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The long way from MAB
        to MARC 21
Experiences from Germany and Austria

       Reinhold Heuvelmann
      German National Library
      Office for Data Formats
                   International Workshop
        „MARC 21 – Experiences, Challenges and Visions“
             Frankfurt, May 14th and 15th, 2007
Mark Twain: The Adventures of Tom Sawyer
                Chapter II




                                 © True Williams
     Saturday morning was come, ...

                      International Workshop
           „MARC 21 – Experiences, Challenges and Visions“
                Frankfurt, May 14th and 15th, 2007
Standards & Changes
ZIP codes in Germany
„1999“ => „2000“
Reform of orthography
Currency: DM etc. => €
Coded Character Sets => Unicode
CANMARC, UKMARC, ... => MARC 21
...
cf. removal

                    International Workshop
         „MARC 21 – Experiences, Challenges and Visions“
              Frankfurt, May 14th and 15th, 2007
MAB
„Maschinelles Austauschformat für Bibliotheken“ (automated
library exchange format)
established in 1973 („MAB1“)
maintained by the German National Library
in close cooperation with the German experts‘ group for data
formats (formerly „MAB-Ausschuss“)
revised in 1994 („MAB2“)
Bibliographic, Authority, Holdings, Classification, Addresses
1998 - 2004: process of internationalization (Unicode, Dublin
Core, MAB english, FRBR, XML)

weakness: national / isolated standard

                             International Workshop
                  „MARC 21 – Experiences, Challenges and Visions“
                       Frankfurt, May 14th and 15th, 2007
The decision for MARC 21

2001-12: internationalization of library
standards (cataloging rules & formats)
vivid discussions
feasibility study (strategic, technical,
economical aspects), funded by DFG
2004-12: introduction and uniform use of
MARC 21 as the exchange format for all
libraries in Germany and Austria

                       International Workshop
            „MARC 21 – Experiences, Challenges and Visions“
                 Frankfurt, May 14th and 15th, 2007
Pros and Cons
import of international data
visibility of German and Austrian data
large community and expertise
take part in developments
better choice of systems
                    long way to go
                    language
                    international framework
                    MAB deep inside the systems
                    loose ends

                         International Workshop
              „MARC 21 – Experiences, Challenges and Visions“
                   Frankfurt, May 14th and 15th, 2007
Cast
national:
Office for Library Standards, incl. Project Staff
Office for Data Formats
Experts‘ Group for Data Formats
+ external experts

international:
Library of Congress, NDMSO
LAC Canada, British Library
ALA MARBI

Funding by
• Deutsche Forschungsgemeinschaft

• Andrew W. Mellon Foundation



                              International Workshop
                   „MARC 21 – Experiences, Challenges and Visions“
                        Frankfurt, May 14th and 15th, 2007
Principles

retain existing data
retain existing functionalities
abandon historic burdens
decouple the process from related developments
keep compliance to the standard MARC




                        International Workshop
             „MARC 21 – Experiences, Challenges and Visions“
                  Frankfurt, May 14th and 15th, 2007
Multipart Publications („Hierarchies“)
each volume                => 1 record
+ the set itself           => 1 additional record
(no records for sections / subsets)
each record bibliographically complete
volumes with strong titles       => 490 + 8XX
volumes without strong titles => 245 $a $n $p
                                    + 773 $w
                                  (no 505)
linking by textual forms and IDs
                         International Workshop
              „MARC 21 – Experiences, Challenges and Visions“
                   Frankfurt, May 14th and 15th, 2007
Mapping from MAB to MARC



comprehensive ...
detailed ...
careful ...
cooperative ...
always cross-checking ...

                                                              © Norman Rockwell
                       International Workshop
            „MARC 21 – Experiences, Challenges and Visions“
                 Frankfurt, May 14th and 15th, 2007
Mapping: Algorithm
equivalent element available in MARC ?                            =>
else: loose end
       weighing:
       can fall apart (list of cancellations) ?                   =>
       or loss of granularity ?                                   =>
       or new entry into MARC code list ?                         =>
       else: relevant
              definable in MARC 21 ?                              =>
              else: to be defined locally                         =>
                           International Workshop
                „MARC 21 – Experiences, Challenges and Visions“
                     Frankfurt, May 14th and 15th, 2007
Mapping: Experiences
MARC complex, well structured

MAB: mostly without subfields => group of fields
MARC: with subfields          => one field

process of cleaning up / sorting out

surprises, disappointments, and understandings

codes (MARC: 006 / 007 / 008) => RDA ?

different cataloging codes, cataloging practices, systems


                             International Workshop
                  „MARC 21 – Experiences, Challenges and Visions“
                       Frankfurt, May 14th and 15th, 2007
Mapping: Results

available on DNB website:
http://www.d-nb.de
      /eng
      /standardisierung
      /formate
      /konkordanz.htm

work in progress

                       International Workshop
            „MARC 21 – Experiences, Challenges and Visions“
                 Frankfurt, May 14th and 15th, 2007
MARBI: German and Austrian Wishlist
•linking by ID-numbers: control subfields $w and $0
•replacement records („Umlenkungen“)
•normalized / machine-sortable information

•codes:
multiparts, acidity of paper, nature of contents
•other:
former NBN, type of keyword, place, former call number

•   element-level responsibility (Subject Headings, DDC)

mutual benefits

http://www.loc.gov/marc/marbi/2007/2007-dp01.html

                                International Workshop
                     „MARC 21 – Experiences, Challenges and Visions“
                          Frankfurt, May 14th and 15th, 2007
MARBI: Perspectives
German and Austrian package:
discussions in January 2007, decisions in June 2007

DDC Discussion Paper (with LC and OCLC):
discussions in June 2007, decisions in January 2008

Authority format: dates & languages

larger framework
=> longer process of discussions and decisions

ongoing cooperation


                            International Workshop
                 „MARC 21 – Experiences, Challenges and Visions“
                      Frankfurt, May 14th and 15th, 2007
The MARC Line

Directory

LDR|001|002|003|004|005|006|007|008|009|...|999




                         International Workshop
              „MARC 21 – Experiences, Challenges and Visions“
                   Frankfurt, May 14th and 15th, 2007
The MARC Fence
090   |   091   |   092   |   093   |   094   |   095   |   096   |   097   |   098   |   099
080   |   081   |   082   |   083   |   084   |   085   |   086   |   087   |   088   |   089
070   |   071   |   072   |   073   |   074   |   075   |   076   |   077   |   078   |   079
060   |   061   |   062   |   063   |   064   |   065   |   066   |   067   |   068   |   069
050   |   051   |   052   |   053   |   054   |   055   |   056   |   057   |   058   |   059
040   |   041   |   042   |   043   |   044   |   045   |   046   |   047   |   048   |   049
030   |   031   |   032   |   033   |   034   |   035   |   036   |   037   |   038   |   039
020   |   021   |   022   |   023   |   024   |   025   |   026   |   027   |   028   |   029
010   |   011   |   012   |   013   |   014   |   015   |   016   |   017   |   018   |   019
LDR   |   001   |   002   |   003   |   004   |   005   |   006   |   007   |   008   |   009


                                     International Workshop
                          „MARC 21 – Experiences, Challenges and Visions“
                               Frankfurt, May 14th and 15th, 2007
The MARC Cube
           990|...


   490|...




...
020|...
010|011|...                                          ... Hypercube ?
LDR|001|002|...

              International Workshop
   „MARC 21 – Experiences, Challenges and Visions“
        Frankfurt, May 14th and 15th, 2007
Defining local fields
     XX9 („right“ layer)
+    X9X („top“ layer)
+    9XX („back“ layer)
+    Indicators 1 and 2 = „9“
+    $9

less than 15 fields / format
„As many as needed -- as few as possible.“

                       International Workshop
            „MARC 21 – Experiences, Challenges and Visions“
                 Frankfurt, May 14th and 15th, 2007
Two minor decisions
non-sorting characters:
at the beginning of a field or subfield, or inside a
subfield
handled by Non-Sorting Control Characters
http://www.loc.gov/marc/nonsorting.html

ISBD:
no embedded interpunction at the end of a subfield


                           International Workshop
                „MARC 21 – Experiences, Challenges and Visions“
                     Frankfurt, May 14th and 15th, 2007
Translation, and Edition System
technicians – catalogers
glossary
MARC 21 Concise + local fields
=> Official German Translation of MARC 21
maintenance and documentation
input MARC in XML + manually
output PDF + XML + HTML
open for future additions (RDA, ...)

                      International Workshop
           „MARC 21 – Experiences, Challenges and Visions“
                Frankfurt, May 14th and 15th, 2007
MARCXML

MARCXML as variant of / successor to
[MARC in ISO 2709]

MODS

Questionnaire: Is the German and Austrian
library community prepared for using MARC
data in XML structure?
                       International Workshop
            „MARC 21 – Experiences, Challenges and Visions“
                 Frankfurt, May 14th and 15th, 2007
Coded Character Sets
MAB:      ISO 646 (IRV) + ISO 5426
          IBM Codepage 850
          ISO/IEC 10646 / Unicode

MARC:     MARC-8
          ISO/IEC 10646 / Unicode

mappings available

                       International Workshop
            „MARC 21 – Experiences, Challenges and Visions“
                 Frankfurt, May 14th and 15th, 2007
Summing up

MAB: stabilized, frozen

„aufgehoben“ (inf. „aufheben“)
     suspended
     picked up
     preserved


                        International Workshop
             „MARC 21 – Experiences, Challenges and Visions“
                  Frankfurt, May 14th and 15th, 2007
Implementing MARC

 ... painting the other side of the fence

replace each MAB system / interface by its MARC
equivalent
How to use MARC for real data?
agreements upon contents, in addition to cataloging
rules, to keep the data fairly consistent

                                ...
                          International Workshop
               „MARC 21 – Experiences, Challenges and Visions“
                    Frankfurt, May 14th and 15th, 2007
The role of MARC
Exchange format
Internal format / cataloging format

different situations in the regional library networks:
       ExLibris / Aleph 500
       OCLC|PICA

variety of systems


                           International Workshop
                „MARC 21 – Experiences, Challenges and Visions“
                     Frankfurt, May 14th and 15th, 2007
Mark Twain: The Adventures of Tom Sawyer
                Chapter III




                                      © Claus Kormannshaus

          „It‘s all done, Aunt.“

                      International Workshop
           „MARC 21 – Experiences, Challenges and Visions“
                Frankfurt, May 14th and 15th, 2007
Thank you                ☺
Reinhold Heuvelmann
German National Library
Information Technology / Office for Data Formats
Adickesallee 1
D-60322 Frankfurt am Main
Telephone: +49-69-1525-1709
Telefax:     +49-69-1525-1799
mailto:r.heuvelmann@d-nb.de
http://www.d-nb.de

                         International Workshop
              „MARC 21 – Experiences, Challenges and Visions“
                   Frankfurt, May 14th and 15th, 2007

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Paintin' the Fence

  • 1. The long way from MAB to MARC 21 Experiences from Germany and Austria Reinhold Heuvelmann German National Library Office for Data Formats International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 2. Mark Twain: The Adventures of Tom Sawyer Chapter II © True Williams Saturday morning was come, ... International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 3. Standards & Changes ZIP codes in Germany „1999“ => „2000“ Reform of orthography Currency: DM etc. => € Coded Character Sets => Unicode CANMARC, UKMARC, ... => MARC 21 ... cf. removal International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 4. MAB „Maschinelles Austauschformat für Bibliotheken“ (automated library exchange format) established in 1973 („MAB1“) maintained by the German National Library in close cooperation with the German experts‘ group for data formats (formerly „MAB-Ausschuss“) revised in 1994 („MAB2“) Bibliographic, Authority, Holdings, Classification, Addresses 1998 - 2004: process of internationalization (Unicode, Dublin Core, MAB english, FRBR, XML) weakness: national / isolated standard International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 5. The decision for MARC 21 2001-12: internationalization of library standards (cataloging rules & formats) vivid discussions feasibility study (strategic, technical, economical aspects), funded by DFG 2004-12: introduction and uniform use of MARC 21 as the exchange format for all libraries in Germany and Austria International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 6. Pros and Cons import of international data visibility of German and Austrian data large community and expertise take part in developments better choice of systems long way to go language international framework MAB deep inside the systems loose ends International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 7. Cast national: Office for Library Standards, incl. Project Staff Office for Data Formats Experts‘ Group for Data Formats + external experts international: Library of Congress, NDMSO LAC Canada, British Library ALA MARBI Funding by • Deutsche Forschungsgemeinschaft • Andrew W. Mellon Foundation International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 8. Principles retain existing data retain existing functionalities abandon historic burdens decouple the process from related developments keep compliance to the standard MARC International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 9. Multipart Publications („Hierarchies“) each volume => 1 record + the set itself => 1 additional record (no records for sections / subsets) each record bibliographically complete volumes with strong titles => 490 + 8XX volumes without strong titles => 245 $a $n $p + 773 $w (no 505) linking by textual forms and IDs International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 10. Mapping from MAB to MARC comprehensive ... detailed ... careful ... cooperative ... always cross-checking ... © Norman Rockwell International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 11. Mapping: Algorithm equivalent element available in MARC ? => else: loose end weighing: can fall apart (list of cancellations) ? => or loss of granularity ? => or new entry into MARC code list ? => else: relevant definable in MARC 21 ? => else: to be defined locally => International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 12. Mapping: Experiences MARC complex, well structured MAB: mostly without subfields => group of fields MARC: with subfields => one field process of cleaning up / sorting out surprises, disappointments, and understandings codes (MARC: 006 / 007 / 008) => RDA ? different cataloging codes, cataloging practices, systems International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 13. Mapping: Results available on DNB website: http://www.d-nb.de /eng /standardisierung /formate /konkordanz.htm work in progress International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 14. MARBI: German and Austrian Wishlist •linking by ID-numbers: control subfields $w and $0 •replacement records („Umlenkungen“) •normalized / machine-sortable information •codes: multiparts, acidity of paper, nature of contents •other: former NBN, type of keyword, place, former call number • element-level responsibility (Subject Headings, DDC) mutual benefits http://www.loc.gov/marc/marbi/2007/2007-dp01.html International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 15. MARBI: Perspectives German and Austrian package: discussions in January 2007, decisions in June 2007 DDC Discussion Paper (with LC and OCLC): discussions in June 2007, decisions in January 2008 Authority format: dates & languages larger framework => longer process of discussions and decisions ongoing cooperation International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 16. The MARC Line Directory LDR|001|002|003|004|005|006|007|008|009|...|999 International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 17. The MARC Fence 090 | 091 | 092 | 093 | 094 | 095 | 096 | 097 | 098 | 099 080 | 081 | 082 | 083 | 084 | 085 | 086 | 087 | 088 | 089 070 | 071 | 072 | 073 | 074 | 075 | 076 | 077 | 078 | 079 060 | 061 | 062 | 063 | 064 | 065 | 066 | 067 | 068 | 069 050 | 051 | 052 | 053 | 054 | 055 | 056 | 057 | 058 | 059 040 | 041 | 042 | 043 | 044 | 045 | 046 | 047 | 048 | 049 030 | 031 | 032 | 033 | 034 | 035 | 036 | 037 | 038 | 039 020 | 021 | 022 | 023 | 024 | 025 | 026 | 027 | 028 | 029 010 | 011 | 012 | 013 | 014 | 015 | 016 | 017 | 018 | 019 LDR | 001 | 002 | 003 | 004 | 005 | 006 | 007 | 008 | 009 International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 18. The MARC Cube 990|... 490|... ... 020|... 010|011|... ... Hypercube ? LDR|001|002|... International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 19. Defining local fields XX9 („right“ layer) + X9X („top“ layer) + 9XX („back“ layer) + Indicators 1 and 2 = „9“ + $9 less than 15 fields / format „As many as needed -- as few as possible.“ International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 20. Two minor decisions non-sorting characters: at the beginning of a field or subfield, or inside a subfield handled by Non-Sorting Control Characters http://www.loc.gov/marc/nonsorting.html ISBD: no embedded interpunction at the end of a subfield International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 21. Translation, and Edition System technicians – catalogers glossary MARC 21 Concise + local fields => Official German Translation of MARC 21 maintenance and documentation input MARC in XML + manually output PDF + XML + HTML open for future additions (RDA, ...) International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 22. MARCXML MARCXML as variant of / successor to [MARC in ISO 2709] MODS Questionnaire: Is the German and Austrian library community prepared for using MARC data in XML structure? International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 23. Coded Character Sets MAB: ISO 646 (IRV) + ISO 5426 IBM Codepage 850 ISO/IEC 10646 / Unicode MARC: MARC-8 ISO/IEC 10646 / Unicode mappings available International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 24. Summing up MAB: stabilized, frozen „aufgehoben“ (inf. „aufheben“) suspended picked up preserved International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 25. Implementing MARC ... painting the other side of the fence replace each MAB system / interface by its MARC equivalent How to use MARC for real data? agreements upon contents, in addition to cataloging rules, to keep the data fairly consistent ... International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 26. The role of MARC Exchange format Internal format / cataloging format different situations in the regional library networks: ExLibris / Aleph 500 OCLC|PICA variety of systems International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 27. Mark Twain: The Adventures of Tom Sawyer Chapter III © Claus Kormannshaus „It‘s all done, Aunt.“ International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007
  • 28. Thank you ☺ Reinhold Heuvelmann German National Library Information Technology / Office for Data Formats Adickesallee 1 D-60322 Frankfurt am Main Telephone: +49-69-1525-1709 Telefax: +49-69-1525-1799 mailto:r.heuvelmann@d-nb.de http://www.d-nb.de International Workshop „MARC 21 – Experiences, Challenges and Visions“ Frankfurt, May 14th and 15th, 2007