This interview with Phil M. Haun comprises the military portal of The Yale Historical Review.
Dean Haun joined the faculty of the U.S. Naval War College in January 2016 as Dean of Academics. His areas of scholarly and professional expertise are coercion, deterrence, air power theory, strategy, international relations, and security studies. Phil served for 29 years as an active duty U.S. Air Force officer and A-10 pilot with combat tours in Iraq, Bosnia, Kosovo, and Afghanistan. He commanded an operational A-10 squadron. He is a research affiliate with MIT’s Security Studies Program.
ADM Gehman USS Cole and Shuttle Columbia (BOBB)Glenn Mallo
ADM Gehman USS Cole and Shuttle Columbia investigation
USNA Lecture ETHICAL CHALLENGES FOR ORGANIZATIONS: LESSONS LEARNED FROM THE USS COLE AND COLUMBIA TRAGEDIES
http://www.usna.edu/Ethics/_files/documents/GehmanPg1-28_Final.pdf
(BOBB) Big Organizations Behaving Badly
ADM Gehman USS Cole and Shuttle Columbia (BOBB)Glenn Mallo
ADM Gehman USS Cole and Shuttle Columbia investigation
USNA Lecture ETHICAL CHALLENGES FOR ORGANIZATIONS: LESSONS LEARNED FROM THE USS COLE AND COLUMBIA TRAGEDIES
http://www.usna.edu/Ethics/_files/documents/GehmanPg1-28_Final.pdf
(BOBB) Big Organizations Behaving Badly
nowHow to be Army StrongI was 18 years old when I saw my fa.docxhenrymartin15260
now
How to be Army Strong
I was 18 years old when I saw my favorite uncle in his uniform. I could see how much respect he got and how strong of a man he was and I wanted that for myself. I asked him how could I become strong like he was. He said to me, it’s not going to be an easy job. I would have to leave my family, friends and everything behind to fight for my country Saudi Arabia.
The first thing I needed was talk with a recruiter. He tried to make me see how difficult this walk was going to be. I believed the hard work would make me strong just like my uncle. We started off with a whole lot of questions. I filled out many different types of paperwork. The paper work included: criminal background checks, medical history, family history, and job history. I had to take a test to see if I was smart enough for the army. I think it was similar to the test soldiers take in America. It asked questions from basic mechanics, computers, cooking, and all general studies. Its purpose was to find out what job I could choose. I passed the test and then I was able to pick a job. I had my pick of a lot of different jobs but I chose to be a machine gunner. Then, after I chose my job, I signed my contract. After that, I was told to come back in two weeks for a drug test and medical test to see if I was fit for the Army. I had to do psychological testing and the doctor checked everything on my body I received my stamp and it was on to basic training.
The second step in becoming Army strong is going to basic training. There are three phases to go through. I arrived to the training camp called Reception. At Reception I received all of my equipment and clothing. I was assigned to the company where I would learn all about being a soldier. The first day I received a haircut and was taught how to properly exercise and gain strength of my body by doing Physical Training. I started learning how to run long distances and how to breathe the right way so I would not get too tired. I did not enjoy ring but I had to do it. After that I issued a M16 Assault Rifle. I took training classes on how to clean, fix and shoot. The next step was learning about the history of the Army and all the things it takes to make up a true soldier. I went through many field exercises where I learned about teamwork. The men were like brothers; we helped each other like a family I participated in rappelling, nuclear biological defense and weapons training. The next step was learning drill, which is how I am supposed to present my self in parades, when we march and at funerals. After that we learned tactics and techniques to stay alive. Then I learned medical training. I had to learn CPR, Heimlich maneuver, wound care and many other forms of medical procedures. The next stage I learned was radio communication. Radio communication is how I can communicate with other soldiers on a mission in the field. Then I learned combat fighting. I used bayonets, padded sticks and hand and hand comba.
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iTunes: https://buff.ly/2D06tV2
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Spotify: https://buff.ly/2HMZeFN
Stitcher: https://buff.ly/2t3YLVo
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1. INTERVIEW
PHIL M. HAUN
On flying,teaching and leading
Interview by Henry Jacob Transcribed by Mathis BittonSEPTEMBER 1, 2020
In 2016, you retired from the United States Air Force
after 30 years of service. For how long did you know
you wanted to join the military? I come from a family
with a long history of service. But I decided to join the
military during the Vietnam War. I watched Walter
Cronkite on the CBS News with my family every eve-
ning from when I was six years old. Up until April of
1982 I planned to go to West Point. Then I got a fat en-
velope in the mail with my acceptance to Harvard. Af-
ter some real soul-searching, I chose to study enginee-
ring at Harvard because I wanted both a technical and
liberal arts education. I don’t know how I got to that
decision, but that was a critical moment in my life. I
picked the Air Force because the Army only offered me
a three-year instead of a four-year ROTC scholarship.
I come from landlocked Kentucky and had rarely been
on a boat, so I didn’t even consider joining the Navy.
After graduation, I entered the Air Force at the height of
the Reagan buildup in 1986. I started off as an engineer
in acquisitions at Wright-Patterson Air Force Base and
thought that I would get a job as a defense contrac-
tor after my four-year tour. But I watched as, one af-
ter another, defense contractors went out of business.
Then I got interested in flying. I noticed that in the Air
Force there were two types of officers: the “rated” and
the “non-rated.” I was asked one day, “Are you rated or
non-rated?” and I responded, “Well, I don’t know,” and
then they said, “Well, then you’re not rated.” To be rated
in the Air Force means you’re a pilot or a navigator. I
learned that, in any organization, if your job title begins
with “non-” you don’t have much of a future there. I
told myself, “Well, if I’m going to stay in the Air Force,
I want to fly.” Then I went and got my private pilot’s li-
cense and applied for an Air Force pilot training slot.
his morning I have the pleasure to speak with Phil M.
Haun,Dean of Academics at the U.S.Naval War College.
Dean Haun was Professor of Aerospace Studies at Yale
until 2016, and he will speak with me about his career and
military history. Welcome, Dean Haun.
T
1YALE HISTORICAL REVIEW
FALL 2020
2. Phil M. Haun
Photo courtesy of the U.S. Naval War College.
Within two years I was an A-10 "Warthog" pilot. Then it
was a whirlwind of assignments and deployments over
the next 15 years. As an A-10 pilot I never had to work,
because every day was just pure joy – the people I wor-
ked with and the flying I did.
Interestingly enough from my college education three
courses stand out. My senior year I took a course on wa-
ter chemistry, where we spent a great deal of time balan-
cing equations. The key was to determine which com-
pounds were significant, and which were not. As soon
as I eliminated the insignificant factors I could solve the
problems. I have since spent my life trying to determine
what is urgent and what’s important. That insight came
from scribbling out water chemistry equations.
The second course that influenced me was Professor
Gregory Nagy’s introductory course to the classics – we
called it “heroes for zeroes.” I took that my freshman
year, in fall of 1982, so it’s been a while. But I remember
the definition of a hero – a hero in Greek mythology is
not the great warrior or the most popular. The hero is
the one who makes sacrifices for the state. Great leaders
are great not because they’re up front, and not because
they make the key decisions, but because they put their
organizations before themselves in service.
The third course that I really loved – I didn’t take it un-
til I was a senior – was in economics. Microeconomics
opened my eyes to how to look at the world. That’s why
after my first flying assignment I went back to school
and received a master’s degree at Vanderbilt in econo-
mics and then taught at the US Air Force Academy. By
the time I got to Colorado Springs, however, the Air
Force, went from a surplus of pilots to a shortage, and
I got pulled back into the flying world. My first flying
assignment had been in England, my next was in Korea,
and by the time I was on my third flying tour I was in
Germany by the mid-nineties. Over the course of the
1990s I also spent a lot of time deployed to the Middle
East and the Balkans.
Then in 2000 I came back to the States to receive a
professional military education at the Air Force Com-
mand and Staff College, the same school for which I am
now the dean, only for the Navy. After Command and
Staff College, I went back to fly and command an A-10
squadron in Alaska where I had my last combat tour to
Afghanistan. Afterwards, I returned to the East Coast,
with a fellowship at the Kennedy School. The Air Force
allowed me to remain an additional three years in Cam-
bridge, at MIT, where I received my PhD in internatio-
nal relations. Then I moved to the Naval War College,
in Newport, Rhode Island and I’ve been here ever since,
except for a brief year and a half stint at Yale.
There’s 30 years. I’ll tell you it flies by when you’re having
fun. Life’s too short not to do what you enjoy. I’ve been
very fortunate to do two things I really love, flying and
academics. Teaching is like flying. I prepare for it, go in,
there’s the adrenaline rush of engaging with students,
and afterwards walk out and think about all the things
that went wrong, and all the things that went right.
You mentioned that your deployments went by like
a whirlwind. I am curious to hear more about some
individual instances that made your experience such
a joy. Which moments from your flying assignments
remain in your mind? I have a couple. I’m a Weapons
School graduate, which is the Air Force’s version of
Top Gun. It’s a six-month, very intense program. I at-
tended the school in 1997, and the washout rate was 40
percent in my class of very proficient A-10 pilots. That
program was far more difficult than combat ever was.
It impressed upon me the idea that you have to prepare
in order to succeed in a task. You prepare so that you’re
“I've been very
fortunate to do
two things I
really love, flying
and academics.
Teaching is like
flying.”
ON THE NEXT PAGE
2 PHIL M. HAUN
3.
4. better than your opponent. You prepare the best that
you can. But then you actually spend a great deal of
time preparing for everything that can go wrong – it’s
called contingency planning. I don’t know how many
times I’ve been in meetings where people talk about
their hope – “we hope everything will go well.” I think
to myself, “Okay, great. You can hope for that. But let’s
spend most of our time talking about all the ways things
can go south, and what our potential reaction to that
will be.” Yes, we should have a plan or blueprint for how
we would like things to go, but let’s invest our intellec-
tual capital in all the ways that we can recover when
things go bad. That's resilience and flexibility.
In flying, the most challenging role is being a mission
commander because you may have oversight of over 70
aircraft. I was mission commander in Kosovo. We divi-
ded the responsibilities down into individual flights, so,
ultimately, you are immediately responsible for up to a
four-ship formation. As you can imagine, four pilots,
each with different tasks, requires a complex integration
so we develop standard procedures for how a four-ship
formation will operate. But should one aircraft has a
mechanical problem prior to takeoff – this happens fre-
quently,thenthefour-shipisnowathree-shipformation
and a three-ship formation has even more challenges. I
spent almost as much time on the contingency plan-
ning on a three-ship formation as I did on a four-ship
formation. I refer to this mindset of always contingency
planning as using Murphy’s Law in reverse. If I prepare
for every contingency, and then everything in the flight
goes right, I didn’t waste my time – my preparing for the
worse has actually helped influence things to go right.
I use this mindset of contingency planning as dean and
in the classroom.
Also, I learned something that fighter pilots do extre-
mely well: they debrief. We used to say that if you don’t
debrief and learn from a flight, you might as well not
even have flown it. It’s not a matter of taking note of all
what occurred during the flight, but analyzing the mis-
takes made and how to improve next time. This is where
I see professors, quite often, falling down. A professor
will walk out of a classroom after giving a lecture, and
next year they’ll give the very same lecture, and not take
the time to improve it. I don’t give a lot of lectures each
year, but the ones I give I try to record. In preparing
to give a lecture a second time the most uncomfortable
thing I do is review my previous lecture. It is brutal to
see all the mistakes I made. But it is also how I improve.
There is a military theorist, US Air Force Colonel John
Boyd, whom the Marine Corps likes a lot. He came up
with a decision-making model he called the OODA
loop – observe, orient, decide, and act. It’s a circular
way of making decisions, acting upon those decisions,
taking information and making changes for another
round. If you can adjust and improve faster than your
opponent, then you may not start at an advantage, but
you’ll quickly gain one.
On the subject of transferring the lessons you learned
from flying to the lecture hall, I know you taught at
Yale for three semesters. I remember as well that
you taught Grand Strategy during your stay in New
Haven. How did you engage in this program as a
former mission commander in Kosovo and as a fa-
culty member? I helped teach some Grand Strategy
seminars, but I was primarily there to engage with the
students. John Gaddis developed the Grand Strategy
course from his experience from when he taught at the
Naval War College. I thought his Grand Strategy course
was a great year-long program for students; the timing
of the course which began in the spring and continued
through the summer and into the next, the progression
of topics from theory to a summer research project to
a capstone group project in the fall, everything about it
was first rate.
In the final exercise students are put into a group and
are given an intractable national security problem.
They’re asked to provide recommendations to the prin-
cipals of the National Security Council. The first time
they try it – it’s really funny, because these really bright
individuals have not had the experience of giving this
type of presentation. Anything that can go wrong will:
they can’t use the equipment properly, they’re thrown
off-script. Then we give them detailed feedback, and a
4 PHIL M. HAUNN
“If you can adjust and
improve faster than your
opponent, then you may not
start at an advantage, but
you'll quickly gain one.”
5. month later they come back and give a much improved,
polished presentation.
The Grand Strategy faculty were also fantastic as well.
I’ve decided that David Brooks is about the brightest
person I've ever met. John Negroponte, who was in
Paris in 1972 with Kissinger and actually wrote down
the Paris Agreement that ended the US participation in
the Vietnam War, he was there as well as Charlie Hill,
a ghostwriter for Henry Kissinger. The level of enga-
gement with these practitioners and scholars, such as
John Gaddis and Paul Kennedy, was exceptional. I had
a great year and a half at Yale.
In addition to teaching, you also served as the com-
mander of the Air Force ROTC program at Yale. You
mentioned the importance of preparing, reflecting,
and improving upon one’s performance with regard
to your own career and the Grand Strategy program.
As second commander for Yale’s Air Force ROTC,
how did you prepare students not only for their aca-
demic and extracurricular work at Yale, but also for
their careers? I had a unique perspective because I had
gone through an ROTC program while attending an
Ivy League school. I wanted the cadets to get the most
they could from their Yale experience. These four years
prepared our cadets to be commissioned as officers in
a different way than cadets at the Air Force Academy. I
wanted Yale to inject a bit of diversity of thought into
the Air Force's future officer corps.
Above all, I had one primary objective: to increase the
number of Yale students enrolled in AFROTC. The key
was funding. Everybody can talk about their desire for
military service, but when it comes down to it, that
college bill weighs heavy over a student's head. Getting
the financial support to allow students to follow their
academic dreams at Yale was the vital piece. I doubled
the amount of ROTC scholarships available for Yale
students, and we essentially doubled the number of ca-
dets. I don’t know how many Yale cadets are in the Air
Force ROTC program now, but when I came to New
Haven in the summer of 2014, there were eight. When
I left in January of 2016 we had 40. We had cadets who
were also involved in a variety of extracurricular acti-
vities from being on the varsity soccer team to being
engaged in robotics. We wanted them to experience as
much of Yale life as possible.
I’d like to shift gears a bit to your scholarship. Let’s
start with your book Coercion, Survival, and War. The
work analyzes case studies of asymmetric conflicts
and examines how hegemons can force weaker states
to follow their will by threatening collapse. You also
discuss how hegemons enact these coercive methods
knowing they will fail in order to justify interven-
tion afterwards. Could you talk about this tension
between the underlying reason and apparent the ra-
tionale for these conflicts? The idea for the book origi-
nated while I was overflying Kosovo in 1999 trying and
failing to find Serbian tanks. The doctrine didn’t work. I
thought about how none of the leaders, all the way up to
the President of the United States, could tell me how my
applying military force was going to achieve a political
outcome. It soured me. I had spent all my career up to
that point on how to engage the enemy. But once kine-
tic force had been applied, once that bomb went off, I
didn’t know what was happening to the political system
on the other side. How was that bomb hitting a tank
going to get Serbian President Slobodan Milosevic to
change his mind?
I was very fortunate that after the war I was assigned to
Montgomery, Alabama, for two years. In the first year I
attended Command and Staff College, and then the se-
cond year I attended a strategy school, the School of Ad-
vanced Air and Space power Studies (SAASS). SAASS
is actually a small school, not that well-known outside
the Air Force, but it has a phenomenal course of study.
That’s where I read Thomas Schelling, that’s where I got
introduced to coercion theory, and later SAASS spon-
sored my PhD to the Security Studies Program at MIT,
where I wrote a dissertation on the question of why the
US has such difficulty coercing weak states.
I spent five years writing the book, trying to find the
answer. I thought I was answering one question of
why weak states resist, but I ended up facing a second
question: why does the US continue to use coercive
strategies, even when they don’t work? The answer is
the notion that coercion is just part of a broader strate-
gy. Given international norms, the US may have to use
coercion first, before it can actually employ the brute
force strategy planned from the beginning.
In my current research, I’m editing a volume, Airpower
in the Age of Primacy, for Cambridge University Press.
I'm about to submit that manuscript, and the book will
be out by next April. The book examines many of the
5YALE HISTORICAL REVIEW
6. same cases as my book on coercion, but now the focus is
on use of air forces in contemporary conflicts. As dean,
I didn’t have enough time to write the entire volume,
nor did I have the necessary language background for
all the cases, so I have relied extensively on historians
and international relations scholars. A nice thing about
being a dean is that I know many scholars who were
willing to contribute chapters to the book.
Air Power in the Age of Primacy is just part of my long-
term research on coercion and air power. When I went
to get my PhD, I considered researching two questions.
The one I chose was on how coercion works, or doesn't
work. The other question was on how effective is air
power in war. For my dissertation, I chose to write eon
coercion, because that’s the answer I was more inte-
rested in and provided me the most value. But I have
been writing more on airpower in the past few years as
that is the subject I'm most often asked to lecture and
speak on. When I was at Yale, I edited another book on
air power theory before The Lectures of the Air Corps
Tactical School, University Press of Kentucky. That book
was published last year, and it looked at the use of US
airpower in World War II.
The idea for the book on Air Power in the Age of Prima-
cy came about in 2016. At the time, I was in Alabama
being given a briefing on the courses at SAASS. SAASS
had a two-week short course on contemporary airpo-
wer. I asked for a copy of the syllabus, and the professor
turned slightly red in the face as he gave me a copy of it
and said, the readings aren’t very good. I looked at the
syllabus and said to him," the readings are just dread-
ful." This latest book on contemporary air warfare fills
the gap in the literature.
As a researcher, I have a long list of subjects I don’t un-
derstand. Slowly but surely, I have been ticking different
questions off this list with my writings. I have become
much more efficient in my writing during the quaran-
tine – I don’t have people knocking on my office door
every day. I’ve had a number of hours given back to me,
and I’m now working on another book I had put aside a
few years ago when I took the job as dean. It is on mo-
dern airpower theory, and it looks at the use of airpo-
wer beginning in the 1960s with the introduction of ra-
dar guided surface-to-air and air-to-air guided missiles,
when the air domain became much more lethal. I just
finished a chapter on the Rolling Thunder air campaign
in North Vietnam, from 1965-1968. I have previously
published on the Linebacker I and II air campaigns of
1972, which will also be a chapter. I also have a draft
chapter of the Arab-Israeli Six Day war of 1967 and will
be writing a chapter on the Yom Kippur war of 1973.
Plenty of time has passed since you watched Walter
Cronkite on CBS as a child, but your personal and
professional interests seem to have come full circle
with this book project. I have long been fascinated by
the Vietnam War, since a child. I have enough combat
experience, however, to no longer be excited about the
use of force in war. I am also a realist. What I’ve come
to determine – and COVID has also brought this out
on a personal level – is that, when you get into a sur-
vival situation, it changes your viewpoint and decision
making. When the US is involved in asymmetric inter-
national crises, the other weak side often has its very
survival at risk. That changes how people and states
operate. Liberalism, and liberal ideals work much better
in a peaceful international system that is functioning
well, where there can be a win-win interaction instead
of zero-sum gains. But when it comes to a life or death
situation, realism gets closer to the heart of the matter.
Could you talk a bit more about how you’ve inte-
grated the two sides of your college experience – your
liberal arts education and your technical knowledge –
during your career? I spent a lot of time asking not the
question of why, but the question of how. It probably
has to do with my engineering background. For many
years I traveled two roads, one of a military pilot and of
an academic. When I went back to school for my PhD,
I originally wanted to study economics. I thought eco-
nomics provided a clear lens to view the world. While I
was a fellow at the Kennedy School at Harvard, I spoke
to a professor who had been an economic advisor du-
ring the Jimmy Carter administration. I laid out my de-
6 PHIL M. HAUN
“Liberalism works much better in
a peaceful international system
that is functioning well, where
there can be a win-win interaction
instead of zero-sum gains.”
7. sire to study either economics or international relations.
And he said, “Phil, you can go get a PhD in economics
and you’ve got a 50-50 chance of being an average eco-
nomist, because the math has advanced so much over
the past twenty years.” Then he said, “But, you’ve got a
pretty good chance of being a really good strategist and
political scientist because of your economic background
and your expertise.” That’s not what I was hoping to hear
from him, but I realized that he was right.
You mentioned that doing what you’re best at is the
best way to serve. Can you describe how you envision
your roles – as an academic, as a dean, as a parent– as
a form of service? I will give you some advice that may
help when you have children. I now have a 28-year-old
son and a 23-year-old daughter. They have thanked me
for offering them a structured upbringing, for provi-
ding a good example, and for not trying to be their best
friend. Now as a dean at the Naval War College faculty
are not children – they are gifted professionals, many
far brighter and wiser than I could ever hope to be. But
as dean I try to provide them the structure for success,
that gives them a consistent work foundation for the
best use of their time and talents. I also emphasize what
I prioritize, academic rigor and excellence, and support
faculty with resources so that they can achieve. I don’t
really care what their area of excellence is – academic
rigor can be in their teaching, it can be in their research,
it can be in what their students' produce. Some faculty
dedicate themselves to excellence in their classroom.
Some work on joint military doctrine. Others write
books or appear on talk shows. All I ask is that they be
good at whatever they do.
There’s another part to success, which is that it doesn’t
matter how outstanding you are if you don’t treat others
with respect. To be effective working with others you
have to first demonstrate that you care about them.
Leading is hard, particularly when you have to tell
someone to do something they don’t want to do or give
them news they don't want to hear. In those tough times
it is critical that they know you still care about them as
a person.
Your comments resonate with the definition of the
Greek hero archetype you studied in 1982. Since
then, you have continually balanced the personal and
the public through your service. In a way, you see a
commitment to others as a commitment to yourself.
Yes, that brings up two points. The first stems from my
parenting experience. At Christmas, a parent doesn’t
care about the gifts they receive, but rather the gifts they
give, that's where joy comes from, in the giving. Second,
you can achieve almost anything in life if you don’t care
who gets the credit. As dean I work to give credit to
others, whether it is my boss or my faculty. This is easier
said than done because one's inner self just really wants
to be acknowledged all the time. But if you insist on
taking the credit you won’t be able to accomplish nearly
as much for yourself or for others.
7YALE HISTORICAL REVIEW