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 Transfer of new technologies from universities and research
 institutions to parties capable of commercialization, or in the
 sense of transfer of technologies across international borders,
 generally from developed to developing countries.
 Each year Israeli technology transfer companies generate a
 total of over NIS 1 Billion in royalties.

 Over NIS 100 Million are invested by industrial companies in
 scientific research collaborations at universities

 About 150 new technologies are licensed from Israeli
 universities and research institutes each year
 Entering into technology transfer agreements

 Setting up joint ventures and partnerships to share both the risks
 and rewards of bringing new technologies to market

 Other corporate vehicles such as spin-outs. In such cases, the
 parent company usually offers support to the “spin out” company
 doing one or more of the following:
      investing equity in the new firm,
      being the first customer of the spin-out (helps to create cash
       flow),
      providing incubation space (desk, chairs, phones, internet
       access, etc.),
      providing services such as legal, finance, technology, etc…
   Employee poaching
        One of the methods used in the technology transfer industry to capture the expertise of competition is
        to poach executives and technology specialists. This is one of the activities of headhunters,
        recruitment firms.

   Industrial espionage
        It implies corporate spying with professional criminals targeting specific technology, initiating network
        attacks (hacks), laptop computer thefts accessing source code, product designs, marketing plans,
        customer lists, approaching employees to reveal company information, etc

   Reverse engineering
        It occurs when someone legally obtains a product, and then discovers how that product works or how
        it was put together by carefully studying it, taking it apart, experimenting on it, etc..

   Counterfeiting
        Counterfeit goods (commonly called "knockoffs") consist of the imitation of a product. If it is usually
        made ​without compliance with quality standards of the infringing product, it sometimes leads to an
        acquisition of knowledge, by the method of trial and error.
Patents
       Designs                  An invention, whether a product
       & Models                    or a process, which must be
                                                                             Trademarks
                                 industrially applicable (useful),
 The unique way a product                   be new (novel)                  A distinctive sign,
looks such as a computer’s            and exhibit a sufficient       which identifies certain goods
         molding                           “inventive step”         or services as those produced /
                                          (be non-obvious)         provided by a specific person or
                                                                                enterprise
                   Copyrights                                      (i.e. logos, distinctive names for
                                                                              products and
           Rights given to creators for their                                 technologies)
                                                    Trade secrets
                 literary and artistic works
              (including technical manuals,
                  software, specifications,       A protected formula or
                formulae, schematics, and         method, undisclosed
                       documentation)             customer or technical
                                                       information,
                                                     algorithms, etc.
Patents
e.g. Apple vs. Samsung case
Trademarks

             Registration Number: 3886196                                                            Mark
             Standard Character claim: No
             Current Status: Registered. The registration date is used to determine when post-registration maintenance
             documents are due.
             Filing Date: 2010-04-21                                            Registration Date: 2010-12-07
             LAST APPLICANT(S)/OWNER(S) OF RECORD 1. Apple Inc.
             GOODS AND/OR SERVICES International Class: 009
             Class Status: Active
             Telephony software, namely, computer software for making, managing, and receiving phone calls, and for
             reviewing, managing, and playing electronic voice messages
             Basis: 1(a)        First Use Date: 2007-06-29          First Use in Commerce Date: 2007-06-29
             ADDITIONAL INFORMATION Color(s) Claimed: The color(s) green, light green, dark green and white
             is/are claimed as a feature of the mark.
             Description of Mark: The mark consists of a rectangle with rounded corners depicting a stylized white
             telephone receiver against a striped green and dark green background. A shade of light green covers the
             upper half of the rectangle design.
             Design Search Code(s):
             16.01.08 - Telephones
             26.11.21 - Rectangles that are completely or partially shaded
             26.17.06 - Bands, diagonal; Bars, diagonal; Diagonal line(s), band(s) or bar(s); Lines, diagonal
             MADRID PROTOCOL INFORMATION USPTO Reference Number: A0022117
             International Registration Number: 1058208 International Registration Date: 2010-11-12
             Original Filing Date with USPTO: 2010-11-12
             International Registration Status: Application For IR Registered By IB
             Date of International Registration Status: 2010-12-16
             International Registration Renewal Date: 2020-11-12
             Irregularity Reply by Date: (DATE NOT AVAILABLE)
Trade secrets




   e.g. Coca Cola formula
Copyright protection is not
Copyrights   subject to any formality (unlike
             patents, registered designs or
             trademarks). The work is
             protected automatically upon its
             creation. Basically it is the act of
             creation which gives rise to
             copyright.
Designs & Models
 Three categories:

 Agreements may be for certain IP rights only
        e.g. a license to practice an identified patent or to copy and distribute a certain work of
        authorship


 Agreements may be for all the IP rights of any kind that are necessary
  to reproduce, make, use, market, and sell products based on a type of
  technology
        e.g. a license to develop a new software product that is protected by patent, copyright,
        trademark and trade secret law


 Agreements may also be for all the IP rights necessary in order to
  create and market a product that complies with a technical standard
  or specification
        e.g. a group of enterprises has agreed on a technical standard to ensure interoperability of
        devices—the group agrees to pool their IP rights and license to each other all rights each will
        need to manufacture and sell the product
 Complexity and level of development of the technology that is to be acquired;

 Actual needs of the recipient; His technological capacity and his ability to use
 and/or adapt the technology being purchased

 The relevance, availability and cost effectiveness of alternative technologies

 Price (in cash or any other kind)

 Other proposed terms and conditions for transfer, such as support offered during and
 after transfer in absorbing and adapting the new technology, or rights over
 improvements or adaptations made by the recipient,

 The negotiating power of both parties (which will, in turn, depend on variables such
 as size, technological sector, demand for the technology, number of competitors, etc.)

 The type of relationship envisaged between the two parties (e.g. long-term, short-
 term or one-off purchase of products/services.)

 Product liability, indemnity, warranty, etc,

 Whether technical support and training for use of new technology and related
 equipment is required.
 An IP Audit is defined as
 a systematic review of the
 IP owned, used or
 acquired by a business.

 1st step: identify the
 readily identifiable IP

 2nd step: itemize external
 or market influences

 Valuation of these items:
 How much will it cost to
 replace the item if it were
 lost? What is the
 expected income, e.g. in
 the next five years, that
 can be generated by the
 IP assets?
 Assignment of IP Rights


 Licensing Agreements


 Know-How contracts


 Joint Venture Agreements


 Franchise


 Acquisition of Equipment and Capital Goods
 IP right is to give its holder a competitive advantage in its
 commercial activities, by preventing unauthorized exploitation by
 third parties. This is especially important for SMEs, which IP rights
 provide with powerful weapons to compete with much larger
 companies.

 IP rights can also be licensed or used to help create or finance a
 spin-off company. It is therefore possible to derive value from them
 even if their owner does not have its own manufacturing capability
 (e.g. universities). IPRs protection should form a part of the overall
 innovation and business strategy envisaged for the asset.
Attorney at law, admitted to Paris and Brussels bars
       Professor at La Sorbonne University

                thibault.verbiest@ulys.net


           France: +33 (0)1 40 70 90 11
           Belgium: +32 (0)2 340 88 10
            Israel: +972 (0)3 970 70 20

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Technology transfer - ulys - Oct 2011 (Go4Europe)

  • 1.
  • 2.  Transfer of new technologies from universities and research institutions to parties capable of commercialization, or in the sense of transfer of technologies across international borders, generally from developed to developing countries.  Each year Israeli technology transfer companies generate a total of over NIS 1 Billion in royalties.  Over NIS 100 Million are invested by industrial companies in scientific research collaborations at universities  About 150 new technologies are licensed from Israeli universities and research institutes each year
  • 3.  Entering into technology transfer agreements  Setting up joint ventures and partnerships to share both the risks and rewards of bringing new technologies to market  Other corporate vehicles such as spin-outs. In such cases, the parent company usually offers support to the “spin out” company doing one or more of the following:  investing equity in the new firm,  being the first customer of the spin-out (helps to create cash flow),  providing incubation space (desk, chairs, phones, internet access, etc.),  providing services such as legal, finance, technology, etc…
  • 4. Employee poaching One of the methods used in the technology transfer industry to capture the expertise of competition is to poach executives and technology specialists. This is one of the activities of headhunters, recruitment firms.  Industrial espionage It implies corporate spying with professional criminals targeting specific technology, initiating network attacks (hacks), laptop computer thefts accessing source code, product designs, marketing plans, customer lists, approaching employees to reveal company information, etc  Reverse engineering It occurs when someone legally obtains a product, and then discovers how that product works or how it was put together by carefully studying it, taking it apart, experimenting on it, etc..  Counterfeiting Counterfeit goods (commonly called "knockoffs") consist of the imitation of a product. If it is usually made ​without compliance with quality standards of the infringing product, it sometimes leads to an acquisition of knowledge, by the method of trial and error.
  • 5.
  • 6.
  • 7. Patents Designs An invention, whether a product & Models or a process, which must be Trademarks industrially applicable (useful), The unique way a product be new (novel) A distinctive sign, looks such as a computer’s and exhibit a sufficient which identifies certain goods molding “inventive step” or services as those produced / (be non-obvious) provided by a specific person or enterprise Copyrights (i.e. logos, distinctive names for products and Rights given to creators for their technologies) Trade secrets literary and artistic works (including technical manuals, software, specifications, A protected formula or formulae, schematics, and method, undisclosed documentation) customer or technical information, algorithms, etc.
  • 8. Patents e.g. Apple vs. Samsung case
  • 9. Trademarks Registration Number: 3886196 Mark Standard Character claim: No Current Status: Registered. The registration date is used to determine when post-registration maintenance documents are due. Filing Date: 2010-04-21 Registration Date: 2010-12-07 LAST APPLICANT(S)/OWNER(S) OF RECORD 1. Apple Inc. GOODS AND/OR SERVICES International Class: 009 Class Status: Active Telephony software, namely, computer software for making, managing, and receiving phone calls, and for reviewing, managing, and playing electronic voice messages Basis: 1(a) First Use Date: 2007-06-29 First Use in Commerce Date: 2007-06-29 ADDITIONAL INFORMATION Color(s) Claimed: The color(s) green, light green, dark green and white is/are claimed as a feature of the mark. Description of Mark: The mark consists of a rectangle with rounded corners depicting a stylized white telephone receiver against a striped green and dark green background. A shade of light green covers the upper half of the rectangle design. Design Search Code(s): 16.01.08 - Telephones 26.11.21 - Rectangles that are completely or partially shaded 26.17.06 - Bands, diagonal; Bars, diagonal; Diagonal line(s), band(s) or bar(s); Lines, diagonal MADRID PROTOCOL INFORMATION USPTO Reference Number: A0022117 International Registration Number: 1058208 International Registration Date: 2010-11-12 Original Filing Date with USPTO: 2010-11-12 International Registration Status: Application For IR Registered By IB Date of International Registration Status: 2010-12-16 International Registration Renewal Date: 2020-11-12 Irregularity Reply by Date: (DATE NOT AVAILABLE)
  • 10. Trade secrets e.g. Coca Cola formula
  • 11. Copyright protection is not Copyrights subject to any formality (unlike patents, registered designs or trademarks). The work is protected automatically upon its creation. Basically it is the act of creation which gives rise to copyright.
  • 13.  Three categories:  Agreements may be for certain IP rights only e.g. a license to practice an identified patent or to copy and distribute a certain work of authorship  Agreements may be for all the IP rights of any kind that are necessary to reproduce, make, use, market, and sell products based on a type of technology e.g. a license to develop a new software product that is protected by patent, copyright, trademark and trade secret law  Agreements may also be for all the IP rights necessary in order to create and market a product that complies with a technical standard or specification e.g. a group of enterprises has agreed on a technical standard to ensure interoperability of devices—the group agrees to pool their IP rights and license to each other all rights each will need to manufacture and sell the product
  • 14.  Complexity and level of development of the technology that is to be acquired;  Actual needs of the recipient; His technological capacity and his ability to use and/or adapt the technology being purchased  The relevance, availability and cost effectiveness of alternative technologies  Price (in cash or any other kind)  Other proposed terms and conditions for transfer, such as support offered during and after transfer in absorbing and adapting the new technology, or rights over improvements or adaptations made by the recipient,  The negotiating power of both parties (which will, in turn, depend on variables such as size, technological sector, demand for the technology, number of competitors, etc.)  The type of relationship envisaged between the two parties (e.g. long-term, short- term or one-off purchase of products/services.)  Product liability, indemnity, warranty, etc,  Whether technical support and training for use of new technology and related equipment is required.
  • 15.  An IP Audit is defined as a systematic review of the IP owned, used or acquired by a business.  1st step: identify the readily identifiable IP  2nd step: itemize external or market influences  Valuation of these items: How much will it cost to replace the item if it were lost? What is the expected income, e.g. in the next five years, that can be generated by the IP assets?
  • 16.  Assignment of IP Rights  Licensing Agreements  Know-How contracts  Joint Venture Agreements  Franchise  Acquisition of Equipment and Capital Goods
  • 17.  IP right is to give its holder a competitive advantage in its commercial activities, by preventing unauthorized exploitation by third parties. This is especially important for SMEs, which IP rights provide with powerful weapons to compete with much larger companies.  IP rights can also be licensed or used to help create or finance a spin-off company. It is therefore possible to derive value from them even if their owner does not have its own manufacturing capability (e.g. universities). IPRs protection should form a part of the overall innovation and business strategy envisaged for the asset.
  • 18. Attorney at law, admitted to Paris and Brussels bars Professor at La Sorbonne University thibault.verbiest@ulys.net France: +33 (0)1 40 70 90 11 Belgium: +32 (0)2 340 88 10 Israel: +972 (0)3 970 70 20