Strategic Investor Relations and Public DisclosureKenny Ong
LexisNexis Capital Raising for Corporations Conference
August 2009
Establishing Sustainable Growth through Successful Funding Strategies and Addressing the Shareholders’ Crisis of Confidence through Strategic Communications
• Assess the importance of communications for
Investor Relations and Public Disclosures
• Differentiating communication initiatives in maximizing their value
• Defining the communications, investor
relations, and statements and why they play
an integral role in a corporations financial
activity
• What is the information that companies are
required to make public?
• Frequency of disclosure and maintaining
confi dentiality
Spindle Communications specialises in public relations, investor relatons, media relations and event management for companies in life sciences, cleantech, mining, ITCE, infrastructural development, and financial services. For more info: www.spindlecommunications.com or like our page http://www.facebook.com/InvestorRelationsinAfrica
Investor Relations As The New Focus In Creating Long Term Corporate Value - A...Kenny Ong
Investor Relations as the new focus in creating long term corporate value
*Assess the importance of Investor Relations functions
*Factors prohibiting growth or development in this area
*Differentiating Investor Relations with other communication initiatives in maximizing its value
Mercer Capital's Value Focus: FinTech Industry | Third Quarter 2017 Mercer Capital
Mercer Capital’s quarterly newsletter, FinTech Watch, provides an overview of the FinTech industry, including public market performance, valuation multiples for public FinTech companies, and articles of interest from around the web. This newsletter focuses on FinTech segments, including payment processors, technology, and solutions companies, examining general economic and industry trends as well as a summary of M&A and venture capital activity.
Strategic Investor Relations and Public DisclosureKenny Ong
LexisNexis Capital Raising for Corporations Conference
August 2009
Establishing Sustainable Growth through Successful Funding Strategies and Addressing the Shareholders’ Crisis of Confidence through Strategic Communications
• Assess the importance of communications for
Investor Relations and Public Disclosures
• Differentiating communication initiatives in maximizing their value
• Defining the communications, investor
relations, and statements and why they play
an integral role in a corporations financial
activity
• What is the information that companies are
required to make public?
• Frequency of disclosure and maintaining
confi dentiality
Spindle Communications specialises in public relations, investor relatons, media relations and event management for companies in life sciences, cleantech, mining, ITCE, infrastructural development, and financial services. For more info: www.spindlecommunications.com or like our page http://www.facebook.com/InvestorRelationsinAfrica
Investor Relations As The New Focus In Creating Long Term Corporate Value - A...Kenny Ong
Investor Relations as the new focus in creating long term corporate value
*Assess the importance of Investor Relations functions
*Factors prohibiting growth or development in this area
*Differentiating Investor Relations with other communication initiatives in maximizing its value
Mercer Capital's Value Focus: FinTech Industry | Third Quarter 2017 Mercer Capital
Mercer Capital’s quarterly newsletter, FinTech Watch, provides an overview of the FinTech industry, including public market performance, valuation multiples for public FinTech companies, and articles of interest from around the web. This newsletter focuses on FinTech segments, including payment processors, technology, and solutions companies, examining general economic and industry trends as well as a summary of M&A and venture capital activity.
Integrating Investor Relations Internally - ABF Investor Relations ConferenceKenny Ong
Integrating Investor Relations internally
*Importance of involving employees’ participation in the Investor Relations programme
*Management’s leadership and transparency in promoting and enhancing employees’ cooperation in building corporate values
*Constant interaction as continuous improvement and enforcement in creating shared corporate values
Investment Fund placing ownership positions in tax credited real estate projects. This entity will empower development to more effectively execute on the actionable opportunities it has incubated with its strategic partners.
Formal introduction to The Opportunity Zone program provides three primary tax benefits for investing
unrealized capital gains.
An Understanding Of Financial Communications And Investor RelationsMSL
This presentation is by MSLGROUP thought leader Jaideep Shergill, head of our financial communications in Asia and CEO, Hanmer MSL.
Hanmer MSL is one of India’s largest multi-discipline communications firms and a leader in the area of speciality communications services, including strategic public relations, financial communications, social media, events, activation and creative services. It is part of MSLGROUP, Publicis Groupe's flagship strategic communications and engagement network.
This presentation offers an in-depth understanding of financial communications and investor relations.
Corporate overview ppt deck designed for leading global investment firm founded and specializing on financial mergers and acquisitions based in New York City.
The Intersection of Construction & FinTech 10.06.20Erica Amatori
As a firm, we have been very outspoken regarding our bullishness on Construction & Development Tech. Over the past 2 years, we have been publishing research and stating our case for why Construction Tech will evolve into its own behemoth of a category.
BCP Capital Advisors is an international strategic and financial advisory firm. We advise executive management and boards of global companies, ranging from emerging growth to mid-market, who are confronted by critical strategic decisions and require the benefit of an experienced advisor - often to even the playing field and to provide knowledge and expertise in corporate finance, mergers & acquisitions, strategy and business development.
Our ability to view client mandates from advisory, operator and investor perspectives provides unique insights into how best to maximize value while also achieving each client's objectives. Our dynamic professionals provide direction, access to capital markets & the intellectual horsepower to drive our clients’ objectives forward with expertise and integrity. BCP's global network of principals & advisors includes representative offices in New York, London and Singapore.
Mercer Capital | Getting It Right: Loan Valuation and Credit Marks in Today's...Mercer Capital
Although investors and perhaps bankers are not as focused on credit as was the case several years ago, properly assessing credit risk and determining appropriate credit marks remains the key arbiter in determining whether a deal is destined to struggle or meet/exceed expectations. This session looked at the evolution of loan portfolio valuations as part of due diligence and M&A pricing since the financial crisis. Davis and Gibbs provided insight into some of the nuances around the evaluation process and what to look for in terms of potential potholes regarding potential acquisitions.
Presented by Andrew K. Gibbs, CFA, CPA/ABV, and Jeff K. Davis, CFA of Mercer Capital at Bank Director's 2015 Acquire or Be Acquired Conference on January 26, 2015
Investment Bank - Viewing M&A Advisory from the Service Operations PerspectiveSarang Bhutada
sarang.bhutada@gmail.com - A view on investment banking - M&A Advisory - operations from the services
management perspective. Uses a DEA (Data Envelopment Analysis) and an AHP
Model to arrive at some conclusions. Contact for
further details.
Presentation of summary of findings from ACCA - Grant Thornton The Future of Audit Report and presentation on Cognitive Computing and how it affects the audit landscape
Fund Admin: the Zoo of Data & the Data Science SolutionInvestCloud Inc.
We're InvestCloud - California-based with a global presence, known for first-class, financial digital solutions, pre-integrated in the cloud. We create beautifully designed client experiences and intuitive operations solutions using our ever-expanding library of digital modular apps.
Integrating Investor Relations Internally - ABF Investor Relations ConferenceKenny Ong
Integrating Investor Relations internally
*Importance of involving employees’ participation in the Investor Relations programme
*Management’s leadership and transparency in promoting and enhancing employees’ cooperation in building corporate values
*Constant interaction as continuous improvement and enforcement in creating shared corporate values
Investment Fund placing ownership positions in tax credited real estate projects. This entity will empower development to more effectively execute on the actionable opportunities it has incubated with its strategic partners.
Formal introduction to The Opportunity Zone program provides three primary tax benefits for investing
unrealized capital gains.
An Understanding Of Financial Communications And Investor RelationsMSL
This presentation is by MSLGROUP thought leader Jaideep Shergill, head of our financial communications in Asia and CEO, Hanmer MSL.
Hanmer MSL is one of India’s largest multi-discipline communications firms and a leader in the area of speciality communications services, including strategic public relations, financial communications, social media, events, activation and creative services. It is part of MSLGROUP, Publicis Groupe's flagship strategic communications and engagement network.
This presentation offers an in-depth understanding of financial communications and investor relations.
Corporate overview ppt deck designed for leading global investment firm founded and specializing on financial mergers and acquisitions based in New York City.
The Intersection of Construction & FinTech 10.06.20Erica Amatori
As a firm, we have been very outspoken regarding our bullishness on Construction & Development Tech. Over the past 2 years, we have been publishing research and stating our case for why Construction Tech will evolve into its own behemoth of a category.
BCP Capital Advisors is an international strategic and financial advisory firm. We advise executive management and boards of global companies, ranging from emerging growth to mid-market, who are confronted by critical strategic decisions and require the benefit of an experienced advisor - often to even the playing field and to provide knowledge and expertise in corporate finance, mergers & acquisitions, strategy and business development.
Our ability to view client mandates from advisory, operator and investor perspectives provides unique insights into how best to maximize value while also achieving each client's objectives. Our dynamic professionals provide direction, access to capital markets & the intellectual horsepower to drive our clients’ objectives forward with expertise and integrity. BCP's global network of principals & advisors includes representative offices in New York, London and Singapore.
Mercer Capital | Getting It Right: Loan Valuation and Credit Marks in Today's...Mercer Capital
Although investors and perhaps bankers are not as focused on credit as was the case several years ago, properly assessing credit risk and determining appropriate credit marks remains the key arbiter in determining whether a deal is destined to struggle or meet/exceed expectations. This session looked at the evolution of loan portfolio valuations as part of due diligence and M&A pricing since the financial crisis. Davis and Gibbs provided insight into some of the nuances around the evaluation process and what to look for in terms of potential potholes regarding potential acquisitions.
Presented by Andrew K. Gibbs, CFA, CPA/ABV, and Jeff K. Davis, CFA of Mercer Capital at Bank Director's 2015 Acquire or Be Acquired Conference on January 26, 2015
Investment Bank - Viewing M&A Advisory from the Service Operations PerspectiveSarang Bhutada
sarang.bhutada@gmail.com - A view on investment banking - M&A Advisory - operations from the services
management perspective. Uses a DEA (Data Envelopment Analysis) and an AHP
Model to arrive at some conclusions. Contact for
further details.
Presentation of summary of findings from ACCA - Grant Thornton The Future of Audit Report and presentation on Cognitive Computing and how it affects the audit landscape
Fund Admin: the Zoo of Data & the Data Science SolutionInvestCloud Inc.
We're InvestCloud - California-based with a global presence, known for first-class, financial digital solutions, pre-integrated in the cloud. We create beautifully designed client experiences and intuitive operations solutions using our ever-expanding library of digital modular apps.
The New Rules for Investor Relations (Alternative Assets)Navatar
The cycle of fundraise, fatigue, and repeat doesn’t work in today’s competitive environment. Relationships languish, potential leads who are open to subsequent raises lay fallow, and with each new raise managers find they start from square one. In this presentation, learn why fund managers need a systematic approach to engage with investors on an on-going basis, to shorten fundraising cycles and to build longer lasting partnerships with investors.
Topics will include:
- How to create an investor communication plan
- How to market when not marketing
- How to create a capital raising strategy
Businesses of all sizes spend a tremendous amount of money every year to carve a place for their products and services in the fragmented and highly competitive global marketplace. In this presentation, I explain corporate communications from the stakeholder's point of view. I contend that corporate communications should be seen as an ongoing, simultaneous, and overlapping conversation between companies and their audiences (both internal and external).
How to Create a Social Media Listening Strategy to Build & Protect Your BrandSimple Marketing Now LLC
A Social Media Listening Strategy is a systematic approach to monitoring what's being said about your business and industry online and listening from the perspective of your customers. Learn how in this presentation.
Entrepreneurship Summit Iit Kgp How To Write A Business Plan 03 11 2007Prof Parameshwar P Iyer
This presentation makes a strong case for engineers to turn their technical ideas into creative businesses. It explains the benefits of risk taking, taking ownership, and creatively innovating for new businesses. It also gives the do's and don'ts of writing an effective business plan.
These are addiftonal business plan formats: one for start-ups (effectual) and the other one for existing (causal or strategic. The effectual does not start with objective but with one one has. It is iterative
Scott droney - strategic planning and strategic managementScott Droney
Scott Droney is provide financial services spectrum as well as data processing and managing segments. Since most of its financial services were retail focused, the need to build scale and skill in the transaction processing domain became imperative.
This is a short overview of the entire business plan
Provides a busy reader with everything that needs to be known about the new venture’s distinctive nature.
Shouldn’t exceed two single-spaced pages.
2. Table of Contents
1. All markets behave the same: Myths
2. Developing trust in key relationships (which ones?): More than a tea party
3. Marketing to institutional and retail investors
4. A process
5. Considerations
6. Case Studies: Sands China Ltd; United Company Rusal
Copyright 8/8/2016 ACA
3. All markets behave the same: Myths
Myths:
• Great financial performance always translates to stock price growth
• Expensive PR equals uptick in stock price
• Building sell side analysts coverage is essential to stock price growth
Most important myth of all: Asia market regs are the same as North American, UK, or Europe
.
Copyright 8/8/2016 ACA
4. An Orwellian paraphrase: Not all investors are equal
A mating ritual: You have to know what turns your investor on and off
Giving good phone: Beyond good communication skills, exceptional communication skills
No two mates communicate the same way (we’re not talking about loud or soft)
Accept PR is limited in outreach
Advice: Parties, events, shows, are nice but doesn’t get you across the finishing line.
:
Marketing to Institutional & Retail Investors
Copyright 8/8/2016 ACA
5. Fundamentals
Strategic IR is more than giving a good AR, half year, goodies to commercial reporters and nice events
Knowing who your investor base is fundamental: More than the standard pie chart
Who are the key relationships?
Good relationships with regulators beyond submitting timely reports, forms and notices
A strong regional outreach program works to relevant stakeholder base, takes advantage of various
stakeholder behaviors, and market mechanisms unique to the market and investor type.
All communications need to be tied in: PR, brand marketing, corporate communications and compliance
so the story is consistent and timing is consistent with the various regulatory requirements for the equity
Internal partnerships must be developed with business development and long term corporate strategy
teams. This supports effective and timely use of key stakeholders and relevant information.
External partnerships must be built to take advantages of short and long term equity growth targets.
:
Developing trust in key relationships: More than a tea party
Copyright 8/8/2016 ACA
6. A Process
Preliminary Timetable (1)
(1) The timetable is a sampler and generic
Next TargetsExecutionCoordinationStakeholder Base TargetsPlanning
Outline objectives
Identify investors and
specific targets
Develop Next Equity Price
Targets
Senior Management
Participation
Team Roles and
responsibilities
Internal Roles and
Responsibilities
Internal Approval
Adapt and continue roll
out
Internal Approval
Regulatory review if
required
Management Goals MD&A review
Premier and Premium
Stakeholder Meetings
Hold Kick-Off Meeting
Marketing Strategy
Development
Analysts Communications
Calendar Coordination
Internal Approval
Legal and compliance
Coordination
Test Metrics
Metrics and budget
*** *** *** ******
Adjust Strategy
Copyright 8/8/2016 ACA
7. Strategy and Considerations
Subject to the specific equity, industry and market conditions, a good IR program can see effect in 2 fiscal quarters. Indications
of traction and growth can be identified with price growth, volume and shareholder types that participate.
The process consists of five (5) components: Management objectives, Market conditions, Stakeholder base Objectives,
regulatory time frame and Media Participation. A sampler is below:
Strategy Plan Objectives
Management objectives
Market Conditions
Stakeholder Base Objectives
Regulatory Time Frame
Media Participation
Identify key management goals and time line
What key goals
Stake holders needed to achieve key goals
What are the barriers to achieve these goals
Time line and results metrics
Identify Stakeholder base and objectives: Who, When and What
Regulatory requirements, potential litigation, customer insights
Develop financial and product marketing information
Copyright 8/8/2016 ACA
8. Case Studies
Case studies during the author’s advisory period:
Sands China Ltd: HK1928, grew equity from HKD 29.85 to 60.00, within 12 months grew from 29.85 to
40.05.
Sands China continued to grow with 24 mos. with soft support to 64.00. Currently SCL trading at
30.85-31.95 (3rd quarter ‘16).
During the period of advisement, SCL was under investigation for fraud, FCPA violation and a
lawsuit against the chairman initiated by a former CEO Steve Jacobs.
UC Rusal HK: 486, first Russian listing on SEHK, raised USD 2.2Bn, from IPO price 10.80 within 12
mos. grew to 12.96
UC Rusal is trading at HKD 2.81-2.88 (3rd quarter ‘16) range began downward drive following ACA’s
departure
.
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9. Equity Growth Initiatives: 2012-2014
Source: Bloomberg
.Case Study: Sands China Ltd and UC Rusal during the period managed by ACA
Copyright 8/8/2016 ACA
10. Equity Growth Initiatives: 2010-2011
Source: Bloomberg
.Case Study: Sands China Ltd and UC Rusal during the period managed by ACA
Copyright 8/8/2016 ACA
11. Disclaimer
This for discussion purpose only presentation and information contained in this document does not constitute an offer to sell, or
solicitation of an offer to buy any securities. The information in this document is intended to be used for discussion purposes only.
Any reproduction of this document, in whole or in part, without the author’s prior approval is prohibited. Charts includes are from
Bloomberg.
Copyright 8/8/2016 ACA