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Presentation On
IMPURITIES IN NEW DRUG
SUBSTANCES
Q3A(R2)

Presented By- Anubhav Singh
M.pharm 1st year
IPR, GLA University
Contents Introduction to Q3A (R2).
 History of Generation.

 Classification of Impurities.
 Rational for the Reporting and Control of Impurities.
 Analytical Procedure.

 Reporting Impurity Content of Batches.
 Listing Of Impurities in Specification.
 Qualification Of Impurities.
 Definitions.
 Decision Tree.
Introduction-

 This document is intended to provide guidance for registration applications on
the content and qualification of impurities in new drug substances produced by
chemical syntheses and not previously registered in a region or member state.
 The following types of drug substances are not covered in this guideline:
biological/biotechnological, peptide, oligonucleotide, radiopharmaceutical, fer
mentation product and semi-synthetic products derived therefrom, herbal
products, and crude products of animal or plant origin.
Impurities in new drug substances are addressed from two perspectives:

 Chemistry Aspects include classification and identification of impurities, report
generation, listing of impurities in specifications, and a brief discussion of
analytical procedures; and
 Safety Aspects include specific guidance for qualifying those impurities that
were not present, or were present at substantially lower levels, in batches of a
new drug substance used in safety and clinical studies.
History-
CLASSIFICATION OF IMPURITIESImpurities can be classified into the following categories:
 Organic Impurities (process and drug related).
 Inorganic impurities .
 Residual solvents .
Organic Impurities
 It can arise during the manufacturing process and/or storage of the new drug
substance.
 They can be identified or unidentified, volatile or non-volatile, and include:
o Starting materials
o By-products
o Intermediates

o Degradation products
o Reagents, ligands and catalysts
Inorganic Impurities
 Inorganic impurities can result from the manufacturing process.
 They are normally known and identified and include:
o Reagents, ligands and catalysts
o Heavy metals or other residual metals

o Inorganic salts
o Other materials (e.g., filter aids, charcoal)
Residual Solvents
 Solvents are inorganic or organic liquids used as vehicles for the preparation of
solutions or suspensions in the synthesis of a new drug substance.
Rational For the Reporting and Control Of Impurities
For Organic Impurities
 The applicant should summaries the actual and potential impurities most likely to
arise during the synthesis, purification, and storage of the new drug substance.
 This summary should be based on the chemical reactions involved in the
synthesis.
 In addition, the applicant should summaries the laboratory studies conducted to
detect impurities in the new drug substance.

 This summary should include test results of batches manufactured to determine
the impurity profile
For Inorganic Impurities
 Inorganic impurities are normally detected and quantified using pharmacopoeial
or other appropriate procedures.
 The need for inclusion or exclusion of inorganic impurities in the new drug
substance specification should be discussed.
 Acceptance criteria should be based on pharmacopoeial standards or known
safety data.
For Solvents
 The control of residues of the solvents used in the manufacturing process for the
new drug substance should be discussed and presented according to the ICH
Q3C Guideline for Residual Solvents.
Analytical Procedure
 The registration application should include documented evidence that the
analytical procedures are validated and suitable for the detection and
quantification of impurities (As per given in ICH Q2A and Q2B Guidelines for
Analytical Validation).
 the use of lower precision techniques (e.g., thin-layer chromatography) can be
acceptable where justified and appropriately validated.

 Differences in the analytical procedures used during development and those
proposed for the commercial product should be discussed in the registration
application.
 The quantitation limit for the analytical procedure should be not more than (≤)
the reporting threshold.
 The drug substance can be used as a standard to estimate the levels of
impurities.

 Reference standards used in the analytical procedures for control of impurities
should be evaluated and characterized according to their intended uses.
 Acceptance criteria and analytical procedures used to estimate identified or
unidentified impurities can be based on analytical assumptions (e.g., equivalent
detector response).
REPORTING IMPURITY CONTENT OF BATCHES
 Analytical results should be provided in the application for all batches of the new
drug substance used for clinical, safety, and stability testing, as well as for batches
representative of the proposed commercial process.
 Quantitative results should be presented numerically, and not in general terms
such as “complies”, “meets limit” etc.
 Below 1.0%, the results should be reported to two decimal places
(e.g., 0.06%, 0.13%); at and above 1.0%, the results should be reported to one
decimal place (e.g., 1.3%).
 A tabulation (e.g., spreadsheet) of the data is recommended.
 When analytical procedures change during development, reported results should
be linked to the procedure used, with appropriate validation information provided.
 The applicant should ensure that complete impurity profiles (e.g., chromatograms)
of individual batches are available, if requested.
 For each batch of the new drug substance, the report should include:
o Batch identity and size
o Date of manufacture
o Site of manufacture
o Manufacturing process
o Impurity content, individual and total

o Use of batches
o Reference to analytical procedure used
LISTING OF IMPURITIES IN SPECIFICATIONS
 The specification for a new drug substance should include a list of impurities.
 Stability studies, chemical development studies, and routine batch analyses can
be used to predict those impurities likely to occur in the commercial product.
 A rationale for the inclusion or exclusion of impurities in the specification
should be presented.
 For impurities known to be unusually potent or to produce toxic or unexpected
pharmacological effects, the quantitation/detection limit of the analytical
procedures should be commensurate with the level at which the impurities
should be controlled.
QUALIFICATION OF IMPURITIES
 Qualification is the process of acquiring and evaluating data that establishes the
biological safety of an individual impurity or a given impurity profile at the
level(s) specified.
 applicant should provide a rationale for establishing impurity acceptance
criteria that includes safety considerations.
 The level of any impurity present in a new drug substance that has been
adequately tested in safety and/or clinical studies would be considered
qualified.
 A level of a qualified impurity higher than that present in a new drug substance
can also be justified based on an analysis of the actual amount of impurity
administered in previous relevant safety studies.
 The "Decision Tree for Identification and Qualification“ describes
considerations for the qualification of impurities when thresholds are exceeded.
 Although this guideline is not intended to apply during the clinical research
stage of development, in the later stages of development the thresholds in this
guideline can be useful in evaluating new impurities observed in drug
substance batches prepared by the proposed commercial process.
Definitions
 Enantiomeric Impurity: A compound with the same molecular formula as the
drug substance that differs in the spatial arrangement of atoms within the
molecule and is a non-superimposable mirror image.
 Identified Impurity: An impurity for which a structural characterization has
been achieved.

 Identification Threshold: A limit above (>) which an impurity should be
identified.
 Impurity: Any component of the new drug substance that is not the chemical
entity defined as the new drug substance.
 Impurity Profile: A description of the identified and unidentified impurities
present in a new drug substance.
 Qualification: The process of acquiring and evaluating data that establishes the
biological safety of an individual impurity or a given impurity profile at the
level(s) specified.
 Qualification Threshold: A limit above (>) which an impurity should be
qualified.
 Reporting Threshold: A limit above (>) which an impurity should be reported.
Reporting threshold is the same as reporting level in Q2B.

 Specified Impurity: An impurity that is individually listed and limited with a
specific acceptance criterion in the new drug substance specification. A specified
impurity can be either identified or unidentified.
Decision Tree for Identification and Qualification
Presentation on Impurities in New Drug Substances

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Presentation on Impurities in New Drug Substances

  • 1. Presentation On IMPURITIES IN NEW DRUG SUBSTANCES Q3A(R2) Presented By- Anubhav Singh M.pharm 1st year IPR, GLA University
  • 2. Contents Introduction to Q3A (R2).  History of Generation.  Classification of Impurities.  Rational for the Reporting and Control of Impurities.  Analytical Procedure.  Reporting Impurity Content of Batches.  Listing Of Impurities in Specification.  Qualification Of Impurities.  Definitions.  Decision Tree.
  • 3. Introduction-  This document is intended to provide guidance for registration applications on the content and qualification of impurities in new drug substances produced by chemical syntheses and not previously registered in a region or member state.  The following types of drug substances are not covered in this guideline: biological/biotechnological, peptide, oligonucleotide, radiopharmaceutical, fer mentation product and semi-synthetic products derived therefrom, herbal products, and crude products of animal or plant origin.
  • 4. Impurities in new drug substances are addressed from two perspectives:  Chemistry Aspects include classification and identification of impurities, report generation, listing of impurities in specifications, and a brief discussion of analytical procedures; and  Safety Aspects include specific guidance for qualifying those impurities that were not present, or were present at substantially lower levels, in batches of a new drug substance used in safety and clinical studies.
  • 6. CLASSIFICATION OF IMPURITIESImpurities can be classified into the following categories:  Organic Impurities (process and drug related).  Inorganic impurities .  Residual solvents .
  • 7. Organic Impurities  It can arise during the manufacturing process and/or storage of the new drug substance.  They can be identified or unidentified, volatile or non-volatile, and include: o Starting materials o By-products o Intermediates o Degradation products o Reagents, ligands and catalysts
  • 8. Inorganic Impurities  Inorganic impurities can result from the manufacturing process.  They are normally known and identified and include: o Reagents, ligands and catalysts o Heavy metals or other residual metals o Inorganic salts o Other materials (e.g., filter aids, charcoal)
  • 9. Residual Solvents  Solvents are inorganic or organic liquids used as vehicles for the preparation of solutions or suspensions in the synthesis of a new drug substance.
  • 10. Rational For the Reporting and Control Of Impurities For Organic Impurities  The applicant should summaries the actual and potential impurities most likely to arise during the synthesis, purification, and storage of the new drug substance.  This summary should be based on the chemical reactions involved in the synthesis.  In addition, the applicant should summaries the laboratory studies conducted to detect impurities in the new drug substance.  This summary should include test results of batches manufactured to determine the impurity profile
  • 11. For Inorganic Impurities  Inorganic impurities are normally detected and quantified using pharmacopoeial or other appropriate procedures.  The need for inclusion or exclusion of inorganic impurities in the new drug substance specification should be discussed.  Acceptance criteria should be based on pharmacopoeial standards or known safety data.
  • 12. For Solvents  The control of residues of the solvents used in the manufacturing process for the new drug substance should be discussed and presented according to the ICH Q3C Guideline for Residual Solvents.
  • 13. Analytical Procedure  The registration application should include documented evidence that the analytical procedures are validated and suitable for the detection and quantification of impurities (As per given in ICH Q2A and Q2B Guidelines for Analytical Validation).  the use of lower precision techniques (e.g., thin-layer chromatography) can be acceptable where justified and appropriately validated.  Differences in the analytical procedures used during development and those proposed for the commercial product should be discussed in the registration application.  The quantitation limit for the analytical procedure should be not more than (≤) the reporting threshold.
  • 14.  The drug substance can be used as a standard to estimate the levels of impurities.  Reference standards used in the analytical procedures for control of impurities should be evaluated and characterized according to their intended uses.  Acceptance criteria and analytical procedures used to estimate identified or unidentified impurities can be based on analytical assumptions (e.g., equivalent detector response).
  • 15. REPORTING IMPURITY CONTENT OF BATCHES  Analytical results should be provided in the application for all batches of the new drug substance used for clinical, safety, and stability testing, as well as for batches representative of the proposed commercial process.  Quantitative results should be presented numerically, and not in general terms such as “complies”, “meets limit” etc.  Below 1.0%, the results should be reported to two decimal places (e.g., 0.06%, 0.13%); at and above 1.0%, the results should be reported to one decimal place (e.g., 1.3%).  A tabulation (e.g., spreadsheet) of the data is recommended.
  • 16.  When analytical procedures change during development, reported results should be linked to the procedure used, with appropriate validation information provided.  The applicant should ensure that complete impurity profiles (e.g., chromatograms) of individual batches are available, if requested.  For each batch of the new drug substance, the report should include: o Batch identity and size o Date of manufacture o Site of manufacture o Manufacturing process o Impurity content, individual and total o Use of batches o Reference to analytical procedure used
  • 17. LISTING OF IMPURITIES IN SPECIFICATIONS  The specification for a new drug substance should include a list of impurities.  Stability studies, chemical development studies, and routine batch analyses can be used to predict those impurities likely to occur in the commercial product.  A rationale for the inclusion or exclusion of impurities in the specification should be presented.  For impurities known to be unusually potent or to produce toxic or unexpected pharmacological effects, the quantitation/detection limit of the analytical procedures should be commensurate with the level at which the impurities should be controlled.
  • 18. QUALIFICATION OF IMPURITIES  Qualification is the process of acquiring and evaluating data that establishes the biological safety of an individual impurity or a given impurity profile at the level(s) specified.  applicant should provide a rationale for establishing impurity acceptance criteria that includes safety considerations.  The level of any impurity present in a new drug substance that has been adequately tested in safety and/or clinical studies would be considered qualified.  A level of a qualified impurity higher than that present in a new drug substance can also be justified based on an analysis of the actual amount of impurity administered in previous relevant safety studies.
  • 19.  The "Decision Tree for Identification and Qualification“ describes considerations for the qualification of impurities when thresholds are exceeded.  Although this guideline is not intended to apply during the clinical research stage of development, in the later stages of development the thresholds in this guideline can be useful in evaluating new impurities observed in drug substance batches prepared by the proposed commercial process.
  • 20. Definitions  Enantiomeric Impurity: A compound with the same molecular formula as the drug substance that differs in the spatial arrangement of atoms within the molecule and is a non-superimposable mirror image.  Identified Impurity: An impurity for which a structural characterization has been achieved.  Identification Threshold: A limit above (>) which an impurity should be identified.  Impurity: Any component of the new drug substance that is not the chemical entity defined as the new drug substance.  Impurity Profile: A description of the identified and unidentified impurities present in a new drug substance.
  • 21.  Qualification: The process of acquiring and evaluating data that establishes the biological safety of an individual impurity or a given impurity profile at the level(s) specified.  Qualification Threshold: A limit above (>) which an impurity should be qualified.  Reporting Threshold: A limit above (>) which an impurity should be reported. Reporting threshold is the same as reporting level in Q2B.  Specified Impurity: An impurity that is individually listed and limited with a specific acceptance criterion in the new drug substance specification. A specified impurity can be either identified or unidentified.
  • 22. Decision Tree for Identification and Qualification