The document is a guide on modern SOA (Service-Oriented Architecture) testing, highlighting the unique challenges and methodologies required to test SOA systems effectively. It discusses the need for sophisticated tools, customized methodologies, and the importance of continuous integration and service virtualization for successful implementation and testing. The paper emphasizes that SOA testing demands a shift in practices, requiring testers to adapt and learn new technologies and processes to meet evolving business needs.

1. A Practitioners Guide to
Modern SOA Testing
Gaurish Hattangadi
Abstract
Today’s dynamic business needs are shaping the modern IT industry. Lower costs
and faster time to market have propelled forward market-changing phenomenon
like SOA, internet business models and cloud computing. Further, changes in
business needs have led to changes in system architectures, from monolithic
systems and slow batch processes to SOA and real-time processes. These have
resulted in businesses asking a new set of questions to test managers, consultants
and architects, like how does one test these modern SOA systems? This paper
attempts to answer the questions surrounding modern SOA testing.
July 2011
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July 2011

2. SOA makes promises that include increased agility, larger application lifecycles, better
complex integrated systems is not a simple task but takes a combination of sophisticated
tools, customized methodologies and a lot of creative approaches to correctly implement,
test and deliver the SOA systems.
Introduction
(TDM) and accelerated UI automation. It also includes enabling practices such as continuous
integration testing and service virtualization. Testing teams need to test the systems at the
service provider and the client end to ensure an error free execution of systems. Tests also
based data provisioning system is a key factor that we shall examine later in this paper.
Starting Our Journey With A Reality Check
Many of us have been introduced to SOA via webinars, articles and books published by SOA vendors. The promises made by
the SOA evangelists seem easy to achieve and are every CTO’s dream. But it is during the implementation phase that reality
surfaces. Each SOA promise is in reality an enormous challenge. Let us have a quick look at some of the common challenges
we have come across, while implementing SOA, over the recent past:
Figure 1: “Typical SOA Implementation Challenges”
Multi-layered
complex architecture
makes it tough to
isolate defects.
Testing processes Agility – Enabling
that span across faster change leads to
multiple systems increase in
create complex test integration and
data needs. regression testing.
SOA
Implementation
Heterogeneous
technologies - Challenges Integrated Systems -
Expensive to test, More points of
and manage a wide failure result in more
variety of systems defects
More Reusability -
Managing people
More problems in
across geographies in
security and
disparate teams
performance
Some of the challenges SOA brings for the testing teams are that they have to learn new technologies, processes and new tools
that are being used. Many testing teams often check if they can continue to use classical tools and processes in the new SOA
environment. Once they begin SOA testing, they quickly realize that this can’t be done. Let’s look at some of the reasons and
questions that lead to this realization:
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3. Modern Tool Requirements Methodology Changes
SOA has a unique architectural ecology. • A new architecture brings the need for a new approach.
• Can classical tools test non-UI components? Current black-box lifecycle processes and tools cannot
• Can these tools cope up with subscriptions to brokers? cope with the sudden need for deep grey box testing.
• Can they interpret messages that across an ESB? For example, we need to test the UI and the components
SOA has its own set of unique protocols. behind it.
• Can the current automation tools handle protocols such as SOAP, • SOA lifecycles are agile and iterative. This in turn increases
WS-Security etc.? the importance of automated regression testing. How does
• Can classical tools take you through a web of component one enable continuous integration testing where manual
invocations for defect isolation? testing is impossible and classical tools do not work?
End To End Business Process Testing Restricted Access Systems
• Can current tools handle orchestration of multiple tools that span • Per - use SaaS systems can drive up the cost of regression
across technologies? For example: UI automation, middleware testing.
testing, service testing and database querying.
• Some systems such as mainframes may not be easily
• End-to-end process testing can create some complex TDM available or accessible for testing.
requirements that non-SOA monolithic systems would not require.
The SOA Testing Road Map
(and Testing) and Deployment & Production Management. Most SOA vendors provide repositories and BPM/BAM systems
that support deployment and production management phase. These phases are managed by dedicated SOA teams and are not
focus areas for testers. CIT and SIT, which occur at the design, development and testing phase of the SOA lifecycle, hold a lot
of interest for SOA Testers.
The diagram below is an illustration of the different phases of the Core SOA Solution:
Figure 2: “Different Phases of the Core SOA Solution”
Core SOA Solution
Requirements
Management !
SOA Testing Tools Focus On
BPM BAM help in process Development Veri ation
monitoring and optimization etc
Focus
SOA
Design and Areas
Manage Lifecycle Develop
!
• SOA Testing Tools are managed
through testing methodology
Deploy • BPM, BAM, Repository Usage And
Repositories centrally Testing Methodology are all
manage process
orchestrated by Governance
models and services
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4. Let’s take a closer look at the Design and Develop phase to understand what it takes to implement SOA Testing correctly.
Initial Steps of the SOA Testing Process
SOA Testing focuses on three system layers:
1 Services Layer 2 Process Layers 3 Service Consumers
Includes services Contain implementation aspects of These can be
exposed by systems business processes. They mostly exist as other services
which are derived composite services, choreographies and or user interface
from business process models (orchestrations). These components.
functions. processes might also be embedded in
user interfaces, ETL tools or domain
models. We would focus on processes that
are implemented in user interfaces and
process layers.
Next, we validate the processes implemented within the process layers (this is synonymous with integration testing for providers).
The subsequent step is to test service consumers. UI automation is a possibility and is encouraged for improved regression
testing. Service consumer testing ensures that the entire system stack works as expected. SOA brings with it huge regression
needs, because of which the tests are rolled into regression suites, to shield them from breaking changes.
This process changes slightly for systems with no separate process tiers. In such cases, processes are embedded inside the user
interfaces and domain models. The key in such cases is to test services and then automate consumer testing for validating
processes and the system stack. This approach is shown in Figure 3 below:
Figure 3: “SOA Testing – The Four Step Approach”
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5. Challenges in SOA Testing Processes Implementation
SOA testing processes are hard to implement because of the need for complex supporting work streams. For example, regression
tests can only run correctly if systems exposing services have the right data. The capabilities of test data traceability and
based data provisioning are key prerequisites for running regression suites. Another suitable example is the process
for accelerating UI automation. Many processes here have repetitive steps (e.g. login or logout) that require a lot of effort. When
you repeat these steps across test cases then changing them in an agile SOA environment can be quite challenging. Another
challenge in the process is the need to test services that have per-use costs or inaccessible systems.
Let us look at some aspects of supporting processes below:
1. Providing based data provisioning and catering to data integrity, data volatility, federated data integrity and
data masking: The practitioner’s answers lie in TDM solutions or in Systems Virtualization.
2. Accelerating
UI Automation: Select tools or develop frameworks that generate UI automation scripts and centralize
repetitive activities. An example here would be the Test Automation Accelerator (ITAA) from Infosys.
3. Access Constrained Systems: Use service virtualization to alleviate services that have per use costs or are not available for
testing.
4. Continuous Integration Testing Mandates: Use testing tools that are capable of monitoring changes in your repositories.
They must run regression suites to avoid breaking changes. Execute regression suites on all major build and releases for
effective test coverage.
Below we cover some other aspects of the SOA Testing processes:
1. Security Mandates: Use security testing tools with a matching process that focuses on grey box and black box testing.
Remember to use penetration testing tools and look for common roadblocks such as injection (script) and denial of
service. In some application architectures, testing services for security is vital in order to check the weak links in the
security chain.
2. Performance: Services and process models can be obstacles to performance. Sometimes even patches to underlying
infrastructure such as ESBs can affect performance. Other likely performance bottlenecks include services that transform
data (especially outside transformation containers) and services that are synchronously invoked from consuming
applications (especially where performance needs are critical enough to bypass ESBs).
3. Ensuring Compliance to Governance Mandates: Governance mandates include ensuring compliance to policies such as
these needs and utilize your ESB/repository vendor’s product stack completely. Your SOA testing tool might support these
needs as well.
The SOA Test Automation Process
essentially agile and the ever-changing SOA world. Your choice of tools will be determined by your needs. These needs vary
from simple open source tools to bleeding edge commercial stacks. Your approach however will almost always be the same
and is shown in the illustration (Figure 4):
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6. Figure 4 is a view of test automation for SOA (excluding TDM, end-to-end testing with UI automation, etc) and
targets very generic SOA systems. The main steps here are:
1. Testers use an automation tool to invoke services or to publish and subscribe to a broker. Services can be REST/POX/
JSON/SOAP exposed over multiple transport protocols like HTTP, FTP, and JMS etc. Brokering is mostly provided by
ESB’s such as from IBM, TIBCO etc.
2.
script (Java). Validation rules can range from plain arithmetic (<. > . =) to customized complex Java.
3. Testers have a variety of options for parameterization.
4. Test Cases are rolled into regression suites.
5. Suites can be executed on schedule or triggered to execute on changes to repository.
6. NFRs can play a major role as most testing tools allow functional tests to be rolled into performance suites. Some tools
also include security testing features.
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7. Have We Overcome all Challenges?
Now that we have discussed the processes and the automation approach to SOA testing, we can now and see if we have
indeed looked at solutions to all the challenges discussed at the start of the paper. Let’s look at our initial diagram (Figure 1:
“Typical SOA Implementation Challenges”) and populate it with answers instead of the questions/ challenges.
Figure 5: “SOA Testing Answers”
SOA
Automation tools test
all components in a
multi-layered
architecture and some
also include defect Good SOA
Tools like HP’s TDM tracing capabilities
and IBM’s Optim can Automation tools
overcome the when correctly
leveraged drastically
challenges of TDM
reduce regression
needs in SOA
testing costs
The
SOA Testing
Good SOA Tools and
methodology adapt
Answers Modern tools aid
service testing and
to diverse systems also help in defect
ecology. isolation.
Virtualization,
strong Most SOA testing
methodologies and tools and mature
governance ease methodologies
implementation address NFRs
roadblocks
C
About the Author
Conclusion
SOA testing has led to improved testing approaches and a new generation of specialized
tools. SOA testers need to now learn larger processes, tools and expand their skill
sets to encompass a wider range of practices. These include UI automation, TDM,
service virtualization, security and performance. Success in SOA implementations
will come to QA organizations that leverage expertise in selecting the right tools and
supporting processes. This move will ensure that the next generation of systems will
deliver on the promises that meet the business user’s expectations.
Gaurish Hattangadi, Test Consultant, Infosys Limited.
Gaurish’s focus areas include SOA testing and enterprise architecture. He can be reached at Gaurish_Hattangadi@infosys.com.
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