Lokayukta

   A Presentation By
Vincy Davis, Journo (III)
      Roll No.128
Some clarifications…
   Lokpal – literally meaning ‘protector of people’.
    Ombudsman at the Union level
   Lokayukta – Ombudsman at the State level
   Upa-lokayukta – Deputy Lokayukta
   Lokayukta vs. Vigilance officer – Former looks
    into citizen grievances against public officials
    from outside ‘the system’ and the latter does the
    same from within ‘the system’
Existing grievance redressal
               machinery
   Judicial remedy
   Administrative tribunals like Income Tax
    Appellate Tribunal, Labour Tribunal
   Parliamentary procedure
   Department of Administrative Reforms and
    Public Grievances. Consumer Fora
   Extra bureaucratic channels like
    panchayats
Need for Lokayukta
    Interim Report of the Administrative Reforms, 1962 gave the
    following reasons:

   “A Democratic government is a “government of the people, by the
    people and for the people”, it has an obligation to satisfy the citizen
    about its functioning and to offer them adequate means for the
    ventilation and redress of their grievances.

   The redressal of citizen’s grievances is basic to the functioning of
    democratic governments, and will strengthen the hands of the
    government in administering the laws of the land without fear and
    favour, affection or ill will and enable it to go up in public faith and
    confidence without which progress would not be possible.

   The existing institutions of judicial review and Parliamentary control
    are inadequate in view of the ever expanding range of
    governmental functions most of which are discretionary.

   There prevails a public feeling against prevalence of corruption,
    widespread inefficiency and administration’s unresponsiveness to
    popular needs.”
Evolution

   Early ’60s, rampant corruption in the govt. sets the mood for
    establishing an Ombudsman to look into citizen grievances

   Administrative Reforms Commission, 1966 recommendations

   Office of Lokayukta was set up on the pattern of the Ombudsman in
    the Scandinavian countries

   Lokpal Act remains stalled but several states passed Lokayukta Acts
    over the years : Maharashtra (1972), Bihar (1974), Uttar Pradesh
    (1977), Madhya Pradesh (1981), Andhra Pradesh (1983), Himachal
    Pradesh (1983), Karnataka (1984), Assam (1986), Gujarat (1988),
    Delhi (1995), Punjab (1996), Kerala (1998), Chhattisgarh (2002),
    Uttaranchal (2002) and West Bengal (2003) and Haryana (2004)

   Lokayukta is not uniform across all states
Terms and conditions of office
   Term : 3-5 years

   Generally a retired Supreme Court or High Court judge is appointed
    in consultation with the state governor, ruling and opposition
    leaders of the state legislative assembly

   A Lokayukta does not hold a separate office for profit and is not
    connected with any political party. Also debarred from being a
    member of Parliament or State Legislature.

   Lokayukta’s office has been provided equivalence with the status of
    a Judge of the High Court.

   Governors are authorised to remove the Lokayuktas but only for
    misbehaviour or incapacity. Procedures for removal are not uniform.
Jurisdiction
   No uniformity in terms of covering authorities

   Permission required to investigate cases
    concerning officials above a certain rank

   Included under its ambit – matters of pension,
    gratuity, PF, any claims related to retirement,
    removal or termination of service
   Excluded from jurisdiction :
o   Matters concerning State security; actions taken
    in respect of appointments, pay and other
    matters of employment
o   Complaints which have or had any remedy
    before any Tribunal or Court of Law
o   Any action in which a public inquiry as ordered
    under Public Servants (Inquiries) Act, 1950
o   Complaint made beyond the period of limitation
    (generally 3-5 years) stipulated by the Acts
o   Any matter concerning any person if he has any
    bias in respect of such matter or person
Lokayukta(s) in action…
   Madhya Pradesh, Karnataka – Have separate investigating
    agencies headed by the DGP (states without these have
    to hire private investigators to carry investigations)

   Karnataka, Kerala, Gujarat – Search warrant can be
    issued in cases where the summoned person would not
    produce the article relevant to any inquiry

   Delhi – Chief Minister, Ministers and MLAs are under its
    ambit but civil servants/bureaucrats, judiciary, police and
    the Delhi Development Authority are excluded

   Kerala – Lokayukta has local panchayats under its ambit
    of investigation
Organisation
                                Hon’ble Lokayukta



                 Personal Secretary                       PRO



Administrative Wing                   Police Wing                   Technical Wing



     Registrar                Addl. Director General                Chief Engineer



                 Deputy Registrar                   Inspector General          Superintending Engg.



                                  Asst. Registrar
Lokayukta – A mere PR tool?
   Garner says that he is “an Officer of Parliament, having as his
    primary function the duty of acting as an agent for
    Parliament, for the purpose of safeguarding citizens against
    (Garner,1981:92)

   Can conduct raids but cannot legally punish anyone!

   Recommendations are not binding on the state government.

   No strict time limit for conducting investigations and enforcing
    punishment.

   Has to seek permission to conduct investigation involving officers
    above a certain rank

   Lokpal Bill stalled several times since its introduction in 1968 in
    Parliament. Lack of political will?
The major advantage of a Lokayukta is
that he or she examines complaints from
outside the offending state institution,
thus avoiding the conflicts of interest
inherent in self-policing.

However, this system lies heavily on the
selection of an appropriate individual for the
office, and on the cooperation of at least some
effective official from within the apparatus of the
state.
Major success stories
   Former Karnataka Lokayukta,
    Justice Santosh Hegde has
    brought several officers and
    ministers including forcing the
    then CM, B S Yediyurrappa to
    resign over his involvement in
    illegal mining.
   Report on illegal mining
    indicted Karnataka ministers as
    well including Reddy brothers.
   A role model for other
    Lokayuktas, he has offered to
    re-draft the Bihar Lokayukta
    Act
   Delhi Lokayukta and chairman
    of All India Lokayukta
    committee, Justice
    Manmohan Sarin has been
    championing the cause of
    strengthening the office of
    Lokayukta

   Recently indicted CM Sheila
    Dikshit for "misrepresenting"
    facts while announcing that
    60,000 low-cost flats were
    ready under the 'Rajiv Rattan
    Awas' scheme, in the run-up to
    the 2008 Assembly polls.
Controversies
                   Gujarat : Gov.
                    Kamla
                    Beniwal
                    appoints
                    Lokayukta
                    using
                    discretionary
                    powers. Modi
                    and Co. react
                    vehemently
   Karnataka :
    Case of
    Conflict of
    Interest for
    present
    Lokayukta,
    Justice
    Shivaraj V.
    Patil
Latest developments…
   Calls for adopting the uniform "Model Lokayukta
    Bill" as formulated by the Implementation
    Committee constituted by the All India
    Lokayukta Conference, 2004

   The Jan Lokpal Bill drafted by India Against
    Corruption Campaign supporters says
    Lokayuktas should be appointed by the Centre
References
   Lokayukta (Ombudsman in India) : A Socio-Legal Study,
    Shukla K.S, Singh S.S 1988
   http://www.thehindu.com/news/national/article607947.ece
   http://lokayukta.delhigovt.nic.in/hope-common-man.asp
   http://www.nios.ac.in/srsec317newE/317EL36.pdf

   http://findarticles.com/p/articles/mi_7078/is_2_13/ai_n42059
   http://findarticles.com/p/news-articles/times-of-india-the/mi_

Lokayukta

  • 1.
    Lokayukta A Presentation By Vincy Davis, Journo (III) Roll No.128
  • 2.
    Some clarifications…  Lokpal – literally meaning ‘protector of people’. Ombudsman at the Union level  Lokayukta – Ombudsman at the State level  Upa-lokayukta – Deputy Lokayukta  Lokayukta vs. Vigilance officer – Former looks into citizen grievances against public officials from outside ‘the system’ and the latter does the same from within ‘the system’
  • 3.
    Existing grievance redressal machinery  Judicial remedy  Administrative tribunals like Income Tax Appellate Tribunal, Labour Tribunal  Parliamentary procedure  Department of Administrative Reforms and Public Grievances. Consumer Fora  Extra bureaucratic channels like panchayats
  • 4.
    Need for Lokayukta Interim Report of the Administrative Reforms, 1962 gave the following reasons:  “A Democratic government is a “government of the people, by the people and for the people”, it has an obligation to satisfy the citizen about its functioning and to offer them adequate means for the ventilation and redress of their grievances.  The redressal of citizen’s grievances is basic to the functioning of democratic governments, and will strengthen the hands of the government in administering the laws of the land without fear and favour, affection or ill will and enable it to go up in public faith and confidence without which progress would not be possible.  The existing institutions of judicial review and Parliamentary control are inadequate in view of the ever expanding range of governmental functions most of which are discretionary.  There prevails a public feeling against prevalence of corruption, widespread inefficiency and administration’s unresponsiveness to popular needs.”
  • 5.
    Evolution  Early ’60s, rampant corruption in the govt. sets the mood for establishing an Ombudsman to look into citizen grievances  Administrative Reforms Commission, 1966 recommendations  Office of Lokayukta was set up on the pattern of the Ombudsman in the Scandinavian countries  Lokpal Act remains stalled but several states passed Lokayukta Acts over the years : Maharashtra (1972), Bihar (1974), Uttar Pradesh (1977), Madhya Pradesh (1981), Andhra Pradesh (1983), Himachal Pradesh (1983), Karnataka (1984), Assam (1986), Gujarat (1988), Delhi (1995), Punjab (1996), Kerala (1998), Chhattisgarh (2002), Uttaranchal (2002) and West Bengal (2003) and Haryana (2004)  Lokayukta is not uniform across all states
  • 6.
    Terms and conditionsof office  Term : 3-5 years  Generally a retired Supreme Court or High Court judge is appointed in consultation with the state governor, ruling and opposition leaders of the state legislative assembly  A Lokayukta does not hold a separate office for profit and is not connected with any political party. Also debarred from being a member of Parliament or State Legislature.  Lokayukta’s office has been provided equivalence with the status of a Judge of the High Court.  Governors are authorised to remove the Lokayuktas but only for misbehaviour or incapacity. Procedures for removal are not uniform.
  • 7.
    Jurisdiction  No uniformity in terms of covering authorities  Permission required to investigate cases concerning officials above a certain rank  Included under its ambit – matters of pension, gratuity, PF, any claims related to retirement, removal or termination of service
  • 8.
    Excluded from jurisdiction : o Matters concerning State security; actions taken in respect of appointments, pay and other matters of employment o Complaints which have or had any remedy before any Tribunal or Court of Law o Any action in which a public inquiry as ordered under Public Servants (Inquiries) Act, 1950 o Complaint made beyond the period of limitation (generally 3-5 years) stipulated by the Acts o Any matter concerning any person if he has any bias in respect of such matter or person
  • 9.
    Lokayukta(s) in action…  Madhya Pradesh, Karnataka – Have separate investigating agencies headed by the DGP (states without these have to hire private investigators to carry investigations)  Karnataka, Kerala, Gujarat – Search warrant can be issued in cases where the summoned person would not produce the article relevant to any inquiry  Delhi – Chief Minister, Ministers and MLAs are under its ambit but civil servants/bureaucrats, judiciary, police and the Delhi Development Authority are excluded  Kerala – Lokayukta has local panchayats under its ambit of investigation
  • 11.
    Organisation Hon’ble Lokayukta Personal Secretary PRO Administrative Wing Police Wing Technical Wing Registrar Addl. Director General Chief Engineer Deputy Registrar Inspector General Superintending Engg. Asst. Registrar
  • 12.
    Lokayukta – Amere PR tool?  Garner says that he is “an Officer of Parliament, having as his primary function the duty of acting as an agent for Parliament, for the purpose of safeguarding citizens against (Garner,1981:92)  Can conduct raids but cannot legally punish anyone!  Recommendations are not binding on the state government.  No strict time limit for conducting investigations and enforcing punishment.  Has to seek permission to conduct investigation involving officers above a certain rank  Lokpal Bill stalled several times since its introduction in 1968 in Parliament. Lack of political will?
  • 13.
    The major advantageof a Lokayukta is that he or she examines complaints from outside the offending state institution, thus avoiding the conflicts of interest inherent in self-policing. However, this system lies heavily on the selection of an appropriate individual for the office, and on the cooperation of at least some effective official from within the apparatus of the state.
  • 14.
    Major success stories  Former Karnataka Lokayukta, Justice Santosh Hegde has brought several officers and ministers including forcing the then CM, B S Yediyurrappa to resign over his involvement in illegal mining.  Report on illegal mining indicted Karnataka ministers as well including Reddy brothers.  A role model for other Lokayuktas, he has offered to re-draft the Bihar Lokayukta Act
  • 15.
    Delhi Lokayukta and chairman of All India Lokayukta committee, Justice Manmohan Sarin has been championing the cause of strengthening the office of Lokayukta  Recently indicted CM Sheila Dikshit for "misrepresenting" facts while announcing that 60,000 low-cost flats were ready under the 'Rajiv Rattan Awas' scheme, in the run-up to the 2008 Assembly polls.
  • 16.
    Controversies  Gujarat : Gov. Kamla Beniwal appoints Lokayukta using discretionary powers. Modi and Co. react vehemently
  • 17.
    Karnataka : Case of Conflict of Interest for present Lokayukta, Justice Shivaraj V. Patil
  • 18.
    Latest developments…  Calls for adopting the uniform "Model Lokayukta Bill" as formulated by the Implementation Committee constituted by the All India Lokayukta Conference, 2004  The Jan Lokpal Bill drafted by India Against Corruption Campaign supporters says Lokayuktas should be appointed by the Centre
  • 19.
    References  Lokayukta (Ombudsman in India) : A Socio-Legal Study, Shukla K.S, Singh S.S 1988  http://www.thehindu.com/news/national/article607947.ece  http://lokayukta.delhigovt.nic.in/hope-common-man.asp  http://www.nios.ac.in/srsec317newE/317EL36.pdf  http://findarticles.com/p/articles/mi_7078/is_2_13/ai_n42059  http://findarticles.com/p/news-articles/times-of-india-the/mi_