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Signal Detection Theory
            Resources: Visual Perception
     A Clinical Orientation Steven H. Schwartz
     "Signal detection theory". Encyclopedia of
    Psychology. FindArticles.com. 03 Jun, 2010.
 http://findarticles.com/p/articles/mi_g2699/is_000
                   3/ai_2699000316/
      adapted from Professor David Heeger

                              Gauri S Shrestha, M.Optom
Background
  The  activity led to the development of the idea
   of a threshold detection with stimulus
  even though the level of stimulation remained
   constant, people were inconsistent in detecting
   the stimulus
  There is no single, fixed value below which a
   person never detects the stimulus and above
   which the person always detects it
  An approach to resolving this dilemma is
   provided by signal detection theory

                   Gauri S. Shrestha, M.Optom
Back ground
  This approach abandons the idea of a
   threshold.
  Instead, the theory involves treating
   detection of the stimulus as a decision-
   making process
  Determinant of this process
    thenature of the stimulus,
    Sensitivity of a person to the stimulus, and
    cognitive factors


                   Gauri S. Shrestha, M.Optom
Back ground
  in a typical sensory experiment that involves a
   large number of trials, an observer must try to
   detect a very faint sound or light that varies in
   intensity from clearly below normal detection
   levels to clearly above.
  There are two possible responses, "Yes" and
   "No." There are also two different possibilities
   for the stimulus, either present or absent.
  when stimuli are difficult to detect, cognitive
   factors are critical in the decision an observer
   makes


                    Gauri S. Shrestha, M.Optom
Gauri S. Shrestha, M.Optom
The Human Threshold and Signal
detection theory
  We do not manifest a perfect threshold
    Due to decision criteria, attention, and internal
     neural noise
  What is the Signal Detection Theory?
     Decision making takes place in the presence of some
      uncertainty
     A model that addresses the role of these factors in
      determining a threshold
     It provides a precise language and graphic notation for
      analyzing decision making in the presence of uncertainty

                       Gauri S. Shrestha, M.Optom
SIGNAL DETECTION THEORY

  The precise notion/model of analysis
  decision making process in the presence
  of uncertainty




               Gauri S. Shrestha, M.Optom
The basic idea behind signal detection
theory is that
   The  level of neural noise fluctuates constantly.
    When a faint stimulus, or signal, occurs, it
    creates a neural response.
   The brain must decide whether the neural
    activity reflects noise alone, or whether there
    was also a signal.




                     Gauri S. Shrestha, M.Optom
Signal detection theory
  Neural   Noise: Neurons are constantly sending
   information to the brain, even when no stimuli are
   present.
  The level of neural noise fluctuates constantly.
   When a faint stimulus, or signal, occurs, it creates a
   neural response.
  The brain must decide whether the neural activity
   reflects
       noise alone, or also a signal
  When   stimulus is difficult to detect= cognitive
   factors are critical

                          Gauri S. Shrestha, M.Optom
Payoff Matrix: combination of rewards and
penalties for correct and incorrect decisions
   There  is always a trade-off between the
    number of Hits and False Alarms
   When a person is very willing to say that the
    signal was present, that individual will show
    more Hits, but will also have more False
    Alarms.
   mathematical approaches to determine the
    sensitivity of an individual for any given pattern
    of Hits and False Alarms- index of sensitivity
    (d‘)

                     Gauri S. Shrestha, M.Optom
contents

  Graphic   interpretation of signal detection
   theory
  Receiver Operating Characteristics (ROC
   curve)
  Discriminability index (d')
  Examples




                    Gauri S. Shrestha, M.Optom
Signal Detection Theory
  Assumes  there is random, fluctuating level of
   background neural noise
  A stimulus’ signal is superimposed on this
   noise
  This makes the observer’s task to differentiate:
    A. The signal and noise combination
    B. The noise alone




                   Gauri S. Shrestha, M.Optom
What To Remember…

  The noise is random and fluctuating
  The signal is constant
  The noise is always present and the signal is
   superimposed
  The larger the signal, the easier it is for the
   observer to detect



                   Gauri S. Shrestha, M.Optom
Internal response and internal noise

  External   noise: environmental factor,
   smugs, light, etc .
  Internal noise: Internal noise refers to the
   fact that neural responses are noisy.
    A  doctor has a set of X detector neurons and
      monitor the response of one of these neurons to
      determine the likelihood that there is a X.
     These hypothetical X detectors will give noisy
      and variable responses



                     Gauri S. Shrestha, M.Optom
Internal response and internal noise

  Internal   response:
     determines    the one’s impression about whether
      or not a x factor is present.
     the state of the mind is reflected by neural
      activity somewhere in the brain.
     This neural activity might be concentrated in just
      a few neurons or it might be distributed across a
      large number of neurons.
     refer to it as internal response




                     Gauri S. Shrestha, M.Optom
Detectability


                               d’




    Internal response probability of occurrence curves for
         noise-alone and for signal-plus-noise trials.

                      Gauri S. Shrestha, M.Optom
Detectability
  Definition: The difference between the
   means of N and N + S
  Detectability increases as the distributions of
   N and N + S become further apart
  With a very large ‘d,’ there is no uncertainty
   whether the stimulus is present
  With a weak stimulus, the ‘d’ becomes much
   smaller


                   Gauri S. Shrestha, M.Optom
Where does Confusion Occur?




Since the curves overlap, the internal response for a noise-alone trial
   may exceed the internal response for a signal-plus-noise trial.
         Vertical lines correspond to M.Optom
                           Gauri S. Shrestha, the criterion response
Information acquisition criterion
                                      SIGNAL
   R                    Present                    Absent
   E
   S      YES              HIT                     False alarm
                           HIT                    False alarm
   P
   O
   N
          NO                                   Correct rejection
   S                     Miss                 Correct rejection
   E

  Sensitivity= hit/hit+miss
  Specificity= Correct rejection/CR+False alarm
                     Gauri S. Shrestha, M.Optom
Observer Responses
  False   Positive (False Alarm)
      Observer reports stimulus when stimulus is not present
  Correct   Reject
      Observer does not report stimulus when stimulus is
       absent
  Hit
      Observer reports stimulus when stimulus is present
  Miss
      Observer does not report stimulus when stimulus is
       present
                        Gauri S. Shrestha, M.Optom
Subject Criterion
  Lax   Criterion vs. Strict Criterion
    Lax:  Indicate a stimulus even with a great deal of
     uncertainty (example: optometrist)
    Strict: Do not indicate a stimulus until they are
     certain one is present (Example: hunter)
 A   Lax criterion results in a substantial number
   of false positives, but very few misses
  A Strict criterion results in fewer hits, but a
   lower number of false positives

                     Gauri S. Shrestha, M.Optom
Results of Observers’ Criterion

  Lax   Criterion (Sensitive)
    High:Hits, False Positives
    Low: Misses, Correct Rejects

  Strict   Criterion (specific)
    High:Misses, Correct Rejects
    Low: Hits, False Positive




                     Gauri S. Shrestha, M.Optom
Effect of shifting the criterion




               Gauri S. Shrestha, M.Optom
The Receiver Operating Characteristic

  captures   the various alternatives that are available
   to the examiner in a single graph
  ROC curves are plotted with the false alarm rate on
   the horizontal axis and the hit rate on the vertical
   axis.
  if the criterion is high, then both the false alarm rate
   and the hit rate will be very low. If we move the
   criterion lower, then the hit rate and the false alarm
   rate both increase.
  For any reasonable choice of criterion, the hit rate
   is always larger than the false alarm rate, so the
   ROC curve is bowed upward
                      Gauri S. Shrestha, M.Optom
Gauri S. Shrestha, M.Optom
A measure of goodness-of-fit is based
 on the simultaneous measure of
 sensitivity (True positive) and specificity
 (True negative) for all possible cutoff
 points.




                Gauri S. Shrestha, M.Optom
Receiver Operating Characteristic (ROC)

  a  generalization of the set of potential
    combinations of sensitivity and specificity
    possible for predictors
   AUC values closer to 1 indicate the reliable
    screening measure whereas values at .50
    indicate the predictor is no better than chance




                    Gauri S. Shrestha, M.Optom
Varying the noise
    For stronger signals, the
     probability of occurrence curve for
     signal-plus-noise shifts right and
     detection is easier

    The spread of the curves: The
     separation between the peaks is
     the same but the second set of
     curves are much skinnier. Clearly,
     the signal is much more
     discriminable when there is less
     spread (less noise) in the
     probability of occurrence curves.


                          Gauri S. Shrestha, M.Optom
When Does Criterion Not Effect?
  d' = z(FA) - z(H)
  d’   =0
    Stimulus  is so weak, no signal is produced
    Regardless of criteria, the proportion of hits
     will match the proportion of false positives
  d’   = infinity
    Stimulus     is easily distinguished and will
        always be seen by the observer (No false
        positives)

                     Gauri S. Shrestha, M.Optom
Discriminability index (d'):

  d'  = separation / spread
  This number, d', is an estimate of the
   strength of the signal.
  its value does not depend upon the criterion
   the subject is adopting,
  it is a true measure of the internal response




                   Gauri S. Shrestha, M.Optom
How Do We Determine
Thresholds?
  Methods:
    Method  of Ascending Limits
    Method of Descending Limits

    Staircase Method

    Method of Constant Stimuli

    Method of Adjustment

    Forced Choice Method




                 Gauri S. Shrestha, M.Optom
Method of Ascending Limits
  Stimulus  is initially presented below threshold
  Stimulus is presented at increasingly intense
   levels from presentation to presentation until
   visible by observer
  Advantage:
       Relatively quick method
  Disadvantage:
     Participant Anticipation
     How to Avoid: Start each trial with stimulus of a
      different intensity
                        Gauri S. Shrestha, M.Optom
Method of Descending Limits
  Reverse  of Ascending Limits Method
  Stimulus initially presented clearly visible
   and reduced until no longer seen
  Example: Visual Acuity
  Disadvantage:
    Patient  Anticipation
    How to Avoid: start each trial a different level
     of visibility

                    Gauri S. Shrestha, M.Optom
Staircase Method
  Combination of Ascending and Descending
  How Does It Work?
    Stimulus starts below threshold
    Presented in discrete steps of increasing visibility until
     observer reports stimulus
    Visibility is reduced in discrete steps until stimulus can
     no longer be detected
    Staircase is again reversed

  Thresholdis defined after three or four reversals
  Advantage: Quick and Reliable
  Example: Frequently used in Visual Field Testing

                      Gauri S. Shrestha, M.Optom
Staircase Method Demonstration




            Gauri S. Shrestha, M.Optom
Method of Constant Stimuli
  Stimulus is randomly varied from
   presentation to presentation
  Large number of stimuli presented at
   each level of visibility
  Advantage:
    No   Patient Anticipation
  Disadvantage:
    Time   Consuming (not typically used
     clinically)

                    Gauri S. Shrestha, M.Optom
Method of Adjustment

  Participants adjust intensity until the
   stimulus is barely visible
  Advantage:
    Relatively   quick
  Disadvantage:
    Patient   criteria skews results




                     Gauri S. Shrestha, M.Optom
Forced Choice Method
  Minimizes   the role of individual’s criterion
  Patient is forced to choose between several
   alternative choices (one contains the
   stimulus)
  A Different Number of Choices Can Be
   Given:
   2  Alternative Choice Method
    4 Alternative Choice Method

  Typically   results in lower thresholds
                    Gauri S. Shrestha, M.Optom
Threshold Determination
  Threshold   = Midway between 100% correct and
  ‘chance’
      Chance=percentage we expect observer to guess
       correctly
 2   Alternative Choice Method
    ‘Chance’ performance=50% correct
    Threshold=75% correct

 4   Alternative Choice Method
    ‘Chance’ Performance=25% correct
    Threshold=62.5% correct


                      Gauri S. Shrestha, M.Optom
Thank you




            Gauri S. Shrestha, M.Optom

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Signal Detection Theory

  • 1. Signal Detection Theory Resources: Visual Perception A Clinical Orientation Steven H. Schwartz "Signal detection theory". Encyclopedia of Psychology. FindArticles.com. 03 Jun, 2010. http://findarticles.com/p/articles/mi_g2699/is_000 3/ai_2699000316/ adapted from Professor David Heeger Gauri S Shrestha, M.Optom
  • 2. Background  The activity led to the development of the idea of a threshold detection with stimulus  even though the level of stimulation remained constant, people were inconsistent in detecting the stimulus  There is no single, fixed value below which a person never detects the stimulus and above which the person always detects it  An approach to resolving this dilemma is provided by signal detection theory Gauri S. Shrestha, M.Optom
  • 3. Back ground  This approach abandons the idea of a threshold.  Instead, the theory involves treating detection of the stimulus as a decision- making process  Determinant of this process  thenature of the stimulus,  Sensitivity of a person to the stimulus, and  cognitive factors Gauri S. Shrestha, M.Optom
  • 4. Back ground  in a typical sensory experiment that involves a large number of trials, an observer must try to detect a very faint sound or light that varies in intensity from clearly below normal detection levels to clearly above.  There are two possible responses, "Yes" and "No." There are also two different possibilities for the stimulus, either present or absent.  when stimuli are difficult to detect, cognitive factors are critical in the decision an observer makes Gauri S. Shrestha, M.Optom
  • 6. The Human Threshold and Signal detection theory  We do not manifest a perfect threshold  Due to decision criteria, attention, and internal neural noise  What is the Signal Detection Theory?  Decision making takes place in the presence of some uncertainty  A model that addresses the role of these factors in determining a threshold  It provides a precise language and graphic notation for analyzing decision making in the presence of uncertainty Gauri S. Shrestha, M.Optom
  • 7. SIGNAL DETECTION THEORY  The precise notion/model of analysis decision making process in the presence of uncertainty Gauri S. Shrestha, M.Optom
  • 8. The basic idea behind signal detection theory is that  The level of neural noise fluctuates constantly. When a faint stimulus, or signal, occurs, it creates a neural response.  The brain must decide whether the neural activity reflects noise alone, or whether there was also a signal. Gauri S. Shrestha, M.Optom
  • 9. Signal detection theory  Neural Noise: Neurons are constantly sending information to the brain, even when no stimuli are present.  The level of neural noise fluctuates constantly. When a faint stimulus, or signal, occurs, it creates a neural response.  The brain must decide whether the neural activity reflects  noise alone, or also a signal  When stimulus is difficult to detect= cognitive factors are critical Gauri S. Shrestha, M.Optom
  • 10. Payoff Matrix: combination of rewards and penalties for correct and incorrect decisions  There is always a trade-off between the number of Hits and False Alarms  When a person is very willing to say that the signal was present, that individual will show more Hits, but will also have more False Alarms.  mathematical approaches to determine the sensitivity of an individual for any given pattern of Hits and False Alarms- index of sensitivity (d‘) Gauri S. Shrestha, M.Optom
  • 11. contents  Graphic interpretation of signal detection theory  Receiver Operating Characteristics (ROC curve)  Discriminability index (d')  Examples Gauri S. Shrestha, M.Optom
  • 12. Signal Detection Theory  Assumes there is random, fluctuating level of background neural noise  A stimulus’ signal is superimposed on this noise  This makes the observer’s task to differentiate:  A. The signal and noise combination  B. The noise alone Gauri S. Shrestha, M.Optom
  • 13. What To Remember…  The noise is random and fluctuating  The signal is constant  The noise is always present and the signal is superimposed  The larger the signal, the easier it is for the observer to detect Gauri S. Shrestha, M.Optom
  • 14. Internal response and internal noise  External noise: environmental factor, smugs, light, etc .  Internal noise: Internal noise refers to the fact that neural responses are noisy. A doctor has a set of X detector neurons and monitor the response of one of these neurons to determine the likelihood that there is a X.  These hypothetical X detectors will give noisy and variable responses Gauri S. Shrestha, M.Optom
  • 15. Internal response and internal noise  Internal response:  determines the one’s impression about whether or not a x factor is present.  the state of the mind is reflected by neural activity somewhere in the brain.  This neural activity might be concentrated in just a few neurons or it might be distributed across a large number of neurons.  refer to it as internal response Gauri S. Shrestha, M.Optom
  • 16. Detectability d’ Internal response probability of occurrence curves for noise-alone and for signal-plus-noise trials. Gauri S. Shrestha, M.Optom
  • 17. Detectability  Definition: The difference between the means of N and N + S  Detectability increases as the distributions of N and N + S become further apart  With a very large ‘d,’ there is no uncertainty whether the stimulus is present  With a weak stimulus, the ‘d’ becomes much smaller Gauri S. Shrestha, M.Optom
  • 18. Where does Confusion Occur? Since the curves overlap, the internal response for a noise-alone trial may exceed the internal response for a signal-plus-noise trial. Vertical lines correspond to M.Optom Gauri S. Shrestha, the criterion response
  • 19. Information acquisition criterion SIGNAL R Present Absent E S YES HIT False alarm HIT False alarm P O N NO Correct rejection S Miss Correct rejection E Sensitivity= hit/hit+miss Specificity= Correct rejection/CR+False alarm Gauri S. Shrestha, M.Optom
  • 20. Observer Responses  False Positive (False Alarm)  Observer reports stimulus when stimulus is not present  Correct Reject  Observer does not report stimulus when stimulus is absent  Hit  Observer reports stimulus when stimulus is present  Miss  Observer does not report stimulus when stimulus is present Gauri S. Shrestha, M.Optom
  • 21. Subject Criterion  Lax Criterion vs. Strict Criterion  Lax: Indicate a stimulus even with a great deal of uncertainty (example: optometrist)  Strict: Do not indicate a stimulus until they are certain one is present (Example: hunter) A Lax criterion results in a substantial number of false positives, but very few misses  A Strict criterion results in fewer hits, but a lower number of false positives Gauri S. Shrestha, M.Optom
  • 22. Results of Observers’ Criterion  Lax Criterion (Sensitive)  High:Hits, False Positives  Low: Misses, Correct Rejects  Strict Criterion (specific)  High:Misses, Correct Rejects  Low: Hits, False Positive Gauri S. Shrestha, M.Optom
  • 23. Effect of shifting the criterion Gauri S. Shrestha, M.Optom
  • 24. The Receiver Operating Characteristic  captures the various alternatives that are available to the examiner in a single graph  ROC curves are plotted with the false alarm rate on the horizontal axis and the hit rate on the vertical axis.  if the criterion is high, then both the false alarm rate and the hit rate will be very low. If we move the criterion lower, then the hit rate and the false alarm rate both increase.  For any reasonable choice of criterion, the hit rate is always larger than the false alarm rate, so the ROC curve is bowed upward Gauri S. Shrestha, M.Optom
  • 26. A measure of goodness-of-fit is based on the simultaneous measure of sensitivity (True positive) and specificity (True negative) for all possible cutoff points. Gauri S. Shrestha, M.Optom
  • 27. Receiver Operating Characteristic (ROC) a generalization of the set of potential combinations of sensitivity and specificity possible for predictors  AUC values closer to 1 indicate the reliable screening measure whereas values at .50 indicate the predictor is no better than chance Gauri S. Shrestha, M.Optom
  • 28. Varying the noise  For stronger signals, the probability of occurrence curve for signal-plus-noise shifts right and detection is easier  The spread of the curves: The separation between the peaks is the same but the second set of curves are much skinnier. Clearly, the signal is much more discriminable when there is less spread (less noise) in the probability of occurrence curves. Gauri S. Shrestha, M.Optom
  • 29. When Does Criterion Not Effect?  d' = z(FA) - z(H)  d’ =0  Stimulus is so weak, no signal is produced  Regardless of criteria, the proportion of hits will match the proportion of false positives  d’ = infinity  Stimulus is easily distinguished and will always be seen by the observer (No false positives) Gauri S. Shrestha, M.Optom
  • 30. Discriminability index (d'):  d' = separation / spread  This number, d', is an estimate of the strength of the signal.  its value does not depend upon the criterion the subject is adopting,  it is a true measure of the internal response Gauri S. Shrestha, M.Optom
  • 31. How Do We Determine Thresholds?  Methods:  Method of Ascending Limits  Method of Descending Limits  Staircase Method  Method of Constant Stimuli  Method of Adjustment  Forced Choice Method Gauri S. Shrestha, M.Optom
  • 32. Method of Ascending Limits  Stimulus is initially presented below threshold  Stimulus is presented at increasingly intense levels from presentation to presentation until visible by observer  Advantage:  Relatively quick method  Disadvantage:  Participant Anticipation  How to Avoid: Start each trial with stimulus of a different intensity Gauri S. Shrestha, M.Optom
  • 33. Method of Descending Limits  Reverse of Ascending Limits Method  Stimulus initially presented clearly visible and reduced until no longer seen  Example: Visual Acuity  Disadvantage:  Patient Anticipation  How to Avoid: start each trial a different level of visibility Gauri S. Shrestha, M.Optom
  • 34. Staircase Method  Combination of Ascending and Descending  How Does It Work?  Stimulus starts below threshold  Presented in discrete steps of increasing visibility until observer reports stimulus  Visibility is reduced in discrete steps until stimulus can no longer be detected  Staircase is again reversed  Thresholdis defined after three or four reversals  Advantage: Quick and Reliable  Example: Frequently used in Visual Field Testing Gauri S. Shrestha, M.Optom
  • 35. Staircase Method Demonstration Gauri S. Shrestha, M.Optom
  • 36. Method of Constant Stimuli  Stimulus is randomly varied from presentation to presentation  Large number of stimuli presented at each level of visibility  Advantage:  No Patient Anticipation  Disadvantage:  Time Consuming (not typically used clinically) Gauri S. Shrestha, M.Optom
  • 37. Method of Adjustment  Participants adjust intensity until the stimulus is barely visible  Advantage:  Relatively quick  Disadvantage:  Patient criteria skews results Gauri S. Shrestha, M.Optom
  • 38. Forced Choice Method  Minimizes the role of individual’s criterion  Patient is forced to choose between several alternative choices (one contains the stimulus)  A Different Number of Choices Can Be Given: 2 Alternative Choice Method  4 Alternative Choice Method  Typically results in lower thresholds Gauri S. Shrestha, M.Optom
  • 39. Threshold Determination  Threshold = Midway between 100% correct and ‘chance’  Chance=percentage we expect observer to guess correctly 2 Alternative Choice Method  ‘Chance’ performance=50% correct  Threshold=75% correct 4 Alternative Choice Method  ‘Chance’ Performance=25% correct  Threshold=62.5% correct Gauri S. Shrestha, M.Optom
  • 40. Thank you Gauri S. Shrestha, M.Optom

Editor's Notes

  1. In other words, a person will be able to detect more intense sounds or lights more easily than less intense stimuli. Further, a more sensitive person requires less stimulus intensity than a less sensitive person would. Finally, when a person is quite uncertain as to whether the stimulus was present, the individual will decide based on what kind of mistake in judgment is worse: to say that no stimulus was present when there actually was one or to say that there was a stimulus when, in reality, there was none. An example from everyday life illustrates this point. Suppose a person is expecting an important visitor, someone that it would be unfortunate to miss. As time goes on, the person begins to "hear" the visitor and may open the door, only to find that nobody is there. This person is "detecting" a stimulus, or signal, that is not there because it would be worse to miss the person than to check to see if the individual is there, only to find that the visitor has not yet arrived.
  2. If a person participates in an experiment and receives one dollar for each Hit and there is no penalty for a False Alarm, then it is in the person's best interest to say that the stimulus was present whenever there is uncertainty. On the other hand, if the person loses two dollars for each False Alarm, then it is better for the observer to be cautious in saying that a stimulus occurred. This combination of rewards and penalties for correct and incorrect decisions is referred to as the Payoff Matrix. If the Payoff Matrix changes, then the person's pattern of responses will also change. This alteration in responses is called a criterion shift.
  3. For very intense signals, there is no problem in deciding if there was a stimulus because the neural effect of the signal far outweighs the neural effect of the noise. Similarly, when there is no signal, the nervous system does not respond as it does when an outside signal is present, so decisions are easy. On the other hand, for near-threshold signals, it can be difficult to know whether neural activity results from noise alone or from a signal plus noise. At this point, the observer makes a decision based on the payoff matrix.