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What does it mean to be an author?
COPE: Promoting integrity in research and its publication
Elizabeth Moylan, COPE (Committee on Publication Ethics)
Senior Editor (Peer Review Strategy & Innovation) BMC (part of Springer Nature)
ORCID: 0000-0002-4651-4969
elizabeth.moylan@biomedcentral.com
@latwec
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Overview
Introduction to COPE
Why does good authorship practice matter?
What are the challenges?
Resources that may help…
What are potential solutions?
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What is COPE?
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Who are COPE members?
• 11, 000 + members (editors, publishers, associates)
• Pilot project with 5 institutions, Caltech, Ottawa Hospital
Research Institute, University of Ottawa, Queensland
University of Technology, Hong Kong University
• COPE operates with a small group of paid employees
and a large group of volunteers who serve on the
trustee board and council.
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Why authorship matters
COPE: Promoting integrity in research and its publication
publicationethics.org
Authorship matters because it confers
• Credit and attribution
• Responsibility and accountability
• Legal rights
• Key in shaping academic careers
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What are the challenges?
COPE: Promoting integrity in research and its publication
publicationethics.org
Challenges
•Multiple authors (100-1000 authors)
•Discipline-specific approaches
•Multi-disciplinary research
•Cultural-specific approaches
•Determining ‘significant’ contributions
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Poor practices
•Guest authors
•Gift authors
•Ghost authors
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Authorship issues are a common concern
https://publicationethics.org/files/u7140/Peer%20Review%20poster_2017.pdf
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What are potential solutions?
COPE: Promoting integrity in research and its publication
publicationethics.org
COPE’s Core Practices
https://publicationethics.org/core-practices
COPE assists editors of scholarly journals and publishers - as well as other
parties, such as institutions - in their work to preserve and promote the
integrity of the scholarly record through policies and practices. COPE
describes these in 10 “Core Practices”. COPE's Core Practices should be
considered alongside specific national and international codes of conduct for
research.
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‘‘
Journals and publishers should have robust and well-
described, publicly documented practices in all the
following areas
https://publicationethics.org/core-practices
https://publicationethics.org/files/editable-bean/COPE_Core_Practices_0.pdf
Clear policies
Clear policies (that allow for transparency around who
contributed to the work and in what capacity) should be in
place for requirements for authorship and contributorship as
well as processes for managing potential disputes.‘‘
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Design/acquisition, analysis or interpretation of
data
Writing/revising
Approval/signoff
Accountability
AND
E.g. ICMJE says authorship be based on
AND
AND
Emerging standards?
COPE: Promoting integrity in research and its publication
CRediT: Contributor Roles Taxonomy
Resources to help
COPE: Promoting integrity in research and its publication
Authorship webinar
publicationethics.org
http://publicationethics.org/files/Authorship_DiscussionDocument.pdf
Handout!
Handout!
Training programmes e.g. QUT
Potential solutions
• Clear policies
• Training, support and proactive outreach
• Agree authorship early and keep a record
• Adopt standards that promote transparency: ORCID and
CRediT
• Move away from authorship to contributorship?
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Thank you!
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What does it mean to be an Author?

Editor's Notes

  • #4 Membership organisation – promote integrity….. Highlight key points. From http://publicationethics.org/files/u7140/StrategicPlan2016_2018.pdf As an organization, COPE’s role is to assist editors of scholarly journals and publisher/owners in their endeavour to preserve and promote the integrity of the scholarly record through policies and practices that reflect the current best principles of transparency as well as integrity
  • #10 Complex and varied
  • #11 e.g. see https://twitter.com/EQUATORNetwork/status/991218212728705025
  • #12 authorship issues common concern raised by COPE members. Consistently high!
  • #18 Perhaps most well known guidelines. The ICMJE recommends that authorship be based on the following 4 criteria: Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work; AND Drafting the work or revising it critically for important intellectual content; AND Final approval of the version to be published; AND Agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. In addition to being accountable for the parts of the work he or she has done, an author should be able to identify which co-authors are responsible for specific other parts of the work. In addition, authors should have confidence in the integrity of the contributions of their co-authors.
  • #25 Here’s a link to COPE’s authorship white paper [copies provided]