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International Journal of Trend in Scientific Research and Development (IJTSRD)
Volume 6 Issue 5, July-August 2022 Available Online: www.ijtsrd.com e-ISSN: 2456 – 6470
@ IJTSRD | Unique Paper ID – IJTSRD50507 | Volume – 6 | Issue – 5 | July-August 2022 Page 510
KPCA and Eigen-Face-Based Dimension
Reduction Face Recognition Method
Jasdeep Singh1
, Kirti Bhatia2
, Shalini Bhadola2
1
Student, 2
Assistant Professor,
1,2
Sat Kabir Institute of Technology and Management, Haryana, India
ABSTRACT
The practice of identifying people depending on their facial traits is
known as face recognition. With rising security demands and
technological advancements, obtaining information has gotten much
easier. This work creates a face identification application that
compares the results of several methods. The main goal is to
recognize the face and retrieve information from a database. There
are two main steps to it. The first stage is to discover the
distinguishing elements in an image and save them. The second step
is to compare it to existing photographs and provide the data
associated with that image. Face detection algorithms include the
Principal Component Analysis (PCA) mechanism and Eigen Face. To
lower the complexity of image identification, we employed Kernel-
PCA to identify the number of components in an image and further
lowered the dimension data set. Experimental results prove that if we
reduced the number of dimensions of an image, then a smaller
number of Eigen faces will be produced and it will take less time to
identify an image.
KEYWORDS: Principal Component Analysis, Kernel-PCA,
Dimension Reduction
How to cite this paper: Jasdeep Singh |
Kirti Bhatia | Shalini Bhadola "KPCA
and Eigen-Face-Based Dimension
Reduction Face Recognition Method"
Published in
International Journal
of Trend in
Scientific Research
and Development
(ijtsrd), ISSN: 2456-
6470, Volume-6 |
Issue-5, August
2022, pp.510-515, URL:
www.ijtsrd.com/papers/ijtsrd50507.pdf
Copyright © 2022 by author(s) and
International Journal of Trend in
Scientific Research and Development
Journal. This is an
Open Access article
distributed under the
terms of the Creative Commons
Attribution License (CC BY 4.0)
(http://creativecommons.org/licenses/by/4.0)
INTRODUCTION
Face recognition is the most popular and widely
utilized biometric technique among the many
biometric procedures. In comparison to other
techniques, it is less expensive, more natural, and
more effective. Face recognition techniques can be
classified into several groups. Some approaches
detect the entire face, while others detect only certain
parts of the face [1-3]. Data acquisition has been an
issue for biometric systems such as fingerprint, voice,
iris, fuzzy extractor, Keystroke dynamics, and Hand
geometry [4]. In the case of fingerprint biometrics,
the individual involved should keep her finger in the
proper position and orientation, while in the case of
speaker recognition, the microphone should be in the
proper position and distance from the speaker.
However, because the facial recognition method is
non-intrusive, the face can be matched invisibly, even
if the user is unaware that he or she is being
identified.
RELATED WORK
Authors in [5] employed the Fourier Transform face
recognition approach to correctly identify a person as
well as for emotions/various facial expressions. This
process enlarges an image first, then calculates its
singular value decomposition (SVD) to generate a
matrix with singular values, followed by its singular
value decomposition, which extends and produces a
single numerical value, rather than a matrix, which
has been used to evaluate images. Independent
Component Analysis (ICA) is primarily used to
recognise faces in video sequences [6]. Face
recognition from videos is more difficult because of
the enormous amount of data contained in the video.
Using ICA and PCA. Authors in [7] investigated
facial identity and expression.
FACE RECOGNITION PROCESSING FLOW
It involves the following steps:
(a) Capture: pick up the behavioral samples, (b)
Extraction: Exclusive data is extracted from the
samples and the template is produced, (c)
Comparison: The template is compared with a new
sample, and (d) Result: The system decides whether
the new samples are matching or not. Fig 1 depicts a
general face recognition process flow.
IJTSRD50507
International Journal of Trend in Scientific Research and Development @ www.ijtsrd.com eISSN: 2456-6470
@ IJTSRD | Unique Paper ID – IJTSRD50507 | Volume – 6 | Issue – 5 | July-August 2022 Page 511
Fig 1: Face Recognition Process Flow
The face detection step fragments the face areas from the background and if the face has to be detected from a
video, it has to be continuously tracked by the system. It provides rough approximations of the location and
measurement of each detected face. The goal of the face alignment phase is to improve localization accuracy and
normalise faces. Facial parts are analyzed and marked based on their location. Geometrical transformation
techniques are used to locate parts of the face. The feature extraction is executed to attain useful information that
can be distinguished between faces of dissimilar peoples and stay steady with regard to the geometric and
photometric deviations. The extracted element vector of the input face is matched against those of enrolled faces
in the database for face matching; it yields the uniqueness of the face when a match is established or point to an
unknown face otherwise.
PRINCIPAL COMPONENT ANALYSIS (PCA)
It is a tool for reducing the number of dimensions in data. It helps us to lower the data's dimension without
losing too much info. PCA decreases the dimension by identifying the most significant orthogonal linear
combinations (principal components) of the source variables. The first principal component covers the majority
of the data variance. The second principal component is orthogonal to the first principal component and captures
the remainder of the first principal component's variation, and so on. The number of principal components is
equal to the number of initial variables. These principal components are uncorrelated, and they're arranged in
such a way that the first few explain the majority of the variance in the original data. The PCA is a DD
(dimension- diminution) method that can be used to lessen a large set of variables into a small set that also
covers most of the information in the large set. PCA is an orthogonal transformation that tries to draw straight
lines through data. Every line represents a component analysis which is a relationship between dependent and
independent variables. The first PCA follows the longest dimension of the data with the least error rate. The
second PCA crosses the first PCA perpendicular and adjusts the errors created by the first PCA.
KERNEL PCA
A linear technique is PCA. That is, it can only be used on datasets that can be separated linearly. For datasets
that are linearly separable, it performs admirably. However, if we apply it to non-linear datasets, we may end up
with a dimensionality reduction that isn't optimal. Kernel PCA projects a dataset into a higher-dimensional
feature space, where it can be linearly separated, using a kernel function. Support Vector Machines are a similar
concept. To appreciate the value of kernel PCA, consider the fact that N points in d <N dimensions cannot be
linearly separated in general. Kernel PCA is a PCA extension that allows nonlinear data to be separated using
kernels. The basic idea is to project data that is linearly inseparable into a higher-dimensional space where it may
be split linearly. Fig 2 depicts the KPCA process flow.
International Journal of Trend in Scientific Research and Development @ www.ijtsrd.com eISSN: 2456-6470
@ IJTSRD | Unique Paper ID – IJTSRD50507 | Volume – 6 | Issue – 5 | July-August 2022 Page 512
Fig 2: KPCA Process Flow
FACE RECOGNITION USING PCA
Face recognition is handled by Eigen face in PCA, which aids in the creation of initial training sets. Images from
the set are compared to a fresh face. Face space has been defined and eigen faces with the highest eigenvalues
have been preserved in the training set. Eigen face values have been changed as a result of the addition of new
faces. Eigenfaces calculate a set of weights based on the input photos. Check an image against face space, and if
it's a face, classify the weight samples as known or unknown faces. The PCA processing of a new face is shown
in Fig 3.
PROPOSED METHOD
Collect the data: Create a dataset of images.
Produce a dataset with a mean zero: Subtract the mean from every dimension of the data.
Calculate Covariance Matrix: For 2D (Dimensional) data, the matrix will be 2 X 2 and for n Dimensional
data, the matrix will be n X n.
Compute Eigen vectors and Eigen Values for the matrix: The Eigenvectors give statistics about the
pattern of the data.
Gather components and create a feature vector: The Eigenvector with the highest Eigen value is called
the Principal Component. There is no damage in leaving an Eigenvector with a low value; just a small
amount of information is lost. It also decreases the data's dimensionality. A matrix of Eigenvectors is
referred to as a feature vector.
Construct the Final Dataset: It can be constructed using below equation
Construct the Final Dataset: It can be constructed using equation 3
International Journal of Trend in Scientific Research and Development @ www.ijtsrd.com eISSN: 2456-6470
@ IJTSRD | Unique Paper ID – IJTSRD50507 | Volume – 6 | Issue – 5 | July-August 2022 Page 513
Fig 3: Principal Component Analysis Processing
RESULTS
To detect a face, we employed PCA and Eigen face approaches. There are a total of Eighteen data sets. An
image is chosen, and math is performed with the data set. The answer is found if there is a match. Fig 4 to Fig 7
depict the results of the KPCA method.
Fig 4: Image Match With little variation
International Journal of Trend in Scientific Research and Development @ www.ijtsrd.com eISSN: 2456-6470
@ IJTSRD | Unique Paper ID – IJTSRD50507 | Volume – 6 | Issue – 5 | July-August 2022 Page 514
Fig 5: Exact Image Found
Fig 6: Image Match With least Distance Value
Fig 7: Image Match with Pose Variation
International Journal of Trend in Scientific Research and Development @ www.ijtsrd.com eISSN: 2456-6470
@ IJTSRD | Unique Paper ID – IJTSRD50507 | Volume – 6 | Issue – 5 | July-August 2022 Page 515
PURE PCA APPROACH
There are two sets Train and Test. The Image in Train is tested against image in Test as shown in Fig 8.
Fig 8: Exact Image Found
CONCLUSION
Each picture would provide the same amount frr the
comparison, but not every pixel has useful data.
Background and hair pixels, for example, would
arbitrarily increase or decrease the distance. We'd
also need the faces to be properly aligned in all
photographs for direct comparison, and we'd expect
that the head rotation was consistent. To solve this
problem, the PCA technique generates a set of main
components known as Eigen faces. Eigen faces are
pictures that indicate the most significant differences
among all of the pictures in the database. By
computing the average for each pixel in the picture,
the recognizer first finds an average face. The
differences between each Eigen face and the average
face are represented by each Eigen’s face. The most
important variances between all photos and the
average picture will be represented by the first Eigen
face, while the least significant differences will be
represented by the last Eigen face. In this work, we
have compared the results of PCA and KPCA
methods. We have reduced the dimensions of the
available data with the help of the Kernel PCA
method.
REFERENCES
[1] Nakul Nalwa, Shalini Bhadola, Kirti Bhatia,
Rohini Sharma, Development of Vision Based
People Counting Framework using Webcam,
International Journal Of Multidisciplinary
Research In Science, Engineering and
Technology (IJMRSET), Volume 5, Issue 7,
July 2022, pp. 1665-1671.
[2] Mahesh Kumar Attri, Kirti Bhatia, Shalini
Bhadola, Rohini Sharma, DEVELOPMENT
OF A FOURIER TRANSFORMATION
BASED MODEL FOR IMAGE
SMOOTHING, International Research Journal
of Modernization in Engineering Technology
and Science, Volume:04/Issue:06/June-2022,
pp. 4204-4210.
[3] Sanju, Kirti Bhatia, Rohini Sharma, An
analytical survey on face recognition systems,
International Journal of Industrial Electronics
and Electrical Engineering, Volume-6, Issue-3,
Mar.-2018, pp. 61-68.
[4] O. Barnich, S. Jodogne, and M. Van
Droogenbroeck. "Robust analysis of silhouettes
by morphological size distributions" Advanced
Concepts for Intelligent Vision Systems
(ACIVS), pages 734–745, 2006.
[5] KMM et al., Design and Fabrication of Color
Scanner, Indian Journal of Technology, Vol 15,
Apr 1997.
[6] D. Bryliuk and V. Starovoitov, Access Control
by Face Recognition using Neural Networks
and Negative Examples, 2nd International
Conference on Artificial Intelligence, pp. 428-
436, Sept 2002.
[7] Wright, J. and Yi Ma and Mairal, J. and Sapiro,
G. and Huang, T.S. and Shuicheng Yan Sparse
representation for Computer Vision and Pattern
Recognition" 2010 Proceedings of the IEEE,
volume 98 pp 1031 -1044.

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KPCA and Eigen Face Based Dimension Reduction Face Recognition Method

  • 1. International Journal of Trend in Scientific Research and Development (IJTSRD) Volume 6 Issue 5, July-August 2022 Available Online: www.ijtsrd.com e-ISSN: 2456 – 6470 @ IJTSRD | Unique Paper ID – IJTSRD50507 | Volume – 6 | Issue – 5 | July-August 2022 Page 510 KPCA and Eigen-Face-Based Dimension Reduction Face Recognition Method Jasdeep Singh1 , Kirti Bhatia2 , Shalini Bhadola2 1 Student, 2 Assistant Professor, 1,2 Sat Kabir Institute of Technology and Management, Haryana, India ABSTRACT The practice of identifying people depending on their facial traits is known as face recognition. With rising security demands and technological advancements, obtaining information has gotten much easier. This work creates a face identification application that compares the results of several methods. The main goal is to recognize the face and retrieve information from a database. There are two main steps to it. The first stage is to discover the distinguishing elements in an image and save them. The second step is to compare it to existing photographs and provide the data associated with that image. Face detection algorithms include the Principal Component Analysis (PCA) mechanism and Eigen Face. To lower the complexity of image identification, we employed Kernel- PCA to identify the number of components in an image and further lowered the dimension data set. Experimental results prove that if we reduced the number of dimensions of an image, then a smaller number of Eigen faces will be produced and it will take less time to identify an image. KEYWORDS: Principal Component Analysis, Kernel-PCA, Dimension Reduction How to cite this paper: Jasdeep Singh | Kirti Bhatia | Shalini Bhadola "KPCA and Eigen-Face-Based Dimension Reduction Face Recognition Method" Published in International Journal of Trend in Scientific Research and Development (ijtsrd), ISSN: 2456- 6470, Volume-6 | Issue-5, August 2022, pp.510-515, URL: www.ijtsrd.com/papers/ijtsrd50507.pdf Copyright © 2022 by author(s) and International Journal of Trend in Scientific Research and Development Journal. This is an Open Access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0) (http://creativecommons.org/licenses/by/4.0) INTRODUCTION Face recognition is the most popular and widely utilized biometric technique among the many biometric procedures. In comparison to other techniques, it is less expensive, more natural, and more effective. Face recognition techniques can be classified into several groups. Some approaches detect the entire face, while others detect only certain parts of the face [1-3]. Data acquisition has been an issue for biometric systems such as fingerprint, voice, iris, fuzzy extractor, Keystroke dynamics, and Hand geometry [4]. In the case of fingerprint biometrics, the individual involved should keep her finger in the proper position and orientation, while in the case of speaker recognition, the microphone should be in the proper position and distance from the speaker. However, because the facial recognition method is non-intrusive, the face can be matched invisibly, even if the user is unaware that he or she is being identified. RELATED WORK Authors in [5] employed the Fourier Transform face recognition approach to correctly identify a person as well as for emotions/various facial expressions. This process enlarges an image first, then calculates its singular value decomposition (SVD) to generate a matrix with singular values, followed by its singular value decomposition, which extends and produces a single numerical value, rather than a matrix, which has been used to evaluate images. Independent Component Analysis (ICA) is primarily used to recognise faces in video sequences [6]. Face recognition from videos is more difficult because of the enormous amount of data contained in the video. Using ICA and PCA. Authors in [7] investigated facial identity and expression. FACE RECOGNITION PROCESSING FLOW It involves the following steps: (a) Capture: pick up the behavioral samples, (b) Extraction: Exclusive data is extracted from the samples and the template is produced, (c) Comparison: The template is compared with a new sample, and (d) Result: The system decides whether the new samples are matching or not. Fig 1 depicts a general face recognition process flow. IJTSRD50507
  • 2. International Journal of Trend in Scientific Research and Development @ www.ijtsrd.com eISSN: 2456-6470 @ IJTSRD | Unique Paper ID – IJTSRD50507 | Volume – 6 | Issue – 5 | July-August 2022 Page 511 Fig 1: Face Recognition Process Flow The face detection step fragments the face areas from the background and if the face has to be detected from a video, it has to be continuously tracked by the system. It provides rough approximations of the location and measurement of each detected face. The goal of the face alignment phase is to improve localization accuracy and normalise faces. Facial parts are analyzed and marked based on their location. Geometrical transformation techniques are used to locate parts of the face. The feature extraction is executed to attain useful information that can be distinguished between faces of dissimilar peoples and stay steady with regard to the geometric and photometric deviations. The extracted element vector of the input face is matched against those of enrolled faces in the database for face matching; it yields the uniqueness of the face when a match is established or point to an unknown face otherwise. PRINCIPAL COMPONENT ANALYSIS (PCA) It is a tool for reducing the number of dimensions in data. It helps us to lower the data's dimension without losing too much info. PCA decreases the dimension by identifying the most significant orthogonal linear combinations (principal components) of the source variables. The first principal component covers the majority of the data variance. The second principal component is orthogonal to the first principal component and captures the remainder of the first principal component's variation, and so on. The number of principal components is equal to the number of initial variables. These principal components are uncorrelated, and they're arranged in such a way that the first few explain the majority of the variance in the original data. The PCA is a DD (dimension- diminution) method that can be used to lessen a large set of variables into a small set that also covers most of the information in the large set. PCA is an orthogonal transformation that tries to draw straight lines through data. Every line represents a component analysis which is a relationship between dependent and independent variables. The first PCA follows the longest dimension of the data with the least error rate. The second PCA crosses the first PCA perpendicular and adjusts the errors created by the first PCA. KERNEL PCA A linear technique is PCA. That is, it can only be used on datasets that can be separated linearly. For datasets that are linearly separable, it performs admirably. However, if we apply it to non-linear datasets, we may end up with a dimensionality reduction that isn't optimal. Kernel PCA projects a dataset into a higher-dimensional feature space, where it can be linearly separated, using a kernel function. Support Vector Machines are a similar concept. To appreciate the value of kernel PCA, consider the fact that N points in d <N dimensions cannot be linearly separated in general. Kernel PCA is a PCA extension that allows nonlinear data to be separated using kernels. The basic idea is to project data that is linearly inseparable into a higher-dimensional space where it may be split linearly. Fig 2 depicts the KPCA process flow.
  • 3. International Journal of Trend in Scientific Research and Development @ www.ijtsrd.com eISSN: 2456-6470 @ IJTSRD | Unique Paper ID – IJTSRD50507 | Volume – 6 | Issue – 5 | July-August 2022 Page 512 Fig 2: KPCA Process Flow FACE RECOGNITION USING PCA Face recognition is handled by Eigen face in PCA, which aids in the creation of initial training sets. Images from the set are compared to a fresh face. Face space has been defined and eigen faces with the highest eigenvalues have been preserved in the training set. Eigen face values have been changed as a result of the addition of new faces. Eigenfaces calculate a set of weights based on the input photos. Check an image against face space, and if it's a face, classify the weight samples as known or unknown faces. The PCA processing of a new face is shown in Fig 3. PROPOSED METHOD Collect the data: Create a dataset of images. Produce a dataset with a mean zero: Subtract the mean from every dimension of the data. Calculate Covariance Matrix: For 2D (Dimensional) data, the matrix will be 2 X 2 and for n Dimensional data, the matrix will be n X n. Compute Eigen vectors and Eigen Values for the matrix: The Eigenvectors give statistics about the pattern of the data. Gather components and create a feature vector: The Eigenvector with the highest Eigen value is called the Principal Component. There is no damage in leaving an Eigenvector with a low value; just a small amount of information is lost. It also decreases the data's dimensionality. A matrix of Eigenvectors is referred to as a feature vector. Construct the Final Dataset: It can be constructed using below equation Construct the Final Dataset: It can be constructed using equation 3
  • 4. International Journal of Trend in Scientific Research and Development @ www.ijtsrd.com eISSN: 2456-6470 @ IJTSRD | Unique Paper ID – IJTSRD50507 | Volume – 6 | Issue – 5 | July-August 2022 Page 513 Fig 3: Principal Component Analysis Processing RESULTS To detect a face, we employed PCA and Eigen face approaches. There are a total of Eighteen data sets. An image is chosen, and math is performed with the data set. The answer is found if there is a match. Fig 4 to Fig 7 depict the results of the KPCA method. Fig 4: Image Match With little variation
  • 5. International Journal of Trend in Scientific Research and Development @ www.ijtsrd.com eISSN: 2456-6470 @ IJTSRD | Unique Paper ID – IJTSRD50507 | Volume – 6 | Issue – 5 | July-August 2022 Page 514 Fig 5: Exact Image Found Fig 6: Image Match With least Distance Value Fig 7: Image Match with Pose Variation
  • 6. International Journal of Trend in Scientific Research and Development @ www.ijtsrd.com eISSN: 2456-6470 @ IJTSRD | Unique Paper ID – IJTSRD50507 | Volume – 6 | Issue – 5 | July-August 2022 Page 515 PURE PCA APPROACH There are two sets Train and Test. The Image in Train is tested against image in Test as shown in Fig 8. Fig 8: Exact Image Found CONCLUSION Each picture would provide the same amount frr the comparison, but not every pixel has useful data. Background and hair pixels, for example, would arbitrarily increase or decrease the distance. We'd also need the faces to be properly aligned in all photographs for direct comparison, and we'd expect that the head rotation was consistent. To solve this problem, the PCA technique generates a set of main components known as Eigen faces. Eigen faces are pictures that indicate the most significant differences among all of the pictures in the database. By computing the average for each pixel in the picture, the recognizer first finds an average face. The differences between each Eigen face and the average face are represented by each Eigen’s face. The most important variances between all photos and the average picture will be represented by the first Eigen face, while the least significant differences will be represented by the last Eigen face. In this work, we have compared the results of PCA and KPCA methods. We have reduced the dimensions of the available data with the help of the Kernel PCA method. REFERENCES [1] Nakul Nalwa, Shalini Bhadola, Kirti Bhatia, Rohini Sharma, Development of Vision Based People Counting Framework using Webcam, International Journal Of Multidisciplinary Research In Science, Engineering and Technology (IJMRSET), Volume 5, Issue 7, July 2022, pp. 1665-1671. [2] Mahesh Kumar Attri, Kirti Bhatia, Shalini Bhadola, Rohini Sharma, DEVELOPMENT OF A FOURIER TRANSFORMATION BASED MODEL FOR IMAGE SMOOTHING, International Research Journal of Modernization in Engineering Technology and Science, Volume:04/Issue:06/June-2022, pp. 4204-4210. [3] Sanju, Kirti Bhatia, Rohini Sharma, An analytical survey on face recognition systems, International Journal of Industrial Electronics and Electrical Engineering, Volume-6, Issue-3, Mar.-2018, pp. 61-68. [4] O. Barnich, S. Jodogne, and M. Van Droogenbroeck. "Robust analysis of silhouettes by morphological size distributions" Advanced Concepts for Intelligent Vision Systems (ACIVS), pages 734–745, 2006. [5] KMM et al., Design and Fabrication of Color Scanner, Indian Journal of Technology, Vol 15, Apr 1997. [6] D. Bryliuk and V. Starovoitov, Access Control by Face Recognition using Neural Networks and Negative Examples, 2nd International Conference on Artificial Intelligence, pp. 428- 436, Sept 2002. [7] Wright, J. and Yi Ma and Mairal, J. and Sapiro, G. and Huang, T.S. and Shuicheng Yan Sparse representation for Computer Vision and Pattern Recognition" 2010 Proceedings of the IEEE, volume 98 pp 1031 -1044.