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Financing and budget advocacy
Dr. Michael McQuestion
Dr. Cliff Kamara
Ms. Dana Silver
Sustainable Immunization Financing Program
Anglophone African Peer review workshop
Nairobi, Kenya
26 October 2015
Social contract
• Citizens elect, empower government to
manage patrimony, create and execute
budgets on their behalf
• Citizens elect, endow parliament with
independent powers
– Government oversight
• budget creation
• budget execution
– Legislation
– Representation
Social contract
• Citizens surrender individual freedom,
agree to follow laws, participate in
governance, hold government, parliament
accountable
• Changing conditions, popular expectations
make social contract dynamic
• The more participation, the richer the
social contract
Advocacy
• Endogenous: Citizens, parliament or
government seek to renegotiate social
contract
– Elections
– Advocacy
• Exogenous: External groups, agents not
party to the social contract yet seek to
influence it (example: Sabin)
SIF endogenous
advocacy examples
• Citizens, community organizations,
professional groups, firms ask MPs,
government to act on immunization issues
• Parliament pressures government to
increase immunization budget
• One government agency exhorts another
to increase, improve the immunization
budget
Institutional logics
• The public institutions directly concerned
with providing immunization- government
and parliament- must work together
• But these institutional actors follow
different logics
• For those who follow a welfare logic, the
argument is that immunization is a basic
human right
Institutional logics
• According to the logic of medicine and
public health, no one should be left
unvaccinated
• Economic logic holds that immunizations
are a justifiable investment provided they
are cost effective or cost savings
Institutional logics
• According to the logic of public finance,
the EPI program deserves a bigger budget
provided there is unmet need, adequate
revenues and the program meets three
criteria: absorptive capacity, allocative
efficiency and value for money
Institutional logics
• Political logic maintains that
inmunizations are part of the social
contract, something the state should
provide as a public good
• In addition, to assure a well functioning
EPI program is to deserve more votes!
Case studies
• The art of advocacy is knowing how to
formulate messages that fit into each
particular institution’s logic and deliver
them effectively
• Some examples:
– EPI manager makes investment case to MPs
– Finance officer convinces health director to
cross analyze data, report expenditure per
fully immunized child
Case studies
• Advocacy examples, continued
– Rotary and Lions clubs convince Government
of Nepal to create an immunization trust fund
– MPs from National Assembly convince
provincial MPs to join national MP
immunization network
– EPI team analyzes provincial immunization
expenditures, demonstrates program
efficiency, avoids mandated budget cut
Thank You!!!
PEFA standards
• Credibility of the budget - The budget is realistic and is implemented as
intended
• 2. Comprehensiveness and transparency - The budget and the fiscal risk
oversight are comprehensive, and fiscal and budget information is
accessible to the public.
• 3. Policy-based budgeting - The budget is prepared with due regard to
government policy.
• 4. Predictability and control in budget execution - The budget is
implemented in an orderly and predictable manner and there are
arrangements for the exercise of control and stewardship in the use of
public funds.
• 5. Accounting, recording and reporting – Adequate records and information
are produced, maintained and disseminated to meet decision-making
control, management and reporting purposes.
• 6. External scrutiny and audit - Arrangements for scrutiny of public finances
and follow up by executive are operating

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Financing and Budget Advocacy for Immunization Programs

  • 1. Financing and budget advocacy Dr. Michael McQuestion Dr. Cliff Kamara Ms. Dana Silver Sustainable Immunization Financing Program Anglophone African Peer review workshop Nairobi, Kenya 26 October 2015
  • 2. Social contract • Citizens elect, empower government to manage patrimony, create and execute budgets on their behalf • Citizens elect, endow parliament with independent powers – Government oversight • budget creation • budget execution – Legislation – Representation
  • 3. Social contract • Citizens surrender individual freedom, agree to follow laws, participate in governance, hold government, parliament accountable • Changing conditions, popular expectations make social contract dynamic • The more participation, the richer the social contract
  • 4. Advocacy • Endogenous: Citizens, parliament or government seek to renegotiate social contract – Elections – Advocacy • Exogenous: External groups, agents not party to the social contract yet seek to influence it (example: Sabin)
  • 5. SIF endogenous advocacy examples • Citizens, community organizations, professional groups, firms ask MPs, government to act on immunization issues • Parliament pressures government to increase immunization budget • One government agency exhorts another to increase, improve the immunization budget
  • 6. Institutional logics • The public institutions directly concerned with providing immunization- government and parliament- must work together • But these institutional actors follow different logics • For those who follow a welfare logic, the argument is that immunization is a basic human right
  • 7. Institutional logics • According to the logic of medicine and public health, no one should be left unvaccinated • Economic logic holds that immunizations are a justifiable investment provided they are cost effective or cost savings
  • 8. Institutional logics • According to the logic of public finance, the EPI program deserves a bigger budget provided there is unmet need, adequate revenues and the program meets three criteria: absorptive capacity, allocative efficiency and value for money
  • 9. Institutional logics • Political logic maintains that inmunizations are part of the social contract, something the state should provide as a public good • In addition, to assure a well functioning EPI program is to deserve more votes!
  • 10. Case studies • The art of advocacy is knowing how to formulate messages that fit into each particular institution’s logic and deliver them effectively • Some examples: – EPI manager makes investment case to MPs – Finance officer convinces health director to cross analyze data, report expenditure per fully immunized child
  • 11. Case studies • Advocacy examples, continued – Rotary and Lions clubs convince Government of Nepal to create an immunization trust fund – MPs from National Assembly convince provincial MPs to join national MP immunization network – EPI team analyzes provincial immunization expenditures, demonstrates program efficiency, avoids mandated budget cut
  • 13. PEFA standards • Credibility of the budget - The budget is realistic and is implemented as intended • 2. Comprehensiveness and transparency - The budget and the fiscal risk oversight are comprehensive, and fiscal and budget information is accessible to the public. • 3. Policy-based budgeting - The budget is prepared with due regard to government policy. • 4. Predictability and control in budget execution - The budget is implemented in an orderly and predictable manner and there are arrangements for the exercise of control and stewardship in the use of public funds. • 5. Accounting, recording and reporting – Adequate records and information are produced, maintained and disseminated to meet decision-making control, management and reporting purposes. • 6. External scrutiny and audit - Arrangements for scrutiny of public finances and follow up by executive are operating