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D R .RAVINDRA JHA
PG T O F A N E S T H E S IA
MGM HOSPITAL
KISHANGUNJ
PULMONARY FUNCTION
TESTS
PULMONARY FUNCTION TESTS
to assess Includes a wide variety of Objective tests
function.
 Provides Standardized measurements for assessing
the presence and severity of Respiratory
dysfunction.
GOALS
 To predict the presence of pulmonary dysfunction
 To know the functional nature of disease
(Obstructive or Restrictive)
 To assess the severity and progression of disease
 To identify patients at Perioperative risk of
Pulmonary complications
PFTs are really wonde rful
but……….
•
They do not act alone.
• They act only to support or exclude a
diagnosis.
• A combination of a thorough history and
physical exam, as well as supporting
laboratory data and imaging will help
establish a diagnosis.
INDICATIONS OF PFT IN PAC
GM TISI(1979) GUIDELINES FOR PATIENTS
SHOULD UNDERGO PFT….
 Age > 70 yrs.
 Morbid obesity
 Thoracic surgery
 Upper abdominal surgery
 Smoking history and cough
 Any pulmonary disease
INDICATIONS FOR PREOPERATIVE
SPIROMETRY
ACP GUIDELINES FOR PREOPERATIVE
SPIROMETRY
 Lung resection
 H/o smoking, dyspnoea
 Cardiac surgery
 Upper abdominal surgery
 Lower abdominal surgery
 Uncharacterized pulmonary disease
(defined as history of pulmonary Disease or symptoms
and no PFT in last 60 days)
CONTRADICATION TO THE PERFORMANCE OF
SPIROMETRY
H/O THORACOABDOMINAL SX
H/O RECENT EYE SX
H/O MI WITHIN 1 MNTH
H/O UNSTABLE ANGINA WITHIN 1 MNTH
ACTIVE HEMOPTYSIS
PNEUMOTHORAX
STRESS INCONTINANCE
Lung Volumes and Capacities
y
 Four Lung
volumes: Tidal
volume
Inspiratory reserve volume
Expiratory reserve volume
Residual volume
 Five capacities:
Inspiratory capacity
Expiratory capacity
Vital capacity
Functional residual capacit
Total lung capacity
Addition of 2 or more Volumes comprises a Capacity.
TIDAL VOLUME (TV)
 Volume of air inhaled/
exhaled in each breath
during quite respiration.
 N – ~6-8 ml/kg.
 TV FALLS WITH-
1. Decrease in compliance
2. Decreased ventilatory
muscle strength
INSPIRATORY RESERVE VOLUME (IRV)
 Maximum volume of air
which can be Inspired
after a Normal Tidal
inspiration i.e. from end
inspiration point.
 N- 1900 ml- 3300 ml.
EXPIRATORY RESERVE VOLUME (ERV)
 Maximum Volume of air
which can be expired
after a normal tidal
expiration i.e.
from end expiration
point
 N- 700 ml – 1000 ml
RESIDUAL VOLUME (RV)
 Volume of air remaining in
the lungs after a maximum
expiration.
 N- 20-25ml/kg
(1700- 2100 ml)
 Indirectly measured-
FRC-ERV
 Cannot be measured by
Spirometry
INSPIRATORY CAPACITY (IC)
 Maximum volume of air
which can be inspired
after a normal tidal
expiration.
 IC = TV + IRV
 N-2400 ml – 3800 ml
 Detects extrathoracic
airway obstruction
 Changes parallel changes in
VC
VITAL CAPACITY (VC)
 Maximum volume of air
expired after a maximum
Inspiration
 VC= TV+ERV+IRV
 N- 3100ml-4800ml
(60-70 ml/kg)
VITAL CAPACITY- CONTD
Coined by John Hutchinson
VC is considered abnormal if ≤ 80% of predicted value
Factors Influencing VC
PHYSIOLOGICAL :
 Physical dimensions- directly proportional to height
 SEX – More in males : large chest size, more muscle
power.
 AGE – decreases with increasing age
 STRENGTH OF RESPIRATORY MUSCLES
 POSTURE – decreases in supine position
 PREGNANCY- unchanged or increases by 10%
( increase in AP diameter in pregnancy)
FACTORS DECREASING VC
1. Alteration in muscle power- d/t drugs, n-m
diseases.
2. Pulmonary diseases – pneumonia, chronic
bronchitis, asthma, fibrosis, emphysema,
pulmonary edema,.
3. Space occupying lesions in chest- tumours,
pleural/pericardial effusion, kyphoscoliosis
4. Abdominal tumours, ascites.
5.Depression of respiration : Opioids/ Volatile
agents
6.Abdominal Splinting – Abdominal binders,
tight bandages, hip spica.
7.Abdominal pain – decreases by 50% & 75% in
lower & upper abdominal Surgeries respectively.
8.Posture
DIFFERENT POSTURES AFFECTING VC
POSITION DECREASE IN VC
TREDELENBERG 14.5%
LITHOTOMY 18%
PRONE 10%
RT LATERAL 12%
LT LATERAL 10%
CLINICAL SIGNIFICANCE OF VC
VC correlates with capability for deep
breathing and effective cough.
So in Post Operative period if VC falls below 3
times TV– Artificial Respiration is needed to
maintain airway clear of secretions.
FUNCTIONAL RESIDUAL CAPACITY (FRC)
 Volume of air remaining in the lungs after normal
tidal expiration.
 N- 2300ml -3300ml or 30-35 ml/kg
 FRC = RV + ERV
 Decreases under anaesthesia-
-With Spontaneous Respiration – decreases by 20%
-With paralysis – decreases by 16%
FACTORS AFFECTING FRC
 FRC increases with-
Increased height
Erect position (30% more than in supine)
Decreased lung recoil (e.G. Emphysema)- Gas Trapping
 FRC decreases with-
Obesity
Muscle paralysis (especially in supine)
Supine position
Pleural Effusion
Restrictive lung disease (e.G. Fibrosis, pregnancy)
Anaesthesia
FRC does NOT change with age.
FUNCTIONS OF FRC
Oxygen store
Buffer for maintaining a steady arterial po2
Partial inflation helps prevent atelectasis
Minimise the work of breathing
Minimise pulmonary vascular resistance
Minimised V/Q mismatch
Keep airway resistance low
TOTAL LUNG CAPACITY (TLC)
Maximum volume of air attained in lungs after
maximal inspiration.
N- 4000ml-6000ml or 80-100 ml/kg
TLC= VC + RV
DEFINITIONS
1. Forced Vital Capacity(FVC)-
Max vol. of air which can be expired out as forcefully and rapidly
as possible, following a maximal inspiration.
 Normal healthy subjects have VC = FVC.
2. FORCED VITAL CAPACITY IN 1 SEC. (FEV1)-
Forced expired volume in 1 sec during FVC maneuver.
 Expressed as an absolute value or % of FVC
 N- FEV1 (1 SEC)- 75-85% OF FVC
 FEV2 (2 SEC)- 94% OF FVC
 FEV3 (3 SEC)- 97% OF FVC
CLINICAL RANGE(FEV1) PATIENT GROUP
3 - 4.5 L
1.5 – 2.5 L
<1 L
0.8 L
0.5 L
NORMAL ADULT
MILD.OBSTRUCTION
MOD.OBSTRUCTION
HANDICAPPED
DISABILITY
SEVERE EMPHYSEMA
 FEV1 – Decreased in both obstructive & restrictive lung
disorders.
 FEV1/FVC – Reduced in obstructive disorders.
 NORMAL VALUE (FEV1/FVC) 75 – 85 %
 < 70% of predicted value – Mild obstruction
 < 60% of predicted value – Moderate obstruction
 < 50% of predicted value – Severe obstruction
DISEASE
STATES
FVC FEV1 FEV1/FVC
1) OBSTRUCTIVE NORMAL ↓ ↓
2) RESTRICTIVE
LUNGS
↓ ↓ NORMAL
PEAK EXPIRATORY FLOW RATE (PEFR)
It is the maximum flow rate during FVC maneuver in
the initial 0.1 sec.
Normal value in young adults (<40 yrs)= 500l/min
Clinical significance - values of <200l/min- impaired
coughing & hence likelihood of post-op complication
FORCED MID-EXPIRATORY FLOW RATE
(FEF25%-75%):
Maximum flow rate during the mid-expiratory part of
FVC maneuver.
value – 4.5-5 l/sec. Or 300 l/min.
CLINICAL SIGNIFICANCE: SENSITIVE & IST
INDICATOR OF OBSTRUCTION OF SMALL
DISTAL AIRWAYS
MAX. BREATHING CAPACITY OR MAX.
VOLUNTARY VENTILATION
(MBC/MVV)
 Largest volume that can be breathed per minute by
voluntary effort , as hard & as fast as possible.
 N – 150-175 l/min.
 Measured for 12 secs – extrapolated for 1 min.
MVV(max voluntary ventilation) = FEV1 X 35
Discrepancy b/w FEV1 and MVV means inconsistent /
submaximal inspiratory effort
MBC/MVV altered by- airway resistance
- Elastic property
-Muscle strength
- Learning
- Coordination
- Motivation
MBC/MVV
•Periods longer than 15 s should not be allowed
MVV is markedly decreased in
.patients with Emphysema, Airway obstruction
and with poor respiratory muscle strength
.FEV1 x35 is a good indication of MVV
.Disability criteria however still
require an actual MVV to be done!
.
Respiratory Muscle Strength (MIP
& MEP)
A number of motor neuron diseases, resulting in
respiratory muscle weakness can lead to
respiratory
failure. These affect not only the chest wall but
the diaphragm too. Serial VC may help to
diagnose
diseases like Guillan Barre Syndrome. A fall in VC
below 1 l warrants mechanical support in such
patients
Maximum inspiratory
pressure – MIP
Inspiratory mouth pressures: This measures
inspiratory muscle function wherein the patient
generates as
much as inspiratory pressure against blocked
mouth piece. The pressure generated (Maximum
inspiratory
pressure – MIP) is therefore a function of
inspiratory muscle rather than lung volumes and
does not change
significantly throughout the test. The normal
value is 100cm-H2O. A value > 80 cm-H2O
exclude inspiratory
muscle weakness.
Maximum expiratory
pressure – MEP
Expiratory mouth pressures: This measures
expiratory muscle function wherein the patient
generates as
much as expiratory pressure against blocked
mouth piece. The pressure generated (Maximum
expiratory
pressure – MEP) The test is often called
MIP/MEP – maximum inspiratory and expiratory
pressure.
A fall in VC by > 25% in supine position to erect
position indicate diaphragmatic paralysis (Normal
decrease
in VC from erect to supine is 5%)
BED SIDE PFTS
1) Sabrasez breath holding test:
• Ask the patient to take a full but not too deep breath & hold it as
long as possible.
- >25 SEC.- NORMAL Cardiopulmonary Reserve (CPR)
- 15-25 SEC- LIMITED CPR
- <15 SEC- VERY POOR CPR (Contraindication for elective surgery)
25- 30 SEC - 3500 ml VC (normal-3100-4800ml)
20 – 25 SEC - 3000 ml VC
15 - 20 SEC - 2500 ml VC
10 - 15 SEC - 2000 ml VC
5 - 10 SEC - 1500 ml VC
2) Single breath count:
After deep breath, hold it and start counting
till the next breath.
Indicates vital capacity
N- 30-40 COUNT
BED SIDE PFTS
3) SCHNEIDER’S MATCH BLOWING TEST:
(MEASURES Maximum Breathing Capacity)
Ask the patient to blow a match stick from a
distance of 6” (15 cms) with-
 Mouth wide open
 Chin rested/supported
 No purse lipping
 No head movement
 No air movement in the room
 Mouth and match at the same level
BED SIDE PFTS
Can not blow out a match
 MBC < 60 L/min
 FEV1 < 1.6L
Able to blow out a match
 MBC > 60 L/min
 FEV1 > 1.6L
MODIFIED MATCH TEST:
DISTANCE
9”
6”
3”
MBC (N-150-175L/min)
>150 L/MIN.
>60 L/MIN.
> 40 L/MIN.
BED SIDE PFTS
4) Greene and BerowitzCOUGH TEST :DEEP BREATH
F/BY COUGH
 ABILITY TO COUGH
 STRENGTH
 EFFECTIVENESS
-VC ~ 3 TIMES TV FOR EFFECTIVE COUGH.
A wet productive cough / self propagated paroxysms of coughing –
patient susceptible for pulmonary Complication.
5) WHEEZE TEST :
 Patient asked to take 5 deep breaths, then auscultated between
shoulder blades to check presence or absence of wheeze.
BED SIDE PFTS
6) FORCED EXPIRATORY TIME:
After deep breath, exhale maximally and forcefully & keep
stethoscope over trachea & listen.
N FET – 3-5 SECS.
OBS.LUNG DIS. - > 6 SEC
RES. LUNG DIS.- < 3 SEC
7) DEBONOs WHISTLE BLOWING TEST: MEASURES PEFR.
Patient blows down a wide bore tube at the end of which is a
whistle, on the side is a hole with adjustable knob.
As subject blows → whistle blows, leak hole is gradually increased
till the intensity of whistle disappears.
At the last position at which the whistle can be blown , the PEFR
can be read off the scale.
BED SIDE PFTS
DEBONO’S WHISTLE
8) Wright Respirometer : measures TV, MV
Simple and rapid
Can be connected to endotracheal tube
or face mask
Prior explanation to patients needed.
Ideally done in sitting position
MV- instrument records for 1 min and reads directly.
TV-calculated by dividing MV by counting Respiratory Rate.
9) BED SIDE PULSE OXIMETRY
10) ABG.
Gives important information regarding gas
exchange and oxygen delivery to the tissues.
Type 1 respiratory failure is defined as PaO2 < 8 kPa
with normal PaCO2 as in pneumonia and
pulmonary embolism.
Type 2 occurs when hypoxia is accompanied with
hypercapnia (PaCO2 >6.5 kPa). This is observed in
ventilator failure as in respiratory muscle weakness
and COPD.
ABG
CATEGORIZATION OF PFTs
1. MECHANICAL VENTILATORY FUNCTIONS OF LUNG /
CHEST WALL:
A) STATIC LUNG VOLUMES & CAPACITIES – VC, IC,
IRV, ERV, RV, FRC.
B) DYNAMIC LUNG VOLUMES –FVC, FEV1, FEF 25-75%,
PEFR, MVV, RESP. MUSCLE STRENGTH
C) VENTILATION TESTS – TV, MV, RR.
2) GAS- EXCHANGE TESTS:
A) Alveolar-arterial pO2 gradient
B) Diffusion capacity
C) Gas distribution tests -Single breath N2 test.
- Multiple Breath N2 test
- Helium dilution method.
D) Ventilation – Perfusion tests
A) ABG
B) single breath CO elimination test
CATEGORIZATION OF PFTs
3) CARDIOPULMONARY INTERACTION:
A) Qualitative tests:
- History , Examination
- ABG
- Stair Climbing Test
B) Quantitative tests
- 6 min Walk test (Gold standard)
CATEGORIZATION OF PFTs
SPIROMETRY
CORNERSTONE OF ALL PFTs.
John hutchinson – invented spirometer
“Spirometry is a medical test that measures the
volume of air an individual inhales or exhales as a
function of time.”
MEASURES - VC, FVC, FEV1, PEFR.
CAN’T MEASURE – FRC, RV, TLC
DISCOVERY OF THE
SPIROMETER
Sir John Hutchinson, 1846
Hutchinson J, The Lancet 1846; 1: 630-632
Vital capacity
-More sensitive to
detect Tuberculosis
than auscultation
-Can predict life
expectancy.
Suggested this test for
routine life insurance
cover.
Following
precautions are to be observed-
Patient should avoid wearing tight clothes which may
restrict the chest movements and abdominal
expansion and be instructed against smoking, alcohol
consumption, vigorous exercises, or eating large
meals 2 to 4 hours prior to test.
Data gathered prior to testing include patient age,
height, weight, gender, time of day and ethnicity
(Variation in measured lung functions can be
attributed to these factors)
.Maximum inspiration.
Smooth continuous expiration with
maximal effort
Following
precautions are to be observed-
Body position has a significant impact on spirometry,
especially FVC and vital capacity. The values are
8% and 2% lower, respectively, in supine and sitting
position, compared to standing being the preferred
position. Increased peak expiratory flow is seen in
hyper-extension of the neck due to elongation and
stiffening of the trachea. Flexion of the neck decreases
peak flow and increases airway resistance.
Spirometry is effort dependant and suboptimal results
may be obtained if patient has chest or abdominal
pain due to any cause or unable to follow instructions
Flow-Volume Curves and Spirograms
Two ways to record results of FVC maneuver:
 Flow-volume curve--- Flow meter measures flow rate in
L/s upon exhalation; Flow plotted as Function of Volume
 Classic Spirogram---Volume as a Function of Time
Measurements Obtained from the FVC Curve
FEV1---the volume exhaled during the first second of the FVC
maneuver
FEF 25-75%---the mean expiratory flow during the middle half
of the FVC maneuver; reflects flow through the small (<2 mm in
diameter) airways
FEV1/FVC---the ratio of FEV1 to FVC X 100 (expressed as a
percent); an important value because a reduction of this ratio
from expected values is specific for obstructive rather than
restrictive diseases
OBSTRUCTIVE DISORDERS
 Limitation of expiratory
airflow as airways cannot
empty as rapidly compared
to normal (e.g. narrowed
airways from bronchospasm,
inflammation, etc.)
Examples:
 Asthma
 Emphysema
 Cystic Fibrosis
RESTRICTIVE DISORDERS
 Characterized by reduced
lung volumes/decreased lung
compliance
Examples:
 Interstitial Fibrosis
 Scoliosis
 Obesity
 Lung Resection
 Neuromuscular diseases
 Cystic Fibrosis
Spirometry Interpretation:
Obstructive vs. Restrictive Defect
Obstructive Disorders
 FVC normal or ↓
 FEV1 ↓
 FEF25-75% ↓
 FEV1/FVC ↓
 TLC normal or ↑
Restrictive Disorders
 FVC ↓
 FEV1 ↓
 FEF 25-75% normal to ↓
 FEV1/FVC normal to ↑
 TLC ↓
FEV1/FVC GRAPH
A decreased value
is observed in both
obstructive and
restrictive lung
disorders (as
patient’s vital
capacity is
smaller than
predicted FEV1).
Normal vs. Obstructive vs. Restrictive
Spirometry Interpretation:
What do the numbers mean?
FVC
Interpretation of %
predicted:
 80-120% Normal
 70-79% Mild reduction
 50%-69% Moderate
reduction
 <50% Severe reduction
FEV1
Interpretation of %
predicted:
 >75% Normal
 60%-75% Mild obstruction
 50-59% Moderate
obstruction
 <49% Severe obstruction
FEF 25-75%
Interpretation of %
predicted:
 >79% Normal
 60-79% Mild obstruction
 40-59% Moderate
obstruction
 <40% Severe obstruction
FEV1/FVC
Interpretation of absolute
value:
 80 or Higher
Normal
 79 or Lower
Abnormal
Spirometry Interpretation:
What do the numbers mean?
Lung Volumes and Obstructive and Restrictive Disease?
MEASUREMENTS OF VOLUMES
TLC, RV, FRC – MEASURED USING
Nitrogen washout method
Inert gas (helium) dilution method
Total body plethysmography
1) N2 WASH OUT METHOD
Patient breathes in 100% oxygen and on expiration all nitrogen
is washed out.
The exhaled volume and nitrogen conc. in it is measured.
The difference in nitrogen volume at the initial concentration
and at the final exhaled concentration allows a calcul;ation of
the intrathoracic volume, usually the FRC
2) HELIUM DILUTION METHOD:
Patient breathes in and out of a spirometer filled with 10% helium
and 90% O2, till conc. in spirometer and lung becomes same
(equilibirium) as no helium is lost; (as He is insoluble in blood)
C1 X V1 = C2 ( V1 + V2)
V2 = V1 ( C1 – C2)
C2
V1= VOL. OF SPIROMETER
V2= FRC
C1= Conc.of He in the spirometer before equilibrium
C2 = Conc, of He in the spirometer after equilibrium
3) TOTAL BODY PLETHYSMOGRAPHY
Subject sits in an air tight box. At the end of normal exhalation –
shuttle of mouthpiece closed and pt. is asked to make resp.
efforts. As subject inhales – expands gas volume in the lung so
lung vol. increases and box pressure rises and box vol.
decreases.
BOYLE’S LAW:
PV = CONSTANT (at constant temp.)
For Box – p1v1 = p2 (v1- ∆v)
For Subject – p3 x v2 =p4 (v2 - ∆v)
P1- initial box pr. P2- final box pr.
V1- initial box vol. ∆ v- change in box vol.
P3- initial mouth pr., p4- final mouth pr.
V2- FRC
TOTAL BODY
PLETHYSMOGRAPHY
A patient is placed in a sitting position in a closed body box with
a known volume
The patient with
an open glottis against a closed shutter to produce changes in
the box pressure proportionate to the
volume of air in the chest. Measurements done at end of
expiration, it yields FRC.
MEASUREMENT OF AIRWAY RESISTANCE
1) Body Plethysmography
2) Forced expiratory maneuvers:
 Peak expiratory flow (PEFR)
FEV1
3) Response to bronchodilators (FEV1)
Patients with small airway obstruction tested twice-
before and after administration of bronchodilators to
evaluate responsiveness.
If 2 out of 3 measurements improve, patient has a
reversible airway obstruction that is responsive to
medication.
1) FVC- increase of 10% or more
increase of 200ml or 15% of baseline2) FEV1-
3) FEF25%-75%- increase of 20% or more
Spirometry Pre and Post Bronchodilator
FLOW VOLUME LOOPS
Do FVC maneuver and then inhale as rapidly and as
much as possible
This makes an Inspiratory curve.
The Expiratory and Inspiratory Flow Volume Curves
put together make a Flow Volume Loop.
TESTS FOR GAS EXCHANGE FUNCTION
1) ALVEOLAR-ARTERIAL O2 TENSION GRADIENT:
 Sensitive indicator of detecting regional V/Q inequality
 Normal value in young adult at room air = 8-25 mm Hg.
 Abnormal high values at room air is seen in
asymptomatic smokers & chr. Bronchitis.
2)DIFFUSING CAPACITY OF LUNG:
- defined as the rate at which gas enters into blood.
DL IS MEASURED BY USING CO:
A) High affinity for Hb which is approx. 200 times
that of O2 , so does not rapidly build up in plasma
B) Under N condition it has low blood conc ≈ 0
C) Therefore, pulm conc.≈0
Pt inspires a dilute mixture of CO and hold the
breath for 10 secs.
CO taken up is determined by infrared analysis:
DLCO = CO ml/min/mmHg
PACO – PaCO
N range 20- 30 ml/min./mmhg
SINGLE BREATH TEST USING CO
DLCO decreases in-
Emphysema, lung resection, Pul. Embolism, Anaemia
Pulmonary fibrosis, sarcoidosis- increased thickness
DLCO increases in:
(Cond. Which increase pulmonary blood flow)
Supine position
Exercise
Obesity
L-R shunt
TESTS FOR CARDIOPLULMONARY INTERACTIONS
Reflect gas exchange, ventilation, tissue O2, CO2.
QUALITATIVE-
History, examination, ABG, Stair climbing test
QUANTITATIVE- 6 minute walk test
1) STAIR CLIMBING TEST:
If able to climb 3 flights of stairs without stopping/dyspnoea - ↓ed
morbidity & mortality
If not able to climb 2 flights – high risk
2) 6 MINUTE WALK TEST:
- Gold standard
- C.P. reserve is measured by estimating max. O2 uptake during
exercise
- Modified if pt. can’t walk – bicycle/ arm exercises
- If pt. is able to walk for >2000 feet during 6 min
- VO2 max > 15 ml/kg/min
- If 1080 feet in 6 mins : VO2 of 12ml/kg/min
- Simultaneously oximetry is done & if Spo2 falls >4%- high risk
>5 flight of stairs > 20 Low mortality after
PNEUMONECTOMY
FEV1>2l
>3 flight of stairs Low mortality after
LOBECTOMY
>2 flight of stairs Correlates with high mortality
>1 flight of stairs <10
Performance VO2 max (ml/kg/min) Maximal O2
consumption
Interpretation
FEV1>1.7l
PREDICTION OF POSTOPERATIVE PULMONARY
COMPLICATIONS
1) Nunn and Miledge criteria:
a.FEV1<1L, N PaO2, PaCO2- Low risk of POPC
b.FEV1<1L, Low PaO2, N PaCO2- patient will need prolonged
O2 supplementation
c.FEV1<1L, Low PaO2, High PaCO2- patient may need postop
ventilation
2) Based on Spirometry:
a. Predicted FVC< 50%
b. Predicted FEV1 < 50% or <2 L
c. Predicted MVV <50% or < 50L/min
PATIENT WITHOUT CHEST OPTIMIZATION FOR
GENERAL ANESTHESIA IS AN EXTRA BURDON
ON ANESTHETIST…….!
Pulmonary function test

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Pulmonary function test

  • 1. D R .RAVINDRA JHA PG T O F A N E S T H E S IA MGM HOSPITAL KISHANGUNJ PULMONARY FUNCTION TESTS
  • 2. PULMONARY FUNCTION TESTS to assess Includes a wide variety of Objective tests function.  Provides Standardized measurements for assessing the presence and severity of Respiratory dysfunction.
  • 3. GOALS  To predict the presence of pulmonary dysfunction  To know the functional nature of disease (Obstructive or Restrictive)  To assess the severity and progression of disease  To identify patients at Perioperative risk of Pulmonary complications
  • 4. PFTs are really wonde rful but………. • They do not act alone. • They act only to support or exclude a diagnosis. • A combination of a thorough history and physical exam, as well as supporting laboratory data and imaging will help establish a diagnosis.
  • 5. INDICATIONS OF PFT IN PAC GM TISI(1979) GUIDELINES FOR PATIENTS SHOULD UNDERGO PFT….  Age > 70 yrs.  Morbid obesity  Thoracic surgery  Upper abdominal surgery  Smoking history and cough  Any pulmonary disease
  • 6. INDICATIONS FOR PREOPERATIVE SPIROMETRY ACP GUIDELINES FOR PREOPERATIVE SPIROMETRY  Lung resection  H/o smoking, dyspnoea  Cardiac surgery  Upper abdominal surgery  Lower abdominal surgery  Uncharacterized pulmonary disease (defined as history of pulmonary Disease or symptoms and no PFT in last 60 days)
  • 7. CONTRADICATION TO THE PERFORMANCE OF SPIROMETRY H/O THORACOABDOMINAL SX H/O RECENT EYE SX H/O MI WITHIN 1 MNTH H/O UNSTABLE ANGINA WITHIN 1 MNTH ACTIVE HEMOPTYSIS PNEUMOTHORAX STRESS INCONTINANCE
  • 8. Lung Volumes and Capacities y  Four Lung volumes: Tidal volume Inspiratory reserve volume Expiratory reserve volume Residual volume  Five capacities: Inspiratory capacity Expiratory capacity Vital capacity Functional residual capacit Total lung capacity Addition of 2 or more Volumes comprises a Capacity.
  • 9.
  • 10. TIDAL VOLUME (TV)  Volume of air inhaled/ exhaled in each breath during quite respiration.  N – ~6-8 ml/kg.  TV FALLS WITH- 1. Decrease in compliance 2. Decreased ventilatory muscle strength
  • 11. INSPIRATORY RESERVE VOLUME (IRV)  Maximum volume of air which can be Inspired after a Normal Tidal inspiration i.e. from end inspiration point.  N- 1900 ml- 3300 ml.
  • 12. EXPIRATORY RESERVE VOLUME (ERV)  Maximum Volume of air which can be expired after a normal tidal expiration i.e. from end expiration point  N- 700 ml – 1000 ml
  • 13. RESIDUAL VOLUME (RV)  Volume of air remaining in the lungs after a maximum expiration.  N- 20-25ml/kg (1700- 2100 ml)  Indirectly measured- FRC-ERV  Cannot be measured by Spirometry
  • 14. INSPIRATORY CAPACITY (IC)  Maximum volume of air which can be inspired after a normal tidal expiration.  IC = TV + IRV  N-2400 ml – 3800 ml  Detects extrathoracic airway obstruction  Changes parallel changes in VC
  • 15. VITAL CAPACITY (VC)  Maximum volume of air expired after a maximum Inspiration  VC= TV+ERV+IRV  N- 3100ml-4800ml (60-70 ml/kg)
  • 16. VITAL CAPACITY- CONTD Coined by John Hutchinson VC is considered abnormal if ≤ 80% of predicted value Factors Influencing VC PHYSIOLOGICAL :  Physical dimensions- directly proportional to height  SEX – More in males : large chest size, more muscle power.  AGE – decreases with increasing age  STRENGTH OF RESPIRATORY MUSCLES  POSTURE – decreases in supine position  PREGNANCY- unchanged or increases by 10% ( increase in AP diameter in pregnancy)
  • 17. FACTORS DECREASING VC 1. Alteration in muscle power- d/t drugs, n-m diseases. 2. Pulmonary diseases – pneumonia, chronic bronchitis, asthma, fibrosis, emphysema, pulmonary edema,. 3. Space occupying lesions in chest- tumours, pleural/pericardial effusion, kyphoscoliosis 4. Abdominal tumours, ascites.
  • 18. 5.Depression of respiration : Opioids/ Volatile agents 6.Abdominal Splinting – Abdominal binders, tight bandages, hip spica. 7.Abdominal pain – decreases by 50% & 75% in lower & upper abdominal Surgeries respectively. 8.Posture
  • 19. DIFFERENT POSTURES AFFECTING VC POSITION DECREASE IN VC TREDELENBERG 14.5% LITHOTOMY 18% PRONE 10% RT LATERAL 12% LT LATERAL 10%
  • 20. CLINICAL SIGNIFICANCE OF VC VC correlates with capability for deep breathing and effective cough. So in Post Operative period if VC falls below 3 times TV– Artificial Respiration is needed to maintain airway clear of secretions.
  • 21. FUNCTIONAL RESIDUAL CAPACITY (FRC)  Volume of air remaining in the lungs after normal tidal expiration.  N- 2300ml -3300ml or 30-35 ml/kg  FRC = RV + ERV  Decreases under anaesthesia- -With Spontaneous Respiration – decreases by 20% -With paralysis – decreases by 16%
  • 22. FACTORS AFFECTING FRC  FRC increases with- Increased height Erect position (30% more than in supine) Decreased lung recoil (e.G. Emphysema)- Gas Trapping  FRC decreases with- Obesity Muscle paralysis (especially in supine) Supine position Pleural Effusion Restrictive lung disease (e.G. Fibrosis, pregnancy) Anaesthesia FRC does NOT change with age.
  • 23. FUNCTIONS OF FRC Oxygen store Buffer for maintaining a steady arterial po2 Partial inflation helps prevent atelectasis Minimise the work of breathing Minimise pulmonary vascular resistance Minimised V/Q mismatch Keep airway resistance low
  • 24. TOTAL LUNG CAPACITY (TLC) Maximum volume of air attained in lungs after maximal inspiration. N- 4000ml-6000ml or 80-100 ml/kg TLC= VC + RV
  • 25. DEFINITIONS 1. Forced Vital Capacity(FVC)- Max vol. of air which can be expired out as forcefully and rapidly as possible, following a maximal inspiration.  Normal healthy subjects have VC = FVC. 2. FORCED VITAL CAPACITY IN 1 SEC. (FEV1)- Forced expired volume in 1 sec during FVC maneuver.  Expressed as an absolute value or % of FVC  N- FEV1 (1 SEC)- 75-85% OF FVC  FEV2 (2 SEC)- 94% OF FVC  FEV3 (3 SEC)- 97% OF FVC
  • 26. CLINICAL RANGE(FEV1) PATIENT GROUP 3 - 4.5 L 1.5 – 2.5 L <1 L 0.8 L 0.5 L NORMAL ADULT MILD.OBSTRUCTION MOD.OBSTRUCTION HANDICAPPED DISABILITY SEVERE EMPHYSEMA
  • 27.  FEV1 – Decreased in both obstructive & restrictive lung disorders.  FEV1/FVC – Reduced in obstructive disorders.  NORMAL VALUE (FEV1/FVC) 75 – 85 %  < 70% of predicted value – Mild obstruction  < 60% of predicted value – Moderate obstruction  < 50% of predicted value – Severe obstruction
  • 28. DISEASE STATES FVC FEV1 FEV1/FVC 1) OBSTRUCTIVE NORMAL ↓ ↓ 2) RESTRICTIVE LUNGS ↓ ↓ NORMAL
  • 29. PEAK EXPIRATORY FLOW RATE (PEFR) It is the maximum flow rate during FVC maneuver in the initial 0.1 sec. Normal value in young adults (<40 yrs)= 500l/min Clinical significance - values of <200l/min- impaired coughing & hence likelihood of post-op complication
  • 30. FORCED MID-EXPIRATORY FLOW RATE (FEF25%-75%): Maximum flow rate during the mid-expiratory part of FVC maneuver. value – 4.5-5 l/sec. Or 300 l/min. CLINICAL SIGNIFICANCE: SENSITIVE & IST INDICATOR OF OBSTRUCTION OF SMALL DISTAL AIRWAYS
  • 31. MAX. BREATHING CAPACITY OR MAX. VOLUNTARY VENTILATION (MBC/MVV)  Largest volume that can be breathed per minute by voluntary effort , as hard & as fast as possible.  N – 150-175 l/min.  Measured for 12 secs – extrapolated for 1 min. MVV(max voluntary ventilation) = FEV1 X 35 Discrepancy b/w FEV1 and MVV means inconsistent / submaximal inspiratory effort MBC/MVV altered by- airway resistance - Elastic property -Muscle strength - Learning - Coordination - Motivation
  • 32. MBC/MVV •Periods longer than 15 s should not be allowed MVV is markedly decreased in .patients with Emphysema, Airway obstruction and with poor respiratory muscle strength .FEV1 x35 is a good indication of MVV .Disability criteria however still require an actual MVV to be done! .
  • 33. Respiratory Muscle Strength (MIP & MEP) A number of motor neuron diseases, resulting in respiratory muscle weakness can lead to respiratory failure. These affect not only the chest wall but the diaphragm too. Serial VC may help to diagnose diseases like Guillan Barre Syndrome. A fall in VC below 1 l warrants mechanical support in such patients
  • 34. Maximum inspiratory pressure – MIP Inspiratory mouth pressures: This measures inspiratory muscle function wherein the patient generates as much as inspiratory pressure against blocked mouth piece. The pressure generated (Maximum inspiratory pressure – MIP) is therefore a function of inspiratory muscle rather than lung volumes and does not change significantly throughout the test. The normal value is 100cm-H2O. A value > 80 cm-H2O exclude inspiratory muscle weakness.
  • 35. Maximum expiratory pressure – MEP Expiratory mouth pressures: This measures expiratory muscle function wherein the patient generates as much as expiratory pressure against blocked mouth piece. The pressure generated (Maximum expiratory pressure – MEP) The test is often called MIP/MEP – maximum inspiratory and expiratory pressure. A fall in VC by > 25% in supine position to erect position indicate diaphragmatic paralysis (Normal decrease in VC from erect to supine is 5%)
  • 36. BED SIDE PFTS 1) Sabrasez breath holding test: • Ask the patient to take a full but not too deep breath & hold it as long as possible. - >25 SEC.- NORMAL Cardiopulmonary Reserve (CPR) - 15-25 SEC- LIMITED CPR - <15 SEC- VERY POOR CPR (Contraindication for elective surgery) 25- 30 SEC - 3500 ml VC (normal-3100-4800ml) 20 – 25 SEC - 3000 ml VC 15 - 20 SEC - 2500 ml VC 10 - 15 SEC - 2000 ml VC 5 - 10 SEC - 1500 ml VC
  • 37. 2) Single breath count: After deep breath, hold it and start counting till the next breath. Indicates vital capacity N- 30-40 COUNT BED SIDE PFTS
  • 38. 3) SCHNEIDER’S MATCH BLOWING TEST: (MEASURES Maximum Breathing Capacity) Ask the patient to blow a match stick from a distance of 6” (15 cms) with-  Mouth wide open  Chin rested/supported  No purse lipping  No head movement  No air movement in the room  Mouth and match at the same level BED SIDE PFTS
  • 39. Can not blow out a match  MBC < 60 L/min  FEV1 < 1.6L Able to blow out a match  MBC > 60 L/min  FEV1 > 1.6L MODIFIED MATCH TEST: DISTANCE 9” 6” 3” MBC (N-150-175L/min) >150 L/MIN. >60 L/MIN. > 40 L/MIN. BED SIDE PFTS
  • 40. 4) Greene and BerowitzCOUGH TEST :DEEP BREATH F/BY COUGH  ABILITY TO COUGH  STRENGTH  EFFECTIVENESS -VC ~ 3 TIMES TV FOR EFFECTIVE COUGH. A wet productive cough / self propagated paroxysms of coughing – patient susceptible for pulmonary Complication. 5) WHEEZE TEST :  Patient asked to take 5 deep breaths, then auscultated between shoulder blades to check presence or absence of wheeze. BED SIDE PFTS
  • 41. 6) FORCED EXPIRATORY TIME: After deep breath, exhale maximally and forcefully & keep stethoscope over trachea & listen. N FET – 3-5 SECS. OBS.LUNG DIS. - > 6 SEC RES. LUNG DIS.- < 3 SEC 7) DEBONOs WHISTLE BLOWING TEST: MEASURES PEFR. Patient blows down a wide bore tube at the end of which is a whistle, on the side is a hole with adjustable knob. As subject blows → whistle blows, leak hole is gradually increased till the intensity of whistle disappears. At the last position at which the whistle can be blown , the PEFR can be read off the scale. BED SIDE PFTS
  • 43. 8) Wright Respirometer : measures TV, MV Simple and rapid Can be connected to endotracheal tube or face mask Prior explanation to patients needed. Ideally done in sitting position MV- instrument records for 1 min and reads directly. TV-calculated by dividing MV by counting Respiratory Rate. 9) BED SIDE PULSE OXIMETRY 10) ABG.
  • 44. Gives important information regarding gas exchange and oxygen delivery to the tissues. Type 1 respiratory failure is defined as PaO2 < 8 kPa with normal PaCO2 as in pneumonia and pulmonary embolism. Type 2 occurs when hypoxia is accompanied with hypercapnia (PaCO2 >6.5 kPa). This is observed in ventilator failure as in respiratory muscle weakness and COPD. ABG
  • 45. CATEGORIZATION OF PFTs 1. MECHANICAL VENTILATORY FUNCTIONS OF LUNG / CHEST WALL: A) STATIC LUNG VOLUMES & CAPACITIES – VC, IC, IRV, ERV, RV, FRC. B) DYNAMIC LUNG VOLUMES –FVC, FEV1, FEF 25-75%, PEFR, MVV, RESP. MUSCLE STRENGTH C) VENTILATION TESTS – TV, MV, RR.
  • 46. 2) GAS- EXCHANGE TESTS: A) Alveolar-arterial pO2 gradient B) Diffusion capacity C) Gas distribution tests -Single breath N2 test. - Multiple Breath N2 test - Helium dilution method. D) Ventilation – Perfusion tests A) ABG B) single breath CO elimination test CATEGORIZATION OF PFTs
  • 47. 3) CARDIOPULMONARY INTERACTION: A) Qualitative tests: - History , Examination - ABG - Stair Climbing Test B) Quantitative tests - 6 min Walk test (Gold standard) CATEGORIZATION OF PFTs
  • 48. SPIROMETRY CORNERSTONE OF ALL PFTs. John hutchinson – invented spirometer “Spirometry is a medical test that measures the volume of air an individual inhales or exhales as a function of time.” MEASURES - VC, FVC, FEV1, PEFR. CAN’T MEASURE – FRC, RV, TLC
  • 49. DISCOVERY OF THE SPIROMETER Sir John Hutchinson, 1846 Hutchinson J, The Lancet 1846; 1: 630-632 Vital capacity -More sensitive to detect Tuberculosis than auscultation -Can predict life expectancy. Suggested this test for routine life insurance cover.
  • 50. Following precautions are to be observed- Patient should avoid wearing tight clothes which may restrict the chest movements and abdominal expansion and be instructed against smoking, alcohol consumption, vigorous exercises, or eating large meals 2 to 4 hours prior to test. Data gathered prior to testing include patient age, height, weight, gender, time of day and ethnicity (Variation in measured lung functions can be attributed to these factors) .Maximum inspiration. Smooth continuous expiration with maximal effort
  • 51. Following precautions are to be observed- Body position has a significant impact on spirometry, especially FVC and vital capacity. The values are 8% and 2% lower, respectively, in supine and sitting position, compared to standing being the preferred position. Increased peak expiratory flow is seen in hyper-extension of the neck due to elongation and stiffening of the trachea. Flexion of the neck decreases peak flow and increases airway resistance. Spirometry is effort dependant and suboptimal results may be obtained if patient has chest or abdominal pain due to any cause or unable to follow instructions
  • 52. Flow-Volume Curves and Spirograms Two ways to record results of FVC maneuver:  Flow-volume curve--- Flow meter measures flow rate in L/s upon exhalation; Flow plotted as Function of Volume  Classic Spirogram---Volume as a Function of Time
  • 53.
  • 54. Measurements Obtained from the FVC Curve FEV1---the volume exhaled during the first second of the FVC maneuver FEF 25-75%---the mean expiratory flow during the middle half of the FVC maneuver; reflects flow through the small (<2 mm in diameter) airways FEV1/FVC---the ratio of FEV1 to FVC X 100 (expressed as a percent); an important value because a reduction of this ratio from expected values is specific for obstructive rather than restrictive diseases
  • 55. OBSTRUCTIVE DISORDERS  Limitation of expiratory airflow as airways cannot empty as rapidly compared to normal (e.g. narrowed airways from bronchospasm, inflammation, etc.) Examples:  Asthma  Emphysema  Cystic Fibrosis RESTRICTIVE DISORDERS  Characterized by reduced lung volumes/decreased lung compliance Examples:  Interstitial Fibrosis  Scoliosis  Obesity  Lung Resection  Neuromuscular diseases  Cystic Fibrosis Spirometry Interpretation: Obstructive vs. Restrictive Defect
  • 56. Obstructive Disorders  FVC normal or ↓  FEV1 ↓  FEF25-75% ↓  FEV1/FVC ↓  TLC normal or ↑ Restrictive Disorders  FVC ↓  FEV1 ↓  FEF 25-75% normal to ↓  FEV1/FVC normal to ↑  TLC ↓
  • 57. FEV1/FVC GRAPH A decreased value is observed in both obstructive and restrictive lung disorders (as patient’s vital capacity is smaller than predicted FEV1).
  • 58. Normal vs. Obstructive vs. Restrictive
  • 59.
  • 60.
  • 61. Spirometry Interpretation: What do the numbers mean? FVC Interpretation of % predicted:  80-120% Normal  70-79% Mild reduction  50%-69% Moderate reduction  <50% Severe reduction FEV1 Interpretation of % predicted:  >75% Normal  60%-75% Mild obstruction  50-59% Moderate obstruction  <49% Severe obstruction
  • 62. FEF 25-75% Interpretation of % predicted:  >79% Normal  60-79% Mild obstruction  40-59% Moderate obstruction  <40% Severe obstruction FEV1/FVC Interpretation of absolute value:  80 or Higher Normal  79 or Lower Abnormal Spirometry Interpretation: What do the numbers mean?
  • 63. Lung Volumes and Obstructive and Restrictive Disease?
  • 64. MEASUREMENTS OF VOLUMES TLC, RV, FRC – MEASURED USING Nitrogen washout method Inert gas (helium) dilution method Total body plethysmography
  • 65. 1) N2 WASH OUT METHOD Patient breathes in 100% oxygen and on expiration all nitrogen is washed out. The exhaled volume and nitrogen conc. in it is measured. The difference in nitrogen volume at the initial concentration and at the final exhaled concentration allows a calcul;ation of the intrathoracic volume, usually the FRC
  • 66. 2) HELIUM DILUTION METHOD: Patient breathes in and out of a spirometer filled with 10% helium and 90% O2, till conc. in spirometer and lung becomes same (equilibirium) as no helium is lost; (as He is insoluble in blood) C1 X V1 = C2 ( V1 + V2) V2 = V1 ( C1 – C2) C2 V1= VOL. OF SPIROMETER V2= FRC C1= Conc.of He in the spirometer before equilibrium C2 = Conc, of He in the spirometer after equilibrium
  • 67. 3) TOTAL BODY PLETHYSMOGRAPHY Subject sits in an air tight box. At the end of normal exhalation – shuttle of mouthpiece closed and pt. is asked to make resp. efforts. As subject inhales – expands gas volume in the lung so lung vol. increases and box pressure rises and box vol. decreases. BOYLE’S LAW: PV = CONSTANT (at constant temp.) For Box – p1v1 = p2 (v1- ∆v) For Subject – p3 x v2 =p4 (v2 - ∆v) P1- initial box pr. P2- final box pr. V1- initial box vol. ∆ v- change in box vol. P3- initial mouth pr., p4- final mouth pr. V2- FRC
  • 68. TOTAL BODY PLETHYSMOGRAPHY A patient is placed in a sitting position in a closed body box with a known volume The patient with an open glottis against a closed shutter to produce changes in the box pressure proportionate to the volume of air in the chest. Measurements done at end of expiration, it yields FRC.
  • 69. MEASUREMENT OF AIRWAY RESISTANCE 1) Body Plethysmography 2) Forced expiratory maneuvers:  Peak expiratory flow (PEFR) FEV1 3) Response to bronchodilators (FEV1)
  • 70. Patients with small airway obstruction tested twice- before and after administration of bronchodilators to evaluate responsiveness. If 2 out of 3 measurements improve, patient has a reversible airway obstruction that is responsive to medication. 1) FVC- increase of 10% or more increase of 200ml or 15% of baseline2) FEV1- 3) FEF25%-75%- increase of 20% or more Spirometry Pre and Post Bronchodilator
  • 71. FLOW VOLUME LOOPS Do FVC maneuver and then inhale as rapidly and as much as possible This makes an Inspiratory curve. The Expiratory and Inspiratory Flow Volume Curves put together make a Flow Volume Loop.
  • 72.
  • 73. TESTS FOR GAS EXCHANGE FUNCTION 1) ALVEOLAR-ARTERIAL O2 TENSION GRADIENT:  Sensitive indicator of detecting regional V/Q inequality  Normal value in young adult at room air = 8-25 mm Hg.  Abnormal high values at room air is seen in asymptomatic smokers & chr. Bronchitis.
  • 74. 2)DIFFUSING CAPACITY OF LUNG: - defined as the rate at which gas enters into blood. DL IS MEASURED BY USING CO: A) High affinity for Hb which is approx. 200 times that of O2 , so does not rapidly build up in plasma B) Under N condition it has low blood conc ≈ 0 C) Therefore, pulm conc.≈0
  • 75. Pt inspires a dilute mixture of CO and hold the breath for 10 secs. CO taken up is determined by infrared analysis: DLCO = CO ml/min/mmHg PACO – PaCO N range 20- 30 ml/min./mmhg SINGLE BREATH TEST USING CO
  • 76. DLCO decreases in- Emphysema, lung resection, Pul. Embolism, Anaemia Pulmonary fibrosis, sarcoidosis- increased thickness DLCO increases in: (Cond. Which increase pulmonary blood flow) Supine position Exercise Obesity L-R shunt
  • 77. TESTS FOR CARDIOPLULMONARY INTERACTIONS Reflect gas exchange, ventilation, tissue O2, CO2. QUALITATIVE- History, examination, ABG, Stair climbing test QUANTITATIVE- 6 minute walk test
  • 78. 1) STAIR CLIMBING TEST: If able to climb 3 flights of stairs without stopping/dyspnoea - ↓ed morbidity & mortality If not able to climb 2 flights – high risk 2) 6 MINUTE WALK TEST: - Gold standard - C.P. reserve is measured by estimating max. O2 uptake during exercise - Modified if pt. can’t walk – bicycle/ arm exercises - If pt. is able to walk for >2000 feet during 6 min - VO2 max > 15 ml/kg/min - If 1080 feet in 6 mins : VO2 of 12ml/kg/min - Simultaneously oximetry is done & if Spo2 falls >4%- high risk
  • 79. >5 flight of stairs > 20 Low mortality after PNEUMONECTOMY FEV1>2l >3 flight of stairs Low mortality after LOBECTOMY >2 flight of stairs Correlates with high mortality >1 flight of stairs <10 Performance VO2 max (ml/kg/min) Maximal O2 consumption Interpretation FEV1>1.7l
  • 80. PREDICTION OF POSTOPERATIVE PULMONARY COMPLICATIONS 1) Nunn and Miledge criteria: a.FEV1<1L, N PaO2, PaCO2- Low risk of POPC b.FEV1<1L, Low PaO2, N PaCO2- patient will need prolonged O2 supplementation c.FEV1<1L, Low PaO2, High PaCO2- patient may need postop ventilation 2) Based on Spirometry: a. Predicted FVC< 50% b. Predicted FEV1 < 50% or <2 L c. Predicted MVV <50% or < 50L/min
  • 81. PATIENT WITHOUT CHEST OPTIMIZATION FOR GENERAL ANESTHESIA IS AN EXTRA BURDON ON ANESTHETIST…….!