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Curtin Institute for Computation / Data Science Transforming Maintenance Talk, 2019
The Hidden Stories
of Missing Data
Maria Wolters
Reader in Design Informatics
University of Edinburgh
Alan Turing Institute Faculty Fellow
maria.wolters@ed.ac.uk
@mariawolters
http://www.slideshare.net/mariawolters
Background
Speech science, technology, and computational linguistics
Speech synthesis development
Clinical phonetics
Spoken Dialogue Systems
Human-Computer Interaction
eHealth for chronic illness, with particular focus on context of use
(evaluation / requirements; accessibility / inclusion; multilingual /
multicultural)
interdisciplinary gad butterfly
My Location
Also collaborators in
• US 

(Indiana University)
• China 

(Peking University / Baidu)
• Singapore 

(A*STAR)
• Nepal 

(Kathmandu / Tribhuvan)
• Uganda 

(Makerere)
• Australia (hopefully?)
Source: Lonely Planet
Affiliations
My application: 

maintaining complex human biological systems
Your application: 

maintaining complex technological systems
I believe there is plenty of overlap 

even before we start discussing cyborgs and
sentient star ships!
(And tracking / monitoring / diagnostic
technology needs to be maintained, too)
http://thoughtstipsandtales.com/2014/11/06/fitbit-fun-ten-months-later/
http://thoughtstipsandtales.com/2015/03/05/fabulous-fitbit-accessory-to-keep-the-clasp-from-opening/
Key Points
❖ Missing data can tell us a lot about the process of generating
and inputing data points - but only if we understand why data
are missing
❖ Mathematical analysis: How do we deal with informative
missing data?
❖ Social science analysis: what are the mechanisms that
determine who inputs what, why, and how?
❖ This has implications for analysis and service design
What Is Missing Data?
Missing Data
❖ informally: observations that we would like to be there, or
that should be there, but that are not
❖ Statistical treatment depends on whether data are missing
❖ completely random (MCAR; missing completely at
random)
❖ predictable from existing data (MAR; missing at random)
❖ not predictable from existing data (MNAR; missing not
at random)
My Goal
❖ Tell the hidden stories behind missing data by
understanding and describing data generation processes
❖ qualitatively for deeper understanding
❖ quantitatively to feed into data analysis and
visualisation - while leaning heavily on maths/ stats
colleagues
❖ Unsurprisingly, I like a Bayesian approach where
qualitative understanding can be brought in easily in priors
and model construction
Mathematical Ways of Coping
❖ Complete Case Analysis (but you lose insight)
❖ Imputation
❖ statistical methods (too many to mention, but are not
getting applied as much as they should)
❖ machine learning (e.g., Deep Learning)
Mathematical Modelling Collaborations
❖ Model selection (current collab. w/ Ruth King)
❖ what happens if we assume that people are in state X
when they do not input data?
❖ based on Hidden Semi-Markov Models, where sensor
readings are observations
❖ also used in predictive maintenance
❖ Chain Event Graphs (Barclay et al., future collab. w/ Jim
Q Smith)
Social Science Analysis:
Appropriating Help4Mood
depressioncomix.tumblr.com
Depression is a
change
relative to an
individual
baseline
Help4Mood: Supporting People with Depression
• daily monitoring
• of activity using
actigraph
• of mood, thought
patterns & psycho-
motor symptoms using
talking head GUI
• weekly one-page reports
to clinicians
Maria K. Wolters, Juan Martínez-Miranda, Soraya Estevez, Helen F. Hastie, Colin Matheson (2013). Managing Data in Help4Mood AMSYS ICST DOI: 10.4108/trans.amsys.
01-06.2013.e2
User Centred Development
❖ Step 1: 

Focus groups with people with depression, general
practitioners, and psychiatrists / psychologists
❖ Step 2: 

Case studies of a minimal system with just actigraphy
and mood monitoring
❖ Step 3:

Pilot randomised controlled trial of full system
Pilot Randomised Controlled Trial
❖ Participants with Major Depressive Disorder (SCID
diagnosed)
❖ Use Help4Mood for 4 weeks every day
❖ Background measures include demographics and
attitudes to computers
❖ Pre/Post measures to establish change
❖ Qualitative interviews at intake and debriefing for those
randomized to Help4Mood
Usage Patterns during Pilot RCT
❖ 18 in Romania, 7 in Scotland, 2 in Spain (EU Project)
❖ 14 treatment as usual (age 42 years +/- 10), 13
Help4Mood (age 35 +/- 12)
❖ None formally tracked or measured their mood before,
but some used introspection
Even For Regular Users, Half the Data Were Missing!
❖ Half did not use it regularly, and half used it regularly
❖ Regular use was not daily; instead, it was 2-3 times per
week. Why?
❖ Lack of mobility: Platform was installed on a laptop,
difficult to take on trips
❖ Self-Reporting is Work: boring, tedious; or demanding
❖ Appropriation: Users tweak technology to fit their
needs, departing from initial design

cf Dix, Alan (2007): Designing for Appropriation. In Proc. BCS HCI Group, (pp. 27-30)
Missing Data Is Informative
❖ People used Help4Mood in idiosyncratic ways
❖ Use versus non-use means different things for different
people:
❖ some may be bored by the questions
❖ others may feel unable to confront them
The Chore of Self-Reporting I
If at all possible,
it would be good not to have the same questions every day;
or even if the questions are the same, the phrasing should be
different.
At some point it gets boring—I think this could be changed.
(RO15, female, 30–39)
The Chore of Self-Reporting II
“This wasn’t very pleasant.
Because you don’t go to therapy every day.
You wouldn’t go every day; you would go maybe once a week or
two or three times maybe, but not every day.
It’s a bit too much to use it every day.”
(P01, Case Studies)
Appropriation: Coping and Sensemaking
The monitoring part helped me understand some things [. . .]
sometimes I did not realize how I felt that day, how happy I was
or how active I was. The system helped me observe these
things and also control them.
(RO14, female, 20–29)
It Doesn’t (Quite) Work This Way
http://imgarcade.com/1/depressed-stick-figure/
Constant
Unobtrusive
Data Stream
Self-Help
Internet-Based
Therapy
+
http://www.acog.org/About-ACOG/ACOG-Departments/Long-Acting-Reversible-Contraception
https://www.osneybuyside.com/forget-big-data-just-collect-smart-data/
http://www.clipartsfree.net/small/3977-game-piece-group-clipart.html
Peer Support
It’s a complex adaptive system
http://www.thebolditalic.com/articles/3609-the-stick-figure-guide-to-kicking-depression
Individualised monitoring
based on what person has &
does
Coping and getting better:
• Twitter, exercise, kindness
• Friends
• Medications
• GP
Productive reflection and
self-experimentation
We Benefit Most From Missing
Data If We Know Why It is Missing
Help4Mood
❖ Modelling individual tendencies using priors
❖ Examples:
❖ For P01 („hard to cope with questions“): 

p(non-use | unwell) > p(use | unwell)
❖ For RO15 („boring!“): 

p(non-use | unwell) = p(use | unwell)
❖ For RO14 („helps make sense of feelings“): 

p(non-use | unwell) < p(use | unwell)
Telemonitoring
❖ Missing data can be
❖ missing co-variate information (e.g. from EHRs)
❖ missing readings
❖ people dropping out of treatment
❖ Existing data suggests that people are less likely to track
symptoms when they are unwell (Wong, 2018;
supervised by King & Wolters)
Electronic Health Records
❖ Quality issues in data entry and management, which is
often due to workflow and user interface issues (e.g., Chan et al.,
2014, Medical Care Research and Review)
❖ People go to the doctor when worried about something,
which increases likelihood of detection of other
problems - so does diabetes really increase your cancer
risk, or is your cancer more likely to be spotted in
regular check ups? (e.g, Badrick and Renehan, 2014, Eur J Cancer)
Non Attendance of Unwell, Poor, and Rich
❖ People with 4 or more health issues are 38% more likely to
miss appointments (McQueenie et al, 2019)
❖ All-cause mortality rate of people with a high number of
missed appointments is eight times higher than the
baseline (McQueenie et al, 2019)
❖ People with low socio-economic status more likely to miss
appointments (Ellis et al., 2017)
❖ Practices in urban affluent areas have more missed
appointments (Ellis et al, 2017)
A Preliminary Concept Map of Limits of Tracking
❖ based on literature, own work (Help4Mood), student
projects (disclosure, activity tracking), 2016 brainstorming
working group at Turing (Potts/Fugard/King/Newhouse)
❖ Concept map to guide both planning of studies and
coding / interpretation of data
❖ We can start with simple models that bring in parts of the
concept map before becoming more complex
❖ not yet based on formal systematic review
Limits of Tracking - Sensing Algorithms
what swimming (not all are waterproof)
weightlifting
team sports
self-reported effort
e.g.,Rooksby, J., Rost, M., Morrison, A., and Chalmers, M. C., (2014). Personal tracking as lived informatics. In Proc. CHI ’14 (pp. 1163–1172)
Lazar, A., Koehler, C., Tanenbaum, J., & Nguyen, D. H. (2015). Why we use and abandon smart devices. In Proc. UbiComp ’15 (pp. 635–646).
sensor accuracy
„I think that you are working out“ - No, I’m just walking!
„Want me to be quiet today?“ - Yes, please shut up.
pain levels
Limits of Tracking - Time
when worried well
motivated for change
not tracking
during lazy days
stigma -
especially for devices with proper medical precision
if there is a need
e.g.,Rooksby, J., Rost, M., Morrison, A., and Chalmers, M. C., (2014). Personal tracking as lived informatics. In Proc. CHI ’14 (pp. 1163–1172)
Lazar, A., Koehler, C., Tanenbaum, J., & Nguyen, D. H. (2015). Why we use and abandon smart devices. In Proc. UbiComp ’15 (pp. 635–646).
has spare cycles to manage tracker and tracking software
training for a goal
Limits of Tracking - People
who
job limits (e.g. nurses)
allergies
wrist anatomy
forgetting
to wear to bringto charge
tech interested
style / fashion
e.g.,Rooksby, J., Rost, M., Morrison, A., and Chalmers, M. C., (2014). Personal tracking as lived informatics. In Proc. CHI ’14 (pp. 1163–1172)
Lazar, A., Koehler, C., Tanenbaum, J., & Nguyen, D. H. (2015). Why we use and abandon smart devices. In Proc. UbiComp ’15 (pp. 635–646).
funds for purchase and repair
privacy and disclosure
sensemaking
Limits of Tracking - Device
device
breaks
no longer holds charge
small and easy to lose
no Internet
not synching
properly
e.g.,Rooksby, J., Rost, M., Morrison, A., and Chalmers, M. C., (2014). Personal tracking as lived informatics. In Proc. CHI ’14 (pp. 1163–1172)
Lazar, A., Koehler, C., Tanenbaum, J., & Nguyen, D. H. (2015). Why we use and abandon smart devices. In Proc. UbiComp ’15 (pp. 635–646).
availability of spare parts
easily damaged
repair cost
Preliminary Map
TRACKER
when
who
forgetting is a function of
- user characteristics
- illness
- external stress
fit with identity
device
what
detailed user model
device model
connectivity model
fit with activities
effort required
to track activity
fit with ulterior need
(why tracking?)
Trackers act as constant reminders,
be they positive (desire to be healthy)
or negative (reminder of illness).
Ethics
Nothing about us without us
co-design with end users is essential, 

in an environment where people are free to 

criticise and disagree
Summary
maria.wolters@ed.ac.uk * mariawolters.net
@mariawolters (also on LinkedIn)
Missing data can be informative and inform data quality,
but this requires triangulation with other data sources to
understand reasons for missingness.
Key intersection with maintenance: effect of device
maintenability, sustainability, and maintenance on the
complex network of tracking
The Story of Hidden Missing Data
We can only detect what is being observed.
Does that mean regular screening and monitoring?
What is the human cost of a false positive?
What is the human cost of a false negative?
What are the numbers needed to treat?

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The Hidden Stories of Missing Data

  • 1. Curtin Institute for Computation / Data Science Transforming Maintenance Talk, 2019 The Hidden Stories of Missing Data Maria Wolters Reader in Design Informatics University of Edinburgh Alan Turing Institute Faculty Fellow maria.wolters@ed.ac.uk @mariawolters http://www.slideshare.net/mariawolters
  • 2. Background Speech science, technology, and computational linguistics Speech synthesis development Clinical phonetics Spoken Dialogue Systems Human-Computer Interaction eHealth for chronic illness, with particular focus on context of use (evaluation / requirements; accessibility / inclusion; multilingual / multicultural) interdisciplinary gad butterfly
  • 3. My Location Also collaborators in • US 
 (Indiana University) • China 
 (Peking University / Baidu) • Singapore 
 (A*STAR) • Nepal 
 (Kathmandu / Tribhuvan) • Uganda 
 (Makerere) • Australia (hopefully?) Source: Lonely Planet
  • 5. My application: 
 maintaining complex human biological systems Your application: 
 maintaining complex technological systems I believe there is plenty of overlap 
 even before we start discussing cyborgs and sentient star ships! (And tracking / monitoring / diagnostic technology needs to be maintained, too)
  • 7. Key Points ❖ Missing data can tell us a lot about the process of generating and inputing data points - but only if we understand why data are missing ❖ Mathematical analysis: How do we deal with informative missing data? ❖ Social science analysis: what are the mechanisms that determine who inputs what, why, and how? ❖ This has implications for analysis and service design
  • 9. Missing Data ❖ informally: observations that we would like to be there, or that should be there, but that are not ❖ Statistical treatment depends on whether data are missing ❖ completely random (MCAR; missing completely at random) ❖ predictable from existing data (MAR; missing at random) ❖ not predictable from existing data (MNAR; missing not at random)
  • 10. My Goal ❖ Tell the hidden stories behind missing data by understanding and describing data generation processes ❖ qualitatively for deeper understanding ❖ quantitatively to feed into data analysis and visualisation - while leaning heavily on maths/ stats colleagues ❖ Unsurprisingly, I like a Bayesian approach where qualitative understanding can be brought in easily in priors and model construction
  • 11. Mathematical Ways of Coping ❖ Complete Case Analysis (but you lose insight) ❖ Imputation ❖ statistical methods (too many to mention, but are not getting applied as much as they should) ❖ machine learning (e.g., Deep Learning)
  • 12. Mathematical Modelling Collaborations ❖ Model selection (current collab. w/ Ruth King) ❖ what happens if we assume that people are in state X when they do not input data? ❖ based on Hidden Semi-Markov Models, where sensor readings are observations ❖ also used in predictive maintenance ❖ Chain Event Graphs (Barclay et al., future collab. w/ Jim Q Smith)
  • 15. Help4Mood: Supporting People with Depression • daily monitoring • of activity using actigraph • of mood, thought patterns & psycho- motor symptoms using talking head GUI • weekly one-page reports to clinicians Maria K. Wolters, Juan Martínez-Miranda, Soraya Estevez, Helen F. Hastie, Colin Matheson (2013). Managing Data in Help4Mood AMSYS ICST DOI: 10.4108/trans.amsys. 01-06.2013.e2
  • 16. User Centred Development ❖ Step 1: 
 Focus groups with people with depression, general practitioners, and psychiatrists / psychologists ❖ Step 2: 
 Case studies of a minimal system with just actigraphy and mood monitoring ❖ Step 3:
 Pilot randomised controlled trial of full system
  • 17. Pilot Randomised Controlled Trial ❖ Participants with Major Depressive Disorder (SCID diagnosed) ❖ Use Help4Mood for 4 weeks every day ❖ Background measures include demographics and attitudes to computers ❖ Pre/Post measures to establish change ❖ Qualitative interviews at intake and debriefing for those randomized to Help4Mood
  • 18. Usage Patterns during Pilot RCT ❖ 18 in Romania, 7 in Scotland, 2 in Spain (EU Project) ❖ 14 treatment as usual (age 42 years +/- 10), 13 Help4Mood (age 35 +/- 12) ❖ None formally tracked or measured their mood before, but some used introspection
  • 19. Even For Regular Users, Half the Data Were Missing! ❖ Half did not use it regularly, and half used it regularly ❖ Regular use was not daily; instead, it was 2-3 times per week. Why? ❖ Lack of mobility: Platform was installed on a laptop, difficult to take on trips ❖ Self-Reporting is Work: boring, tedious; or demanding ❖ Appropriation: Users tweak technology to fit their needs, departing from initial design
 cf Dix, Alan (2007): Designing for Appropriation. In Proc. BCS HCI Group, (pp. 27-30)
  • 20. Missing Data Is Informative ❖ People used Help4Mood in idiosyncratic ways ❖ Use versus non-use means different things for different people: ❖ some may be bored by the questions ❖ others may feel unable to confront them
  • 21. The Chore of Self-Reporting I If at all possible, it would be good not to have the same questions every day; or even if the questions are the same, the phrasing should be different. At some point it gets boring—I think this could be changed. (RO15, female, 30–39)
  • 22. The Chore of Self-Reporting II “This wasn’t very pleasant. Because you don’t go to therapy every day. You wouldn’t go every day; you would go maybe once a week or two or three times maybe, but not every day. It’s a bit too much to use it every day.” (P01, Case Studies)
  • 23. Appropriation: Coping and Sensemaking The monitoring part helped me understand some things [. . .] sometimes I did not realize how I felt that day, how happy I was or how active I was. The system helped me observe these things and also control them. (RO14, female, 20–29)
  • 24. It Doesn’t (Quite) Work This Way http://imgarcade.com/1/depressed-stick-figure/ Constant Unobtrusive Data Stream Self-Help Internet-Based Therapy + http://www.acog.org/About-ACOG/ACOG-Departments/Long-Acting-Reversible-Contraception https://www.osneybuyside.com/forget-big-data-just-collect-smart-data/ http://www.clipartsfree.net/small/3977-game-piece-group-clipart.html Peer Support
  • 25. It’s a complex adaptive system http://www.thebolditalic.com/articles/3609-the-stick-figure-guide-to-kicking-depression Individualised monitoring based on what person has & does Coping and getting better: • Twitter, exercise, kindness • Friends • Medications • GP Productive reflection and self-experimentation
  • 26. We Benefit Most From Missing Data If We Know Why It is Missing
  • 27. Help4Mood ❖ Modelling individual tendencies using priors ❖ Examples: ❖ For P01 („hard to cope with questions“): 
 p(non-use | unwell) > p(use | unwell) ❖ For RO15 („boring!“): 
 p(non-use | unwell) = p(use | unwell) ❖ For RO14 („helps make sense of feelings“): 
 p(non-use | unwell) < p(use | unwell)
  • 28. Telemonitoring ❖ Missing data can be ❖ missing co-variate information (e.g. from EHRs) ❖ missing readings ❖ people dropping out of treatment ❖ Existing data suggests that people are less likely to track symptoms when they are unwell (Wong, 2018; supervised by King & Wolters)
  • 29. Electronic Health Records ❖ Quality issues in data entry and management, which is often due to workflow and user interface issues (e.g., Chan et al., 2014, Medical Care Research and Review) ❖ People go to the doctor when worried about something, which increases likelihood of detection of other problems - so does diabetes really increase your cancer risk, or is your cancer more likely to be spotted in regular check ups? (e.g, Badrick and Renehan, 2014, Eur J Cancer)
  • 30. Non Attendance of Unwell, Poor, and Rich ❖ People with 4 or more health issues are 38% more likely to miss appointments (McQueenie et al, 2019) ❖ All-cause mortality rate of people with a high number of missed appointments is eight times higher than the baseline (McQueenie et al, 2019) ❖ People with low socio-economic status more likely to miss appointments (Ellis et al., 2017) ❖ Practices in urban affluent areas have more missed appointments (Ellis et al, 2017)
  • 31. A Preliminary Concept Map of Limits of Tracking ❖ based on literature, own work (Help4Mood), student projects (disclosure, activity tracking), 2016 brainstorming working group at Turing (Potts/Fugard/King/Newhouse) ❖ Concept map to guide both planning of studies and coding / interpretation of data ❖ We can start with simple models that bring in parts of the concept map before becoming more complex ❖ not yet based on formal systematic review
  • 32. Limits of Tracking - Sensing Algorithms what swimming (not all are waterproof) weightlifting team sports self-reported effort e.g.,Rooksby, J., Rost, M., Morrison, A., and Chalmers, M. C., (2014). Personal tracking as lived informatics. In Proc. CHI ’14 (pp. 1163–1172) Lazar, A., Koehler, C., Tanenbaum, J., & Nguyen, D. H. (2015). Why we use and abandon smart devices. In Proc. UbiComp ’15 (pp. 635–646). sensor accuracy „I think that you are working out“ - No, I’m just walking! „Want me to be quiet today?“ - Yes, please shut up. pain levels
  • 33. Limits of Tracking - Time when worried well motivated for change not tracking during lazy days stigma - especially for devices with proper medical precision if there is a need e.g.,Rooksby, J., Rost, M., Morrison, A., and Chalmers, M. C., (2014). Personal tracking as lived informatics. In Proc. CHI ’14 (pp. 1163–1172) Lazar, A., Koehler, C., Tanenbaum, J., & Nguyen, D. H. (2015). Why we use and abandon smart devices. In Proc. UbiComp ’15 (pp. 635–646). has spare cycles to manage tracker and tracking software training for a goal
  • 34. Limits of Tracking - People who job limits (e.g. nurses) allergies wrist anatomy forgetting to wear to bringto charge tech interested style / fashion e.g.,Rooksby, J., Rost, M., Morrison, A., and Chalmers, M. C., (2014). Personal tracking as lived informatics. In Proc. CHI ’14 (pp. 1163–1172) Lazar, A., Koehler, C., Tanenbaum, J., & Nguyen, D. H. (2015). Why we use and abandon smart devices. In Proc. UbiComp ’15 (pp. 635–646). funds for purchase and repair privacy and disclosure sensemaking
  • 35. Limits of Tracking - Device device breaks no longer holds charge small and easy to lose no Internet not synching properly e.g.,Rooksby, J., Rost, M., Morrison, A., and Chalmers, M. C., (2014). Personal tracking as lived informatics. In Proc. CHI ’14 (pp. 1163–1172) Lazar, A., Koehler, C., Tanenbaum, J., & Nguyen, D. H. (2015). Why we use and abandon smart devices. In Proc. UbiComp ’15 (pp. 635–646). availability of spare parts easily damaged repair cost
  • 36. Preliminary Map TRACKER when who forgetting is a function of - user characteristics - illness - external stress fit with identity device what detailed user model device model connectivity model fit with activities effort required to track activity fit with ulterior need (why tracking?) Trackers act as constant reminders, be they positive (desire to be healthy) or negative (reminder of illness).
  • 37. Ethics Nothing about us without us co-design with end users is essential, 
 in an environment where people are free to 
 criticise and disagree
  • 38. Summary maria.wolters@ed.ac.uk * mariawolters.net @mariawolters (also on LinkedIn) Missing data can be informative and inform data quality, but this requires triangulation with other data sources to understand reasons for missingness. Key intersection with maintenance: effect of device maintenability, sustainability, and maintenance on the complex network of tracking
  • 39.
  • 40. The Story of Hidden Missing Data
  • 41. We can only detect what is being observed. Does that mean regular screening and monitoring? What is the human cost of a false positive? What is the human cost of a false negative? What are the numbers needed to treat?