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Regulatory and Timeline Advantages
for Early Clinical Research in
The Netherlands
Izaak den Daas PhD
Principal Scientist QPS Netherlands BV

16 October 2013

Confidential

1
Location of Clinical Studies: Global

Source: www.ClinicalTrials.gov
10/16/2013

Confidential

2
Location of Clinical Studies: Europe

Source: www.ClinicalTrials.gov
10/16/2013

Confidential

3
Facts of The Netherlands
Population: 16,805,037
Ethnicity:
Dutch 80.7%,
EU 5%,
Indonesian 2.4%,
Surinamese 2%,
Caribbean 0.8%,
Turkish 2.2%,
Moroccan 2%,
other 4.8%

Gross Domestic Product:
$718.6 billion (ranking 24 in the world)
per capita: $42,900

Ecellent health system
Excellent academic and technology system
10/16/2013

Confidential

Source: www.CIA.gov
4
Phase 1 CPUs in Western Europe

10/16/2013
University Medical Center Groningen

QPS Netherlands BV

The Villa & Cascade building

Offices

Central Pharmacy

Bioanalytical Laboratories
Biotech Center

Phase I clinic (34 beds)

Screening & Recruitment

Isotope lab

Centre of Innovations :
Phase I clinic (24 beds)
Trial Submission in The Netherlands

16 October 2013

Confidential

7
Obtaining EC and HA approval in NL
Parallel submission to Health Authority (CCMO) and local Ethics Committee (EC)
resulting in Clinical Trial Approval within 14 days!
Substantial amendments: 48h turnaround time
CTA will be prepared and submitted by QPS
Two EC meetings per month (every 1st and 3rd Tuesday); Submission 11 days before
meeting
1 day before the meeting our PI receives a memo with the questions from the preadvisors of the EC; these questions can be answered by the PI during the EC meeting
The PI will join the meeting for answering questions, but will off course not attend the
voting process
CCMO will perform a so called marginal test (check of Eudravigilence and completeness
of CTA); no questions will be raised; approval within 14 days as well
From past experience 3 (proof of principal studies: CSF sampling; dry blood spot and
continuous CSF) out of 105 studies were not approved in the 1st review round.

10/16/2013

Confidential

8
Independent EC
The EC is also the only IRB of the study submission
Independent foundation BEBO Assen
2 committees meeting every 2 weeks
Main task is to judge the acceptable exposure
of healthy subject or patient
Review time 10 days resulting in pre-advise
before EC meeting
Advise before start study possible
Interim reporting between dosing evaluated
by the chairman
Also for radio-active studies

10/16/2013

Confidential

9
Project Time-Lines

Start-up
(incl. CSP
writing)

4 weeks

CTA
submission

Approval

2 weeks

Clinical
phase

varies

DB lock
(after LPLV)

1 week

Tables,
graphs and
listings

First draft
CSR

3 weeks

3 weeks
Documentation needed
Submission documents as part of the Clinical Trial
Application are:
Clinical Trial Protocol (CTP)
Investigator’s Brochure (IB)
Investigational Medical Product Dossier (IMPD)
Informed Consent Form (ICF)
IMPD + IB = IND

10/16/2013

Confidential

11
GMP in EU – Clinical Trials

16 October 2013

Confidential

12
Pharmacy
GMP-compliant Pharmacy
Clinical Trial Pharmacist
Pharmacy Technicians
Manufacturer’s License for Investigational Medical Products
Aseptic production facilities

10/16/2013

Confidential

13
Guidelines
Applicable guideline:
EudraLex Volume 4 Good Manufacturing Practice
(GMP) guidelines:
Annex 13: typical chapters
Product Specification File
Production
Manufacturing operations
Principles applicable to comparator product
Blinding
Randomisation
Packaging (Packed in individual way for each subject)
Labelling (in Dutch)

Release of batches
Labelling
Name, address and telephone number of the sponsor, CRO or PI
Pharmaceutical dosage form, route of administration, quantity of
dosage units
Batchnumber
Trial reference code
Trial subject identification number
Directions for use
“For clinical trial use only” or similar wording
Storage conditions
Period of use (use-by date, expiry date)
“Keep out of reach of children”
Release of batches
Release of investigational medicinal products by Qualified
Person (QP)
Duties of Qualified Person affected by different circumstances
Product manufactured within EU but not subject to an EU marketing
authorisation
Product sourced from the open market within EU and subject to an EU
marketing authorisation
Product imported directly from a 3rd country (including US(!))
At QPS the QP is the clinical trial pharmacist. He is there to help the
sponsor with all local procedures needed for a successfull clinical
drug study
Production process flow
Bulk product IMP
Receipt

Quarantaine
CoA
Batch Release
IMPD
CCMO/METc

IMP Receipt
form

Released
bulk
product

Production

• Storage in temperature
controlled / monitored area
• Release based on
documentation and product
• QP or CTP involvement
• Release criteria for bulk
product depends on origin
and market authorization y/n
• Identification forms
• Invoice
• Approved supplier
• IB/IMPD
• Approval METc / CCMO
• CoA
• Release certificate
• GMP conformance
Production process flow
Labels
Draft label
specification

Final label
specification

• Labelspecification issued on
basis of clinical protocol
• QA involvement
• Sponsor representative
involvement if desired

Labels for
production

Production

Label
reconciliation
Production process flow
Production Protocol

Draft
production
protocol

Final
Production
protocol

Production

Protocol for
production

• Production protocol issued
on basis of clinical protocol /
study operation manual /
TQA / other
• QA involvement
• Sponsor representative
involvement if desired
Production process flow
Release of product

Analysis of
product
Label
reconciliation
CoA and release
certificate of
product

Protocol for
production

Product

Released
Product

Administration

• Release on basis of
• Product
• Labels
• Production protocol
• Analysis of product
(optional)
• Release by QP or
Pharmacist
Radioactive Studies in
The Netherlands

16 October 2013

Confidential

21
Human Mass Balance Study
Human Mass Balance Studies with radiolabelled IMP
Objectives
To determine the rate and extent of excretion of total
radioactivity
To evaluate the extent of absorption of radioactivity
after dosing
To examine the blood and plasma concentration profiles
of total radioactivity
Metabolite identification and profiling

GCP
Samples – urine, feces, blood, plasma, expired air
Timelines:
Clinical Protocol Approval – 2 weeks
Total Radioactivity Recovery Results – 3 to 4 weeks
Metabolite Identification and Profiling Results – 3 to 4
months
Micro Dose Studies
Dosing low doses of radiolabeled test article to
healthy subjects or patients
Objectives
To assess absolute bioavailability
To study pharmacokinetic profile in sub
therapeutic level
To examine the blood and plasma
concentration profiles of total radioactivity
Metabolite identification and profiling

GCP
Samples – urine, feces, blood, plasma, expired air
Timelines:
Clinical Protocol Approval – 2 weeks
Accelerated mass spectrometry (AMS) Results
– 6 to 8 weeks
Functions Involved – Roles & Responsibilities
Functions

Physical location/affiliation

Roles & Responsibilities

Radio Synthesis

Selcia Ltd., Ongar Essex UK

GMP Preparation of 14 labeled API

Radio Pharmacy

Radio pharmacy of the UMCG
(contract between QPS and
UMCG)

Receipt and Release of 14C-labeled API
Individual Drug Preparation of 14C-labeled IMP
Return and/or Destruction of 14C-labeled IMP

Clinical Trial Pharmacy

Clinical Trial Pharmacy of QPS

Transport of 14C-labeled IMP
Preparation of Individual Drug Preparation Form
Preparation of Label Specifications according to GMP Annex
13

Clinical Pharmacology Unit

Clinical Pharmacology Unit of
QPS

Drug Administration of 14C-labeled IMP
Sample Collection and Processing of Radioactive Human
Excreta (blood, urine, feces and expired air)

AMS Laboratory

TNO, Zeist The Netherlands

Measurement of the 14C-Radioactivity using accelerated mass
spectrometry

Biometrics

Biometrics Department of QPS

Determination of the total 14C-Radioactivity Recovery Rate
Ethics Committee & Competent Authority Submission

The application process for a radioactive phase I trial in the Netherlands is
essentially the same as for any other non-radioactive phase I trial
Written EC and CA approval is routinely obtained within 14 days after
submission of the Clinical Trial Application (CTA).
Submission documents as part of the Clinical Trial Application are:
o Clinical Trial Protocol (CTP)
o Investigator’s Brochure (IB)
o Investigational Medical Product Dossier (IMPD)
o Informed Consent Form (ICF)

o Human Dosimetry Calculation, Not required for Micro Dose
QPS has a standard set of calculations, which are based on MIRD
and ICRP recommendations to determine human radiation
dosimetry estimates
Drug Administration of 14C-labeled IMP

Compounding from API to IMP at QPS Pharmacy
Drug administration of the 14C-labeled study
medication is always done in the presence of an
authorized user (PI or a designated Research
Physician).
Circumstances are again essentially the same as for
any other non-radioactive phase I trial.
Additional hygienic measures are used to prevent
radioactive contamination of the CPU.
Collection, Sample Processing and Transport of Radioactive Human
Excreta

All necessary steps to ensure sample integrity (experience
gained from preclinical studies) will be taken from sample
collection, sample processing, storage, and shipping.
Collection of blood, urine, feces and expired air takes place in
the CPU.
Sample processing of collected blood, urine and expired air
samples takes place in the CPU as well.
For non Micro-dose Studies
Sample processing (i.e. homogenization and aliquoting) of collected
feces samples takes place in the radionuclide laboratory.
The volunteers are discharged from the clinic after at least 85 % (or
more if the study protocol requires to do so) of the total dose of
radioactivity has been recovered in the excreta from the volunteer.
Measurement of the 14C-Radioactivity in Human Excreta

Not for micro-dose studies
All necessary sample pretreatments after the samples
have been processed and aliquoted until the
measurement of 14C-radioactivity, are done by laboratory
technicians from the radionuclide laboratory who are
trained by in GLP and the particular Assays Instruction(s)
as required by the Bioanalytical Protocol of the concerned
study.
The measurement of 14C-radioactivity in human study
samples is performed on a beta-counter (Tricarb 2500) in
the radionuclide laboratory. Feces combusted in Oxidizer.
Publication of Clinical Studies
EMA regulations for clinical studies endorse the
publications of results
Particularly if there are side effects found which are
important for public health
Scientific relevant results published in agreement
with sponsor
Sponsor has influence on timelines but can not
withhold
QPS will only publish in full collaboration with
sponsor
16-10-2013

29
Thank you for
your
attention!

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Regulatory and Timeline Advantages for Early Clinical Research in The Netherlands

  • 1. Regulatory and Timeline Advantages for Early Clinical Research in The Netherlands Izaak den Daas PhD Principal Scientist QPS Netherlands BV 16 October 2013 Confidential 1
  • 2. Location of Clinical Studies: Global Source: www.ClinicalTrials.gov 10/16/2013 Confidential 2
  • 3. Location of Clinical Studies: Europe Source: www.ClinicalTrials.gov 10/16/2013 Confidential 3
  • 4. Facts of The Netherlands Population: 16,805,037 Ethnicity: Dutch 80.7%, EU 5%, Indonesian 2.4%, Surinamese 2%, Caribbean 0.8%, Turkish 2.2%, Moroccan 2%, other 4.8% Gross Domestic Product: $718.6 billion (ranking 24 in the world) per capita: $42,900 Ecellent health system Excellent academic and technology system 10/16/2013 Confidential Source: www.CIA.gov 4
  • 5. Phase 1 CPUs in Western Europe 10/16/2013
  • 6. University Medical Center Groningen QPS Netherlands BV The Villa & Cascade building  Offices  Central Pharmacy  Bioanalytical Laboratories Biotech Center  Phase I clinic (34 beds)  Screening & Recruitment  Isotope lab Centre of Innovations : Phase I clinic (24 beds)
  • 7. Trial Submission in The Netherlands 16 October 2013 Confidential 7
  • 8. Obtaining EC and HA approval in NL Parallel submission to Health Authority (CCMO) and local Ethics Committee (EC) resulting in Clinical Trial Approval within 14 days! Substantial amendments: 48h turnaround time CTA will be prepared and submitted by QPS Two EC meetings per month (every 1st and 3rd Tuesday); Submission 11 days before meeting 1 day before the meeting our PI receives a memo with the questions from the preadvisors of the EC; these questions can be answered by the PI during the EC meeting The PI will join the meeting for answering questions, but will off course not attend the voting process CCMO will perform a so called marginal test (check of Eudravigilence and completeness of CTA); no questions will be raised; approval within 14 days as well From past experience 3 (proof of principal studies: CSF sampling; dry blood spot and continuous CSF) out of 105 studies were not approved in the 1st review round. 10/16/2013 Confidential 8
  • 9. Independent EC The EC is also the only IRB of the study submission Independent foundation BEBO Assen 2 committees meeting every 2 weeks Main task is to judge the acceptable exposure of healthy subject or patient Review time 10 days resulting in pre-advise before EC meeting Advise before start study possible Interim reporting between dosing evaluated by the chairman Also for radio-active studies 10/16/2013 Confidential 9
  • 10. Project Time-Lines Start-up (incl. CSP writing) 4 weeks CTA submission Approval 2 weeks Clinical phase varies DB lock (after LPLV) 1 week Tables, graphs and listings First draft CSR 3 weeks 3 weeks
  • 11. Documentation needed Submission documents as part of the Clinical Trial Application are: Clinical Trial Protocol (CTP) Investigator’s Brochure (IB) Investigational Medical Product Dossier (IMPD) Informed Consent Form (ICF) IMPD + IB = IND 10/16/2013 Confidential 11
  • 12. GMP in EU – Clinical Trials 16 October 2013 Confidential 12
  • 13. Pharmacy GMP-compliant Pharmacy Clinical Trial Pharmacist Pharmacy Technicians Manufacturer’s License for Investigational Medical Products Aseptic production facilities 10/16/2013 Confidential 13
  • 14. Guidelines Applicable guideline: EudraLex Volume 4 Good Manufacturing Practice (GMP) guidelines: Annex 13: typical chapters Product Specification File Production Manufacturing operations Principles applicable to comparator product Blinding Randomisation Packaging (Packed in individual way for each subject) Labelling (in Dutch) Release of batches
  • 15. Labelling Name, address and telephone number of the sponsor, CRO or PI Pharmaceutical dosage form, route of administration, quantity of dosage units Batchnumber Trial reference code Trial subject identification number Directions for use “For clinical trial use only” or similar wording Storage conditions Period of use (use-by date, expiry date) “Keep out of reach of children”
  • 16. Release of batches Release of investigational medicinal products by Qualified Person (QP) Duties of Qualified Person affected by different circumstances Product manufactured within EU but not subject to an EU marketing authorisation Product sourced from the open market within EU and subject to an EU marketing authorisation Product imported directly from a 3rd country (including US(!)) At QPS the QP is the clinical trial pharmacist. He is there to help the sponsor with all local procedures needed for a successfull clinical drug study
  • 17. Production process flow Bulk product IMP Receipt Quarantaine CoA Batch Release IMPD CCMO/METc IMP Receipt form Released bulk product Production • Storage in temperature controlled / monitored area • Release based on documentation and product • QP or CTP involvement • Release criteria for bulk product depends on origin and market authorization y/n • Identification forms • Invoice • Approved supplier • IB/IMPD • Approval METc / CCMO • CoA • Release certificate • GMP conformance
  • 18. Production process flow Labels Draft label specification Final label specification • Labelspecification issued on basis of clinical protocol • QA involvement • Sponsor representative involvement if desired Labels for production Production Label reconciliation
  • 19. Production process flow Production Protocol Draft production protocol Final Production protocol Production Protocol for production • Production protocol issued on basis of clinical protocol / study operation manual / TQA / other • QA involvement • Sponsor representative involvement if desired
  • 20. Production process flow Release of product Analysis of product Label reconciliation CoA and release certificate of product Protocol for production Product Released Product Administration • Release on basis of • Product • Labels • Production protocol • Analysis of product (optional) • Release by QP or Pharmacist
  • 21. Radioactive Studies in The Netherlands 16 October 2013 Confidential 21
  • 22. Human Mass Balance Study Human Mass Balance Studies with radiolabelled IMP Objectives To determine the rate and extent of excretion of total radioactivity To evaluate the extent of absorption of radioactivity after dosing To examine the blood and plasma concentration profiles of total radioactivity Metabolite identification and profiling GCP Samples – urine, feces, blood, plasma, expired air Timelines: Clinical Protocol Approval – 2 weeks Total Radioactivity Recovery Results – 3 to 4 weeks Metabolite Identification and Profiling Results – 3 to 4 months
  • 23. Micro Dose Studies Dosing low doses of radiolabeled test article to healthy subjects or patients Objectives To assess absolute bioavailability To study pharmacokinetic profile in sub therapeutic level To examine the blood and plasma concentration profiles of total radioactivity Metabolite identification and profiling GCP Samples – urine, feces, blood, plasma, expired air Timelines: Clinical Protocol Approval – 2 weeks Accelerated mass spectrometry (AMS) Results – 6 to 8 weeks
  • 24. Functions Involved – Roles & Responsibilities Functions Physical location/affiliation Roles & Responsibilities Radio Synthesis Selcia Ltd., Ongar Essex UK GMP Preparation of 14 labeled API Radio Pharmacy Radio pharmacy of the UMCG (contract between QPS and UMCG) Receipt and Release of 14C-labeled API Individual Drug Preparation of 14C-labeled IMP Return and/or Destruction of 14C-labeled IMP Clinical Trial Pharmacy Clinical Trial Pharmacy of QPS Transport of 14C-labeled IMP Preparation of Individual Drug Preparation Form Preparation of Label Specifications according to GMP Annex 13 Clinical Pharmacology Unit Clinical Pharmacology Unit of QPS Drug Administration of 14C-labeled IMP Sample Collection and Processing of Radioactive Human Excreta (blood, urine, feces and expired air) AMS Laboratory TNO, Zeist The Netherlands Measurement of the 14C-Radioactivity using accelerated mass spectrometry Biometrics Biometrics Department of QPS Determination of the total 14C-Radioactivity Recovery Rate
  • 25. Ethics Committee & Competent Authority Submission The application process for a radioactive phase I trial in the Netherlands is essentially the same as for any other non-radioactive phase I trial Written EC and CA approval is routinely obtained within 14 days after submission of the Clinical Trial Application (CTA). Submission documents as part of the Clinical Trial Application are: o Clinical Trial Protocol (CTP) o Investigator’s Brochure (IB) o Investigational Medical Product Dossier (IMPD) o Informed Consent Form (ICF) o Human Dosimetry Calculation, Not required for Micro Dose QPS has a standard set of calculations, which are based on MIRD and ICRP recommendations to determine human radiation dosimetry estimates
  • 26. Drug Administration of 14C-labeled IMP Compounding from API to IMP at QPS Pharmacy Drug administration of the 14C-labeled study medication is always done in the presence of an authorized user (PI or a designated Research Physician). Circumstances are again essentially the same as for any other non-radioactive phase I trial. Additional hygienic measures are used to prevent radioactive contamination of the CPU.
  • 27. Collection, Sample Processing and Transport of Radioactive Human Excreta All necessary steps to ensure sample integrity (experience gained from preclinical studies) will be taken from sample collection, sample processing, storage, and shipping. Collection of blood, urine, feces and expired air takes place in the CPU. Sample processing of collected blood, urine and expired air samples takes place in the CPU as well. For non Micro-dose Studies Sample processing (i.e. homogenization and aliquoting) of collected feces samples takes place in the radionuclide laboratory. The volunteers are discharged from the clinic after at least 85 % (or more if the study protocol requires to do so) of the total dose of radioactivity has been recovered in the excreta from the volunteer.
  • 28. Measurement of the 14C-Radioactivity in Human Excreta Not for micro-dose studies All necessary sample pretreatments after the samples have been processed and aliquoted until the measurement of 14C-radioactivity, are done by laboratory technicians from the radionuclide laboratory who are trained by in GLP and the particular Assays Instruction(s) as required by the Bioanalytical Protocol of the concerned study. The measurement of 14C-radioactivity in human study samples is performed on a beta-counter (Tricarb 2500) in the radionuclide laboratory. Feces combusted in Oxidizer.
  • 29. Publication of Clinical Studies EMA regulations for clinical studies endorse the publications of results Particularly if there are side effects found which are important for public health Scientific relevant results published in agreement with sponsor Sponsor has influence on timelines but can not withhold QPS will only publish in full collaboration with sponsor 16-10-2013 29