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Things to Know about
the UC Open Access Policy
Katie Fortney
Copyright Policy & Education Officer, CDL
Office of Scholarly Communication
December 2, 2014
University of California
1. The Policy was adopted by the
Academic Council on behalf of UC faculty
Covered:
• Senate faculty
• “Scholarly articles,”
including materials
published in journals,
conference proceedings,
etc.
• Articles with a publication
agreement signed after
July 24, 2013
Not covered:
• Students
• Adjuncts/Visiting profs
• Post-docs and researchers
• Books
• Popular, non-scholarly
articles
• Fiction and poetry
• Lecture notes
• Articles published before
the policy was passed
2. Goal: increased access to the
research and scholarship of UC
0
0.5
1
1.5
2
2.5
3
3.5
4
Readers
Publications
3. You do not need to change
your publishing practices
CC-BY xlibber: https://www.flickr.com/photos/xlibber/4855182596/sizes/l
4. It costs no money to
comply with the policy
5. We’ve got resources to help
faculty make informed decisions
6. There are two phases of the Policy
implementation across UC
7. Faculty deposit is now required at
UC Berkeley (as of Nov. 1, 2014)
8. Faculty deposit will look very different
at UC Berkeley in September 2015
9. Deposited articles will be displayed
in eScholarship, UC’s IR
10. The Office of Scholarly
Communication site is your friend
uc-oa.info

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Things to Know about the UC Open Access Policy - Berkeley version

  • 1. Things to Know about the UC Open Access Policy Katie Fortney Copyright Policy & Education Officer, CDL Office of Scholarly Communication December 2, 2014 University of California
  • 2. 1. The Policy was adopted by the Academic Council on behalf of UC faculty Covered: • Senate faculty • “Scholarly articles,” including materials published in journals, conference proceedings, etc. • Articles with a publication agreement signed after July 24, 2013 Not covered: • Students • Adjuncts/Visiting profs • Post-docs and researchers • Books • Popular, non-scholarly articles • Fiction and poetry • Lecture notes • Articles published before the policy was passed
  • 3. 2. Goal: increased access to the research and scholarship of UC 0 0.5 1 1.5 2 2.5 3 3.5 4 Readers Publications
  • 4. 3. You do not need to change your publishing practices CC-BY xlibber: https://www.flickr.com/photos/xlibber/4855182596/sizes/l
  • 5. 4. It costs no money to comply with the policy
  • 6. 5. We’ve got resources to help faculty make informed decisions
  • 7. 6. There are two phases of the Policy implementation across UC
  • 8. 7. Faculty deposit is now required at UC Berkeley (as of Nov. 1, 2014)
  • 9. 8. Faculty deposit will look very different at UC Berkeley in September 2015
  • 10. 9. Deposited articles will be displayed in eScholarship, UC’s IR
  • 11. 10. The Office of Scholarly Communication site is your friend uc-oa.info

Editor's Notes

  1. -Adopted by faculty, for faculty, not externally imposed. -As a Senate policy, only covers Senate faculty. -Only covers recent articles, not those from before it was adopted.
  2. Increased access is the main goal. -No dark archiving required for articles where the policy’s license is waived. -No local copy for articles available in an OA journal or another OA repository. -Benefits: public good, increased awareness of UC scholarly output, more readers and citation for UC work.
  3. -Faculty do not need to change where they’re publishing. They don’t need to publish in OA journals. -They don’t need to negotiate different terms in their author agreements. Faculty can rely on the policy for broad rights to share their work, regardless of a publisher’s default terms, as long as they haven’t gotten a waiver.
  4. -Making an article open access *at the journal website* sometimes costs money, depending on the journal. -This policy is about making a version of each article freely available separately from the version of record – in eScholarship, UC’s open access repository. -Publishers know about this. About 200 were notified over a year ago, and only a few have been requesting waivers.
  5. -Decision tree on the FAQ page to help faculty understand what to do, at a glance. -Website also has FAQs, information on publishers contacted and waivers requested, deposit quick start guides, and more. -Always looking for new ways to better convey OA Policy information – e-mail us with ideas for new resources to add.
  6. -UCI, UCLA, and UCSF have served as pilot campuses while we continue to build out the infrastructure to support the policy. -Resources about the policy will show slightly different guidance, depending by campus, until everyone is in the second phase.
  7. -Manual deposit has been streamlined: single screen, drag-and-drop upload, auto-fill of some fields once a DOI is provided. -Pilot campuses started last fall; remaining seven are supposed to deposit now. -Still requires faculty to know about the policy and initiate the process.
  8. Publication management system -Instead of relying on faculty to initiate, it will email them when it finds articles in academic databases that appear to match their profile information, asking them to confirm and provide a copy. -Single sign on (shibboleth). -Pilot campuses have access now, everyone else by next fall. -Proxies can be delegated to upload and manage articles on faculty authors’ behalf.
  9. Regardless of deposit route (manual or prompted by email), regardless of whether faculty provide full text or an open access link, every article ends up with a record in eScholarship. -Growing all the time, from all over the world, with traffic coming from web searches, Google Scholar, etc. -60% of visitors are non-US. -Provides viewing and download statistics for authors.
  10. Where to find: -decision tree, FAQ, these slides -deposit quick start guides and deposit starting point -list of contacted publishers and waiver data -waiver and embargo generator -osc@ucop.edu email address, for help with tricky questions