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RESEARCH METHODOLOGY
Dr. Sonu Rajak
Assistant Professor
Mechanical Engineering Department
NIT Patna
Defining Research
• “A careful investigation or inquiry specially through search
for new facts in any branch of knowledge.”1
• Redman and Mory define research as a “systematized effort
to gain new knowledge”2.
• D. Slesinger and M. Stephenson in the Encyclopaedia of
Social Sciences define research as “The manipulation of
things, concepts or symbols for the purpose of generalising
to extend, correct or verify knowledge, whether that
knowledge aids in construction of theory or in the practice of
an art.”3
• 1 The Advanced Learner’s Dictionary of Current English, Oxford, 1952, p. 1069.
• 2 L.V. Redman and A.V.H. Mory, The Romance of Research, 1923, p.10.
• 3 The Encyclopaedia of Social Sciences, Vol. IX, MacMillan, 1930.
Objectives of Research
• To gain familiarity with a phenomenon or to achieve new
insights into it.
• To portray accurately the characteristics of a particular
individual, situation or a group.
• To determine the frequency with which something occurs
or with which it is associated with something else.
• To test a hypothesis of a causal relationship between
variables.
Motivation in Research
• To get a research degree along with its
consequential benefits
• To face the challenge in solving the unsolved
problems, i.e., concern over practical problems
initiated research
• To get intellectual joy of doing some creative work
• To be of service to society
• To get respectability
Types of Research
• Descriptive vs. Analytical
• Applied vs. Fundamental
• Quantitative vs. Qualitative
• Conceptual vs. Empirical
• Some Other Types of Research
- One-time research or Longitudinal research
- clinical or diagnostic research
- exploratory
- Historical research
- conclusion-oriented
- Decision-oriented
Descriptive Vs. Analytical Research
• Descriptive research includes surveys and fact-finding
enquiries of different kinds.
• The major purpose of descriptive research is description
of the state of affairs as it exists at present.
• The term ‘ex post facto research’ is quite often used for
descriptive research studies in social sciences and
business research.
• Majority of the ex post facto research projects are used
for descriptive studies in which the researcher
attempts to examine phenomena, such as the
consumers’ preferences, frequency of purchases,
shopping, etc.
• The methods of research utilized in descriptive
research are survey methods of all kinds,
including comparative and correlational methods.
• In analytical research, the researcher has to use
facts or information already available, and analyze
these to make a critical evaluation of the material.
Applied Vs. Fundamental
• Applied research aims at finding a solution for an immediate
problem facing a society or an industrial/business
organisation.
• Fundamental research is mainly concerned with
generalisations and with the formulation of a theory.
• Research concerning some natural phenomenon or relating
to pure mathematics are examples of fundamental research.
• Likewise, studies focusing on human behaviour also fall
under the category of fundamental research.
• But research aimed at certain conclusions (say, a solution)
facing a concrete social or business problem is an example
of applied research.
• Thus, the central aim of applied research is to discover a
solution for some pressing practical problem
Quantitative vs. Qualitative
• Quantitative research is based on the measurement of
quantity or amount.
• Quantitative research refers to the systematic empirical
investigation of any phenomena via statistical,
mathematical or computational techniques.
• The objective of quantitative research is to develop and
employ mathematical models, theories and/or
hypotheses.
• Qualitative research is research dealing with
phenomena that are difficult or impossible to quantify
mathematically, such as beliefs, meanings, attributes,
and symbols.
Conceptual vs. Empirical
• Conceptual research is that related to some abstract idea(s)
or theory.
• It is generally used by philosophers and thinkers to develop
new concepts or to reinterpret existing ones.
• Empirical research relies on experience or observation
alone, often without due regard for system and theory.
• It is data-based research, coming up with conclusions which
are capable of being verified by observation or experiment.
• Empirical research is also known as experimental type
of research, in which it is important to first collect the facts
and their sources, and actively take steps to stimulate the
production of desired information.
Contd..
• In this type of research, the researcher first formulates a
working hypothesis, and then gathers sufficient facts to
prove or disprove the stated hypothesis.
• He/she formulates the experimental design, which
according to him/her would manipulate the variables, so as
to obtain the desired information.
• This type of research is thus characterized by the
researcher’s control over the variables under study.
• Empirical research is most appropriate when an attempt is
made to prove that certain variables influence the other
variables in some way.
Some Other Types of Research
• In one-time research, the research is confined to a single
time-period.
• In longitudinal research, the research is carried on over
several time-periods.
• Clinical or diagnostic research, such research follow case-
study methods or in-depth approaches to reach the basic
causal relations.
• Such studies usually go deep into the causes of things or
events that interest us, using very small samples and very
deep probing data gathering devices.
• The objective of exploratory research is the development
of hypotheses rather than their testing.
Contd..
• Formalized research studies are those with substantial
structure and with specific hypotheses to be tested.
• Historical research is that which utilizes historical sources
like documents, remains, etc. to study events or ideas of the
past, including the philosophy of persons and groups at any
remote point of time.
• Conclusion-oriented research, a researcher is free to pick
up a problem, redesign the enquiry as he/she proceeds and
is prepared to conceptualize as he/she wishes.
• Decision-oriented research is always for the need of a
decision-maker and the researcher in this case is not free to
embark upon research according to his own inclination.
Research Methods versus Methodology
• Research methods may be understood as all those
methods/techniques that are used for conduction of
research.
• All those methods which are used by the researcher
during the course of studying his research problem
are termed as research methods.
Research methods can be put into the following three
groups:
1. In the first group we include those methods which are
concerned with the collection of data. These methods
will be used where the data already available are not
sufficient to arrive at the required solution;
2. The second group consists of those statistical
techniques which are used for establishing relationships
between the data and the unknowns;
3. The third group consists of those methods which are
used to evaluate the accuracy of the results obtained.
• Research methodology is a way to systematically solve the
research problem.
• It may be referred as a science of studying how research is
done scientifically.
• In it we study the various steps that are generally adopted
by a researcher in studying his research problem along with
the logic behind them.
• The scope of research methodology is wider than that of
research methods.
• “Thus, when we talk of research methodology we not only
talk of the research methods but also consider the logic
behind the methods we use in the context of our
research study and explain why we are using a
particular method or technique and why we are not
using others so that research results are capable of
being evaluated either by the researcher himself or by
others”.
Research and Scientific Method
• Research can be termed as “an inquiry into the nature of, the
reasons for, and the consequences of any particular set of
circumstances, whether these circumstances are experimentally
controlled or recorded just as they occur”.
• On the other hand, the philosophy common to all research
methods and techniques, although they may vary considerably
from one science to another, is usually given the name of scientific
method.
• Scientific method is the pursuit of truth as determined by logical
considerations.
• The ideal of science is to achieve a systematic interrelation of
facts.
• Scientific method attempts to achieve “this ideal by
experimentation, observation, logical arguments from accepted
postulates and a combination of these three in varying
proportions.”
RESEARCH PROCESS
Define
Research
Problem
Review
Concepts
And
theories
Review
Previous
Research
findings
Formulate
hypothesis
Design
Research
(Including
Sample
Design)
Collect
Data
(Execution)
Analyse
Data
(Test
Hypothesis
if any)
Interpret
and
report
FF
F
F F
FF
I
II
III IV V VI VII
F
FF
Feed Back
Feed Forward
Review the literature
Research Process
Research process consists of a series of steps or actions
required for effectively conducting research.
1. formulating the research problem
2. extensive literature survey
3. developing the hypothesis
4. preparing the research design
5. determining sample design
6. collecting the data
7. execution of the project
8. analysis of data
9. hypothesis testing
10. generalisations and interpretation
11. preparation of the report or presentation of the results i.e.,
formal write-up of conclusions reached
Criteria of Good Research
1. The purpose of the research should be clearly defined and
common concepts be used.
2. The research procedure used should be described in
sufficient detail to permit another researcher to repeat the
research for further advancement, keeping the continuity of
what has already been attained.
3. The procedural design of the research should be carefully
planned to yield results that are as objective as possible.
4. The researcher should report with complete frankness, flaws
in procedural design and estimate their effects upon the
findings.
5. The analysis of data should be sufficiently adequate to reveal
its significance and the methods of analysis used should be
appropriate.
6. Conclusions should be confined to those justified by the
data of the research and limited to those for which the data
provide an adequate basis.
In other words, we can state the qualities of a good
research as under
1. Good research is systematic.
2. Good research is logical.
3. Good research is empirical.
4. Good research is replicable.
Problems Encountered by Researchers in
India
• The lack of a scientific training in the methodology of
research- efforts should be made to provide short-duration
intensive courses for meeting this requirement
• Insufficient interaction between the university research
departments on one side and business establishments-
Efforts should be made to develop satisfactory liaison
among all concerned for better and realistic researches.
• Fear of misusing the data/information- there is the need
for generating the confidence that the information/data
obtained from a business unit will not be misused
• Research studies overlapping one another are
undertaken quite often for want of adequate
information - Due attention should be given toward
identification of research problems in various disciplines
• There does not exist a code of conduct for researchers-
there is need for developing a code of conduct for
researchers which, if adhered sincerely, can win over this
problem
• Library management and functioning is not satisfactory at
many places- much of the time and energy of researchers
are spent in tracing out the books, journals, reports, etc.
rather than in tracing out relevant material from them.
Research Design
• Task of defining the research problem is the preparation
of the research project, popularly known as the “research
design“.
• Decisions regarding what, where, when, how much, by
what means concerning an inquiry or a research study
constitute a research design.
• The research design is the conceptual structure within
which research is conducted.
• It constitutes the blueprint for the collection,
measurement, and analysis of data.
On the basis of research decisions, one may split the
overall research design into the following parts:
• The sampling design which deals with the method of
selecting items to be observed for the given study.
• The observational design which relates to the conditions
under which the observations are to be made.
• The statistical design which concerns with the question of
how many items are to be observed and how the
information and data gathered are to be analysed.
• The operational design which deals with the techniques
by which the procedures specified in the sampling,
statistical and observational designs can be carried out.
Important features of a research design
• It is a plan that specifies the sources and types of
information relevant to the research problem.
• It is a strategy specifying which approach will be
used for gathering and analysing the data.
• It also includes the time and cost budgets since
most studies are done under these two
constraints.
Research design must contain…
1. A clear statement of the research problem
2. Procedures and techniques to be used for
gathering information
3. The population to be studied
4. Methods to be used in processing and
analysing data
Developing a Research Plan
• After identifying and defining the problem as also
accomplishing the relating task, researcher must arrange his
ideas in order and write them in the form of an experimental
plan or what can be described as ‘Research Plan’.
This is essential specially for new researcher because of the
following:
• It helps the researcher to organize his ideas in a form whereby
it will be possible for him to look for flaws and inadequacies, if
any.
• It provides an inventory of what must be done and which
materials have to be collected as a preliminary step.
• It is a document that can be given to others for comment.
Research plan must contain the following
items…
• Research objective should be clearly stated in a line or two
which tells exactly what it is that the researcher expects to do.
• The problem to be studied by researcher must be explicitly
stated so that one may know what information is to be obtained
for solving the problem.
• Each major concept which researcher wants to measure
should be defined in operational terms in context of the
research project.
• The plan should contain the method to be used in solving the
problem.
• The plan must also state the details of the techniques to
be adopted.
• A clear mention of the population to be studied should be
made. If the study happens to be sample based, the
research plan should state the sampling plan i.e., how the
sample is to be identified.
• The plan must also contain the methods to be used in
processing the data. Statistical and other methods to be
used must be indicated in the plan.
•
• Results of pilot test, if any, should be reported. Time and
cost budgets for the research project should also be
prepared and laid down in the plan itself.
Research Methodology Module 1.pdf

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Research Methodology Module 1.pdf

  • 1. RESEARCH METHODOLOGY Dr. Sonu Rajak Assistant Professor Mechanical Engineering Department NIT Patna
  • 2. Defining Research • “A careful investigation or inquiry specially through search for new facts in any branch of knowledge.”1 • Redman and Mory define research as a “systematized effort to gain new knowledge”2. • D. Slesinger and M. Stephenson in the Encyclopaedia of Social Sciences define research as “The manipulation of things, concepts or symbols for the purpose of generalising to extend, correct or verify knowledge, whether that knowledge aids in construction of theory or in the practice of an art.”3 • 1 The Advanced Learner’s Dictionary of Current English, Oxford, 1952, p. 1069. • 2 L.V. Redman and A.V.H. Mory, The Romance of Research, 1923, p.10. • 3 The Encyclopaedia of Social Sciences, Vol. IX, MacMillan, 1930.
  • 3. Objectives of Research • To gain familiarity with a phenomenon or to achieve new insights into it. • To portray accurately the characteristics of a particular individual, situation or a group. • To determine the frequency with which something occurs or with which it is associated with something else. • To test a hypothesis of a causal relationship between variables.
  • 4. Motivation in Research • To get a research degree along with its consequential benefits • To face the challenge in solving the unsolved problems, i.e., concern over practical problems initiated research • To get intellectual joy of doing some creative work • To be of service to society • To get respectability
  • 5. Types of Research • Descriptive vs. Analytical • Applied vs. Fundamental • Quantitative vs. Qualitative • Conceptual vs. Empirical • Some Other Types of Research - One-time research or Longitudinal research - clinical or diagnostic research - exploratory - Historical research - conclusion-oriented - Decision-oriented
  • 6. Descriptive Vs. Analytical Research • Descriptive research includes surveys and fact-finding enquiries of different kinds. • The major purpose of descriptive research is description of the state of affairs as it exists at present. • The term ‘ex post facto research’ is quite often used for descriptive research studies in social sciences and business research. • Majority of the ex post facto research projects are used for descriptive studies in which the researcher attempts to examine phenomena, such as the consumers’ preferences, frequency of purchases, shopping, etc.
  • 7. • The methods of research utilized in descriptive research are survey methods of all kinds, including comparative and correlational methods. • In analytical research, the researcher has to use facts or information already available, and analyze these to make a critical evaluation of the material.
  • 8. Applied Vs. Fundamental • Applied research aims at finding a solution for an immediate problem facing a society or an industrial/business organisation. • Fundamental research is mainly concerned with generalisations and with the formulation of a theory. • Research concerning some natural phenomenon or relating to pure mathematics are examples of fundamental research. • Likewise, studies focusing on human behaviour also fall under the category of fundamental research. • But research aimed at certain conclusions (say, a solution) facing a concrete social or business problem is an example of applied research. • Thus, the central aim of applied research is to discover a solution for some pressing practical problem
  • 9. Quantitative vs. Qualitative • Quantitative research is based on the measurement of quantity or amount. • Quantitative research refers to the systematic empirical investigation of any phenomena via statistical, mathematical or computational techniques. • The objective of quantitative research is to develop and employ mathematical models, theories and/or hypotheses. • Qualitative research is research dealing with phenomena that are difficult or impossible to quantify mathematically, such as beliefs, meanings, attributes, and symbols.
  • 10. Conceptual vs. Empirical • Conceptual research is that related to some abstract idea(s) or theory. • It is generally used by philosophers and thinkers to develop new concepts or to reinterpret existing ones. • Empirical research relies on experience or observation alone, often without due regard for system and theory. • It is data-based research, coming up with conclusions which are capable of being verified by observation or experiment. • Empirical research is also known as experimental type of research, in which it is important to first collect the facts and their sources, and actively take steps to stimulate the production of desired information.
  • 11. Contd.. • In this type of research, the researcher first formulates a working hypothesis, and then gathers sufficient facts to prove or disprove the stated hypothesis. • He/she formulates the experimental design, which according to him/her would manipulate the variables, so as to obtain the desired information. • This type of research is thus characterized by the researcher’s control over the variables under study. • Empirical research is most appropriate when an attempt is made to prove that certain variables influence the other variables in some way.
  • 12. Some Other Types of Research • In one-time research, the research is confined to a single time-period. • In longitudinal research, the research is carried on over several time-periods. • Clinical or diagnostic research, such research follow case- study methods or in-depth approaches to reach the basic causal relations. • Such studies usually go deep into the causes of things or events that interest us, using very small samples and very deep probing data gathering devices. • The objective of exploratory research is the development of hypotheses rather than their testing.
  • 13. Contd.. • Formalized research studies are those with substantial structure and with specific hypotheses to be tested. • Historical research is that which utilizes historical sources like documents, remains, etc. to study events or ideas of the past, including the philosophy of persons and groups at any remote point of time. • Conclusion-oriented research, a researcher is free to pick up a problem, redesign the enquiry as he/she proceeds and is prepared to conceptualize as he/she wishes. • Decision-oriented research is always for the need of a decision-maker and the researcher in this case is not free to embark upon research according to his own inclination.
  • 14. Research Methods versus Methodology • Research methods may be understood as all those methods/techniques that are used for conduction of research. • All those methods which are used by the researcher during the course of studying his research problem are termed as research methods.
  • 15. Research methods can be put into the following three groups: 1. In the first group we include those methods which are concerned with the collection of data. These methods will be used where the data already available are not sufficient to arrive at the required solution; 2. The second group consists of those statistical techniques which are used for establishing relationships between the data and the unknowns; 3. The third group consists of those methods which are used to evaluate the accuracy of the results obtained.
  • 16. • Research methodology is a way to systematically solve the research problem. • It may be referred as a science of studying how research is done scientifically. • In it we study the various steps that are generally adopted by a researcher in studying his research problem along with the logic behind them. • The scope of research methodology is wider than that of research methods.
  • 17. • “Thus, when we talk of research methodology we not only talk of the research methods but also consider the logic behind the methods we use in the context of our research study and explain why we are using a particular method or technique and why we are not using others so that research results are capable of being evaluated either by the researcher himself or by others”.
  • 18. Research and Scientific Method • Research can be termed as “an inquiry into the nature of, the reasons for, and the consequences of any particular set of circumstances, whether these circumstances are experimentally controlled or recorded just as they occur”. • On the other hand, the philosophy common to all research methods and techniques, although they may vary considerably from one science to another, is usually given the name of scientific method. • Scientific method is the pursuit of truth as determined by logical considerations. • The ideal of science is to achieve a systematic interrelation of facts. • Scientific method attempts to achieve “this ideal by experimentation, observation, logical arguments from accepted postulates and a combination of these three in varying proportions.”
  • 19.
  • 21. Research Process Research process consists of a series of steps or actions required for effectively conducting research. 1. formulating the research problem 2. extensive literature survey 3. developing the hypothesis 4. preparing the research design 5. determining sample design 6. collecting the data 7. execution of the project 8. analysis of data 9. hypothesis testing 10. generalisations and interpretation 11. preparation of the report or presentation of the results i.e., formal write-up of conclusions reached
  • 22. Criteria of Good Research 1. The purpose of the research should be clearly defined and common concepts be used. 2. The research procedure used should be described in sufficient detail to permit another researcher to repeat the research for further advancement, keeping the continuity of what has already been attained. 3. The procedural design of the research should be carefully planned to yield results that are as objective as possible. 4. The researcher should report with complete frankness, flaws in procedural design and estimate their effects upon the findings. 5. The analysis of data should be sufficiently adequate to reveal its significance and the methods of analysis used should be appropriate.
  • 23. 6. Conclusions should be confined to those justified by the data of the research and limited to those for which the data provide an adequate basis. In other words, we can state the qualities of a good research as under 1. Good research is systematic. 2. Good research is logical. 3. Good research is empirical. 4. Good research is replicable.
  • 24. Problems Encountered by Researchers in India • The lack of a scientific training in the methodology of research- efforts should be made to provide short-duration intensive courses for meeting this requirement • Insufficient interaction between the university research departments on one side and business establishments- Efforts should be made to develop satisfactory liaison among all concerned for better and realistic researches.
  • 25. • Fear of misusing the data/information- there is the need for generating the confidence that the information/data obtained from a business unit will not be misused • Research studies overlapping one another are undertaken quite often for want of adequate information - Due attention should be given toward identification of research problems in various disciplines
  • 26. • There does not exist a code of conduct for researchers- there is need for developing a code of conduct for researchers which, if adhered sincerely, can win over this problem • Library management and functioning is not satisfactory at many places- much of the time and energy of researchers are spent in tracing out the books, journals, reports, etc. rather than in tracing out relevant material from them.
  • 27. Research Design • Task of defining the research problem is the preparation of the research project, popularly known as the “research design“. • Decisions regarding what, where, when, how much, by what means concerning an inquiry or a research study constitute a research design. • The research design is the conceptual structure within which research is conducted. • It constitutes the blueprint for the collection, measurement, and analysis of data.
  • 28. On the basis of research decisions, one may split the overall research design into the following parts: • The sampling design which deals with the method of selecting items to be observed for the given study. • The observational design which relates to the conditions under which the observations are to be made. • The statistical design which concerns with the question of how many items are to be observed and how the information and data gathered are to be analysed. • The operational design which deals with the techniques by which the procedures specified in the sampling, statistical and observational designs can be carried out.
  • 29. Important features of a research design • It is a plan that specifies the sources and types of information relevant to the research problem. • It is a strategy specifying which approach will be used for gathering and analysing the data. • It also includes the time and cost budgets since most studies are done under these two constraints.
  • 30. Research design must contain… 1. A clear statement of the research problem 2. Procedures and techniques to be used for gathering information 3. The population to be studied 4. Methods to be used in processing and analysing data
  • 31. Developing a Research Plan • After identifying and defining the problem as also accomplishing the relating task, researcher must arrange his ideas in order and write them in the form of an experimental plan or what can be described as ‘Research Plan’. This is essential specially for new researcher because of the following: • It helps the researcher to organize his ideas in a form whereby it will be possible for him to look for flaws and inadequacies, if any. • It provides an inventory of what must be done and which materials have to be collected as a preliminary step. • It is a document that can be given to others for comment.
  • 32. Research plan must contain the following items… • Research objective should be clearly stated in a line or two which tells exactly what it is that the researcher expects to do. • The problem to be studied by researcher must be explicitly stated so that one may know what information is to be obtained for solving the problem. • Each major concept which researcher wants to measure should be defined in operational terms in context of the research project. • The plan should contain the method to be used in solving the problem.
  • 33. • The plan must also state the details of the techniques to be adopted. • A clear mention of the population to be studied should be made. If the study happens to be sample based, the research plan should state the sampling plan i.e., how the sample is to be identified. • The plan must also contain the methods to be used in processing the data. Statistical and other methods to be used must be indicated in the plan. • • Results of pilot test, if any, should be reported. Time and cost budgets for the research project should also be prepared and laid down in the plan itself.