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Generic Phenomena 
Igor Rivin
St Andrews, 
Scotland 
October 16, 2014
What is our goal in doing 
mathematics?
Grothendieck 
view 
Top down: Understand things 
in maximal generality
Thurston view: 
bottom up 
Understand examples
Now we must choose, said Mercier. 
Between What? said Camier. 
Between ruin and collapse, said Mercier. 
Could we not somehow combine them? said 
Camier. 
Samuel Beckett, Mercier and Camier.
Yes, we can! 
Pascal’s view - study 
collections of events.
The program: 
Play a game (“throw the dice”) 
Figure out what the typical outcome is. 
See if the outcome you have gotten is actually 
typical (“are the dice loaded?”)
Warning: none of the three 
parts are easy.
Extended example 
What does an integer matrix look like? 
Or, more generally, what does a collection of 
integer matrices look like?
Make it a little more 
precise
 
(with apologies to semigroup theorists): groups 
are easier for us peasants, so 
Take a lattice in some nice group (SL(n, Z), 
Sp(2n, Z) come to mind).
Pick a random matrix 
How??? 
Since the group is infinite, not so easy, so need 
to approximate infinity.
Pick a random matrix 
One method: our groups are finitely generated, 
so take random words of length N, see what 
properties they have, and does anything 
interesting happen when N goes to infinity.
Pick a random matrix 
Another method: matrices are just NxN tuples of 
real (or complex, if you prefer) numbers, so you 
can define their size (as elements of some 
Euclidean space), so pick them uniformly at 
random from balls of size N.
WARNING! 
Seemingly hard problem: how DO you pick a random 
INTEGER matrix uniformly at random from all the matrices of 
bounded norm. 
IR: 2014(!) (Math. Comp., to appear): there are approximation 
algorithms which work well in low dimensions (using lattice 
reduction). 
But high dimensions (and general groups) remain hard.
OK, suppose we picked 
them. 
Now what?
First result 
The characteristic polynomial of a “random” 
matrix is irreducible (over Q). 
(Just like a “random” polynomial with integral 
coefficients) 
(But not like a random integer)
Can make it better 
The Galois group of the characteristic 
polynomial is the full symmetric group (with 
probability approaching 1 exponentially fast in N) 
(Both results: IR 2008, DMJ)
Are the dice loaded? 
In other words, can we compute the Galois 
group?
Are the dice loaded? 
In general, computing Galois group is hard! 
However, checking that it is equal to a “large” 
group like the symmetric group is easier.
Now move to the “even more 
noncommutative” setting 
Take a bunch of “random” matrices in (say) 
SL(n, Z). 
What can we say about the group they 
generate?
How do we roll the dice? 
Now it’s easy, we just do it separately for each 
matrix. 
Although we can do it for some of the matrices, 
and leave others fixed - the results are more-or-less 
the same.
And? 
A “random” finitely generated subgroup is Zariski-dense 
(satisfies no “spurious” polynomial relation). 
(IR 2010) 
A random finitely generated subgroup is a free 
group (R. Aoun 2012) 
A random finitely generated subgroup is infinite 
index in the ambient lattice.
Are the dice loaded? 
In other words, how do we check that our 
random subgroup has“generic” behavior? 
Well

Are the dice loaded? 
Zariski-density - can be checked quickly(ish) (IR 
2014) - check that some element has Galois 
group Sn, and there there is an element of 
infinite order which does not commute with it.
Are the dice loaded? 
Is the group infinite index? 
In higher rank (so, SL(n, Z), for n>2: 
conjecturally undecidable, though there are 
tricks which work in some special cases.
Are the dice loaded? 
In rank one, can show (Elena Fuchs + IR) under 
technical conditions that the Hausdorff 
dimension of the limit set goes to 0, and this is 
(at least in principle) computable.
Are the dice loaded? 
Checking that the group is free - again, seems to 
be undecidable, but who can say
 
In rank 1, can construct the Dirichlet domain, so 
the computation is finite, but no complexity 
bounds!
Just the beginning 
Random graphs? (much studied, but still lots of very interesting 
questions are completely open). 
Random surfaces? (see above, and also below) 
Random 3-manifolds? (a lot known, see IR 2014, but not really 
understood. 
Random n-manifolds? (completely open) 
Random varieties? (exciting progress recently of Sarnak/Wigman, 
but totally open).

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Standrewstalk

  • 2. St Andrews, Scotland October 16, 2014
  • 3. What is our goal in doing mathematics?
  • 4. Grothendieck view Top down: Understand things in maximal generality
  • 5. Thurston view: bottom up Understand examples
  • 6.
  • 7. Now we must choose, said Mercier. Between What? said Camier. Between ruin and collapse, said Mercier. Could we not somehow combine them? said Camier. Samuel Beckett, Mercier and Camier.
  • 8. Yes, we can! Pascal’s view - study collections of events.
  • 9. The program: Play a game (“throw the dice”) Figure out what the typical outcome is. See if the outcome you have gotten is actually typical (“are the dice loaded?”)
  • 10. Warning: none of the three parts are easy.
  • 11. Extended example What does an integer matrix look like? Or, more generally, what does a collection of integer matrices look like?
  • 12. Make it a little more precise
 (with apologies to semigroup theorists): groups are easier for us peasants, so Take a lattice in some nice group (SL(n, Z), Sp(2n, Z) come to mind).
  • 13. Pick a random matrix How??? Since the group is infinite, not so easy, so need to approximate infinity.
  • 14. Pick a random matrix One method: our groups are finitely generated, so take random words of length N, see what properties they have, and does anything interesting happen when N goes to infinity.
  • 15. Pick a random matrix Another method: matrices are just NxN tuples of real (or complex, if you prefer) numbers, so you can define their size (as elements of some Euclidean space), so pick them uniformly at random from balls of size N.
  • 16. WARNING! Seemingly hard problem: how DO you pick a random INTEGER matrix uniformly at random from all the matrices of bounded norm. IR: 2014(!) (Math. Comp., to appear): there are approximation algorithms which work well in low dimensions (using lattice reduction). But high dimensions (and general groups) remain hard.
  • 17. OK, suppose we picked them. Now what?
  • 18. First result The characteristic polynomial of a “random” matrix is irreducible (over Q). (Just like a “random” polynomial with integral coefficients) (But not like a random integer)
  • 19. Can make it better The Galois group of the characteristic polynomial is the full symmetric group (with probability approaching 1 exponentially fast in N) (Both results: IR 2008, DMJ)
  • 20. Are the dice loaded? In other words, can we compute the Galois group?
  • 21. Are the dice loaded? In general, computing Galois group is hard! However, checking that it is equal to a “large” group like the symmetric group is easier.
  • 22. Now move to the “even more noncommutative” setting Take a bunch of “random” matrices in (say) SL(n, Z). What can we say about the group they generate?
  • 23. How do we roll the dice? Now it’s easy, we just do it separately for each matrix. Although we can do it for some of the matrices, and leave others fixed - the results are more-or-less the same.
  • 24. And? A “random” finitely generated subgroup is Zariski-dense (satisfies no “spurious” polynomial relation). (IR 2010) A random finitely generated subgroup is a free group (R. Aoun 2012) A random finitely generated subgroup is infinite index in the ambient lattice.
  • 25. Are the dice loaded? In other words, how do we check that our random subgroup has“generic” behavior? Well

  • 26. Are the dice loaded? Zariski-density - can be checked quickly(ish) (IR 2014) - check that some element has Galois group Sn, and there there is an element of infinite order which does not commute with it.
  • 27. Are the dice loaded? Is the group infinite index? In higher rank (so, SL(n, Z), for n>2: conjecturally undecidable, though there are tricks which work in some special cases.
  • 28. Are the dice loaded? In rank one, can show (Elena Fuchs + IR) under technical conditions that the Hausdorff dimension of the limit set goes to 0, and this is (at least in principle) computable.
  • 29. Are the dice loaded? Checking that the group is free - again, seems to be undecidable, but who can say
 In rank 1, can construct the Dirichlet domain, so the computation is finite, but no complexity bounds!
  • 30. Just the beginning Random graphs? (much studied, but still lots of very interesting questions are completely open). Random surfaces? (see above, and also below) Random 3-manifolds? (a lot known, see IR 2014, but not really understood. Random n-manifolds? (completely open) Random varieties? (exciting progress recently of Sarnak/Wigman, but totally open).