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Diversity, Equity &
Inclusion (DEI) Through
the Research Lens
Introduction to ISI
2
Dr. Eugene
Garfield
Lessons from authorship studies
4
https://clarivate.com/lp/ethnic-diversity-in-science/
01
To track ethnic authorships
trends on a larger scale and
across science, we used
bibliographic authors’ last
names retrieved from articles
indexed in the Web of Science
and used the U.S. Census last
names database
02
03
04
Methodology summary
We limited our Web of
Science dataset to
publications from U.S.
institutions and U.S. authors
only, as we were using
comparative data from the
U.S. Census
Using an exact match
between authors’ last names
and U.S. Census data we were
able to match, depending on
the discipline, 75%-80% of
authors’ last names to the
U.S. Census ethnic
identification
▪
For this study we selected 5
areas of research (1)
Biochemistry (2) Biochemical
Engineering (3) Computer
Science (4) Medical research
and (5) Mathematics
Findings
Biotechnology
▪ The biochemistry dataset included 205,481 U.S. exclusive
publications from 2010-2020 and 128,571 unique last
names.
▪ White-identifying academics represent slightly more than
44% of all authors and remain at this level through the
years, up to 2018.
▪ In 2018 and 2019 the authorship identified as White Only
decreases to 42.5% and 41.9% respectively with a slight
increase seen in 2020.
▪ The level of Asian/Pacific Islands Only authorship remains at
the 23%-24% average, showing slight increase in 2018,
2019 and 2020. However, Black Only authorship remains
stagnant at 5.5%.
▪ Hispanic authorship shows a slight increase from 4.1% in
2010 to 5.2% in 2019 with a slight decrease in 2020 to
4.8%.
▪ Native American/ Alaska Natives’ authorship in biochemistry
is significantly lower at 0.33% with no evident increase.
0
10
20
30
40
50
60
70
White Only Black Only Asian/Pacific
Islands Only
Native
American /
Alaska Native
Two or More Hispanic
Percentage
Research Community US census
0
5
10
15
20
25
30
35
40
45
50
2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020
Percentage
Year
White Only Black Only
Asian/Pacific Islands Only Native American / Alaska Native
Two or More Hispanic
Mathematics
▪ The mathematics dataset contained 48,080 U.S.
exclusive publications from 2010-2020 and
17,909 unique names.
▪ The field has a majority of authors identified as
White Only. White Only authorship is approximately
47% but sees a steady decrease from 2010
onward to 45% in 2020.
▪ In contrast to biochemistry, in mathematics the gap
between White Only authorship and other ethnic
groups is larger.
▪ Asian/Pacific Islands Only authorship is estimated
at 15%-19% through the years, showing a very
slight increase in 2020.
▪ Black Only authorship is stagnant at 4.6%, while
Hispanic authorship is stagnant at approximately
3.8%. The level of Native American/Alaska Native
authors is extremely low at 0.28%.
0
10
20
30
40
50
60
70
White Only Black Only Asian/Pacific
Islands Only
Native
American /
Alaska Native
Two or More Hispanic
Percentage
Research Community US census
0
10
20
30
40
50
60
2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020
Percentage
Year
White Only Black Only
Asian/Pacific Islands Only Native American / Alaska Native
Two or More Hispanic
Medical research
0
10
20
30
40
50
60
70
White Only Black Only Asian/Pacific
Islands Only
Native
American /
Alaska Native
Two or More Hispanic
Percentage
Research Community US census
0
5
10
15
20
25
30
35
40
45
50
2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020
Percentage
Year
White Only Black Only
Asian/Pacific Islands Only Native American / Alaska Native
Two or More Hispanic
▪ Our medical research dataset consisted of
102,209 U.S. exclusive publications from 2010-
2020 and 90,145 unique names.
▪ Although White Only authorship dominates, it is
steadily decreasing over time from approximately
45% in 2010 to 42% in 2020, while Asian/Pacific
Islands Only authorship is steadily increasing from
approximately 21% in 2010 to 23% in 2020.
▪ Black Only authorship is low but steady, at
approximately 5.5%.
▪ Hispanic authorship is low but steadily increasing
from approximately 4.3% in 2010 to 5.1% in
2020.
▪ Native American/Alaska Native authorship is
extremely low at approximately 0.3% in 2010 and
shows a very slight increase of 0.32% in 2020.
Computer science
0
10
20
30
40
50
60
70
White Only Black Only Asian/Pacific
Islands Only
Native
American /
Alaska Native
Two or More Hispanic
Percentage
Research Community US census
0
5
10
15
20
25
30
35
40
45
2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020
Percentage
Year
White Only Black Only
Asian/Pacific Islands Only Native American / Alaska Native
Two or More Hispanic
▪ The computer science dataset included 59,117 U.S.
exclusive publications from 2010-2020 and 37,536 unique
names.
▪ Here we see relatively low representation of White Only
authors at around half the U.S. population rate, with 37.7%
in 2010, decreasing to approximately 30.7% in 2020.
▪ Asian/Pacific Islands Only authorship increased substantially
from 28.1% in 2010 to 38.1% in 2020, overtaking White
Only authorship from 2017 onwards.
▪ Black Only authorship sees fluctuations with approximately
4.2% in 2010, a slight decrease in 2012- 2013, an
increase in 2016-2017 and a decrease from 2018 onwards
to 3.8%.
▪ Hispanic authorship is also decreasing slightly through the
years from approximately 3.7% in 2010 to 3.2% in 2020.
▪ Native American/ Alaska Native authorship is lower than the
other disciplines we examined with approximately 0.24% in
2010 decreasing to 0.23% in 2020.
Summary
Of the fields we studied,
medical research has
the highest
representation of Black
Only authors (5.5%),
but this is still less than
half of the same group’s
representation within
the U.S. population of
12%.
Our analysis shows
that in most of the
disciplines we chose
to analyze, ethnicity
of authorship hasn’t
changed much in
the last 10 years.
Native American/Alaska
Native authorship is
very low across the
studied disciplines and
in some cases, such as
computer science, sees
decrease in
participation.
Most areas of study
that we examined in
the United States
exhibit a sustained
underrepresentation
of specific minority
groups, most notably
Black Only and
Hispanic authors.
In all areas we looked
at, publication rates
from Asian/Pacific
Islands Only authors
are vastly higher than
might be expected in
the context of the U.S.
population
1 2 3 4 5
Gender productivity
13
14
Authorship and Productivity of Females and
Males
We examined trends relating to women’s participation in scientific research
and the impact of their publications as seen through citations.
However, unlike previous studies, we added two dimensions: academic
age and single authorship
The choice to focus on academic age stems from the need to examine
whether there is a change in participatory levels through time,
especially to see if more females are entering and thriving in certain
scientific fields.
Creating a level playing field in which we only compared people
with the same academic age, and articles where they were the
sole author, allowed us to uncover some interesting trends over
the past decade.
For this study, we chose to analyze six fields: Chemistry,
Computer Science, Economics, Nursing, Physics and Psychiatry.
Methodology
05
04
03
02
01
We calculated
academic age
based on a
researcher’s
entire
publication
record, including
multi-authored
publications.
We collected data
from the Web of
Science Core
Collection and limited
it to authors with at
least one single-
author publication
affiliated with an
academic institution
in the United States.
The 74,815 authors
that have produced a
single-authored
publication between
2011 and 2021 have
collectively produced
4,095,035
publications across
their entire careers to
date.
For this study,
we chose to
analyze six fields:
Chemistry,
Computer
Science,
Economics,
Nursing, Physics
and Psychiatry.
Then, we
calculated the
academic age
(last year – first
year) for those
authors based
on their entire
career profile.
Findings
16
01
02
03
04
01
02
03
04
Females are single
authoring papers
much earlier in
academic age than
males
academic age of
females is lower
than that of the
males in all
disciplines
females are slowly
but steadily
entering the
research arena
across disciplines
citations per
paper are lower
for single
authored female
papers than males
In later-career
ages males
publish more
single authored
papers than
females
Male authored
single authored
papers receive
more citations
across disciplines
except Nursing
Male academic
career is ‘older’
which could mean
longer career
span
Males may
develop networks
earlier in their
career and so co-
author with those
groups.
Findings Summary
© 2021 Clarivate. All rights reserved. Republication or redistribution of Clarivate content, including by framing or similar means, is prohibited without the prior
written consent of Clarivate. Clarivate and its logo, as well as all other trademarks used herein are trademarks of their respective owners and used under license.
Thank you
Gali.Halevi@clarivate.com
Visit our website:
https://clarivate.com/the-institute-for-scientific-information/

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UKSG 2023 - Gender and ethnicity productivity patterns in the scientific literature

  • 1. Diversity, Equity & Inclusion (DEI) Through the Research Lens
  • 6. 01 To track ethnic authorships trends on a larger scale and across science, we used bibliographic authors’ last names retrieved from articles indexed in the Web of Science and used the U.S. Census last names database 02 03 04 Methodology summary We limited our Web of Science dataset to publications from U.S. institutions and U.S. authors only, as we were using comparative data from the U.S. Census Using an exact match between authors’ last names and U.S. Census data we were able to match, depending on the discipline, 75%-80% of authors’ last names to the U.S. Census ethnic identification ▪ For this study we selected 5 areas of research (1) Biochemistry (2) Biochemical Engineering (3) Computer Science (4) Medical research and (5) Mathematics
  • 8. Biotechnology ▪ The biochemistry dataset included 205,481 U.S. exclusive publications from 2010-2020 and 128,571 unique last names. ▪ White-identifying academics represent slightly more than 44% of all authors and remain at this level through the years, up to 2018. ▪ In 2018 and 2019 the authorship identified as White Only decreases to 42.5% and 41.9% respectively with a slight increase seen in 2020. ▪ The level of Asian/Pacific Islands Only authorship remains at the 23%-24% average, showing slight increase in 2018, 2019 and 2020. However, Black Only authorship remains stagnant at 5.5%. ▪ Hispanic authorship shows a slight increase from 4.1% in 2010 to 5.2% in 2019 with a slight decrease in 2020 to 4.8%. ▪ Native American/ Alaska Natives’ authorship in biochemistry is significantly lower at 0.33% with no evident increase. 0 10 20 30 40 50 60 70 White Only Black Only Asian/Pacific Islands Only Native American / Alaska Native Two or More Hispanic Percentage Research Community US census 0 5 10 15 20 25 30 35 40 45 50 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Percentage Year White Only Black Only Asian/Pacific Islands Only Native American / Alaska Native Two or More Hispanic
  • 9. Mathematics ▪ The mathematics dataset contained 48,080 U.S. exclusive publications from 2010-2020 and 17,909 unique names. ▪ The field has a majority of authors identified as White Only. White Only authorship is approximately 47% but sees a steady decrease from 2010 onward to 45% in 2020. ▪ In contrast to biochemistry, in mathematics the gap between White Only authorship and other ethnic groups is larger. ▪ Asian/Pacific Islands Only authorship is estimated at 15%-19% through the years, showing a very slight increase in 2020. ▪ Black Only authorship is stagnant at 4.6%, while Hispanic authorship is stagnant at approximately 3.8%. The level of Native American/Alaska Native authors is extremely low at 0.28%. 0 10 20 30 40 50 60 70 White Only Black Only Asian/Pacific Islands Only Native American / Alaska Native Two or More Hispanic Percentage Research Community US census 0 10 20 30 40 50 60 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Percentage Year White Only Black Only Asian/Pacific Islands Only Native American / Alaska Native Two or More Hispanic
  • 10. Medical research 0 10 20 30 40 50 60 70 White Only Black Only Asian/Pacific Islands Only Native American / Alaska Native Two or More Hispanic Percentage Research Community US census 0 5 10 15 20 25 30 35 40 45 50 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Percentage Year White Only Black Only Asian/Pacific Islands Only Native American / Alaska Native Two or More Hispanic ▪ Our medical research dataset consisted of 102,209 U.S. exclusive publications from 2010- 2020 and 90,145 unique names. ▪ Although White Only authorship dominates, it is steadily decreasing over time from approximately 45% in 2010 to 42% in 2020, while Asian/Pacific Islands Only authorship is steadily increasing from approximately 21% in 2010 to 23% in 2020. ▪ Black Only authorship is low but steady, at approximately 5.5%. ▪ Hispanic authorship is low but steadily increasing from approximately 4.3% in 2010 to 5.1% in 2020. ▪ Native American/Alaska Native authorship is extremely low at approximately 0.3% in 2010 and shows a very slight increase of 0.32% in 2020.
  • 11. Computer science 0 10 20 30 40 50 60 70 White Only Black Only Asian/Pacific Islands Only Native American / Alaska Native Two or More Hispanic Percentage Research Community US census 0 5 10 15 20 25 30 35 40 45 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Percentage Year White Only Black Only Asian/Pacific Islands Only Native American / Alaska Native Two or More Hispanic ▪ The computer science dataset included 59,117 U.S. exclusive publications from 2010-2020 and 37,536 unique names. ▪ Here we see relatively low representation of White Only authors at around half the U.S. population rate, with 37.7% in 2010, decreasing to approximately 30.7% in 2020. ▪ Asian/Pacific Islands Only authorship increased substantially from 28.1% in 2010 to 38.1% in 2020, overtaking White Only authorship from 2017 onwards. ▪ Black Only authorship sees fluctuations with approximately 4.2% in 2010, a slight decrease in 2012- 2013, an increase in 2016-2017 and a decrease from 2018 onwards to 3.8%. ▪ Hispanic authorship is also decreasing slightly through the years from approximately 3.7% in 2010 to 3.2% in 2020. ▪ Native American/ Alaska Native authorship is lower than the other disciplines we examined with approximately 0.24% in 2010 decreasing to 0.23% in 2020.
  • 12. Summary Of the fields we studied, medical research has the highest representation of Black Only authors (5.5%), but this is still less than half of the same group’s representation within the U.S. population of 12%. Our analysis shows that in most of the disciplines we chose to analyze, ethnicity of authorship hasn’t changed much in the last 10 years. Native American/Alaska Native authorship is very low across the studied disciplines and in some cases, such as computer science, sees decrease in participation. Most areas of study that we examined in the United States exhibit a sustained underrepresentation of specific minority groups, most notably Black Only and Hispanic authors. In all areas we looked at, publication rates from Asian/Pacific Islands Only authors are vastly higher than might be expected in the context of the U.S. population 1 2 3 4 5
  • 14. 14 Authorship and Productivity of Females and Males We examined trends relating to women’s participation in scientific research and the impact of their publications as seen through citations. However, unlike previous studies, we added two dimensions: academic age and single authorship The choice to focus on academic age stems from the need to examine whether there is a change in participatory levels through time, especially to see if more females are entering and thriving in certain scientific fields. Creating a level playing field in which we only compared people with the same academic age, and articles where they were the sole author, allowed us to uncover some interesting trends over the past decade. For this study, we chose to analyze six fields: Chemistry, Computer Science, Economics, Nursing, Physics and Psychiatry.
  • 15. Methodology 05 04 03 02 01 We calculated academic age based on a researcher’s entire publication record, including multi-authored publications. We collected data from the Web of Science Core Collection and limited it to authors with at least one single- author publication affiliated with an academic institution in the United States. The 74,815 authors that have produced a single-authored publication between 2011 and 2021 have collectively produced 4,095,035 publications across their entire careers to date. For this study, we chose to analyze six fields: Chemistry, Computer Science, Economics, Nursing, Physics and Psychiatry. Then, we calculated the academic age (last year – first year) for those authors based on their entire career profile.
  • 17. 01 02 03 04 01 02 03 04 Females are single authoring papers much earlier in academic age than males academic age of females is lower than that of the males in all disciplines females are slowly but steadily entering the research arena across disciplines citations per paper are lower for single authored female papers than males In later-career ages males publish more single authored papers than females Male authored single authored papers receive more citations across disciplines except Nursing Male academic career is ‘older’ which could mean longer career span Males may develop networks earlier in their career and so co- author with those groups. Findings Summary
  • 18. © 2021 Clarivate. All rights reserved. Republication or redistribution of Clarivate content, including by framing or similar means, is prohibited without the prior written consent of Clarivate. Clarivate and its logo, as well as all other trademarks used herein are trademarks of their respective owners and used under license. Thank you Gali.Halevi@clarivate.com Visit our website: https://clarivate.com/the-institute-for-scientific-information/