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SMERU’s POLICY IMPACT ON
  SCHOOL OPERATIONAL
ASSISTANCE (BOS) PROGRAM

          Nuning Akhmadi
    The SMERU Research Institute
    Presented at CEPA Symposium
    Colombo, 26 –30 November 2007

                                    1
SMERU Research Institute

An independent institution for research and
policy studies, providing accurate and timely
information and objective analysis on various
socio-economic, poverty, decentralization and
vulnerability issues considered most urgent
and relevant for the welfare of the people of
Indonesia
SMERU adopts both quantitative and
qualitative research methods.
                                                2
Outline of Presentation
I.   Background of BOS
     SMERU’s Research: Objectives &
II.
     Methodology
III. Findings & Recommendations
IV. Policy Impacts
V. Challenges
VI. Lessons learnt


                                      3
I. BACKGROUND (1)
School Operational Assistance (BOS)
• One of the programs to reduce the impact of
  increased fuel price, started in July 2005
• Distributed to and managed by schools
• Size of budget allocation based on number of
  students
  - target : 39.6 million students
  - budget: Rp5,1136 trillion (Jul – Dec, 2005)
• Administered by the Ministry of Education
                                                  4
Background (2)
Objectives:
• Provide assistance to schools so that students
  don’t have to pay tuition fees
• Help schools maintaining the quality of
  education
• Support universal education (9 year-compulsory
  basic education program)


                                                   5
II. SMERU’S RESEARCH
Objectives:
 To evaluate the implementation of BOS
 To provide input towards program improvement
  and future program planning
Methodology:
 Qualitative approach, in-depth interviews
 Timeline: Feb – March 2005
 Study area: 10 districts/cities in 5 provinces
  (Purposive:urban/rural, dispersed, relatively small
  and large BOS funds)                                6
Locations of Field Research
                                                   Kota Pematang Siantar
                                                                       :
                                                         1 SDNegeri
                                                  1 SDSwasta (nonpenerima)
                                                         1 MISwasta
                                                        1 MTs Negeri
                                                       1 MTs Swasta




         Kab. Taputl
                   :
         1 SDNegeri
         1 SDSwasta
         1 MINegeri
        1 SMP  Negeri
        1 SMP  Swasta
                                                                                             Kota Manado:
                                                                                              1 SD Negeri
                                                                                              1 SD Swasta                          Kab. Minut :
                                                                                             1 SMP Negeri                          1 SD Negeri
                                                                                             1 SMP Swasta                         2 SD Swasta
                                                                                                                                  1 SMP Negeri




                                                                                                                  Kota Mataram:
                                                                                                                   1 SD Negeri
KotaCilegon:                                                                                                       1 SD Swasta
  1 SDNegeri                                                                                                      1 SMP Negeri
 1 SDSwasta                                                                                                       1 MTs Swasta
(nonpenerima
           )
  1 MINegeri
 1 SMP Negeri
1 SMP Swasta
 1 MTs Swasta




                              Kab Lebak
                                 .      :
                              1 SD Negeri
                        2 SDSwasta(1nonpenerima
                                             )
                              1 MISwasta                                     Kota Pasuruan
                                                                                         :                  Kab. Lombok Tengah:
                             1 MTs Negeri                                     1 SDNegeri
                                                                                                                 1 SD Negeri
                               2Salafiyah                                     1 SDSwasta
                                                                                                                 1 MI Swasta
                                                                              1 MISwasta
                                                                                                                1 SMP Negeri
                                                                              1 MTs Negeri
                                                                                                                  1 Salafiyah




                                                          Kab. Malang  :
                                                           1 MINegeri
                                                          1 SMPNegeri
                                                          1 SMPSwasta
                                                            1 Salafiyah
III. FINDINGS &
  RECOMMENDATIONS
• Program achievement and impact indication
• Level of satisfaction with program
  implementation
• Data collection and allocation of funds
• Program campaigning
• Channeling and disbursement of funds


                                              8
Findings &
       Recommendation (2)
•   Utilization of funds
•   Reporting, monitoring and evaluation
•   Handling of complaints and problems
•   Institutional affairs.




                                           9
IV. SMERU’S
     POLICY IMPACT (1)
• Ministry of Education conducted similar
  evaluation in wider sample areas
• Development and dissemination of new
  program guidelines
• Improvement in budget allocation system,
  and flexibility for provincial and district
  authority to reallocate funds
• Flexibility for schools re: use of funds
                                                10
SMERU’s Policy Impact (2)
• Better program socialization/campaign
• Improvement in disbursement/distribution of
  funds
• Higher priority/free tuition for poor students;
  less tuition fee for non poor students.
• Improved school transparency and
  accountability
• Regular semestral reports by schools

                                                    11
SMERU’s Policy Impact (3)
• Establishment of internal (BOS management
  Team) and external (NGOs, public entity)
  monitoring and evaluation
• Wider public announcement via mass media,
  school committees, informal socialization
  (village meeting, religious activities, etc)
• Establishment of Complaint Units, toll-free
  number

                                                 12
SMERU’s Policy Impact (4)
• Improved selection of competent Working Unit
  members
• More flexible structure of BOS team,
  depending on the competence of Working
  Units
• Mechanism from deconcentration budget to
  special funds allocation for education is being
  explored.

                                                    13
V. CHALLENGES (1)
• Making policymakers begin to understand the
  value of evidence-based research
• Understanding the political dimensions of specific
  policy changes
• Building institutional bridges to improve
  communication and effective interaction between
  researchers and policymakers, and to strengthen
  the integration of policy and evidence.

                                                       14
Challenges (2)
• Amplifying research findings and policy
  recommendations through publications, policy
  briefs, newsletters, website and links, and other
  channels/networking
• Establishing convening network to develop
  systematic and sustainable linkages between
  researchers, national planning board, related high
  level policymakers and practitioners

                                                       15
Challenges (3)
• Improving public debate to encourage people to
  address problems with new perspectives
• Facilitating linkages and cooperation among
  CSOs, enhancing capacity and promoting public
  accountability
• Providing easy and free access to all SMERU’s
  publications, reports, working papers, and NGO
  Database through SMERU website:
  www.smeru.or.id.
                                                   16
VI. LESSONS LEARNT (1)
• Openness of policymakers to accept and accommodate
  input from outside is crucial
• Political will from policymakers is essential to have
  research findings getting translated into actual policy
  change
• Translating/linking research and policy is a not so easy
  undertaking,
• Strong evidence and the urgency of the issues/policy/
  program may speed up the political process towards the
  adoption of research findings and recommendations.
                                                         17
Lessons Learnt (2)
• Determining policy options and selecting research
  findings that have practical application
• Monitoring and evaluating the policy impact of
  SMERU’s findings and recommendations is a
  continued challenge.
• Policy impact on decision making is often
  restricted by its voluntary nature.



                                                      18
Lessons Learnt (3)
• Institutional integrity, objectivity, capacity, and
  research quality are paramount.
• The policy capacity of the executive,
  legislative, researchers as well as other
  stakeholders need to be strengthened.
• Direct participation in policy making is more
  effective as it offers the opportunity to
  convince policy makers and provide direct
  inputs for policy.
                                                        19
ON-GOING RESEARCH (1)
1. The Mechanism and Uses of the Specific
   Allocation Fund (DAK) in Indonesian
   Decentralization Financing
2. Chronic Poverty and Household Dynamics:
   The Case of Indonesia
3. Independent Evaluation of Rice Subsidy for
   the Poor


                                                20
On-going Research (2)
4. Vision Indonesia 2030: Policy Dimension on
   Subsidy, Social Protection System, Income
   Distribution Improvement, and Poverty Reduction
5. Vision Indonesia 2030: Policy Dimension on
   Labor Market Reform and Productivity
   Improvement
6. Study on Strengthening the Poverty Reduction
   Capacity of Local Governments through
   Participatory Poverty Assessment (PPA) in
   Kabupaten Nias and Kabupaten Nias Selatan
                                                     21
On-going Research (3)
7. Qualitative Baseline Study for the Conditional
   Cash Transfer (CCT) Programs
8. High Maternal Mortality Rates in Indonesia:
   Causes and Solutions
9. The Correlates of Poverty in Large and Small
   Areas: Evidence from Indonesian Poverty
   Map Data



                                                    22
FUTURE
       RESEARCH PLAN (1)
1. Promoting the Implementation of the
   Community-Based Monitoring System (CBMS)
2. Improving the Policy and Regulatory
   Environment for Business in NTT
3. Analysis of the Targeting and Effects of Special-
   Area Subsidies and Allowances for Primary
   School Teachers

                                                       23
Future
       Research Plan (2)
5. Better Education through Reformed
   Management and Universal Teacher
   Upgrading (BERMUTU)
6. Improving Local Governance in Indonesia to
   Accelerate Economic Growth: The Case of
   the Agricultural Sector



                                                24
Thank You

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SMERU’s POLICY IMPACT ON SCHOOL OPERATIONAL ASSISTANCE (BOS) PROGRAM

  • 1. SMERU’s POLICY IMPACT ON SCHOOL OPERATIONAL ASSISTANCE (BOS) PROGRAM Nuning Akhmadi The SMERU Research Institute Presented at CEPA Symposium Colombo, 26 –30 November 2007 1
  • 2. SMERU Research Institute An independent institution for research and policy studies, providing accurate and timely information and objective analysis on various socio-economic, poverty, decentralization and vulnerability issues considered most urgent and relevant for the welfare of the people of Indonesia SMERU adopts both quantitative and qualitative research methods. 2
  • 3. Outline of Presentation I. Background of BOS SMERU’s Research: Objectives & II. Methodology III. Findings & Recommendations IV. Policy Impacts V. Challenges VI. Lessons learnt 3
  • 4. I. BACKGROUND (1) School Operational Assistance (BOS) • One of the programs to reduce the impact of increased fuel price, started in July 2005 • Distributed to and managed by schools • Size of budget allocation based on number of students - target : 39.6 million students - budget: Rp5,1136 trillion (Jul – Dec, 2005) • Administered by the Ministry of Education 4
  • 5. Background (2) Objectives: • Provide assistance to schools so that students don’t have to pay tuition fees • Help schools maintaining the quality of education • Support universal education (9 year-compulsory basic education program) 5
  • 6. II. SMERU’S RESEARCH Objectives:  To evaluate the implementation of BOS  To provide input towards program improvement and future program planning Methodology:  Qualitative approach, in-depth interviews  Timeline: Feb – March 2005  Study area: 10 districts/cities in 5 provinces (Purposive:urban/rural, dispersed, relatively small and large BOS funds) 6
  • 7. Locations of Field Research Kota Pematang Siantar : 1 SDNegeri 1 SDSwasta (nonpenerima) 1 MISwasta 1 MTs Negeri 1 MTs Swasta Kab. Taputl : 1 SDNegeri 1 SDSwasta 1 MINegeri 1 SMP Negeri 1 SMP Swasta Kota Manado: 1 SD Negeri 1 SD Swasta Kab. Minut : 1 SMP Negeri 1 SD Negeri 1 SMP Swasta 2 SD Swasta 1 SMP Negeri Kota Mataram: 1 SD Negeri KotaCilegon: 1 SD Swasta 1 SDNegeri 1 SMP Negeri 1 SDSwasta 1 MTs Swasta (nonpenerima ) 1 MINegeri 1 SMP Negeri 1 SMP Swasta 1 MTs Swasta Kab Lebak . : 1 SD Negeri 2 SDSwasta(1nonpenerima ) 1 MISwasta Kota Pasuruan : Kab. Lombok Tengah: 1 MTs Negeri 1 SDNegeri 1 SD Negeri 2Salafiyah 1 SDSwasta 1 MI Swasta 1 MISwasta 1 SMP Negeri 1 MTs Negeri 1 Salafiyah Kab. Malang : 1 MINegeri 1 SMPNegeri 1 SMPSwasta 1 Salafiyah
  • 8. III. FINDINGS & RECOMMENDATIONS • Program achievement and impact indication • Level of satisfaction with program implementation • Data collection and allocation of funds • Program campaigning • Channeling and disbursement of funds 8
  • 9. Findings & Recommendation (2) • Utilization of funds • Reporting, monitoring and evaluation • Handling of complaints and problems • Institutional affairs. 9
  • 10. IV. SMERU’S POLICY IMPACT (1) • Ministry of Education conducted similar evaluation in wider sample areas • Development and dissemination of new program guidelines • Improvement in budget allocation system, and flexibility for provincial and district authority to reallocate funds • Flexibility for schools re: use of funds 10
  • 11. SMERU’s Policy Impact (2) • Better program socialization/campaign • Improvement in disbursement/distribution of funds • Higher priority/free tuition for poor students; less tuition fee for non poor students. • Improved school transparency and accountability • Regular semestral reports by schools 11
  • 12. SMERU’s Policy Impact (3) • Establishment of internal (BOS management Team) and external (NGOs, public entity) monitoring and evaluation • Wider public announcement via mass media, school committees, informal socialization (village meeting, religious activities, etc) • Establishment of Complaint Units, toll-free number 12
  • 13. SMERU’s Policy Impact (4) • Improved selection of competent Working Unit members • More flexible structure of BOS team, depending on the competence of Working Units • Mechanism from deconcentration budget to special funds allocation for education is being explored. 13
  • 14. V. CHALLENGES (1) • Making policymakers begin to understand the value of evidence-based research • Understanding the political dimensions of specific policy changes • Building institutional bridges to improve communication and effective interaction between researchers and policymakers, and to strengthen the integration of policy and evidence. 14
  • 15. Challenges (2) • Amplifying research findings and policy recommendations through publications, policy briefs, newsletters, website and links, and other channels/networking • Establishing convening network to develop systematic and sustainable linkages between researchers, national planning board, related high level policymakers and practitioners 15
  • 16. Challenges (3) • Improving public debate to encourage people to address problems with new perspectives • Facilitating linkages and cooperation among CSOs, enhancing capacity and promoting public accountability • Providing easy and free access to all SMERU’s publications, reports, working papers, and NGO Database through SMERU website: www.smeru.or.id. 16
  • 17. VI. LESSONS LEARNT (1) • Openness of policymakers to accept and accommodate input from outside is crucial • Political will from policymakers is essential to have research findings getting translated into actual policy change • Translating/linking research and policy is a not so easy undertaking, • Strong evidence and the urgency of the issues/policy/ program may speed up the political process towards the adoption of research findings and recommendations. 17
  • 18. Lessons Learnt (2) • Determining policy options and selecting research findings that have practical application • Monitoring and evaluating the policy impact of SMERU’s findings and recommendations is a continued challenge. • Policy impact on decision making is often restricted by its voluntary nature. 18
  • 19. Lessons Learnt (3) • Institutional integrity, objectivity, capacity, and research quality are paramount. • The policy capacity of the executive, legislative, researchers as well as other stakeholders need to be strengthened. • Direct participation in policy making is more effective as it offers the opportunity to convince policy makers and provide direct inputs for policy. 19
  • 20. ON-GOING RESEARCH (1) 1. The Mechanism and Uses of the Specific Allocation Fund (DAK) in Indonesian Decentralization Financing 2. Chronic Poverty and Household Dynamics: The Case of Indonesia 3. Independent Evaluation of Rice Subsidy for the Poor 20
  • 21. On-going Research (2) 4. Vision Indonesia 2030: Policy Dimension on Subsidy, Social Protection System, Income Distribution Improvement, and Poverty Reduction 5. Vision Indonesia 2030: Policy Dimension on Labor Market Reform and Productivity Improvement 6. Study on Strengthening the Poverty Reduction Capacity of Local Governments through Participatory Poverty Assessment (PPA) in Kabupaten Nias and Kabupaten Nias Selatan 21
  • 22. On-going Research (3) 7. Qualitative Baseline Study for the Conditional Cash Transfer (CCT) Programs 8. High Maternal Mortality Rates in Indonesia: Causes and Solutions 9. The Correlates of Poverty in Large and Small Areas: Evidence from Indonesian Poverty Map Data 22
  • 23. FUTURE RESEARCH PLAN (1) 1. Promoting the Implementation of the Community-Based Monitoring System (CBMS) 2. Improving the Policy and Regulatory Environment for Business in NTT 3. Analysis of the Targeting and Effects of Special- Area Subsidies and Allowances for Primary School Teachers 23
  • 24. Future Research Plan (2) 5. Better Education through Reformed Management and Universal Teacher Upgrading (BERMUTU) 6. Improving Local Governance in Indonesia to Accelerate Economic Growth: The Case of the Agricultural Sector 24