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Technical Focus Paper: 
IWRM Implementation in Central Asia 
Vadim SOKOLOV 
Regional Coordinator 
Global Water Partnership Central Asia and Caucasus 
(in co-operation with Prof. Victor Dukhovny and 
Dr. Dinara Ziganshina, SIC ICWC) 
GWP TEC meeting 
Stockholm, Sweden, 29-30 August 2014
This paper is not about IWRM itself… 
…rather this is a story on how 
local competence in IWRM 
was developing in the setting 
of a region where water has 
been playing a vital role for 
millennia 
… and a story on knowledge 
building and its 
transformation into practical 
instruments, which help 
people to have better and 
prosperous lives. 
2
For the tree of IWRM to grow and thrive, it should be 
rooted on basic principles and fertilised by knowledge 
and practical experiences 
• BUT the role of GWP was fundamental for the systematization of knowledge 
and experiences from past and modern water management practices, and what 
is crucial – for better understanding of future developments. 
• GWP can be proud of its contribution to building IWRM competence among 
water profs but also key stakeholders, including policy makers. 
Competence is a cluster of related abilities, commitments, knowledge, and skills 
that enables countries to implement IWRM in practice 
• In 2002 when GWP came to the CACENA region to promote IWRM, it did not 
start from the scratch: 
• Central Asia had a long history of managing water, with 6000 years old 
irrigation practices; 
• In 1950-90s, initial understanding of the need for integrated approaches 
in water management has emerged among waters profs.
Water security can be improved through reforms 
based on IWRM practical implementation 
‘IWRM adopters’ are driving forces to implement reforms, they push: 
•Incentives, motivation, and stimulus, which are needed to ensure that IWRM is 
self-sustaining. 
•The involvement of stakeholders at all levels and increasing the number of 
IWRM adopters is crucial in achieving targets of reform. 
Critical mass or 25-30% of IWRM adopters is needed for IWRM process to 
reach the stage where the process will be self-sustaining without strong 
external support and promotion. 
•Currently, IWRM is adopted on only 5 percent of the total irrigated area in 
Central Asia. 
•Another 20-25% of IWRM adopters is needed 
GWP’s role is to help create this critical mass, with proper competence!
Scope and scale of IWRM competence in Central Asia 
(past interventions that used GWP’s knowledge) 
5 
Project 
Levels of Water Management Hierarchy 
Trans-boundary 
National Sectors Canal 
management 
Other 
Irrigation WS&S Hydropower Nature water users 
National IWRM 
plan in Kazakhstan 
Yes Yes Yes Yes none Yes none Yes 
IWRM in Zerafshan 
Basin 
none Yes Yes Yes none Yes none Yes 
IWRM in Fergana 
Valley 
partially Yes Yes none none Yes Yes Yes 
RESP 2 Uzbekistan none Yes Yes none none none partially Yes 
WAREMASP 
none Yes Yes none none none none Yes 
Uzbekistan
Often IWRM concept is used as a ‘slogan’ – 
without clear understanding of what it is in practice 
Our understanding of IWRM: it is a process, including dynamically developed governance system at 
6 
different levels of water management hierarchy, that facilitates efficient and equitable water 
resources management (protection, delivery and use) through application of advanced tools 
Integrated Water Resources Management 
Water Governance System Water Management Process 
Strategy / planning Law Water supply 
hydrographic boundaries 
Water demand 
administrative boundaries 
Institutions Finance basin, sub-basin, system, 
WUAs, end users 
transboundary, national, province, district, 
WUAs, end users 
Stakeholders’ participation Ethics 
Operational planning, water 
delivery, water accounting, O&M, 
infrastructure, water related 
disaster mitigation 
Setting water use rates, metering, extension 
services, climate related information, modern 
irrigation practices, environmental needs 
Tools + Capacity and Human Resources Development 
But, again we did not focus paper to technical details…
Good water governance is essential for IWRM implementation 
Still a lot should be done to achieve ‘good’ governance in CA, 
and as a first priority – we need more info 
7 
Actions to achieve good governance 
Central Asian countries*) 
Kazakhstan Kyrgyzstan Tajikistan Uzbekistan 
IWRM recognition in national legislation accepted accepted accepted accepted 
Recognition of hydrographisation accepted accepted accepted accepted 
Completion of hydrographisation 100% 100% need more info 70% 
Recognition of the public participation accepted accepted accepted accepted 
Public involvement formal formal formal formal 
Recognition of water committees accepted accepted accepted accepted 
Operation of water committees formal formal formal formal 
Effective financial mechanisms need more info need more info need more info need more info 
Encouragement of water saving need more info weak need more info weak 
Law on water users associations accepted accepted accepted In progress 
Completion of WUA establishment process accepted accepted need more info accepted 
*) Turkmenistan – not assessed - need more info
Main focus of capacity building should be addressed to minimizing 
the negative impact of destabilizing forces on IWRM implementation 
8
Transboundary dimension: Is it possible to create a positive 
nexus among water, food, energy and environmental security? 
• Competing interests for water at transboundary level, especially when different 
sectors involved, have great potential to transform the issue into cross-national 
confrontation, where political and corporative ambitions dominate over common 
sense of sustainable balance. 
• The positive nexus in Central Asia can be achieved, if river flow is regulated for the 
benefits of the public and environmental interests rather than purely commercial 
interests of some sectors. 
• Flow regulation along transboundary rivers should be agreed by main stakeholders at 
sectoral and national levels. Examples of USA-Canada and Rhine Commission: water 
releases along rivers performed not upon decisions of infrastructure owners but by 
water authorities upon policy agreement with all riparians. 
Hence, the only way forward is to search for a consensus with a spirit of good will for 
9 
cooperation on the basic principles of IWRM.
In lieu of a conclusion: Some ethical dimensions 
• The main ethical rule related to water should be: ‘do not hold water resources at the 
expense of others' rights to hold the same water resources’ 
• We proposed to set the benchmark and establish written rules for ethical behaviour in 
water use and management - in the form of code of practice for IWRM 
implementation. This would not be legally binding and is not intended to replace the 
provisions of national laws or regulations, but it could provide practical (heuristic) 
guidance and set out professional standards of behaviour around water. 
• The working definition for IWRM Code of Practice may be: 
10 
Principles, values, standards, or rules of behaviour that guide the decisions, 
procedures, and systems of water management organisations in a way that 
(a) contributes to the welfare of key stakeholders, 
(b) respects the rights of all constituents affected by its operations, and 
(c) fosters the realisation of the collective goals of public interest.
Sincerely appreciation to all who supported our TF paper: 
11 
GWP TEC members and personally Mohamed Ait Kadi – who initiated paper 
Editor, who helped to complete our paper 
Our colleagues within and outside region, who sheared their ideas and 
contributions 
We strongly recommend to continue this series of publications 
All RWPs should mobilize their technical expertise to contribute to synthesis GWP’s 
knowledge, based on experiences from concrete situations at regional, national or 
local levels
Thank you for attention aanndd ssuuppppoorrtt 
!! 
WWee aarree rreeaaddyy ttoo ccoonnttiinnuuee ddiissccuussssiioonnss,, aannyy iiddeeaass 
wweellccoommee…… 
MMoorree iinnffoo:: 
vadim@icwc-aral.uz 
www.gwp-cacena.org 
www.cawater-info.net

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Sokolov V.I. Technical Focus Paper. GWP TEC meeting, Stockholm, Sweden, 29-30 August 2014

  • 1. Technical Focus Paper: IWRM Implementation in Central Asia Vadim SOKOLOV Regional Coordinator Global Water Partnership Central Asia and Caucasus (in co-operation with Prof. Victor Dukhovny and Dr. Dinara Ziganshina, SIC ICWC) GWP TEC meeting Stockholm, Sweden, 29-30 August 2014
  • 2. This paper is not about IWRM itself… …rather this is a story on how local competence in IWRM was developing in the setting of a region where water has been playing a vital role for millennia … and a story on knowledge building and its transformation into practical instruments, which help people to have better and prosperous lives. 2
  • 3. For the tree of IWRM to grow and thrive, it should be rooted on basic principles and fertilised by knowledge and practical experiences • BUT the role of GWP was fundamental for the systematization of knowledge and experiences from past and modern water management practices, and what is crucial – for better understanding of future developments. • GWP can be proud of its contribution to building IWRM competence among water profs but also key stakeholders, including policy makers. Competence is a cluster of related abilities, commitments, knowledge, and skills that enables countries to implement IWRM in practice • In 2002 when GWP came to the CACENA region to promote IWRM, it did not start from the scratch: • Central Asia had a long history of managing water, with 6000 years old irrigation practices; • In 1950-90s, initial understanding of the need for integrated approaches in water management has emerged among waters profs.
  • 4. Water security can be improved through reforms based on IWRM practical implementation ‘IWRM adopters’ are driving forces to implement reforms, they push: •Incentives, motivation, and stimulus, which are needed to ensure that IWRM is self-sustaining. •The involvement of stakeholders at all levels and increasing the number of IWRM adopters is crucial in achieving targets of reform. Critical mass or 25-30% of IWRM adopters is needed for IWRM process to reach the stage where the process will be self-sustaining without strong external support and promotion. •Currently, IWRM is adopted on only 5 percent of the total irrigated area in Central Asia. •Another 20-25% of IWRM adopters is needed GWP’s role is to help create this critical mass, with proper competence!
  • 5. Scope and scale of IWRM competence in Central Asia (past interventions that used GWP’s knowledge) 5 Project Levels of Water Management Hierarchy Trans-boundary National Sectors Canal management Other Irrigation WS&S Hydropower Nature water users National IWRM plan in Kazakhstan Yes Yes Yes Yes none Yes none Yes IWRM in Zerafshan Basin none Yes Yes Yes none Yes none Yes IWRM in Fergana Valley partially Yes Yes none none Yes Yes Yes RESP 2 Uzbekistan none Yes Yes none none none partially Yes WAREMASP none Yes Yes none none none none Yes Uzbekistan
  • 6. Often IWRM concept is used as a ‘slogan’ – without clear understanding of what it is in practice Our understanding of IWRM: it is a process, including dynamically developed governance system at 6 different levels of water management hierarchy, that facilitates efficient and equitable water resources management (protection, delivery and use) through application of advanced tools Integrated Water Resources Management Water Governance System Water Management Process Strategy / planning Law Water supply hydrographic boundaries Water demand administrative boundaries Institutions Finance basin, sub-basin, system, WUAs, end users transboundary, national, province, district, WUAs, end users Stakeholders’ participation Ethics Operational planning, water delivery, water accounting, O&M, infrastructure, water related disaster mitigation Setting water use rates, metering, extension services, climate related information, modern irrigation practices, environmental needs Tools + Capacity and Human Resources Development But, again we did not focus paper to technical details…
  • 7. Good water governance is essential for IWRM implementation Still a lot should be done to achieve ‘good’ governance in CA, and as a first priority – we need more info 7 Actions to achieve good governance Central Asian countries*) Kazakhstan Kyrgyzstan Tajikistan Uzbekistan IWRM recognition in national legislation accepted accepted accepted accepted Recognition of hydrographisation accepted accepted accepted accepted Completion of hydrographisation 100% 100% need more info 70% Recognition of the public participation accepted accepted accepted accepted Public involvement formal formal formal formal Recognition of water committees accepted accepted accepted accepted Operation of water committees formal formal formal formal Effective financial mechanisms need more info need more info need more info need more info Encouragement of water saving need more info weak need more info weak Law on water users associations accepted accepted accepted In progress Completion of WUA establishment process accepted accepted need more info accepted *) Turkmenistan – not assessed - need more info
  • 8. Main focus of capacity building should be addressed to minimizing the negative impact of destabilizing forces on IWRM implementation 8
  • 9. Transboundary dimension: Is it possible to create a positive nexus among water, food, energy and environmental security? • Competing interests for water at transboundary level, especially when different sectors involved, have great potential to transform the issue into cross-national confrontation, where political and corporative ambitions dominate over common sense of sustainable balance. • The positive nexus in Central Asia can be achieved, if river flow is regulated for the benefits of the public and environmental interests rather than purely commercial interests of some sectors. • Flow regulation along transboundary rivers should be agreed by main stakeholders at sectoral and national levels. Examples of USA-Canada and Rhine Commission: water releases along rivers performed not upon decisions of infrastructure owners but by water authorities upon policy agreement with all riparians. Hence, the only way forward is to search for a consensus with a spirit of good will for 9 cooperation on the basic principles of IWRM.
  • 10. In lieu of a conclusion: Some ethical dimensions • The main ethical rule related to water should be: ‘do not hold water resources at the expense of others' rights to hold the same water resources’ • We proposed to set the benchmark and establish written rules for ethical behaviour in water use and management - in the form of code of practice for IWRM implementation. This would not be legally binding and is not intended to replace the provisions of national laws or regulations, but it could provide practical (heuristic) guidance and set out professional standards of behaviour around water. • The working definition for IWRM Code of Practice may be: 10 Principles, values, standards, or rules of behaviour that guide the decisions, procedures, and systems of water management organisations in a way that (a) contributes to the welfare of key stakeholders, (b) respects the rights of all constituents affected by its operations, and (c) fosters the realisation of the collective goals of public interest.
  • 11. Sincerely appreciation to all who supported our TF paper: 11 GWP TEC members and personally Mohamed Ait Kadi – who initiated paper Editor, who helped to complete our paper Our colleagues within and outside region, who sheared their ideas and contributions We strongly recommend to continue this series of publications All RWPs should mobilize their technical expertise to contribute to synthesis GWP’s knowledge, based on experiences from concrete situations at regional, national or local levels
  • 12. Thank you for attention aanndd ssuuppppoorrtt !! WWee aarree rreeaaddyy ttoo ccoonnttiinnuuee ddiissccuussssiioonnss,, aannyy iiddeeaass wweellccoommee…… MMoorree iinnffoo:: vadim@icwc-aral.uz www.gwp-cacena.org www.cawater-info.net