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biosecurity built on science
Rethinking biosecurity inspections using statistical
modelling and simulation
Petra Kuhnert and Daniel Heersink, CSIRO Data61
Dean Paini, CSIRO Health and Biosecurity
Paul Mwebaze, CSIRO Land and Water
Plant Biosecurity Cooperative Research Centre
A case study of the Asian Gypsy Moth in Australia
biosecurity built on science
Overview of the presentation
• The Asian Gypsy Moth (Lymantria dispar (L.))
• Lifecycle and biology
• Importance to the Australian economy and environment
• Current Inspection methodology
• Statistical methodology for the inspection of AGM
• Simulation of the AGM lifecycle
• Classification tree approach for classifying potential AGM hatches
• Validation and implementation
• AGM Tool
• Discussion
biosecurity built on science
Life Cycle of the Asian Gypsy Moth
biosecurity built on science
Lifecycle is complicated
Gray et al 2001 – J Insect Phys
biosecurity built on science
Current Inspection Methodology
• DAWR require a Quarantine pre-
arrival report (QPAR)
• Vessels arriving into an Australian
port
• Russian far east port/s between
40N, 60N and west of 147E
during 1 July and 30 September
• Maritime Arrivals Reporting
System or MARS
• Subsequent AGM questions
During the last 12 months, did your vessel visit a
seaport located North of 31N in China, Japan, North
Korea, Russian Far East or South Korea between 1
June and 30 September
biosecurity built on science
Methodology
• Acquire ship logs from Lloyds database for 2010
• Extract world SST for the corresponding year - NOAA
• AGM hatches simulated for each of the 3 phases and an outcome recorded
• 1 = no hatch in Australia
• 2 = potential hatch occurred but enroute to Australia
• 3 = potential hatch occurred in Australia
• Explanatory Variables:
• Temperature variables were constructed that represented the number of days during
the trip that experienced a certain temperature
<0 0-5 5-10 10-15 15-20 20-25 25-30 30-35 >35
• AGM Questions
• agmQ2: Vessel remained north of 31N for 60 consecutive days between 1 November and 30
April
• agmQ3: Vessel travelling directly to an Australian port after crossing 31N or 50S
biosecurity built on science
Generation of potential hatches
No Hatch
biosecurity built on science
Classification Tree Methodology with Bootstrapping
Three primary steps to the methodology (Breiman et al. 1984):
1. Split Criterion
• Partition data using a split criterion. for regression this is the deviance. Aim is to
partition the data into groups that minimise the RSS.
• Construct a large tree and essentially overfit.
2. Pruning
• Use cross-validation (CV) or a test set to prune the tree.
• Typically 10-fold CV is used
3. Tree Selection
• Optimal tree chosen using CV, typically the minimum.
• 1 SE rule can be implemented.
• Bootstrap approach for quantifying the reliability of node classifications (Kuhnert and
Mengersen 2003)
biosecurity built on science
Classification Tree Results
biosecurity built on science
Variable Importance Has your vessel remained either
• North of 31N, or
• South of 50S
for at least 60 consecutive days starting on
or after 1 November, but not later than 31
April?
AGM Q2:
Is your vessel travelling
directly to an Australian
port after crossing 31N
or 50S?
AGM Q3:
biosecurity built on science
Simulation of potential hatches
Potential Hatch
biosecurity built on science
AGM Tool
biosecurity built on science
Demonstration of the AGM Tool
biosecurity built on science
Discussion
• Model uses data generated through a simulation of the biological model (Gray et al. 1991, 2001;
Gray 2009)
• Very little data on inspections and hatches
• Model requires extensive validation
• Acquiring Lloyds data for an additional year
• Comparison with previous inspections and hits
• Assessment of 2017 AGM season
• Expert workshop to determine scenarios of “when to inspect”.
• Benefits of the AGM Tool
• Reduced number of vessels requiring inspections for AGM risk
• Reduced costs for the Department of Agriculture ($$)
• Minimise disruption and delay costs for shipping industry
• Implementation in MARS
• Recent papers by Gray (2016 – Decision support tool; 2017 – Impacts of climate change)
biosecurity built on science
Acknowledgments
• John Nielsen, Dave Ryan and Dominic Musolino (DAWR)
• Sanjay Boothalingam (DAWR – MARS)
biosecurity built on science
Phase I: Pre-diapause
• Modelling the rate of pre-diapause
development
• Based solely on temperature
• Increase in temperature up to a maximum
of 27.4C
• Drops sharply to zero beyond 27.4C
• Beyond 34 C developmental rate ceases.
• Key references: Gray et al. (1991); Logan et
al. (1976)
Increase in the developmental rate
maximum
( )d T
biosecurity built on science
Phase II: Diapause
• Two processes
• Models the potential developmental
response
• Models the rate of depletion of an
“inhibitor” governed by temperature
• Temperature too high: eggs will perish
• Temperature too low: eggs will not reach
post-diapause phase
• Actual developmental response (ADR) of
the egg: function of PDR, I(T) and A(T).
• Minimum and maximum temperatures
were based on experiements (Gray et al.
2001).
Process 2: Rate of depletion of inhibitor -
Inhibitor depletion Activity level depletion of inhibitor
Process 1: Potential developmental response
Potential developmental response Activity level
( )
d
I T
dt
Inhibitor
biosecurity built on science
Phase III: Post Diapause
• Post-diapause model of Gray (2009)
• Age dependent model, , is
exponential.
• Increases steadily from 25C
• Assumption that beyond 34C, eggs
do not survive
( )TR t
Developmental rate at diapause initiation

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Rethinking biosecurity inspections using statistical modelling and simulation: A case study of the Asian Gypsy Moth in Australia

  • 1. biosecurity built on science Rethinking biosecurity inspections using statistical modelling and simulation Petra Kuhnert and Daniel Heersink, CSIRO Data61 Dean Paini, CSIRO Health and Biosecurity Paul Mwebaze, CSIRO Land and Water Plant Biosecurity Cooperative Research Centre A case study of the Asian Gypsy Moth in Australia
  • 2. biosecurity built on science Overview of the presentation • The Asian Gypsy Moth (Lymantria dispar (L.)) • Lifecycle and biology • Importance to the Australian economy and environment • Current Inspection methodology • Statistical methodology for the inspection of AGM • Simulation of the AGM lifecycle • Classification tree approach for classifying potential AGM hatches • Validation and implementation • AGM Tool • Discussion
  • 3. biosecurity built on science Life Cycle of the Asian Gypsy Moth
  • 4. biosecurity built on science Lifecycle is complicated Gray et al 2001 – J Insect Phys
  • 5. biosecurity built on science Current Inspection Methodology • DAWR require a Quarantine pre- arrival report (QPAR) • Vessels arriving into an Australian port • Russian far east port/s between 40N, 60N and west of 147E during 1 July and 30 September • Maritime Arrivals Reporting System or MARS • Subsequent AGM questions During the last 12 months, did your vessel visit a seaport located North of 31N in China, Japan, North Korea, Russian Far East or South Korea between 1 June and 30 September
  • 6. biosecurity built on science Methodology • Acquire ship logs from Lloyds database for 2010 • Extract world SST for the corresponding year - NOAA • AGM hatches simulated for each of the 3 phases and an outcome recorded • 1 = no hatch in Australia • 2 = potential hatch occurred but enroute to Australia • 3 = potential hatch occurred in Australia • Explanatory Variables: • Temperature variables were constructed that represented the number of days during the trip that experienced a certain temperature <0 0-5 5-10 10-15 15-20 20-25 25-30 30-35 >35 • AGM Questions • agmQ2: Vessel remained north of 31N for 60 consecutive days between 1 November and 30 April • agmQ3: Vessel travelling directly to an Australian port after crossing 31N or 50S
  • 7. biosecurity built on science Generation of potential hatches No Hatch
  • 8. biosecurity built on science Classification Tree Methodology with Bootstrapping Three primary steps to the methodology (Breiman et al. 1984): 1. Split Criterion • Partition data using a split criterion. for regression this is the deviance. Aim is to partition the data into groups that minimise the RSS. • Construct a large tree and essentially overfit. 2. Pruning • Use cross-validation (CV) or a test set to prune the tree. • Typically 10-fold CV is used 3. Tree Selection • Optimal tree chosen using CV, typically the minimum. • 1 SE rule can be implemented. • Bootstrap approach for quantifying the reliability of node classifications (Kuhnert and Mengersen 2003)
  • 9. biosecurity built on science Classification Tree Results
  • 10. biosecurity built on science Variable Importance Has your vessel remained either • North of 31N, or • South of 50S for at least 60 consecutive days starting on or after 1 November, but not later than 31 April? AGM Q2: Is your vessel travelling directly to an Australian port after crossing 31N or 50S? AGM Q3:
  • 11. biosecurity built on science Simulation of potential hatches Potential Hatch
  • 12. biosecurity built on science AGM Tool
  • 13. biosecurity built on science Demonstration of the AGM Tool
  • 14. biosecurity built on science Discussion • Model uses data generated through a simulation of the biological model (Gray et al. 1991, 2001; Gray 2009) • Very little data on inspections and hatches • Model requires extensive validation • Acquiring Lloyds data for an additional year • Comparison with previous inspections and hits • Assessment of 2017 AGM season • Expert workshop to determine scenarios of “when to inspect”. • Benefits of the AGM Tool • Reduced number of vessels requiring inspections for AGM risk • Reduced costs for the Department of Agriculture ($$) • Minimise disruption and delay costs for shipping industry • Implementation in MARS • Recent papers by Gray (2016 – Decision support tool; 2017 – Impacts of climate change)
  • 15. biosecurity built on science Acknowledgments • John Nielsen, Dave Ryan and Dominic Musolino (DAWR) • Sanjay Boothalingam (DAWR – MARS)
  • 16. biosecurity built on science Phase I: Pre-diapause • Modelling the rate of pre-diapause development • Based solely on temperature • Increase in temperature up to a maximum of 27.4C • Drops sharply to zero beyond 27.4C • Beyond 34 C developmental rate ceases. • Key references: Gray et al. (1991); Logan et al. (1976) Increase in the developmental rate maximum ( )d T
  • 17. biosecurity built on science Phase II: Diapause • Two processes • Models the potential developmental response • Models the rate of depletion of an “inhibitor” governed by temperature • Temperature too high: eggs will perish • Temperature too low: eggs will not reach post-diapause phase • Actual developmental response (ADR) of the egg: function of PDR, I(T) and A(T). • Minimum and maximum temperatures were based on experiements (Gray et al. 2001). Process 2: Rate of depletion of inhibitor - Inhibitor depletion Activity level depletion of inhibitor Process 1: Potential developmental response Potential developmental response Activity level ( ) d I T dt Inhibitor
  • 18. biosecurity built on science Phase III: Post Diapause • Post-diapause model of Gray (2009) • Age dependent model, , is exponential. • Increases steadily from 25C • Assumption that beyond 34C, eggs do not survive ( )TR t Developmental rate at diapause initiation