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Lateral Earth Pressures 
Structures 
Retaining Prof. Dr. Mustafa Aytekin
SIVA Copyright©2001 
Lateral Support 
In geotechnical engineering, it is often necessary to 
prevent lateral soil movements. 
Tie rod 
Anchor 
Sheet pile 
Cantilever 
Braced excavation Anchored sheet pile 
2 retaining wall
SIVA Copyright©2001 
Lateral Support 
We have to estimate the lateral soil pressures acting on 
these structures, to be able to design them. 
S il Soil ili 
nailing 
Gravity Retaining 
Reinforced earth wall 
3 wall
SIVA Copyright©2001 
Soil Nailing 
4
SIVA Copyright©2001 
Sheet Pile 
Sheet piles marked for driving 
5
SIVA Copyright©2001 
Sheet Pile 
Sheet pile wall 
6
SIVA Copyright©2001 
Sheet Pile 
During installation Sheet pile wall 
7
SIVA Copyright©2001 
Lateral Support 
Reinforced earth walls are increasingly becoming popular. 
geosynthetics 
8
SIVA Copyright©2001 
Lateral Support 
filled with 
Crib walls have been used in Queensland. soil 
Good drainage & allow plant growth. 
Interlocking 
stretchers 
and Looks good. 
headers 
9
SIVA Copyright©2001 
Earth Pressure at Rest 
GL 
In a homogeneous natural soil deposit, 
v’ 
h’ X 
the ratio h’/v’ is a constant known as coefficient 
of earth pressure at rest (K0). 
Importantly, at K0 state, there are no lateral strains. 
10
SIVA Copyright©2001 
Estimating K0 
For normally consolidated clays and granular soils, 
K0 = 1 – sin ’ 
For overconsolidated clays, 
K0,overconsolidated = K0,normally consolidated OCR0.5 
From elastic analysis, 
 K Poisson’s 
 
Poisson s 
0 1  
ratio 
11
SIVA Copyright©2001 
Active/Passive Earth Pressures 
- in granular soils 
Wall moves 
away from soil 
Wall moves A 
towards soil 
wall 
B 
smooth Let’s look at the soil elements A and B during the 
wall movement. 12
SIVA Copyright©2001 
Active Earth Pressure 
- in granular soils 
v’= z 
Initially there is no lateral movement 
v’ 
A 
h’ 
z 
Initially, movement. 
h’ = K0 v’ = K0 z 
As the wall moves away from the soil, 
v’ remains the same; and 
h’ decreases till failure occurs. 
Active state 
13
SIVA Copyright©2001 
Active Earth Pressure 
- in granular soils 
 
As the wall moves away from the soil, 
Initially (K0 state) 
Failure (Active state) 
v’  
decreasing h’ 
active earth 
pressure 
14 
p
SIVA Copyright©2001 
Active Earth Pressure 
- in granular soils 
 
 
WJM Rankine 
(1820-1872) 
[h’]active v’  
[ ' ]  K  
' h active A v 1  sin  
2 
Rankine’s coefficient of 
pressure 
 A K active earth 15 tan (45 / 2) 
1 sin 
 
 
  

SIVA Copyright©2001 
Active Earth Pressure 
- in granular soils 
 
v’ 
’ 
Failure plane is at 
45 + /2 to horizontal 
h’ A 45 + /2 
 90+ 
[h’]active v’ 
 
16
SIVA Copyright©2001 
Active Earth Pressure 
- in granular soils 
As the wall moves away from the soil, 
h’ decreases till failure occurs. 
h’ K state 
v’ 
A 
h’ 
z 
h 
Active 
state 
K0 h wall movement 
17
SIVA Copyright©2001 
Active Earth Pressure 
- in cohesive soils 
Follow the same steps as 
for granular soils. Only 
difference is that c  0. 
[ ' ] K ' 2 K 
h active A v A    2c Everything else the same 
for soils 
18 
as granular soils.
SIVA Copyright©2001 
Example 
19
SIVA Copyright©2001 
20
SIVA Copyright©2001 
21
SIVA Copyright©2001 
22
SIVA Copyright©2001 
23
SIVA Copyright©2001 
What is the excavation depth 
without a support 
24
SIVA Copyright©2001 
h active A v A [ ' ]  K  '2c K 
25
SIVA Copyright©2001 
Solved in the classroom 
26
SIVA Copyright©2001 
27
SIVA Copyright©2001 
28
SIVA Copyright©2001 
29
SIVA Copyright©2001 
30
SIVA Copyright©2001 
Passive Earth Pressure 
- in granular soils 
Initially, soil is in K0 state. 
As the wall moves towards the soil, 
 ’ remains the same and 
v’ 
B 
h’ 
v same, h’ increases till failure occurs. 
h Passive state 
31
SIVA Copyright©2001 
Passive Earth Pressure 
- in granular soils 
 
As the wall moves towards the soil, 
Initially (K0 state) 
Failure (Active state) 
passive earth 
pressure 
v’  
increasing  ’ 
32 
h
SIVA Copyright©2001 
Passive Earth Pressure 
- in granular soils 
 
 
v’ [h’]passive  
[ ' ]  K  
' h passive P v 1  
sin  
2 
Rankine’s coefficient of 
passive  P K earth pressure 
33 tan (45 / 2) 
1 sin 
 
 
  

SIVA Copyright©2001 
Passive Earth Pressure 
- in granular soils 
 
v’ 
’ 
Failure plane is at 
45 - /2 to horizontal 
45 - /2 h’ A 
 90+ 
v’ [h’]passive 
 
34
SIVA Copyright©2001 
Passive Earth Pressure 
- in granular soils 
As the wall moves towards the soil, 
h’ increases till failure occurs. 
h’ v’ 
B 
h’ 
h Passive state 
h K0 state 
wall movement 
35
SIVA Copyright©2001 
Passive Earth Pressure 
- in cohesive soils 
Follow the same steps as 
for granular soils. Only 
difference is that c  0. 
[ ' ] K '2 K 
h passive P v P    2c Everything else the same 
for soils 
36 
as granular soils.
SIVA Copyright©2001 Earth Pressure Distribution 
- in granular soils 
[h’’]active 
PA and PP are the 
resultant active and 
passive thrusts on 
the wall 
[h’]passive H 
P 0 5 K H2 
h 
PA=0.5 KAPP=0.5 KPh2 
K 37 KPh AH
h’ 
Passive state 
Active state 
K0 state 
Wall movement 
(not to scale)
SIVA Copyright©2001 
Rankine’s Earth Pressure Theory 
h active A v A [ ' ]  K  '2c K 
h passive P v P [ ' ]  K  '2c K 
 Assumes smooth wall 
 Applicable only on vertical walls 
39
SIVA Copyright©2001 
Retaining Walls - Applications 
Road 
Train 
40
SIVA Copyright©2001 
Retaining Walls - Applications 
highway 
41
SIVA Copyright©2001 
Retaining Walls - Applications 
High-rise building 
basement wall 
42
SIVA Copyright©2001 
Gravity Retaining Walls 
cement mortar 
l i t 
cobbles 
plain concrete or 
stone masonry 
They rely on their self weight to 
support the backfill 
43
SIVA Copyright©2001 
Cantilever Retaining Walls 
Reinforced; 
smaller section 
than gravity 
walls 
They act like vertical cantilever, 
fixed to the ground 44
SIVA Copyright©2001 
Design of Retaining Wall 
- in granular soils 
2 2 
1 
3 3 
Block no. 
1 
toe 
toe 
Wi = weight of block i Analyse the stability of this rigid body with 
45 
y y g y 
xi = horizontal distance of centroid of block i from toe 
vertical walls (Rankine theory valid)
Safety against sliding along the base 
P  
{W 
W}. tan soil-concrete friction 
P i 
sliding P 
A 
F  
soil angle  0.5 – 0.7  
to be greater 
2 2 
g 
than 1.5 
1 
PA 
3 3 
PA 
H 
PP 1 
PP 
S 
toe S 
R 
h 
toe 
y R 
y 
PP= 0.5 KPh2 PA= 0.5 KAH2
Safety against overturning about toe 
P P h / 3  
{ W i i 
} 
overturning P 
H/3 
A 
x 
F  
to be greater 
2 2 
g 
than 2.0 
1 
PA 
3 3 
PA 
H 
PP 1 
PP 
S 
toe S 
R 
h 
toe 
y R 
y
SIVA Copyright©2001 
Points to Think About 
How does the key help in improving the stability 
against sliding? 
Shouldn’t we design retaining walls to resist at-rest 
(than active) earth pressures since the thrust on the 
wall is greater in K0 state (K0 > KA)? 
48
SIVA Copyright©2001 
THE END 
49
SIVA Copyright©2001 
50

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Lect 14 lateral_earthpressures

  • 1. Lateral Earth Pressures Structures Retaining Prof. Dr. Mustafa Aytekin
  • 2. SIVA Copyright©2001 Lateral Support In geotechnical engineering, it is often necessary to prevent lateral soil movements. Tie rod Anchor Sheet pile Cantilever Braced excavation Anchored sheet pile 2 retaining wall
  • 3. SIVA Copyright©2001 Lateral Support We have to estimate the lateral soil pressures acting on these structures, to be able to design them. S il Soil ili nailing Gravity Retaining Reinforced earth wall 3 wall
  • 5. SIVA Copyright©2001 Sheet Pile Sheet piles marked for driving 5
  • 6. SIVA Copyright©2001 Sheet Pile Sheet pile wall 6
  • 7. SIVA Copyright©2001 Sheet Pile During installation Sheet pile wall 7
  • 8. SIVA Copyright©2001 Lateral Support Reinforced earth walls are increasingly becoming popular. geosynthetics 8
  • 9. SIVA Copyright©2001 Lateral Support filled with Crib walls have been used in Queensland. soil Good drainage & allow plant growth. Interlocking stretchers and Looks good. headers 9
  • 10. SIVA Copyright©2001 Earth Pressure at Rest GL In a homogeneous natural soil deposit, v’ h’ X the ratio h’/v’ is a constant known as coefficient of earth pressure at rest (K0). Importantly, at K0 state, there are no lateral strains. 10
  • 11. SIVA Copyright©2001 Estimating K0 For normally consolidated clays and granular soils, K0 = 1 – sin ’ For overconsolidated clays, K0,overconsolidated = K0,normally consolidated OCR0.5 From elastic analysis,  K Poisson’s  Poisson s 0 1  ratio 11
  • 12. SIVA Copyright©2001 Active/Passive Earth Pressures - in granular soils Wall moves away from soil Wall moves A towards soil wall B smooth Let’s look at the soil elements A and B during the wall movement. 12
  • 13. SIVA Copyright©2001 Active Earth Pressure - in granular soils v’= z Initially there is no lateral movement v’ A h’ z Initially, movement. h’ = K0 v’ = K0 z As the wall moves away from the soil, v’ remains the same; and h’ decreases till failure occurs. Active state 13
  • 14. SIVA Copyright©2001 Active Earth Pressure - in granular soils  As the wall moves away from the soil, Initially (K0 state) Failure (Active state) v’  decreasing h’ active earth pressure 14 p
  • 15. SIVA Copyright©2001 Active Earth Pressure - in granular soils   WJM Rankine (1820-1872) [h’]active v’  [ ' ]  K  ' h active A v 1  sin  2 Rankine’s coefficient of pressure  A K active earth 15 tan (45 / 2) 1 sin     
  • 16. SIVA Copyright©2001 Active Earth Pressure - in granular soils  v’ ’ Failure plane is at 45 + /2 to horizontal h’ A 45 + /2  90+ [h’]active v’  16
  • 17. SIVA Copyright©2001 Active Earth Pressure - in granular soils As the wall moves away from the soil, h’ decreases till failure occurs. h’ K state v’ A h’ z h Active state K0 h wall movement 17
  • 18. SIVA Copyright©2001 Active Earth Pressure - in cohesive soils Follow the same steps as for granular soils. Only difference is that c  0. [ ' ] K ' 2 K h active A v A    2c Everything else the same for soils 18 as granular soils.
  • 24. SIVA Copyright©2001 What is the excavation depth without a support 24
  • 25. SIVA Copyright©2001 h active A v A [ ' ]  K  '2c K 25
  • 26. SIVA Copyright©2001 Solved in the classroom 26
  • 31. SIVA Copyright©2001 Passive Earth Pressure - in granular soils Initially, soil is in K0 state. As the wall moves towards the soil,  ’ remains the same and v’ B h’ v same, h’ increases till failure occurs. h Passive state 31
  • 32. SIVA Copyright©2001 Passive Earth Pressure - in granular soils  As the wall moves towards the soil, Initially (K0 state) Failure (Active state) passive earth pressure v’  increasing  ’ 32 h
  • 33. SIVA Copyright©2001 Passive Earth Pressure - in granular soils   v’ [h’]passive  [ ' ]  K  ' h passive P v 1  sin  2 Rankine’s coefficient of passive  P K earth pressure 33 tan (45 / 2) 1 sin     
  • 34. SIVA Copyright©2001 Passive Earth Pressure - in granular soils  v’ ’ Failure plane is at 45 - /2 to horizontal 45 - /2 h’ A  90+ v’ [h’]passive  34
  • 35. SIVA Copyright©2001 Passive Earth Pressure - in granular soils As the wall moves towards the soil, h’ increases till failure occurs. h’ v’ B h’ h Passive state h K0 state wall movement 35
  • 36. SIVA Copyright©2001 Passive Earth Pressure - in cohesive soils Follow the same steps as for granular soils. Only difference is that c  0. [ ' ] K '2 K h passive P v P    2c Everything else the same for soils 36 as granular soils.
  • 37. SIVA Copyright©2001 Earth Pressure Distribution - in granular soils [h’’]active PA and PP are the resultant active and passive thrusts on the wall [h’]passive H P 0 5 K H2 h PA=0.5 KAPP=0.5 KPh2 K 37 KPh AH
  • 38. h’ Passive state Active state K0 state Wall movement (not to scale)
  • 39. SIVA Copyright©2001 Rankine’s Earth Pressure Theory h active A v A [ ' ]  K  '2c K h passive P v P [ ' ]  K  '2c K  Assumes smooth wall  Applicable only on vertical walls 39
  • 40. SIVA Copyright©2001 Retaining Walls - Applications Road Train 40
  • 41. SIVA Copyright©2001 Retaining Walls - Applications highway 41
  • 42. SIVA Copyright©2001 Retaining Walls - Applications High-rise building basement wall 42
  • 43. SIVA Copyright©2001 Gravity Retaining Walls cement mortar l i t cobbles plain concrete or stone masonry They rely on their self weight to support the backfill 43
  • 44. SIVA Copyright©2001 Cantilever Retaining Walls Reinforced; smaller section than gravity walls They act like vertical cantilever, fixed to the ground 44
  • 45. SIVA Copyright©2001 Design of Retaining Wall - in granular soils 2 2 1 3 3 Block no. 1 toe toe Wi = weight of block i Analyse the stability of this rigid body with 45 y y g y xi = horizontal distance of centroid of block i from toe vertical walls (Rankine theory valid)
  • 46. Safety against sliding along the base P  {W W}. tan soil-concrete friction P i sliding P A F  soil angle  0.5 – 0.7  to be greater 2 2 g than 1.5 1 PA 3 3 PA H PP 1 PP S toe S R h toe y R y PP= 0.5 KPh2 PA= 0.5 KAH2
  • 47. Safety against overturning about toe P P h / 3  { W i i } overturning P H/3 A x F  to be greater 2 2 g than 2.0 1 PA 3 3 PA H PP 1 PP S toe S R h toe y R y
  • 48. SIVA Copyright©2001 Points to Think About How does the key help in improving the stability against sliding? Shouldn’t we design retaining walls to resist at-rest (than active) earth pressures since the thrust on the wall is greater in K0 state (K0 > KA)? 48