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TEX preprint2 style in AASTeX631
Signal Synchronization Strategies and Time Domain SETI with Gaia DR3
Andy Nilipour,1, 2 James R. A. Davenport,3 Steve Croft,2, 4 and Andrew P. V. Siemion2, 4, 5, 6
1
Department of Astronomy, Yale University, Steinbach Hall, 52 Hillhouse Ave, New Haven, CT 06511
2
Radio Astronomy Lab, University of California, Berkeley, 501 Campbell Hall 3411, Berkeley, CA, 94720, USA
3
Department of Astronomy, University of Washington, Box 351580, Seattle, WA 98195, USA
4
SETI Institute, Mountain View, California
5
Jodrell Bank Centre for Astrophysics (JBCA), Department of Physics & Astronomy, Alan Turing Building, The
University of Manchester, M13 9PL, UK
6
University of Malta, Institute of Space Sciences and Astronomy
ABSTRACT
Spatiotemporal techniques for signal coordination with actively transmitting extrater-
restrial civilizations, without the need for prior communication, can constrain tech-
nosignature searches to a significantly smaller coordinate space. With the variable star
catalog from Gaia Data Release 3, we explore two related signaling strategies: the SETI
Ellipsoid, and that proposed by Seto, which are both based on the synchronization of
transmissions with a conspicuous astrophysical event. This dataset contains more than
10 million variable star candidates with light curves from the first three years of Gaia’s
operational phase, between 2014 and 2017. Using four different historical supernovae as
source events, we find that less than 0.01% of stars in the sample have crossing times,
the times at which we would expect to receive synchronized signals on Earth, within
the date range of available Gaia observations. For these stars, we present a framework
for technosignature analysis that searches for modulations in the variability parameters
by splitting the stellar light curve at the crossing time.
Keywords: Astrobiology, Astrometry, Search for extraterrestrial intelligence, Technosig-
natures
1. INTRODUCTION
Searches for technosignatures, the detection
of which would be indicative of extraterrestrial
intelligence, must grapple with a vast, multi-
dimensional parameter space that leaves un-
known the nature of the signal, and the spa-
tial and temporal locations of the transmission
(Wright et al. 2018). Because we are unable
to constantly monitor across all possible remote
sensing modalities, we must select when, where,
and how to conduct our observations. An ad-
vanced extraterrestrial civilization could infer
this searching difficulty, and may synchronize
its signal with some conspicuous astrophysical
event. These source events, which should be
easily visible and uncommon, act as “Schelling”
or focal points (Schelling 1960), allowing for co-
ordination despite a lack of communication be-
tween the two parties.
The distribution of stars from which a trans-
mission synchronized with an event that would
be observable on Earth forms a so-called search
arXiv:2308.00066v1
[astro-ph.IM]
31
Jul
2023
2 Nilipour et al.
for extraterrestrial intelligence (SETI) Ellip-
soid, and it can be used to greatly constrain
the number of technosignature observation can-
didates. Though this framework has been de-
scribed in the past (e.g., Makovetskii 1977;
Lemarchand 1994), a precise application of the
SETI Ellipsoid requires precise stellar positions
and distances, which has only recently been
made possible by Gaia.
Gaia Early Data Release 3 (Gaia EDR3; Gaia
Collaboration et al. 2021) contains the full as-
trometric solution of nearly 1.5 billion stars,
which has allowed for the calculation of precise
photogeometric distances (Bailer-Jones et al.
2021). Decreased uncertainties in stellar dis-
tances reduce the timing uncertainty of obser-
vations using the SETI Ellipsoid scheme. How-
ever, the Gaia catalog contains stars up to tens
of kpc away, and at these large distances, the er-
rors in distance translate to impractically high
timing uncertainties.
To mitigate the effect of stellar distance un-
certainties, Seto (2021) considers a framework
in which an extraterrestrial civilization follows a
certain geometric signaling scheme with a time-
dependent directionality, rather than sending
out an isotropic transmission at one point in
time, and observers on Earth follow a closely
linked receiving scheme. In this approach,
shown in Figure 1, rather than observing stars
lying on an ellipsoid in Galactic Cartesian coor-
dinates at a given point in time, we would in-
stead observe along two concentric rings on the
celestial sphere, up to a certain depth. Using
this, we do not need to precisely know the dis-
tance to the candidate star, only that it is less
than some upper bound, giving an advantage to
the Seto scheme.
With the SETI Ellipsoid and the Seto scheme,
we can assign each star an ‘Ellipsoid’ and a
‘Seto’ crossing time that indicates when that
star should be observed according to the respec-
tive coordination framework. Scheduling future
Source Event
(S) Earth (E)
+
x
d
d+
Figure 1. The angles of observation for the Seto
scheme. Synchronized signals from stars along the
four blue lines, which correspond to two conical
shells when rotated about the horizontal axis, will
be observable on Earth now; these systems are the
current technosignature candidates for this signal-
ing framework. The path from the source event
through the potentially transmitting civilization to
Earth, through a pair of red and blue lines, forms a
right angle at a point on the SETI Ellipsoid, where
the technosignature candidate is located.
observations is possible with this methodology,
as is looking through archival and publicly avail-
able data. Gaia Data Release 3 (Gaia DR3;
Gaia Collaboration et al. 2023) contains vari-
ability analysis and type classification, along
with epoch photometry, for approximately 10.5
million stars. Though these photometry data
are limited, one way we can search for ex-
traterrestrial intelligence signals is to perform
independent variability analysis on the stellar
light curves before and after the stars’ cross-
ing time. Such an analysis would be primar-
ily sensitive to modulations in a periodic star’s
frequency, phase, and amplitude, as well as any
other statistically significant differences in light-
curve properties before and after a star’s cross-
ing time, which may be a form of information
transmitted by a sufficiently advanced civiliza-
tion.
Time Domain SETI with Gaia DR3 3
0 1000 2000 3000 4000 5000
Distance (lyr)
10 2
10 1
100
101
102
103
104
105
Distance
Uncertainty
(lyr)
median
mode
r =1 lyr
100
101
102
103
Number
of
Stars
Figure 2. Two-dimensional histogram of the dis-
tance uncertainties for the variable stars in Gaia
DR3, with distances less than 5000 lyr. The me-
dian and mode distance uncertainties are shown in
the dashed and solid lines, respectively. Stars with
a distance uncertainty less than 1 lyr are the most
ideal; there are 43,237 such stars total, mostly at
low distances.
In this paper, we use Gaia to explore the SETI
Ellipsoid and the Seto scheme as techniques for
analyzing past observations in addition to pri-
oritizing future technosignature searches.1
In
Section 2 we present the sample of variable stars
identified in Gaia DR3. In Section 3 we discuss
the geometry of, and our methods of target se-
lection relative to, the SETI Ellipsoid, and in
Section 4 we do the same for the Seto scheme.
In Section 5 we explore our candidate sample
derived from both methodologies. In Section 6
we present a novel time domain SETI approach
that we apply to a subset of the periodic vari-
ables in the sample. Finally, in Section 7 we
conclude with a summary of our work, its limi-
tations, and possibilities for future work.
2. GAIA DATA RELEASE 3
Gaia DR3 (Gaia Collaboration et al. 2023),
the most recent data release of the Gaia mis-
sion, complements the astrometric and photo-
metric data of the previous EDR3 (Gaia Collab-
1
Source code available at Nilipour et al. (2023)
oration et al. 2021) with spectra, radial veloc-
ities, astrophysical parameters, and rotational
velocities for subsets of the full catalog, as well
as epoch photometry and variability analysis for
10.5 million stars, which is of particular inter-
est for this work. Each of these stars is placed
into one of 24 variable classifications. Although
stars that have not been classified as a known
variable type by Gaia could still harbor a signal
in their light curve, such as a single flux mea-
surement with a significant deviation observed
at the crossing time, the epoch photometry for
these stars is not yet available, and so not con-
sidered for this analysis. However, our approach
described in Section 6 can be easily applied to
such stars when their light-curve data are re-
leased.
With a prior that factors in Gaia’s magni-
tude limit and interstellar extinction, Bailer-
Jones et al. (2021) produced photogeometric
distance estimates (using the Gaia parallax,
color, and apparent magnitude) for 1.35 billion
stars. Bailer-Jones et al. give the median, rmed,
and the 16th and 84th percentiles, rlo and rhi,
respectively, of the photogeometric posterior. In
this work, the distances used are rmed and the
distance uncertainties used are the symmetrized
uncertainty σr = (rhi − rlo)/2.
Of the 10.5 million total variable stars, 9.3
million have Bailer-Jones distances; henceforth,
we refer to this set as the Gaia catalog of vari-
able stars. As seen in Figure 2, the distance
uncertainties in these measurements are gener-
ally large, which makes timing uncertainty for
signal synchronization via the SETI Ellipsoid,
which is directly related to the stellar distance
uncertainty, unfeasible. Around 0.5% of Gaia
variable stars have a distance uncertainty less
than 1 ly, with the distances to all of these stars
less than 2000 ly.
Gaia epoch photometry has excellent long-
term stability, which is useful when considering
the potentially large timing uncertainties on the
4 Nilipour et al.
Source Event
Earth
1
2
3
4
d1
d2
Figure 3. Diagram of the SETI Ellipsoid, which has its foci at the source event (purple dot) and Earth
(green dot). The blue dashed line represents the information front of the source event; stars outside this
sphere (blue dot 1) have not yet observed the event. Stars outside the ellipsoid (orange dot 2) have observed
the event, and if they transmitted a signal upon observation, such a signal would arrive at Earth in the
future. For stars on the ellipsoid (pink dot 3), their synchronized transmission would be observable on Earth
now; at any time, these are the current technosignature candidates. Signals from stars inside the ellipsoid
(red dot 4) would have been received on Earth in the past.
stellar crossing times. However, the light curves
for individual stars are sparse, which makes
searching for transient signals from extrater-
restrial civilizations challenging. Instead, our
search for signals, described in Section 6, relies
on longer-term signals involving the variability
of the host star. Additionally, the epoch pho-
tometry in Gaia DR3 only includes data from a
three-year period between 2014 and 2017, and
thus contains less than half of the data collected
to date, which limits our target selection accord-
ingly.
3. TARGET SELECTION VIA THE SETI
ELLIPSOID
The SETI Ellipsoid framework is based on the
simplest synchronized communication system,
in which an extraterrestrial civilization trans-
mits an isotropic signal when it observes the
source event, and has been previously proposed
as a method to constrain the technosignature
search space (Lemarchand 1994). The geome-
try of the SETI Ellipsoid is shown in Figure 3
and described here.
All stars that have observed a source event
are contained within the sphere centered at the
event with radius
R = D + T
where D is the distance from the event to Earth
and T = cT is the current time elapsed since
Earth observation of the source event (T) times
the speed of light (c). Suppose each of these
stars hosts an extraterrestrial civilization that
Time Domain SETI with Gaia DR3 5
10000 7500 5000 2500 0 2500 5000 7500 10000
Y (pc)
6000
4000
2000
0
2000
4000
Z
(pc)
SN1987A SETI Ellipsoid
Figure 4. Current SETI Ellipsoid with SN 1987A as the source event, in galactocentric Y and Z coordinates.
The red dots are stars that have not yet seen SN 1987A; the blue dots have seen it, but are outside the SETI
Ellipsoid. The pink dots are stars inside the SETI Ellipsoid, and the black dots are those within 0.1 ly of
the SETI Ellipsoid.
has transmitted a signal upon its observation
of the source event. The stars from which these
emitted signals reach Earth at any given time lie
on the SETI Ellipsoid. Formally, the ellipsoid,
which has foci at Earth and the source event, is
defined by
d1 + d2 = D + T
where d1 is the distance from the event to the
star and d2 is the distance from the star to
Earth. As can be seen in Figure 3, the linear
eccentricity of the ellipse is
C =
D
2
and the semi-major axis is
A =
D + T
2
So, the semi-major axis grows at half the speed
of light.
Using this schematic, we can categorize all
stars into four interest levels, which correspond
to the labels 1–4 in Figure 3:
1. Stars outside the sphere of radius R, which
have not yet seen the source event. Syn-
chronized transmissions from these stars
will not be observable until a minimum of
T years from now, which, for most events,
is unreasonably far in the future.
2. Stars within the radius R sphere but out-
side the SETI Ellipsoid, from which a syn-
chronized signal would have already been
sent but not received on Earth. Signals
from these stars will not be observable for
a maximum of T years; the stars in this
category that are closer to Earth may be
potential candidates for scheduling future
technosignature searches.
3. Stars on the SETI Ellipsoid. Synchronized
signals from these stars would be arriving
at Earth now, making these ideal candi-
dates for immediate observations.
4. Stars inside the SETI Ellipsoid, from which
synchronized signals would have already
been received in the past. Archival data
6 Nilipour et al.
or previous observations can be used to ex-
plore these stars.
It may be unreasonable to assume that an ex-
traterrestrial civilization will send a signal im-
mediately upon observing a conspicuous event.
More realistically, there will be some delay be-
tween reception and transmission. Another pos-
sible reason for delay is that the civilization
may wait until a time-resolved light curve of the
event is complete before broadcasting a mim-
icked copy of the signal. For example, if the
source event is a supernova (SN), they may send
a transmission that will produce a light curve
of the same shape and width of the supernova
light curve, once the supernova luminosity has
been reduced to some fraction of its maximum
value. In this case, stars inside, but close to,
the SETI Ellipsoid are also strong candidates
for technosignature searches.
Davenport et al. (2022) focus on the SETI El-
lipsoid with SN 1987A as the source event utiliz-
ing the Gaia Catalog of Nearby Stars (GCNS),
which consists of 331k stars within the 100 pc
neighborhood. SN 1987A was chosen because
of its recency and proximity, but for a Galactic
signaling scheme, it may be preferable to use
source events within the Milky Way. We there-
fore add SETI Ellipsoids with respect to SNe
1604, 1572, and 1054, which have well-known
dates of observation.
Figure 3 shows that the closest point on the
SETI Ellipsoid to Earth is at distance T
2
= cT
2
,
so for source events with an age greater than
about 650 yr, the SETI Ellipsoid will be entirely
outside the 100 pc neighborhood, and even for
those with age of a few hundred years, the SETI
Ellipsoid will be largely incomplete in the 100 pc
neighborhood. We thus expand our search to
fully utilize the data available in Gaia DR3.
Furthermore, Davenport et al. (2022) pri-
marily consider the present SETI Ellipsoid of
SN 1987A, which tells us only which category
each star falls in, as described above. To cal-
culate which stars are currently on the SETI
Ellipsoid, we determine the distances d1 and d2
for each star, then use the inequality
|d1 + d2 − 2A | ≤ τ
where τ is a 0.1 lyr distance tolerance of being
on the Ellipsoid. The current SETI Ellipsoid
for SN1987A is presented in Figure 4, expanded
to include most of the Gaia variable star cata-
log. Davenport et al. (2022) also calculate the
crossing time for each star,
Tx =
d1 + d2 − D
c
which tells us the time at which the star will be
on the SETI Ellipsoid, and they search through
the Gaia Science Alerts archive (Hodgkin et al.
2021) for any variability alerts from any stars
with crossing times within Gaia’s operational
phase. The crossing time diagram for SN 1987A
is shown in Figure 5. We further develop this
idea by selecting only stars that have crossing
times, including the error bounds, between mid-
2014 and mid-2017, and then performing a vari-
ability analysis that compares the light curve
before and after the crossing time. Our analysis
is described in more detail in Section 6.
The crossing time is dependent on distances to
both the source event and stars, as well as the
time of Earth observation of the source event, so
uncertainties in these directly affect uncertain-
ties in the time of arrival of signals to Earth.
For all the SNe considered, the uncertainty in
the date of observation is negligible. For small
angles, the timing uncertainty is dominated by
the distance uncertainty to the star, because
the light travel time from the source event to
Earth and the candidate star is nearly identi-
cal. This is an additional reason why Davenport
et al. (2022) use SN 1987A as a source event,
because its distance is large relative to nearby
stars. However, this is not generally the case for
Galactic SNe; the timing uncertainties for these
Time Domain SETI with Gaia DR3 7
4000 3000 2000 1000 0 1000 2000 3000 4000
Y (pc)
4000
3000
2000
1000
0
1000
2000
3000
4000
Z
(pc)
SN1987A SETI Ellipsoid Crossing Times
2
2
0
0
3
5
0
0
50
00
1
0
0
0
0
Figure 5. Crossing time diagram for the SETI Ellipsoid with SN 1987A as the source event, in galactocentric
Y and Z coordinates, with |X| < 150 pc. The vast majority of stars will not be on the SETI Ellipsoid for
thousands of years. The contour lines show the growth of the Ellipsoid.
Table 1.
Distances and Uncertainties to the Four SNe Used for Our Signaling Methods.
SN Distance (kpc) Distance Uncertainty (kpc) Source
SN 1987A 51.5 1.2 Panagia (1999)
SN 1604 5.1 +0.8/-0.7 Sankrit et al. (2016)
SN 1572 2.75 0.25 Tian & Leahy (2011)
SN 1054 1.93 0.11 Trimble (1973)
are significantly affected by the distance uncer-
tainties to the SNe, which are listed in Table
1. For many stars, these large SNe distance er-
rors will translate to timing uncertainties that
make their observation impractical, so we dis-
regard these errors and echo the sentiment of
Seto (2021) that we, along with several other
fields of astrophysics, await high-precision dis-
tances to these objects. These are projected to
become available through future projects such
as the Square Kilometre Array, which will have
many small dish antennas with a wider field of
view that will improve parallax measurements
of very radio-bright sources such as the Crab
pulsar (Kaplan et al. 2008), which corresponds
to SN 1054.
In total, we find 465 targets with crossing
times and error bounds within the date range
8 Nilipour et al.
200 150 100 50 0 50 100 150 200
X (pc)
200
150
100
50
0
50
100
150
200
Z
(pc)
Stars Crossing SETI Ellipsoids
SN1604 (121)
SN1572 (119)
SN1054 (8)
SN1987A (217)
Figure 6. SETI Ellipsoid target selection for SNe 1987A, 1604, 1572, and 1054, in galactocentric X and
Z coordinates. The red dots are the 465 stars with SETI Ellipsoid crossing times, including error bounds,
within the dates of available Gaia epoch photometry. The light blue dots are background stars.
of available Gaia epoch photometry using the
SETI Ellipsoid for the four SNe. Their spatial
distribution is shown in Figure 6.
4. TARGET SELECTION VIA THE SETO
SCHEME
Though the data from Gaia are a vast im-
provement over previous astrometric measure-
ments, at large distances, the uncertainties in
stellar distances correspond to large uncertain-
ties in timing, which make both scheduling ob-
servations and searching through past data non-
viable. To remove this error, and to complement
our search of Gaia DR3 with the SETI Ellip-
soid, we also use the signaling framework de-
scribed by Seto (2021), which does not require
precise stellar distances. The basic geometry of
the Seto scheme is shown in Figure 1 and sum-
marized here.
The Seto scheme relies on finding a unique
datum point in space-time that is common be-
tween Earth and an extraterrestrial civilization;
in particular, the point x in Figure 1, which
is the closest point to the source event on the
Time Domain SETI with Gaia DR3 9
line Ex connecting Earth and a technosignature
candidate system, is such a point in space. And,
the time interval t(θ) = l·sin(θ)/c plus the time
epoch of the source event, t0, is a unique tem-
poral point. We should then search for signals
that are synchronized with a transmission from
the datum point (x, t(θ)+t0). The line segment
Ex in Figure 1, with length d = l · cos(θ) repre-
sents the depth we can search to, because any
extraterrestrial civilizations on the line beyond
x would need to be able to predict the source
event in order to send a signal that will reach
Earth in synchronization with a signal from the
datum point.
The time on Earth to observe each angle is
given by the time of arrival of a signal sent from
the datum point,
tE(θ) = (t0 + t(θ)) +
l · cos(θ)
c
− (t0 +
l
c
)
=
l
c
(sin(θ) + cos(θ) − 1)
where tE is the time on Earth since the obser-
vation of the source event (which occurs at time
t0 + l
c
). To simplify, Seto (2021) introduces the
normalized time,
τE ≜
c
l
tE
in which case the normalized times of observa-
tion are
τE(θ) = sin(θ) + cos(θ) − 1
The above equation tells us the time to ob-
serve a specific angle in the sky; this can give
us the crossing times of stars, directly analo-
gous to the SETI Ellipsoid crossing times, be-
cause we can trivially calculate the angle be-
tween two sets of celestial coordinates (i.e., that
of the source event and that of each star). The
crossing time diagram via the Seto scheme for
SN 1054 is shown in Figure 7. To find what an-
gles to observe at given times, which is useful
for forecasting targets of interest, we can invert
the above equation. For 0 ≤ τE ≤
√
2−1, there
exist two solutions:
θ± =
π
4
± cos−1 1 + τE
√
2

So, for normalized times τE 
√
2−1, the direc-
tions to observe form two concentric rings on the
celestial sphere centered at the direction of the
source event. The θ− ring begins as a point in
the event direction and expands over time, while
the θ+ ring begins as a great circle perpendicu-
lar to the event direction and shrinks over time;
at τE =
√
2 − 1, the rings merge, and beyond
that, the search window of the source event has
closed, and half the sky has been covered.
As noted previously, this search framework
only requires that the distance to the star be
less than the search depth of the respective an-
gle, d = l · cos(θ). At τE = 0, the θ− ring has a
search depth of l and the θ+ ring has a search
depth of 0; these values decrease and increase,
respectively, to a final value of
√
2l
2
.
Though not essential for a civilization that is
only searching, the signaling schematic is sim-
ilarly time-dependent. The directions that an
extraterrestrial civilization following the Seto
framework must transmit in are identical to the
searching directions, but reflected across the
plane perpendicular to the source event direc-
tion. In other words, the two signaling rings
have the same angles as the receiving rings, but
are concentric about the direction antipodal to
the event direction.
A strong connection exists between the SETI
Ellipsoid and the Seto scheme. In particular,
the two search directions in the Seto scheme cor-
respond to the angles at which the lines d1 and
d2 in Figure 3 are perpendicular, and the search
depth is the length d2. This can be seen through
the equation
tE(θ) =
l
c
(sin(θ) + cos(θ) − 1) =
d1 + d2 − l
c
10 Nilipour et al.
14h 16h 18h 20h 22h 0h 2h 4h 6h 8h 10h
-75°
-60°
-45°
-30°
-15°
0°
15°
30°
45°
60°
75°
Gaia Stars - Seto Signalling Schematic for SN1054
2022 2022
2022
2
0
2
2
2022
2500
2500
2
5
0
0
2500
3
2
5
0
3
2
5
0
3
6
1
9
3
6
1
9
3619
Figure 7. Seto scheme crossing time diagram with SN 1054 as the source event. This scheme covers half
the sky, centered at SN 1054, with two rings, one expanding with time and one contracting. The contour
lines show the progression of these two rings. For SN 1054, the search window closes at around the year
3620, corresponding to a normal time of
√
2 − 1.
14h 16h 18h 20h 22h 0h 2h 4h 6h 8h 10h
-75°
-60°
-45°
-30°
-15°
0°
15°
30°
45°
60°
75°
Gaia Stars - Seto Signalling Schematic for Historic SNe
SN1604 (53)
SN1572 (79)
SN1054 (271)
Figure 8. Stars with Seto scheme crossing times within dates of available Gaia light-curve data for SNe
1604, 1572, and 1054. Each supernova has two rings of candidates, corresponding to the θ+ and θ− rings.
There are 403 candidates total.
Time Domain SETI with Gaia DR3 11
which is identical to the crossing time equation
for the SETI Ellipsoid. As seen in Figure 1,
two such angles exist, corresponding to θ+ and
θ−, which form two rings in the celestial sphere
when rotated about the Earth-source event axis.
The normalized time τE =
√
2−1 corresponds to
the point at which no such perpendicular lines
exist in the SETI Ellipsoid.
Although stellar distance uncertainties do not
factor into the timing uncertainties using the
Seto scheme, distance errors to the SNe will
have an effect. The timing uncertainty is
dt = ∂tθ + ∂tl
This is strongly dominated by the ∂tl term, be-
cause the angular positions of the stars and SNe
have extremely precise values, so dθ is small. So,
dt =
dtE
dl
dl =
dl(sin(θ) + cos(θ) − 1)
c
which has a maximum value of dl
√
2−1
c
in the do-
main of θ. Hence, precise measurements of SNe
distances are necessary for constraining crossing
times to within a reasonable interval.
However, as noted in Section 3, the distances
to supernova remnants have large uncertainties
corresponding to unfeasibly large timing uncer-
tainties for most angles. Thus, we again disre-
gard these errors.
For our Seto scheme target selection, we again
choose stars with crossing times within the
dates of Gaia epoch photometry, excluding er-
ror bounds as noted above, and with distances
less than the search depths. We use SNe 1604,
1572, and 1054 as source events. SN 1987A is
excluded because its normalized time is very
small, so the θ+ ring has a very low depth and
the θ− ring is very thin; when calculated, there
are zero stars for the Seto scheme with respect
to SN 1987A within the desired date range. In
total, we find 403 targets with crossing times
within the date range of available Gaia epoch
photometry using the Seto method for the three
SNe. Their spatial distribution is shown in Fig-
ure 8.
5. CANDIDATE EXPLORATION
We find a total of 868 candidates with SETI
Ellipsoid or Seto crossing times falling in the
time range of Gaia DR3 epoch photometry.
Their astrometric properties, crossing times,
and corresponding source supernovae are listed
in Table 2, which is available in full in the
machine-readable format. The spatial distribu-
tion and color-magnitude diagram, with Gaia
variability classification, of the target stars is
shown in Figure 9.
The majority of candidates are classified as
solar-like variables, which have rotational mod-
ulation, flares, and spots. These are more dif-
ficult to analyze, because they have a less well-
defined model that involves the many parame-
ters of the star’s magnetic active regions. How-
ever, a possible advantage is their similarity to
the Sun, which may indicate a greater chance at
hosting life compared with other variable types,
many of which clearly lie above the main se-
quence, but we do not eliminate the possibility
of extraterrestrial civilizations with stars of dif-
ferent evolutionary states or with more extreme
variability.
Although variable stars are astrophysically in-
teresting, and we expect a form of artificial vari-
ability when searching for extraterrestrial intel-
ligence, it is unclear whether or not any type
of technosignature signal in a stellar light curve
would be classified as a variable star by Gaia’s
machine-learning classification algorithm (Eyer
et al. 2023). Future Gaia data releases will in-
clude epoch photometry for all sources in the
catalog, allowing for a more complete analysis.
However, we note that the classifications from
Gaia are only the most likely variable type for
each star, outputted from the machine-learning
algorithm, and so the stars may be classified
incorrectly, may not fall within any of Gaia’s
predefined variability types, or may not even be
12 Nilipour et al.
14h 16h 18h 20h 22h 0h 2h 4h 6h 8h 10h
-75°
-60°
-45°
-30°
-15°
0°
15°
30°
45°
60°
75°
Candidate Spatial Distribution
SN1604
SN1572
SN1054
SN1987A
Ellipsoid
Seto
0 1 2 3 4 5
GBP GRP
2
0
2
4
6
8
10
12
14
M
G
Crossing Stars with Gaia DR3 Epoch Photometry
Solar-Like Variable
Eclipsing Binary
Delta Scuti or Similar
RS Canum Venaticorum
White Dwarf
Young Stellar Object
2 Canum Venaticorum or Similar
Short Timescale Variable
AGN
Ellipsoidal Variable
Long Period Variable
RR Lyrae
Cepheid
Figure 9. The top panel shows the spatial distribution of all 868 candidates selected via the SETI Ellipsoid
and Seto methods for all four SNe, with crossing times within the date range of available Gaia light curves,
combining the targets from Figures 8 and 6. The bottom panel displays the color-magnitude diagram of
these targets, each marked with its Gaia variable type classification.
Time Domain SETI with Gaia DR3 13
Table
2.
Table
of
Candidate
Targets
ID
RA
Dec
Dist
a
Dist84
a
Dist16
a
X
b
Y
b
Z
b
G
c
G
BP
c
G
RP
c
Class
d
XTime
e
Seto
f
SN
XTimeErr
e
◦
◦
pc
pc
pc
pc
pc
pc
BJD
yr
5277882523178810112
126.44
-61.89
166.7108
166.95
166.42
18.46
-161.00
-39.15
12.31
12.81
11.65
SOLAR
LIKE
2457250.23
False
1987A
0.85
5278211586393119104
125.85
-60.68
160.97
161.21
160.70
14.58
-156.07
-36.63
13.35
14.04
12.54
SOLAR
LIKE
2457562.62
False
1987A
0.83
5085376179094311680
55.70
-24.46
26.00
26.01
25.98
-12.62
-10.15
-20.32
14.03
15.83
12.76
SOLAR
LIKE
2457030.67
False
1987A
0.04
5882042344287383936
232.72
-58.86
25.15
25.16
25.14
19.91
-15.37
-0.98
10.20
11.18
9.21
SOLAR
LIKE
2457524.21
False
1987A
0.04
5793290899490805888
220.68
-74.31
54.03
54.08
54.00
34.09
-40.10
-12.31
8.30
8.64
7.78
ECL
2457762.37
False
1987A
0.13
5573439907376720896
95.79
-40.22
66.51
66.56
66.46
-23.11
-57.09
-25.09
10.62
11.19
9.90
SOLAR
LIKE
2457294.68
False
1987A
0.16
5575165556516524416
96.17
-36.67
51.70
51.74
51.67
-20.84
-43.61
-18.33
12.99
14.28
11.87
SOLAR
LIKE
2456961.20
False
1987A
0.11
5764995891157361792
203.08
-88.44
128.03
128.22
127.87
63.18
-96.57
-55.47
11.49
11.92
10.88
SOLAR
LIKE
2457519.76
False
1987A
0.57
5765214766988828672
268.90
-87.94
109.54
109.66
109.41
56.30
-80.06
-49.22
13.68
14.65
12.70
SOLAR
LIKE
2457048.89
False
1987A
0.40
5258643234376355840
153.30
-57.82
63.07
63.12
63.03
14.31
-61.42
-1.33
13.19
14.31
12.14
SOLAR
LIKE
2457547.73
False
1987A
0.16
a
Distances
and
distance
uncertainties
(upper
and
lower
bounds
at
the
84th
and
16th
percentiles,
respectively),
are
taken
from
Bailer-Jones
et
al.
(2021)
b
Galactocentric
Cartesian
X,
Y
,
and
Z
coordinates.
c
Gaia
magnitudes
in
G,
G
BP
,
and
G
RP
bands.
d
Gaia
variability
type
classification.
e
Star
crossing
time
via
either
the
SETI
Ellipsoid
or
the
Seto
method.
f
True
if
the
star
is
a
candidate
via
the
Seto
method,
and
false
if
the
star
is
a
candidate
via
the
SETI
Ellipsoid.
Note—Table
2
is
published
in
its
entirety
in
the
machine-readable
format.
A
portion
is
shown
here,
rounded
to
two
decimals,
for
guidance
regarding
its
form
and
content.
14 Nilipour et al.
variable stars at all, and so a technosignature
search in the light curves of these objects is not
futile. Our light-curve analysis described in Sec-
tion 6 is sensitive to both changes in variability
parameters and flux, and so can be applied to
both variable and nonvariable stars, regardless
of their Gaia classification. Furthermore, it can
be modified given prior information about the
sample of stars to be analyzed; for example, we
perform a more detailed analysis for the sample
of eclipsing binaries, which comprise a signifi-
cant fraction of the candidates, as seen in Figure
9.
The distance errors for the 465 SETI Ellipsoid
candidates must be less than 1.5 ly, because oth-
erwise the timing uncertainties would necessar-
ily extend outside the Gaia data window, which
spans three years. The actual maximum error
is 0.46 ly, and 68% of candidates have errors less
than 0.19 ly, indicating that for the majority of
these targets, the crossing times are accurate to
approximately two months.
Predictably, the distance errors for the 403
Seto method candidates are much greater, as
they have no constraints apart from the upper
bound distance being less than the search depth.
For these targets, the maximum error is 2000 ly,
and 66% have errors less than 55 ly.
6. VARIABILITY ANALYSIS
To fully utilize the available epoch photom-
etry data from Gaia (see Figure 10), which is
limited by sparsity and incompleteness, we use
a novel technosignature search approach that
splits the light curves at the crossing time and
looks for variations between the two halves. We
focus on periodic variables, for which the spar-
sity issue can be alleviated by period folding.
In particular, eclipsing binaries are the most
ideal variable type for our analysis, because they
have easily parametrized light curves as double
Gaussians. This allows for a numerical mea-
sure of the dissimilarity of the left and right
halves of the light curve using an error-weighted
difference for each parameter. Ranking these
measures can then give the most anomalous
light curve, which would correspond to the light
curve with the greatest change at the crossing
time and thus the highest potential to be a tech-
nosignature system.
Here we point out that rather than a tradi-
tional SETI approach, which generally looks for
direct electromagnetic emission from technology
with spectrotemporal properties consistent with
known or hypothesized behaviors of technology,
our method is sensitive to civilizations that can
modulate their host star’s period, amplitude, or
phase. While this may be possible for a suffi-
ciently advanced civilization, we ideally would
like to search for several types of potential trans-
missions, such as a signal mimicking the light
curve of the source event, across all stars, not
just those classified as periodic or variable. We
attempted a search for such signals by cross-
correlating a normalized supernova light curve,
as well as a simpler top-hat function derived
from the same parameters of the supernova light
curve, with each candidate’s light curve; how-
ever, the Gaia epoch photometry is too sparse
for this analysis, as the timescale of a supernova
is on the same order as the spacing between pho-
tometry measurements, making any correlation
spurious. This can be seen in Figure 11.
Of the 868 candidate targets, 73 are classified
as eclipsing binaries. For each of these eclipsing
binaries, we first split the normalized G-band
light curve at the crossing time. We refer to the
light curves before and after the crossing time
as the left and right light curves, respectively.
Then, with a Lomb-Scargle Periodogram, we ex-
tract the peak frequency of the full, left, and
right light curves. Each of these frequencies
also carries a false alarm probability, which is
the probability that, assuming the light curve
has no periodic signal, we will observe a peri-
odogram power at least as high; we take these
Time Domain SETI with Gaia DR3 15
0.96
0.98
1.00
Source 4738129894277454336 Light Curve
G
1.00
1.02
Normalized
Flux
BP
0 200 400 600 800
BJD +2.457e6
0.99
1.00
1.01 RP
Figure 10. Sample light curve for one of the selected targets, with solar-like variable type classification, in
the three Gaia bands: G, BP, and RP. The solid vertical line marks the crossing time, via either the SETI
Ellipsoid or the Seto scheme. The solid horizontal lines denote the median flux, calculated separately before
and after the crossing time, and the dashed horizontal lines are the ±3 × median absolute deviation (MAD)
levels. This target is a candidate from the SETI Ellipsoid method, so we include the crossing time error due
to the stellar distance uncertainty, which is denoted by the vertical dashed lines. The data are noticeably
sparse and incomplete, consisting of only three years of Gaia observations, but have long-term stability.
values to be the error, although they do not di-
rectly represent a statistical uncertainty.
All three light curves are subsequently folded
with the same frequency, namely the peak fre-
quency with the lowest false alarm probability,
and in reference to the same epoch. A fit to a
double Gaussian with constant baseline is then
performed for each folded light curve, and seven
relevant parameters are extracted: the depth,
phase, and width of the two Gaussians, and the
baseline flux. For these parameters, plus the
median flux and the peak frequency, we calcu-
late the error-weighted difference,
|Xright − Xleft|
q
σ2
right + σ2
left
where σ is the square root of the variance for the
seven double Gaussian parameters, the MAD
for the median flux, and the false alarm proba-
bility for the peak frequency.
For many of these targets, the crossing time
is close to either the start or the end of avail-
able observations, which causes either the left
or right light curve to contain very few data
points. In these cases, we are unable to per-
form a double Gaussian fit at all. Thus, from
16 Nilipour et al.
0 200 400 600 800
BJD +2.457e6
0.96
0.97
0.98
0.99
1.00
1.01
Normalized
Flux
SN Correlation
Stellar LC
SN LC
SN Top Hat
Interpolated SN LC
Figure 11. Sample candidate light curve with SN 1987A light curve overlain in green. The red dots show
the SN light-curve interpolated to match the Gaia light curve data points; the orange dots are the same for
a top-hat function with width equal to the FWHM of the SN light curve, a baseline equal to a normalized
flux of 1, and a peak equal to the maximum normalized flux of the stellar light curve. The vertical blue line
indicates the crossing time of the star, which is where the supernova light curve and top-hat function begin.
The timescale of the SN, on the order of hundreds of days, is close to that of the Gaia epoch photometry
sampling and is also longer than the periods of most stars that are classified as variable by Gaia. This
approach would be better suited to a dataset that has denser time sampling and is not limited to only
variable stars.
the 73 eclipsing binaries, we ultimately perform
a full analysis on 45 of them. The analysis was
performed solely on G-band data, because we
find that trying to fit all three bands simultane-
ously further reduces the number of successful
fits; however, if a promising signal is found from
the G-band data, it would be valuable to ana-
lyze the RP and BP bands to confirm that the
signal is present in them as well.
For each parameter, we rank the targets in
order of increasing error-weighted difference, so
the 0th
target has the most similar left and right
light curves with respect to a given parameter,
and the 44th
target has the most dissimilar light
curves. We then take the sum of the rankings for
each target and divide by the maximum, leaving
us with a single interest index ranging from 0 to
1, where 1 represents the most interesting tar-
get (i.e., the target with the greatest difference
between its left and right light curves).
The periodograms and light curves for four
eclipsing binaries, including the target with the
highest-interest index, are shown in Figure 12.
There is not a large difference between targets of
high interest, as seen in the top two panels, but
this is expected given the null hypothesis of no
signals. In the most interesting candidate (top
left panel), the greatest difference between the
left and right light curves is due to a change in
the relative depths of the two Gaussians. How-
ever, upon inspection, we see that this differ-
ence, and likely most other changes between the
left and right light curves for these systems, is
caused by the sparsity of the light curve, even
when folded.
However, our variability analysis and rank-
ing algorithm are successful in separating eclips-
ing binaries with clearly distinctive light curves
from those without. The lowest-ranked light
curves, in the bottom panels of Figure 12,
clearly have much worse Lomb-Scargle Pe-
riodogram frequency extractions and double
Gaussian fits, largely because there are very few
points in the light-curve dips.
Although a full periodicity analysis cannot be
implemented on the entire sample of variable
Time Domain SETI with Gaia DR3 17
0 2 4 6 8 10
Frequency
0.00
0.25
0.50
0.75
1.00
Power
Source 5633777360297734016 Periodograms and Light Curve
Full Periodogram
Peak Freq: 3.08 d 1
0 2 4 6 8 10
Frequency
0.00
0.25
0.50
0.75
1.00
Power
Left Periodogram
Peak Freq: 3.08 d 1
0 2 4 6 8 10
Frequency
Right Periodogram
Peak Freq: 3.08 d 1
0 200 400 600 800
BJD +2.457e6
0.5
1.0
1.5
Normalized
Flux
G Band Light Curve
0.5 0.0 0.5
Phase
0.8
0.9
1.0
1.1
1.2
Normalized
Flux
Full Folded LC
0.5 0.0 0.5
Phase
Left Folded LC
0.5 0.0 0.5
Phase
Right Folded LC
0 2 4 6 8 10
Frequency
0.00
0.25
0.50
0.75
1.00
Power
Source 3447917286154247424 Periodograms and Light Curve
Full Periodogram
Peak Freq: 4.79 d 1
0 2 4 6 8 10
Frequency
0.00
0.25
0.50
0.75
1.00
Power
Left Periodogram
Peak Freq: 4.79 d 1
0 2 4 6 8 10
Frequency
Right Periodogram
Peak Freq: 4.79 d 1
0 200 400 600 800
BJD +2.457e6
0.6
0.8
1.0
1.2
1.4
Normalized
Flux
G Band Light Curve
0.5 0.0 0.5
Phase
0.7
0.8
0.9
1.0
1.1
Normalized
Flux
Full Folded LC
0.5 0.0 0.5
Phase
Left Folded LC
0.5 0.0 0.5
Phase
Right Folded LC
Figure 12. (a) Full, left, and right light curves and their Lomb-Scargle Periodograms for two eclipsing
binaries. The left panel has the highest-interest index and the right panel is near the middle of the interest
rankings. The analysis seems to successfully fold the data both before and after the crossing time, and there
is a small but noticeable change in the double Gaussian eclipsing binary fit between the left and right light
curves, though this is most likely due to sparse sampling. It is difficult to distinguish between eclipsing
binaries with high interest, as we do not normally expect the variability parameters for an eclipsing binary
to change, so the left and right light curves should be similar. (b) Lomb-Scargle Periodograms and light
curves for two eclipsing binaries with some of the lowest-interest indices. The periodograms are unable to
find strong peak frequencies and the double Gaussian fit fails in these two panels, indicating that the analysis
and ranking system successfully assigns low interest to targets that do not have clean data.
18 Nilipour et al.
0 2 4 6 8 10
Frequency
0.00
0.25
0.50
0.75
1.00
Power
Source 3444070610365980928 Periodograms and Light Curve
Full Periodogram
Peak Freq: 0.18 d 1
0 2 4 6 8 10
Frequency
0.00
0.25
0.50
0.75
1.00
Power
Left Periodogram
Peak Freq: 0.56 d 1
0 2 4 6 8 10
Frequency
Right Periodogram
Peak Freq: 0.21 d 1
0 200 400 600 800
BJD +2.457e6
0.90
0.95
1.00
Normalized
Flux
G Band Light Curve
0.5 0.0 0.5
Phase
0.7
0.8
0.9
1.0
Normalized
Flux
Full Folded LC
0.5 0.0 0.5
Phase
Left Folded LC
0.5 0.0 0.5
Phase
Right Folded LC
0 2 4 6 8 10
Frequency
0.00
0.25
0.50
0.75
1.00
Power
Source 3443821296105153920 Periodograms and Light Curve
Full Periodogram
Peak Freq: 0.38 d 1
0 2 4 6 8 10
Frequency
0.00
0.25
0.50
0.75
1.00
Power
Left Periodogram
Peak Freq: 9.20 d 1
0 2 4 6 8 10
Frequency
Right Periodogram
Peak Freq: 0.42 d 1
0 200 400 600 800
BJD +2.457e6
0.6
0.8
1.0
Normalized
Flux
G Band Light Curve
0.5 0.0 0.5
Phase
0.4
0.6
0.8
1.0
Normalized
Flux
Full Folded LC
0.5 0.0 0.5
Phase
Left Folded LC
0.5 0.0 0.5
Phase
Right Folded LC
Figure 12. (Continued.)
stars, because many are not periodic, we per-
form a similar but simpler analysis on the re-
maining candidates. Rather than comparing
the double Gaussian fit parameters before and
after the crossing time, we compare the median
flux, the standard deviation, and the best-fit
slope for these targets. We follow the same pro-
cess of calculating the error-weighted differences
for the median flux and best-fit slope, but for
the standard deviation, we instead normalize by
the mean flux and calculate a simple difference,
because there is no well-defined measure of the
error of a standard deviation value. An advan-
tage of this simpler procedure is that we can
incorporate all three Gaia filter bands, because
a linear fit will fail only if there are fewer than
two points on either side of the crossing time,
so we ultimately compute nine parameters, the
same number as for the eclipsing binary anal-
ysis, for a total of 734 out of the 795 variable
stars not classified as eclipsing binaries.
We also repeat the same target ranking pro-
cess, and show the most and least interest-
ing candidates in Figure 13. It again appears
that our analysis successfully finds uninterest-
ing candidates with seemingly well-understood
or periodic light curves, giving them low rank-
ings and separating them from more interesting
candidates, which appear to have more signif-
icant changes in light curves before and after
the crossing time. However, it remains difficult
to separate any possible technosignature signal
Time Domain SETI with Gaia DR3 19
from random variation and noise given the lim-
its of the Gaia epoch photometry.
7. CONCLUSIONS
We have presented both a spatiotemporal
technosignature candidate search framework,
which combines the SETI Ellipsoid and Seto
methods, and a novel SETI approach that is
sensitive to changes in a periodic star’s vari-
ability parameters. With precise astrometry
and distance from Gaia and Bailer-Jones et al.
(2021), we explore this framework with several
nearby SNe as source events for signal synchro-
nization to select candidates with crossing times
within the time range of available Gaia epoch
photometry, and perform our variability analy-
sis on the well-parametrized subset of eclipsing
binary candidate systems.
Given the lack of any statistically significant
changes in the light curves of the selected eclips-
ing binaries, we can place constraints on the
prevalence of extraterrestrial civilizations using
either of these spatiotemporal signaling schemes
and behaving in a manner detectable by our
time domain analysis, as has been done by Price
et al. (2020), Franz et al. (2022), and others for
previous SETI observations. This limit can be
calculated with a one-sided 95% Poisson con-
fidence interval, assuming a conservative 50%
probability of detecting such a signal if present
(Gehrels 1986). We performed our analysis on
a total of 779 variable star systems, and so we
place an upper limit of 0.47% on the percent-
age of such systems hosting civilizations that
are behaving in the hypothesized manner.
Although we use only the error associated
with the distance to the stars to calculate cross-
ing time uncertainties, the errors in the SNe dis-
tances are also significant, and will have a non-
negligible effect on the timing uncertainty for
most targets via both the SETI Ellipsoid and
the Seto method. We, like Seto (2021), again
emphasize that while precise distances to SNe
will help us more accurately constrain our tech-
nosignature searches, the advent of these mea-
surements is beneficial not just to SETI but to
many areas of astrophysics. With tighter SNe
distance errors, we will also be able to expand
our framework to other historic Galactic SNe.
Our geometric framework constrains the SETI
parameter space by telling us where and when
to search, for both planned observations and
archival data, but the nature of the synchro-
nized transmission is still unknown. To best
utilize the light curves from Gaia, we look for
modulations in frequency, amplitude, or phase
of the candidate systems, which is reasonably
feasible for an advanced civilization. Another
possible intentional signals in optical bands is a
peak in the light curve that mimics the shape
and width of the source event. Although this
is not yet feasible given the limitations of Gaia
data and photometry, the situation may change
in the near future. This method may also be
better suited for a telescope like TESS, which
has more densely sampled data at the cost of
some long-term stability and discontinuous ob-
servations for most stars. Furthermore, there is
the possibility of using other datasets and ob-
servatories to search for synchronized bright ra-
dio flashes or other types of transient radio sig-
nals. In particular, the SETI Ellipsoid and Seto
schemes could be used to select targets for radio
SETI observations.
This work is also limited by the incomplete-
ness of Gaia DR3 light curve data, which con-
sist of a curated set of variable objects that
have passed through a classification algorithm
and may not include other potentially interest-
ing candidates, such as stars that may have a
short, small increase in flux. Moreover, only
three years of photometric data have been re-
leased for the stars with light curves. Gaia has
made this work and other geometric approaches
to SETI possible, and we expect that the next
big revolution will arrive with Gaia Data Re-
20 Nilipour et al.
0.9
1.0
1.1
Source 5248299956676144256 Light Curve
G
0.9
1.0
1.1
Normalized
Flux
BP
0 200 400 600 800
BJD +2.457e6
0.9
1.0
1.1
RP
0.99
1.00
1.01
Source 3345430261142179712 Light Curve
G
0.98
1.00
1.02
Normalized
Flux
BP
0 200 400 600 800
BJD +2.457e6
0.99
1.00
1.01
RP
Figure 13. Light curves in all three Gaia bands for the most (top panel) and least (bottom panel) interesting
targets not classified as variable stars, formatted in the same manner as in Figure 10. The most interesting
candidate displays a nonsignificant but noticeable shift in the median flux before and after the crossing time,
as well as possible increase in the scatter. The best-fit slope also appears to be strongly negative before
the crossing time but near-horizontal afterward. On the other hand, the least interesting candidate shows
almost zero change in the median flux, and seemingly small change in the scatter and best-fit slope.
Time Domain SETI with Gaia DR3 21
lease 4, which will include 66 months of epoch
photometry for all 2 billion sources.
The authors thank the anonymous referee for
their helpful comments, which substantially im-
proved this work. The authors wish to thank
Sofia Sheikh and Barbara Cabrales for helpful
conversations about the SETI Ellipsoid.
1
2
3
4
5
The Breakthrough Prize Foundation funds the
Breakthrough Initiatives which manages Break-
through Listen. A.N. was funded as a partici-
pant in the Berkeley SETI Research Center Re-
search Experience for Undergraduates Site, sup-
ported by the National Science Foundation un-
der grant No. 1950897.
6
7
8
9
10
11
12
J.R.A.D. acknowledges support from the
DiRAC Institute in the Department of Astron-
omy at the University of Washington. The
DiRAC Institute is supported through generous
gifts from the Charles and Lisa Simonyi Fund
for Arts and Sciences, and the Washington Re-
search Foundation.
13
14
15
16
17
18
19
Software: Python, IPython (Pérez 
Granger 2007), NumPy (Oliphant 2007), Mat-
plotlib (Hunter 2007), SciPy (Virtanen et al.
2020), Pandas (Wes 2010), Astropy (Astropy
Collaboration et al. 2013)
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Signal Synchronization Strategies and Time Domain SETI with Gaia DR3

  • 1. Draft version August 2, 2023 Typeset using L A TEX preprint2 style in AASTeX631 Signal Synchronization Strategies and Time Domain SETI with Gaia DR3 Andy Nilipour,1, 2 James R. A. Davenport,3 Steve Croft,2, 4 and Andrew P. V. Siemion2, 4, 5, 6 1 Department of Astronomy, Yale University, Steinbach Hall, 52 Hillhouse Ave, New Haven, CT 06511 2 Radio Astronomy Lab, University of California, Berkeley, 501 Campbell Hall 3411, Berkeley, CA, 94720, USA 3 Department of Astronomy, University of Washington, Box 351580, Seattle, WA 98195, USA 4 SETI Institute, Mountain View, California 5 Jodrell Bank Centre for Astrophysics (JBCA), Department of Physics & Astronomy, Alan Turing Building, The University of Manchester, M13 9PL, UK 6 University of Malta, Institute of Space Sciences and Astronomy ABSTRACT Spatiotemporal techniques for signal coordination with actively transmitting extrater- restrial civilizations, without the need for prior communication, can constrain tech- nosignature searches to a significantly smaller coordinate space. With the variable star catalog from Gaia Data Release 3, we explore two related signaling strategies: the SETI Ellipsoid, and that proposed by Seto, which are both based on the synchronization of transmissions with a conspicuous astrophysical event. This dataset contains more than 10 million variable star candidates with light curves from the first three years of Gaia’s operational phase, between 2014 and 2017. Using four different historical supernovae as source events, we find that less than 0.01% of stars in the sample have crossing times, the times at which we would expect to receive synchronized signals on Earth, within the date range of available Gaia observations. For these stars, we present a framework for technosignature analysis that searches for modulations in the variability parameters by splitting the stellar light curve at the crossing time. Keywords: Astrobiology, Astrometry, Search for extraterrestrial intelligence, Technosig- natures 1. INTRODUCTION Searches for technosignatures, the detection of which would be indicative of extraterrestrial intelligence, must grapple with a vast, multi- dimensional parameter space that leaves un- known the nature of the signal, and the spa- tial and temporal locations of the transmission (Wright et al. 2018). Because we are unable to constantly monitor across all possible remote sensing modalities, we must select when, where, and how to conduct our observations. An ad- vanced extraterrestrial civilization could infer this searching difficulty, and may synchronize its signal with some conspicuous astrophysical event. These source events, which should be easily visible and uncommon, act as “Schelling” or focal points (Schelling 1960), allowing for co- ordination despite a lack of communication be- tween the two parties. The distribution of stars from which a trans- mission synchronized with an event that would be observable on Earth forms a so-called search arXiv:2308.00066v1 [astro-ph.IM] 31 Jul 2023
  • 2. 2 Nilipour et al. for extraterrestrial intelligence (SETI) Ellip- soid, and it can be used to greatly constrain the number of technosignature observation can- didates. Though this framework has been de- scribed in the past (e.g., Makovetskii 1977; Lemarchand 1994), a precise application of the SETI Ellipsoid requires precise stellar positions and distances, which has only recently been made possible by Gaia. Gaia Early Data Release 3 (Gaia EDR3; Gaia Collaboration et al. 2021) contains the full as- trometric solution of nearly 1.5 billion stars, which has allowed for the calculation of precise photogeometric distances (Bailer-Jones et al. 2021). Decreased uncertainties in stellar dis- tances reduce the timing uncertainty of obser- vations using the SETI Ellipsoid scheme. How- ever, the Gaia catalog contains stars up to tens of kpc away, and at these large distances, the er- rors in distance translate to impractically high timing uncertainties. To mitigate the effect of stellar distance un- certainties, Seto (2021) considers a framework in which an extraterrestrial civilization follows a certain geometric signaling scheme with a time- dependent directionality, rather than sending out an isotropic transmission at one point in time, and observers on Earth follow a closely linked receiving scheme. In this approach, shown in Figure 1, rather than observing stars lying on an ellipsoid in Galactic Cartesian coor- dinates at a given point in time, we would in- stead observe along two concentric rings on the celestial sphere, up to a certain depth. Using this, we do not need to precisely know the dis- tance to the candidate star, only that it is less than some upper bound, giving an advantage to the Seto scheme. With the SETI Ellipsoid and the Seto scheme, we can assign each star an ‘Ellipsoid’ and a ‘Seto’ crossing time that indicates when that star should be observed according to the respec- tive coordination framework. Scheduling future Source Event (S) Earth (E) + x d d+ Figure 1. The angles of observation for the Seto scheme. Synchronized signals from stars along the four blue lines, which correspond to two conical shells when rotated about the horizontal axis, will be observable on Earth now; these systems are the current technosignature candidates for this signal- ing framework. The path from the source event through the potentially transmitting civilization to Earth, through a pair of red and blue lines, forms a right angle at a point on the SETI Ellipsoid, where the technosignature candidate is located. observations is possible with this methodology, as is looking through archival and publicly avail- able data. Gaia Data Release 3 (Gaia DR3; Gaia Collaboration et al. 2023) contains vari- ability analysis and type classification, along with epoch photometry, for approximately 10.5 million stars. Though these photometry data are limited, one way we can search for ex- traterrestrial intelligence signals is to perform independent variability analysis on the stellar light curves before and after the stars’ cross- ing time. Such an analysis would be primar- ily sensitive to modulations in a periodic star’s frequency, phase, and amplitude, as well as any other statistically significant differences in light- curve properties before and after a star’s cross- ing time, which may be a form of information transmitted by a sufficiently advanced civiliza- tion.
  • 3. Time Domain SETI with Gaia DR3 3 0 1000 2000 3000 4000 5000 Distance (lyr) 10 2 10 1 100 101 102 103 104 105 Distance Uncertainty (lyr) median mode r =1 lyr 100 101 102 103 Number of Stars Figure 2. Two-dimensional histogram of the dis- tance uncertainties for the variable stars in Gaia DR3, with distances less than 5000 lyr. The me- dian and mode distance uncertainties are shown in the dashed and solid lines, respectively. Stars with a distance uncertainty less than 1 lyr are the most ideal; there are 43,237 such stars total, mostly at low distances. In this paper, we use Gaia to explore the SETI Ellipsoid and the Seto scheme as techniques for analyzing past observations in addition to pri- oritizing future technosignature searches.1 In Section 2 we present the sample of variable stars identified in Gaia DR3. In Section 3 we discuss the geometry of, and our methods of target se- lection relative to, the SETI Ellipsoid, and in Section 4 we do the same for the Seto scheme. In Section 5 we explore our candidate sample derived from both methodologies. In Section 6 we present a novel time domain SETI approach that we apply to a subset of the periodic vari- ables in the sample. Finally, in Section 7 we conclude with a summary of our work, its limi- tations, and possibilities for future work. 2. GAIA DATA RELEASE 3 Gaia DR3 (Gaia Collaboration et al. 2023), the most recent data release of the Gaia mis- sion, complements the astrometric and photo- metric data of the previous EDR3 (Gaia Collab- 1 Source code available at Nilipour et al. (2023) oration et al. 2021) with spectra, radial veloc- ities, astrophysical parameters, and rotational velocities for subsets of the full catalog, as well as epoch photometry and variability analysis for 10.5 million stars, which is of particular inter- est for this work. Each of these stars is placed into one of 24 variable classifications. Although stars that have not been classified as a known variable type by Gaia could still harbor a signal in their light curve, such as a single flux mea- surement with a significant deviation observed at the crossing time, the epoch photometry for these stars is not yet available, and so not con- sidered for this analysis. However, our approach described in Section 6 can be easily applied to such stars when their light-curve data are re- leased. With a prior that factors in Gaia’s magni- tude limit and interstellar extinction, Bailer- Jones et al. (2021) produced photogeometric distance estimates (using the Gaia parallax, color, and apparent magnitude) for 1.35 billion stars. Bailer-Jones et al. give the median, rmed, and the 16th and 84th percentiles, rlo and rhi, respectively, of the photogeometric posterior. In this work, the distances used are rmed and the distance uncertainties used are the symmetrized uncertainty σr = (rhi − rlo)/2. Of the 10.5 million total variable stars, 9.3 million have Bailer-Jones distances; henceforth, we refer to this set as the Gaia catalog of vari- able stars. As seen in Figure 2, the distance uncertainties in these measurements are gener- ally large, which makes timing uncertainty for signal synchronization via the SETI Ellipsoid, which is directly related to the stellar distance uncertainty, unfeasible. Around 0.5% of Gaia variable stars have a distance uncertainty less than 1 ly, with the distances to all of these stars less than 2000 ly. Gaia epoch photometry has excellent long- term stability, which is useful when considering the potentially large timing uncertainties on the
  • 4. 4 Nilipour et al. Source Event Earth 1 2 3 4 d1 d2 Figure 3. Diagram of the SETI Ellipsoid, which has its foci at the source event (purple dot) and Earth (green dot). The blue dashed line represents the information front of the source event; stars outside this sphere (blue dot 1) have not yet observed the event. Stars outside the ellipsoid (orange dot 2) have observed the event, and if they transmitted a signal upon observation, such a signal would arrive at Earth in the future. For stars on the ellipsoid (pink dot 3), their synchronized transmission would be observable on Earth now; at any time, these are the current technosignature candidates. Signals from stars inside the ellipsoid (red dot 4) would have been received on Earth in the past. stellar crossing times. However, the light curves for individual stars are sparse, which makes searching for transient signals from extrater- restrial civilizations challenging. Instead, our search for signals, described in Section 6, relies on longer-term signals involving the variability of the host star. Additionally, the epoch pho- tometry in Gaia DR3 only includes data from a three-year period between 2014 and 2017, and thus contains less than half of the data collected to date, which limits our target selection accord- ingly. 3. TARGET SELECTION VIA THE SETI ELLIPSOID The SETI Ellipsoid framework is based on the simplest synchronized communication system, in which an extraterrestrial civilization trans- mits an isotropic signal when it observes the source event, and has been previously proposed as a method to constrain the technosignature search space (Lemarchand 1994). The geome- try of the SETI Ellipsoid is shown in Figure 3 and described here. All stars that have observed a source event are contained within the sphere centered at the event with radius R = D + T where D is the distance from the event to Earth and T = cT is the current time elapsed since Earth observation of the source event (T) times the speed of light (c). Suppose each of these stars hosts an extraterrestrial civilization that
  • 5. Time Domain SETI with Gaia DR3 5 10000 7500 5000 2500 0 2500 5000 7500 10000 Y (pc) 6000 4000 2000 0 2000 4000 Z (pc) SN1987A SETI Ellipsoid Figure 4. Current SETI Ellipsoid with SN 1987A as the source event, in galactocentric Y and Z coordinates. The red dots are stars that have not yet seen SN 1987A; the blue dots have seen it, but are outside the SETI Ellipsoid. The pink dots are stars inside the SETI Ellipsoid, and the black dots are those within 0.1 ly of the SETI Ellipsoid. has transmitted a signal upon its observation of the source event. The stars from which these emitted signals reach Earth at any given time lie on the SETI Ellipsoid. Formally, the ellipsoid, which has foci at Earth and the source event, is defined by d1 + d2 = D + T where d1 is the distance from the event to the star and d2 is the distance from the star to Earth. As can be seen in Figure 3, the linear eccentricity of the ellipse is C = D 2 and the semi-major axis is A = D + T 2 So, the semi-major axis grows at half the speed of light. Using this schematic, we can categorize all stars into four interest levels, which correspond to the labels 1–4 in Figure 3: 1. Stars outside the sphere of radius R, which have not yet seen the source event. Syn- chronized transmissions from these stars will not be observable until a minimum of T years from now, which, for most events, is unreasonably far in the future. 2. Stars within the radius R sphere but out- side the SETI Ellipsoid, from which a syn- chronized signal would have already been sent but not received on Earth. Signals from these stars will not be observable for a maximum of T years; the stars in this category that are closer to Earth may be potential candidates for scheduling future technosignature searches. 3. Stars on the SETI Ellipsoid. Synchronized signals from these stars would be arriving at Earth now, making these ideal candi- dates for immediate observations. 4. Stars inside the SETI Ellipsoid, from which synchronized signals would have already been received in the past. Archival data
  • 6. 6 Nilipour et al. or previous observations can be used to ex- plore these stars. It may be unreasonable to assume that an ex- traterrestrial civilization will send a signal im- mediately upon observing a conspicuous event. More realistically, there will be some delay be- tween reception and transmission. Another pos- sible reason for delay is that the civilization may wait until a time-resolved light curve of the event is complete before broadcasting a mim- icked copy of the signal. For example, if the source event is a supernova (SN), they may send a transmission that will produce a light curve of the same shape and width of the supernova light curve, once the supernova luminosity has been reduced to some fraction of its maximum value. In this case, stars inside, but close to, the SETI Ellipsoid are also strong candidates for technosignature searches. Davenport et al. (2022) focus on the SETI El- lipsoid with SN 1987A as the source event utiliz- ing the Gaia Catalog of Nearby Stars (GCNS), which consists of 331k stars within the 100 pc neighborhood. SN 1987A was chosen because of its recency and proximity, but for a Galactic signaling scheme, it may be preferable to use source events within the Milky Way. We there- fore add SETI Ellipsoids with respect to SNe 1604, 1572, and 1054, which have well-known dates of observation. Figure 3 shows that the closest point on the SETI Ellipsoid to Earth is at distance T 2 = cT 2 , so for source events with an age greater than about 650 yr, the SETI Ellipsoid will be entirely outside the 100 pc neighborhood, and even for those with age of a few hundred years, the SETI Ellipsoid will be largely incomplete in the 100 pc neighborhood. We thus expand our search to fully utilize the data available in Gaia DR3. Furthermore, Davenport et al. (2022) pri- marily consider the present SETI Ellipsoid of SN 1987A, which tells us only which category each star falls in, as described above. To cal- culate which stars are currently on the SETI Ellipsoid, we determine the distances d1 and d2 for each star, then use the inequality |d1 + d2 − 2A | ≤ τ where τ is a 0.1 lyr distance tolerance of being on the Ellipsoid. The current SETI Ellipsoid for SN1987A is presented in Figure 4, expanded to include most of the Gaia variable star cata- log. Davenport et al. (2022) also calculate the crossing time for each star, Tx = d1 + d2 − D c which tells us the time at which the star will be on the SETI Ellipsoid, and they search through the Gaia Science Alerts archive (Hodgkin et al. 2021) for any variability alerts from any stars with crossing times within Gaia’s operational phase. The crossing time diagram for SN 1987A is shown in Figure 5. We further develop this idea by selecting only stars that have crossing times, including the error bounds, between mid- 2014 and mid-2017, and then performing a vari- ability analysis that compares the light curve before and after the crossing time. Our analysis is described in more detail in Section 6. The crossing time is dependent on distances to both the source event and stars, as well as the time of Earth observation of the source event, so uncertainties in these directly affect uncertain- ties in the time of arrival of signals to Earth. For all the SNe considered, the uncertainty in the date of observation is negligible. For small angles, the timing uncertainty is dominated by the distance uncertainty to the star, because the light travel time from the source event to Earth and the candidate star is nearly identi- cal. This is an additional reason why Davenport et al. (2022) use SN 1987A as a source event, because its distance is large relative to nearby stars. However, this is not generally the case for Galactic SNe; the timing uncertainties for these
  • 7. Time Domain SETI with Gaia DR3 7 4000 3000 2000 1000 0 1000 2000 3000 4000 Y (pc) 4000 3000 2000 1000 0 1000 2000 3000 4000 Z (pc) SN1987A SETI Ellipsoid Crossing Times 2 2 0 0 3 5 0 0 50 00 1 0 0 0 0 Figure 5. Crossing time diagram for the SETI Ellipsoid with SN 1987A as the source event, in galactocentric Y and Z coordinates, with |X| < 150 pc. The vast majority of stars will not be on the SETI Ellipsoid for thousands of years. The contour lines show the growth of the Ellipsoid. Table 1. Distances and Uncertainties to the Four SNe Used for Our Signaling Methods. SN Distance (kpc) Distance Uncertainty (kpc) Source SN 1987A 51.5 1.2 Panagia (1999) SN 1604 5.1 +0.8/-0.7 Sankrit et al. (2016) SN 1572 2.75 0.25 Tian & Leahy (2011) SN 1054 1.93 0.11 Trimble (1973) are significantly affected by the distance uncer- tainties to the SNe, which are listed in Table 1. For many stars, these large SNe distance er- rors will translate to timing uncertainties that make their observation impractical, so we dis- regard these errors and echo the sentiment of Seto (2021) that we, along with several other fields of astrophysics, await high-precision dis- tances to these objects. These are projected to become available through future projects such as the Square Kilometre Array, which will have many small dish antennas with a wider field of view that will improve parallax measurements of very radio-bright sources such as the Crab pulsar (Kaplan et al. 2008), which corresponds to SN 1054. In total, we find 465 targets with crossing times and error bounds within the date range
  • 8. 8 Nilipour et al. 200 150 100 50 0 50 100 150 200 X (pc) 200 150 100 50 0 50 100 150 200 Z (pc) Stars Crossing SETI Ellipsoids SN1604 (121) SN1572 (119) SN1054 (8) SN1987A (217) Figure 6. SETI Ellipsoid target selection for SNe 1987A, 1604, 1572, and 1054, in galactocentric X and Z coordinates. The red dots are the 465 stars with SETI Ellipsoid crossing times, including error bounds, within the dates of available Gaia epoch photometry. The light blue dots are background stars. of available Gaia epoch photometry using the SETI Ellipsoid for the four SNe. Their spatial distribution is shown in Figure 6. 4. TARGET SELECTION VIA THE SETO SCHEME Though the data from Gaia are a vast im- provement over previous astrometric measure- ments, at large distances, the uncertainties in stellar distances correspond to large uncertain- ties in timing, which make both scheduling ob- servations and searching through past data non- viable. To remove this error, and to complement our search of Gaia DR3 with the SETI Ellip- soid, we also use the signaling framework de- scribed by Seto (2021), which does not require precise stellar distances. The basic geometry of the Seto scheme is shown in Figure 1 and sum- marized here. The Seto scheme relies on finding a unique datum point in space-time that is common be- tween Earth and an extraterrestrial civilization; in particular, the point x in Figure 1, which is the closest point to the source event on the
  • 9. Time Domain SETI with Gaia DR3 9 line Ex connecting Earth and a technosignature candidate system, is such a point in space. And, the time interval t(θ) = l·sin(θ)/c plus the time epoch of the source event, t0, is a unique tem- poral point. We should then search for signals that are synchronized with a transmission from the datum point (x, t(θ)+t0). The line segment Ex in Figure 1, with length d = l · cos(θ) repre- sents the depth we can search to, because any extraterrestrial civilizations on the line beyond x would need to be able to predict the source event in order to send a signal that will reach Earth in synchronization with a signal from the datum point. The time on Earth to observe each angle is given by the time of arrival of a signal sent from the datum point, tE(θ) = (t0 + t(θ)) + l · cos(θ) c − (t0 + l c ) = l c (sin(θ) + cos(θ) − 1) where tE is the time on Earth since the obser- vation of the source event (which occurs at time t0 + l c ). To simplify, Seto (2021) introduces the normalized time, τE ≜ c l tE in which case the normalized times of observa- tion are τE(θ) = sin(θ) + cos(θ) − 1 The above equation tells us the time to ob- serve a specific angle in the sky; this can give us the crossing times of stars, directly analo- gous to the SETI Ellipsoid crossing times, be- cause we can trivially calculate the angle be- tween two sets of celestial coordinates (i.e., that of the source event and that of each star). The crossing time diagram via the Seto scheme for SN 1054 is shown in Figure 7. To find what an- gles to observe at given times, which is useful for forecasting targets of interest, we can invert the above equation. For 0 ≤ τE ≤ √ 2−1, there exist two solutions: θ± = π 4 ± cos−1 1 + τE √ 2 So, for normalized times τE √ 2−1, the direc- tions to observe form two concentric rings on the celestial sphere centered at the direction of the source event. The θ− ring begins as a point in the event direction and expands over time, while the θ+ ring begins as a great circle perpendicu- lar to the event direction and shrinks over time; at τE = √ 2 − 1, the rings merge, and beyond that, the search window of the source event has closed, and half the sky has been covered. As noted previously, this search framework only requires that the distance to the star be less than the search depth of the respective an- gle, d = l · cos(θ). At τE = 0, the θ− ring has a search depth of l and the θ+ ring has a search depth of 0; these values decrease and increase, respectively, to a final value of √ 2l 2 . Though not essential for a civilization that is only searching, the signaling schematic is sim- ilarly time-dependent. The directions that an extraterrestrial civilization following the Seto framework must transmit in are identical to the searching directions, but reflected across the plane perpendicular to the source event direc- tion. In other words, the two signaling rings have the same angles as the receiving rings, but are concentric about the direction antipodal to the event direction. A strong connection exists between the SETI Ellipsoid and the Seto scheme. In particular, the two search directions in the Seto scheme cor- respond to the angles at which the lines d1 and d2 in Figure 3 are perpendicular, and the search depth is the length d2. This can be seen through the equation tE(θ) = l c (sin(θ) + cos(θ) − 1) = d1 + d2 − l c
  • 10. 10 Nilipour et al. 14h 16h 18h 20h 22h 0h 2h 4h 6h 8h 10h -75° -60° -45° -30° -15° 0° 15° 30° 45° 60° 75° Gaia Stars - Seto Signalling Schematic for SN1054 2022 2022 2022 2 0 2 2 2022 2500 2500 2 5 0 0 2500 3 2 5 0 3 2 5 0 3 6 1 9 3 6 1 9 3619 Figure 7. Seto scheme crossing time diagram with SN 1054 as the source event. This scheme covers half the sky, centered at SN 1054, with two rings, one expanding with time and one contracting. The contour lines show the progression of these two rings. For SN 1054, the search window closes at around the year 3620, corresponding to a normal time of √ 2 − 1. 14h 16h 18h 20h 22h 0h 2h 4h 6h 8h 10h -75° -60° -45° -30° -15° 0° 15° 30° 45° 60° 75° Gaia Stars - Seto Signalling Schematic for Historic SNe SN1604 (53) SN1572 (79) SN1054 (271) Figure 8. Stars with Seto scheme crossing times within dates of available Gaia light-curve data for SNe 1604, 1572, and 1054. Each supernova has two rings of candidates, corresponding to the θ+ and θ− rings. There are 403 candidates total.
  • 11. Time Domain SETI with Gaia DR3 11 which is identical to the crossing time equation for the SETI Ellipsoid. As seen in Figure 1, two such angles exist, corresponding to θ+ and θ−, which form two rings in the celestial sphere when rotated about the Earth-source event axis. The normalized time τE = √ 2−1 corresponds to the point at which no such perpendicular lines exist in the SETI Ellipsoid. Although stellar distance uncertainties do not factor into the timing uncertainties using the Seto scheme, distance errors to the SNe will have an effect. The timing uncertainty is dt = ∂tθ + ∂tl This is strongly dominated by the ∂tl term, be- cause the angular positions of the stars and SNe have extremely precise values, so dθ is small. So, dt = dtE dl dl = dl(sin(θ) + cos(θ) − 1) c which has a maximum value of dl √ 2−1 c in the do- main of θ. Hence, precise measurements of SNe distances are necessary for constraining crossing times to within a reasonable interval. However, as noted in Section 3, the distances to supernova remnants have large uncertainties corresponding to unfeasibly large timing uncer- tainties for most angles. Thus, we again disre- gard these errors. For our Seto scheme target selection, we again choose stars with crossing times within the dates of Gaia epoch photometry, excluding er- ror bounds as noted above, and with distances less than the search depths. We use SNe 1604, 1572, and 1054 as source events. SN 1987A is excluded because its normalized time is very small, so the θ+ ring has a very low depth and the θ− ring is very thin; when calculated, there are zero stars for the Seto scheme with respect to SN 1987A within the desired date range. In total, we find 403 targets with crossing times within the date range of available Gaia epoch photometry using the Seto method for the three SNe. Their spatial distribution is shown in Fig- ure 8. 5. CANDIDATE EXPLORATION We find a total of 868 candidates with SETI Ellipsoid or Seto crossing times falling in the time range of Gaia DR3 epoch photometry. Their astrometric properties, crossing times, and corresponding source supernovae are listed in Table 2, which is available in full in the machine-readable format. The spatial distribu- tion and color-magnitude diagram, with Gaia variability classification, of the target stars is shown in Figure 9. The majority of candidates are classified as solar-like variables, which have rotational mod- ulation, flares, and spots. These are more dif- ficult to analyze, because they have a less well- defined model that involves the many parame- ters of the star’s magnetic active regions. How- ever, a possible advantage is their similarity to the Sun, which may indicate a greater chance at hosting life compared with other variable types, many of which clearly lie above the main se- quence, but we do not eliminate the possibility of extraterrestrial civilizations with stars of dif- ferent evolutionary states or with more extreme variability. Although variable stars are astrophysically in- teresting, and we expect a form of artificial vari- ability when searching for extraterrestrial intel- ligence, it is unclear whether or not any type of technosignature signal in a stellar light curve would be classified as a variable star by Gaia’s machine-learning classification algorithm (Eyer et al. 2023). Future Gaia data releases will in- clude epoch photometry for all sources in the catalog, allowing for a more complete analysis. However, we note that the classifications from Gaia are only the most likely variable type for each star, outputted from the machine-learning algorithm, and so the stars may be classified incorrectly, may not fall within any of Gaia’s predefined variability types, or may not even be
  • 12. 12 Nilipour et al. 14h 16h 18h 20h 22h 0h 2h 4h 6h 8h 10h -75° -60° -45° -30° -15° 0° 15° 30° 45° 60° 75° Candidate Spatial Distribution SN1604 SN1572 SN1054 SN1987A Ellipsoid Seto 0 1 2 3 4 5 GBP GRP 2 0 2 4 6 8 10 12 14 M G Crossing Stars with Gaia DR3 Epoch Photometry Solar-Like Variable Eclipsing Binary Delta Scuti or Similar RS Canum Venaticorum White Dwarf Young Stellar Object 2 Canum Venaticorum or Similar Short Timescale Variable AGN Ellipsoidal Variable Long Period Variable RR Lyrae Cepheid Figure 9. The top panel shows the spatial distribution of all 868 candidates selected via the SETI Ellipsoid and Seto methods for all four SNe, with crossing times within the date range of available Gaia light curves, combining the targets from Figures 8 and 6. The bottom panel displays the color-magnitude diagram of these targets, each marked with its Gaia variable type classification.
  • 13. Time Domain SETI with Gaia DR3 13 Table 2. Table of Candidate Targets ID RA Dec Dist a Dist84 a Dist16 a X b Y b Z b G c G BP c G RP c Class d XTime e Seto f SN XTimeErr e ◦ ◦ pc pc pc pc pc pc BJD yr 5277882523178810112 126.44 -61.89 166.7108 166.95 166.42 18.46 -161.00 -39.15 12.31 12.81 11.65 SOLAR LIKE 2457250.23 False 1987A 0.85 5278211586393119104 125.85 -60.68 160.97 161.21 160.70 14.58 -156.07 -36.63 13.35 14.04 12.54 SOLAR LIKE 2457562.62 False 1987A 0.83 5085376179094311680 55.70 -24.46 26.00 26.01 25.98 -12.62 -10.15 -20.32 14.03 15.83 12.76 SOLAR LIKE 2457030.67 False 1987A 0.04 5882042344287383936 232.72 -58.86 25.15 25.16 25.14 19.91 -15.37 -0.98 10.20 11.18 9.21 SOLAR LIKE 2457524.21 False 1987A 0.04 5793290899490805888 220.68 -74.31 54.03 54.08 54.00 34.09 -40.10 -12.31 8.30 8.64 7.78 ECL 2457762.37 False 1987A 0.13 5573439907376720896 95.79 -40.22 66.51 66.56 66.46 -23.11 -57.09 -25.09 10.62 11.19 9.90 SOLAR LIKE 2457294.68 False 1987A 0.16 5575165556516524416 96.17 -36.67 51.70 51.74 51.67 -20.84 -43.61 -18.33 12.99 14.28 11.87 SOLAR LIKE 2456961.20 False 1987A 0.11 5764995891157361792 203.08 -88.44 128.03 128.22 127.87 63.18 -96.57 -55.47 11.49 11.92 10.88 SOLAR LIKE 2457519.76 False 1987A 0.57 5765214766988828672 268.90 -87.94 109.54 109.66 109.41 56.30 -80.06 -49.22 13.68 14.65 12.70 SOLAR LIKE 2457048.89 False 1987A 0.40 5258643234376355840 153.30 -57.82 63.07 63.12 63.03 14.31 -61.42 -1.33 13.19 14.31 12.14 SOLAR LIKE 2457547.73 False 1987A 0.16 a Distances and distance uncertainties (upper and lower bounds at the 84th and 16th percentiles, respectively), are taken from Bailer-Jones et al. (2021) b Galactocentric Cartesian X, Y , and Z coordinates. c Gaia magnitudes in G, G BP , and G RP bands. d Gaia variability type classification. e Star crossing time via either the SETI Ellipsoid or the Seto method. f True if the star is a candidate via the Seto method, and false if the star is a candidate via the SETI Ellipsoid. Note—Table 2 is published in its entirety in the machine-readable format. A portion is shown here, rounded to two decimals, for guidance regarding its form and content.
  • 14. 14 Nilipour et al. variable stars at all, and so a technosignature search in the light curves of these objects is not futile. Our light-curve analysis described in Sec- tion 6 is sensitive to both changes in variability parameters and flux, and so can be applied to both variable and nonvariable stars, regardless of their Gaia classification. Furthermore, it can be modified given prior information about the sample of stars to be analyzed; for example, we perform a more detailed analysis for the sample of eclipsing binaries, which comprise a signifi- cant fraction of the candidates, as seen in Figure 9. The distance errors for the 465 SETI Ellipsoid candidates must be less than 1.5 ly, because oth- erwise the timing uncertainties would necessar- ily extend outside the Gaia data window, which spans three years. The actual maximum error is 0.46 ly, and 68% of candidates have errors less than 0.19 ly, indicating that for the majority of these targets, the crossing times are accurate to approximately two months. Predictably, the distance errors for the 403 Seto method candidates are much greater, as they have no constraints apart from the upper bound distance being less than the search depth. For these targets, the maximum error is 2000 ly, and 66% have errors less than 55 ly. 6. VARIABILITY ANALYSIS To fully utilize the available epoch photom- etry data from Gaia (see Figure 10), which is limited by sparsity and incompleteness, we use a novel technosignature search approach that splits the light curves at the crossing time and looks for variations between the two halves. We focus on periodic variables, for which the spar- sity issue can be alleviated by period folding. In particular, eclipsing binaries are the most ideal variable type for our analysis, because they have easily parametrized light curves as double Gaussians. This allows for a numerical mea- sure of the dissimilarity of the left and right halves of the light curve using an error-weighted difference for each parameter. Ranking these measures can then give the most anomalous light curve, which would correspond to the light curve with the greatest change at the crossing time and thus the highest potential to be a tech- nosignature system. Here we point out that rather than a tradi- tional SETI approach, which generally looks for direct electromagnetic emission from technology with spectrotemporal properties consistent with known or hypothesized behaviors of technology, our method is sensitive to civilizations that can modulate their host star’s period, amplitude, or phase. While this may be possible for a suffi- ciently advanced civilization, we ideally would like to search for several types of potential trans- missions, such as a signal mimicking the light curve of the source event, across all stars, not just those classified as periodic or variable. We attempted a search for such signals by cross- correlating a normalized supernova light curve, as well as a simpler top-hat function derived from the same parameters of the supernova light curve, with each candidate’s light curve; how- ever, the Gaia epoch photometry is too sparse for this analysis, as the timescale of a supernova is on the same order as the spacing between pho- tometry measurements, making any correlation spurious. This can be seen in Figure 11. Of the 868 candidate targets, 73 are classified as eclipsing binaries. For each of these eclipsing binaries, we first split the normalized G-band light curve at the crossing time. We refer to the light curves before and after the crossing time as the left and right light curves, respectively. Then, with a Lomb-Scargle Periodogram, we ex- tract the peak frequency of the full, left, and right light curves. Each of these frequencies also carries a false alarm probability, which is the probability that, assuming the light curve has no periodic signal, we will observe a peri- odogram power at least as high; we take these
  • 15. Time Domain SETI with Gaia DR3 15 0.96 0.98 1.00 Source 4738129894277454336 Light Curve G 1.00 1.02 Normalized Flux BP 0 200 400 600 800 BJD +2.457e6 0.99 1.00 1.01 RP Figure 10. Sample light curve for one of the selected targets, with solar-like variable type classification, in the three Gaia bands: G, BP, and RP. The solid vertical line marks the crossing time, via either the SETI Ellipsoid or the Seto scheme. The solid horizontal lines denote the median flux, calculated separately before and after the crossing time, and the dashed horizontal lines are the ±3 × median absolute deviation (MAD) levels. This target is a candidate from the SETI Ellipsoid method, so we include the crossing time error due to the stellar distance uncertainty, which is denoted by the vertical dashed lines. The data are noticeably sparse and incomplete, consisting of only three years of Gaia observations, but have long-term stability. values to be the error, although they do not di- rectly represent a statistical uncertainty. All three light curves are subsequently folded with the same frequency, namely the peak fre- quency with the lowest false alarm probability, and in reference to the same epoch. A fit to a double Gaussian with constant baseline is then performed for each folded light curve, and seven relevant parameters are extracted: the depth, phase, and width of the two Gaussians, and the baseline flux. For these parameters, plus the median flux and the peak frequency, we calcu- late the error-weighted difference, |Xright − Xleft| q σ2 right + σ2 left where σ is the square root of the variance for the seven double Gaussian parameters, the MAD for the median flux, and the false alarm proba- bility for the peak frequency. For many of these targets, the crossing time is close to either the start or the end of avail- able observations, which causes either the left or right light curve to contain very few data points. In these cases, we are unable to per- form a double Gaussian fit at all. Thus, from
  • 16. 16 Nilipour et al. 0 200 400 600 800 BJD +2.457e6 0.96 0.97 0.98 0.99 1.00 1.01 Normalized Flux SN Correlation Stellar LC SN LC SN Top Hat Interpolated SN LC Figure 11. Sample candidate light curve with SN 1987A light curve overlain in green. The red dots show the SN light-curve interpolated to match the Gaia light curve data points; the orange dots are the same for a top-hat function with width equal to the FWHM of the SN light curve, a baseline equal to a normalized flux of 1, and a peak equal to the maximum normalized flux of the stellar light curve. The vertical blue line indicates the crossing time of the star, which is where the supernova light curve and top-hat function begin. The timescale of the SN, on the order of hundreds of days, is close to that of the Gaia epoch photometry sampling and is also longer than the periods of most stars that are classified as variable by Gaia. This approach would be better suited to a dataset that has denser time sampling and is not limited to only variable stars. the 73 eclipsing binaries, we ultimately perform a full analysis on 45 of them. The analysis was performed solely on G-band data, because we find that trying to fit all three bands simultane- ously further reduces the number of successful fits; however, if a promising signal is found from the G-band data, it would be valuable to ana- lyze the RP and BP bands to confirm that the signal is present in them as well. For each parameter, we rank the targets in order of increasing error-weighted difference, so the 0th target has the most similar left and right light curves with respect to a given parameter, and the 44th target has the most dissimilar light curves. We then take the sum of the rankings for each target and divide by the maximum, leaving us with a single interest index ranging from 0 to 1, where 1 represents the most interesting tar- get (i.e., the target with the greatest difference between its left and right light curves). The periodograms and light curves for four eclipsing binaries, including the target with the highest-interest index, are shown in Figure 12. There is not a large difference between targets of high interest, as seen in the top two panels, but this is expected given the null hypothesis of no signals. In the most interesting candidate (top left panel), the greatest difference between the left and right light curves is due to a change in the relative depths of the two Gaussians. How- ever, upon inspection, we see that this differ- ence, and likely most other changes between the left and right light curves for these systems, is caused by the sparsity of the light curve, even when folded. However, our variability analysis and rank- ing algorithm are successful in separating eclips- ing binaries with clearly distinctive light curves from those without. The lowest-ranked light curves, in the bottom panels of Figure 12, clearly have much worse Lomb-Scargle Pe- riodogram frequency extractions and double Gaussian fits, largely because there are very few points in the light-curve dips. Although a full periodicity analysis cannot be implemented on the entire sample of variable
  • 17. Time Domain SETI with Gaia DR3 17 0 2 4 6 8 10 Frequency 0.00 0.25 0.50 0.75 1.00 Power Source 5633777360297734016 Periodograms and Light Curve Full Periodogram Peak Freq: 3.08 d 1 0 2 4 6 8 10 Frequency 0.00 0.25 0.50 0.75 1.00 Power Left Periodogram Peak Freq: 3.08 d 1 0 2 4 6 8 10 Frequency Right Periodogram Peak Freq: 3.08 d 1 0 200 400 600 800 BJD +2.457e6 0.5 1.0 1.5 Normalized Flux G Band Light Curve 0.5 0.0 0.5 Phase 0.8 0.9 1.0 1.1 1.2 Normalized Flux Full Folded LC 0.5 0.0 0.5 Phase Left Folded LC 0.5 0.0 0.5 Phase Right Folded LC 0 2 4 6 8 10 Frequency 0.00 0.25 0.50 0.75 1.00 Power Source 3447917286154247424 Periodograms and Light Curve Full Periodogram Peak Freq: 4.79 d 1 0 2 4 6 8 10 Frequency 0.00 0.25 0.50 0.75 1.00 Power Left Periodogram Peak Freq: 4.79 d 1 0 2 4 6 8 10 Frequency Right Periodogram Peak Freq: 4.79 d 1 0 200 400 600 800 BJD +2.457e6 0.6 0.8 1.0 1.2 1.4 Normalized Flux G Band Light Curve 0.5 0.0 0.5 Phase 0.7 0.8 0.9 1.0 1.1 Normalized Flux Full Folded LC 0.5 0.0 0.5 Phase Left Folded LC 0.5 0.0 0.5 Phase Right Folded LC Figure 12. (a) Full, left, and right light curves and their Lomb-Scargle Periodograms for two eclipsing binaries. The left panel has the highest-interest index and the right panel is near the middle of the interest rankings. The analysis seems to successfully fold the data both before and after the crossing time, and there is a small but noticeable change in the double Gaussian eclipsing binary fit between the left and right light curves, though this is most likely due to sparse sampling. It is difficult to distinguish between eclipsing binaries with high interest, as we do not normally expect the variability parameters for an eclipsing binary to change, so the left and right light curves should be similar. (b) Lomb-Scargle Periodograms and light curves for two eclipsing binaries with some of the lowest-interest indices. The periodograms are unable to find strong peak frequencies and the double Gaussian fit fails in these two panels, indicating that the analysis and ranking system successfully assigns low interest to targets that do not have clean data.
  • 18. 18 Nilipour et al. 0 2 4 6 8 10 Frequency 0.00 0.25 0.50 0.75 1.00 Power Source 3444070610365980928 Periodograms and Light Curve Full Periodogram Peak Freq: 0.18 d 1 0 2 4 6 8 10 Frequency 0.00 0.25 0.50 0.75 1.00 Power Left Periodogram Peak Freq: 0.56 d 1 0 2 4 6 8 10 Frequency Right Periodogram Peak Freq: 0.21 d 1 0 200 400 600 800 BJD +2.457e6 0.90 0.95 1.00 Normalized Flux G Band Light Curve 0.5 0.0 0.5 Phase 0.7 0.8 0.9 1.0 Normalized Flux Full Folded LC 0.5 0.0 0.5 Phase Left Folded LC 0.5 0.0 0.5 Phase Right Folded LC 0 2 4 6 8 10 Frequency 0.00 0.25 0.50 0.75 1.00 Power Source 3443821296105153920 Periodograms and Light Curve Full Periodogram Peak Freq: 0.38 d 1 0 2 4 6 8 10 Frequency 0.00 0.25 0.50 0.75 1.00 Power Left Periodogram Peak Freq: 9.20 d 1 0 2 4 6 8 10 Frequency Right Periodogram Peak Freq: 0.42 d 1 0 200 400 600 800 BJD +2.457e6 0.6 0.8 1.0 Normalized Flux G Band Light Curve 0.5 0.0 0.5 Phase 0.4 0.6 0.8 1.0 Normalized Flux Full Folded LC 0.5 0.0 0.5 Phase Left Folded LC 0.5 0.0 0.5 Phase Right Folded LC Figure 12. (Continued.) stars, because many are not periodic, we per- form a similar but simpler analysis on the re- maining candidates. Rather than comparing the double Gaussian fit parameters before and after the crossing time, we compare the median flux, the standard deviation, and the best-fit slope for these targets. We follow the same pro- cess of calculating the error-weighted differences for the median flux and best-fit slope, but for the standard deviation, we instead normalize by the mean flux and calculate a simple difference, because there is no well-defined measure of the error of a standard deviation value. An advan- tage of this simpler procedure is that we can incorporate all three Gaia filter bands, because a linear fit will fail only if there are fewer than two points on either side of the crossing time, so we ultimately compute nine parameters, the same number as for the eclipsing binary anal- ysis, for a total of 734 out of the 795 variable stars not classified as eclipsing binaries. We also repeat the same target ranking pro- cess, and show the most and least interest- ing candidates in Figure 13. It again appears that our analysis successfully finds uninterest- ing candidates with seemingly well-understood or periodic light curves, giving them low rank- ings and separating them from more interesting candidates, which appear to have more signif- icant changes in light curves before and after the crossing time. However, it remains difficult to separate any possible technosignature signal
  • 19. Time Domain SETI with Gaia DR3 19 from random variation and noise given the lim- its of the Gaia epoch photometry. 7. CONCLUSIONS We have presented both a spatiotemporal technosignature candidate search framework, which combines the SETI Ellipsoid and Seto methods, and a novel SETI approach that is sensitive to changes in a periodic star’s vari- ability parameters. With precise astrometry and distance from Gaia and Bailer-Jones et al. (2021), we explore this framework with several nearby SNe as source events for signal synchro- nization to select candidates with crossing times within the time range of available Gaia epoch photometry, and perform our variability analy- sis on the well-parametrized subset of eclipsing binary candidate systems. Given the lack of any statistically significant changes in the light curves of the selected eclips- ing binaries, we can place constraints on the prevalence of extraterrestrial civilizations using either of these spatiotemporal signaling schemes and behaving in a manner detectable by our time domain analysis, as has been done by Price et al. (2020), Franz et al. (2022), and others for previous SETI observations. This limit can be calculated with a one-sided 95% Poisson con- fidence interval, assuming a conservative 50% probability of detecting such a signal if present (Gehrels 1986). We performed our analysis on a total of 779 variable star systems, and so we place an upper limit of 0.47% on the percent- age of such systems hosting civilizations that are behaving in the hypothesized manner. Although we use only the error associated with the distance to the stars to calculate cross- ing time uncertainties, the errors in the SNe dis- tances are also significant, and will have a non- negligible effect on the timing uncertainty for most targets via both the SETI Ellipsoid and the Seto method. We, like Seto (2021), again emphasize that while precise distances to SNe will help us more accurately constrain our tech- nosignature searches, the advent of these mea- surements is beneficial not just to SETI but to many areas of astrophysics. With tighter SNe distance errors, we will also be able to expand our framework to other historic Galactic SNe. Our geometric framework constrains the SETI parameter space by telling us where and when to search, for both planned observations and archival data, but the nature of the synchro- nized transmission is still unknown. To best utilize the light curves from Gaia, we look for modulations in frequency, amplitude, or phase of the candidate systems, which is reasonably feasible for an advanced civilization. Another possible intentional signals in optical bands is a peak in the light curve that mimics the shape and width of the source event. Although this is not yet feasible given the limitations of Gaia data and photometry, the situation may change in the near future. This method may also be better suited for a telescope like TESS, which has more densely sampled data at the cost of some long-term stability and discontinuous ob- servations for most stars. Furthermore, there is the possibility of using other datasets and ob- servatories to search for synchronized bright ra- dio flashes or other types of transient radio sig- nals. In particular, the SETI Ellipsoid and Seto schemes could be used to select targets for radio SETI observations. This work is also limited by the incomplete- ness of Gaia DR3 light curve data, which con- sist of a curated set of variable objects that have passed through a classification algorithm and may not include other potentially interest- ing candidates, such as stars that may have a short, small increase in flux. Moreover, only three years of photometric data have been re- leased for the stars with light curves. Gaia has made this work and other geometric approaches to SETI possible, and we expect that the next big revolution will arrive with Gaia Data Re-
  • 20. 20 Nilipour et al. 0.9 1.0 1.1 Source 5248299956676144256 Light Curve G 0.9 1.0 1.1 Normalized Flux BP 0 200 400 600 800 BJD +2.457e6 0.9 1.0 1.1 RP 0.99 1.00 1.01 Source 3345430261142179712 Light Curve G 0.98 1.00 1.02 Normalized Flux BP 0 200 400 600 800 BJD +2.457e6 0.99 1.00 1.01 RP Figure 13. Light curves in all three Gaia bands for the most (top panel) and least (bottom panel) interesting targets not classified as variable stars, formatted in the same manner as in Figure 10. The most interesting candidate displays a nonsignificant but noticeable shift in the median flux before and after the crossing time, as well as possible increase in the scatter. The best-fit slope also appears to be strongly negative before the crossing time but near-horizontal afterward. On the other hand, the least interesting candidate shows almost zero change in the median flux, and seemingly small change in the scatter and best-fit slope.
  • 21. Time Domain SETI with Gaia DR3 21 lease 4, which will include 66 months of epoch photometry for all 2 billion sources. The authors thank the anonymous referee for their helpful comments, which substantially im- proved this work. The authors wish to thank Sofia Sheikh and Barbara Cabrales for helpful conversations about the SETI Ellipsoid. 1 2 3 4 5 The Breakthrough Prize Foundation funds the Breakthrough Initiatives which manages Break- through Listen. A.N. was funded as a partici- pant in the Berkeley SETI Research Center Re- search Experience for Undergraduates Site, sup- ported by the National Science Foundation un- der grant No. 1950897. 6 7 8 9 10 11 12 J.R.A.D. acknowledges support from the DiRAC Institute in the Department of Astron- omy at the University of Washington. The DiRAC Institute is supported through generous gifts from the Charles and Lisa Simonyi Fund for Arts and Sciences, and the Washington Re- search Foundation. 13 14 15 16 17 18 19 Software: Python, IPython (Pérez Granger 2007), NumPy (Oliphant 2007), Mat- plotlib (Hunter 2007), SciPy (Virtanen et al. 2020), Pandas (Wes 2010), Astropy (Astropy Collaboration et al. 2013) REFERENCES Astropy Collaboration, Robitaille, T. P., Tollerud, E. J., et al. 2013, AA, 558, A33, doi: 10.1051/0004-6361/201322068 Bailer-Jones, C. A. L., Rybizki, J., Fouesneau, M., Demleitner, M., Andrae, R. 2021, AJ, 161, 147, doi: 10.3847/1538-3881/abd806 Davenport, J. R. A., Cabrales, B., Sheikh, S., et al. 2022, AJ, 164, 117, doi: 10.3847/1538-3881/ac82ea Eyer, L., Audard, M., Holl, B., et al. 2023, AA, 674, A13, doi: 10.1051/0004-6361/202244242 Franz, N., Croft, S., Siemion, A. P. V., et al. 2022, The Astronomical Journal, 163, 104, doi: 10.3847/1538-3881/ac46c9 Gaia Collaboration, Brown, A. G. A., Vallenari, A., et al. 2021, AA, 649, A1, doi: 10.1051/0004-6361/202039657 Gaia Collaboration, Vallenari, A., Brown, A. G. A., et al. 2023, AA, 674, A1, doi: 10.1051/0004-6361/202243940 Gehrels, N. 1986, ApJ, 303, 336, doi: 10.1086/164079 Hodgkin, S. T., Harrison, D. L., Breedt, E., et al. 2021, AA, 652, A76, doi: 10.1051/0004-6361/202140735 Hunter, J. D. 2007, Computing In Science Engineering, 9, 90, doi: 10.1109/MCSE.2007.55 Kaplan, D. L., Chatterjee, S., Gaensler, B. M., Anderson, J. 2008, The Astrophysical Journal, 677, 1201, doi: 10.1086/529026 Lemarchand, G. A. 1994, ApSS, 214, 209, doi: 10.1007/BF00982337 Makovetskii, P. V. 1977, Soviet Ast., 21, 251 Nilipour, A., Davenport, J., Croft, S., Siemion, A. 2023, Gaia-DR3-Time-Domain-SETI: Final Version 1 for Gaia DR3 Time Domain SETI, v1, Zenodo, doi: 10.5281/zenodo.7866247 Oliphant, T. E. 2007, Computing in Science Engineering, 9, 10, doi: 10.1109/MCSE.2007.58 Panagia, N. 1999, in New Views of the Magellanic Clouds, ed. Y. H. Chu, N. Suntzeff, J. Hesser, D. Bohlender, Vol. 190, 549
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