for / contribute to community standards
  • 13. Institutional role 1. Raise awareness of community standards 2. Help researcher select appropriate data services 3. If running a repository: • assign Persistent Identifiers • ensure metadata specifies the PID • expose metadata via indexes / catalogues / harvesting… • use standard protocols for (authenticated) access • cross-reference resources • keep metadata accessible, even when data aren’t 4. Set requirements / advocate for good practice
  • 14. Inherent link: data and services In order for data to be FAIR, you need services that enable FAIR