INTERNSHIP REPORT AT KARVY

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SECURITIES MARKET IN INDIA
Capital market is the backbone of any country’s economy. It facilitates
conversion of savings to investments. Capital market can be classified as
primary and secondary market. The fresh issue of securities takes place in
primary market and trading among investors takes place in secondary
market. Primarymarketisalso knownasnew issuemarket. Equityfirst enter
capital market though investment in primary market. In India, common
investorsparticipating in the equity primary marketis massive. The number
of companies offering equity though primary markets increased
continuously in the post-independenceperiod tillthe year 1995. After 1995,
there is a continuous slump experienced by the primary market offering
equity. The main reason for slump is lack of investors’ confidence in the
primary market. So it is importantto understand thecausesand measuresof
revivalof investors’ confidenceleading to capital mobilizing and investment
in right avenues creating, economic growth in the country.
“The Securities market is the market for equity, debt and derivatives.” The
securities market has essentially 3 categories that is the issuer of securities,
the investors in the securities and intermediaries. The issuers are the
borrowersor deficitsavers,who issuesecuritiesto raisefunds.Theinvestors,
who are surplus savers, deploy their savings by subscribing to these
securities. The intermediaries were the agents who match the needs of the
users and suppliers of funds for a commission.

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STOCK EXCHANGE IN INDIA
The market for long term securities like bonds. Equity stock and
preferred stocks are divided in two primary and secondary markets. The
primary market deals with the new issues of securities. Outstanding
securities are traded in the secondary market which is commonly known
as stock market or stock exchange. In the Secondary market the investors
can sell n buy securities. Stock markets predominantly deal in the equity
share. Debt instrumentslike bonds and debentures are also traded in the
stock market. Well regulated and active stock market promotes capital
formation.Growthof the primarymarketdependson thestock market. The
health of the company reflected by the growth of the stock market.
FUNCTIONS OF STOCK MARKET
 Provide quotations of share/ stock for facilitating trading a
ndmarketability.
 Extend liquidity to such stock as they are easily marketable and
traded.
 Promotessavings and investmentin the economy by attracting
fundsfor investmentincorporateshares securities.
 Ensuressafeand fair dealing.
 Maintain active trading.

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ABOUT KARVY
The KARVY group was formed in 1983 at Hyderabad, India. Karvy ranks
among the top player in almost all the field it operates. Karvy Computers
shares Ltd is India’s largest Register and Transfer Agent with a client base
of nearly 500 blue chips corporate managing over 2 core accounts. Karvy
stock brokers Ltd, member of National stock Exchange of India. With over
6,00,000 activeaccounts, it ranksamongthe top 5 Depository Participated
in India, registered with NSDL and CDSL karvy COM trade, Member of
NCDEX and MCX ranks among the top0 3 commodity brokers in the
country. Karvy InsuranceBrokersis registered as a Broker with IRDA and
ranks among the top 5 insurance agent in the country. Registered with
AMFI as a corporate Agent Karvy is also among the top Mutual fund
mobilize with over Rs. 5,000 cores under management. Karvy Realty
Services, which started in 2006, hasquick established itself as broker who
adds value, in the realty sector. Karvy global offers niche off shoring
services to client in the US.
Karvyhas 575officesover 375locationsacross Indiaoverseasat Dubaiand
New York. Over 9,000 high qualified people staff Karvy.
Karvy – Early Days:-
Karvy the name comes from the names of the directors:
K – Mr. Krishna Prasad
A- Mr. Arun
R- Mr. Radha Krishna
V- Mr. Venkat Krishna
Y- Mr. Yogendar

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VISION OF KARVY
To achieve and sustain market leadership, Karvy shall aim for complete
customer satisfaction, by combiningits humanand technological resources
to provideworld class quality services. In the process Karvy shall strive to
meet and exceed customer’s satisfaction and set industry standards.
Their valuesand vision of attaining total competence in their servicinghas
served as the buildingblock for creating a great financialenterprise, which
stands solid on their fortresses of financial strength – their various
companies.
MISSION OF KARVY
“Our mission is to be a leading and preferred services provider to our
customers,and weaim to achievethis leadershipby buildingan innovative,
enterprising, and technology driven organization which will highest
standards of services and business ethics.”

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MILESTONES OF KARVY

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KARVY EQUITY BROKING
KarvyStock BrokingLtd offer onlinetradingonkey exchanges — NSE (National
Stock Exchange) and BSE (Bombay Stock Exchange). Key important points
tradingwith Karvy arethey maketrading safe to the maximum possibleextent
by accounting for several risk factors and planning accordingly. They have
created a veryrobusttradingplatformthat facilitates customersto tradeonline
not only in equities, but also buy fixed deposits, mutual funds, commodities,
currencies and also participate in a public issue. Karvy's online platform
enables customers to view their portfolio online and also access various
research reports and views on stocks. It also provides them with a facility to
communicate with Karvy’s research/advisory teams online. So in summary
strong trading platform and strong research reports are key benefit of Karvy's
Stock Broking Ltd.
KARVY DEPOSITORY PARTICIPANT
Karvy is providing Demat facility, KSBL [Karvy Stocking Broking Ltd] is
member of NSDL and CSDL for Demat service. Karvy started membership with
NSDL and CSDL in 1998 and emerged as one of the top-3 depository
participants in India, in terms of customers serviced.
KARVY WEALTH MANAGEMENT
Karvy is offering comprehensive wealth management solutions for its
customers through Karvy Private Wealth (KPW) or karvywealth.com.
Karvy wealth managers provide direction to a client’s financial decisions,
enabling him achieve his financial and life goals. As a wealth manager, we
collate the relevant financial information and life goals of the client, assess his
risk tolerance level, examinehis currentfinancialstatus, and identify astrategy
to fulfill his goals.

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KARVY COMMODITIES BROKING
Karvy Comtrade Limited (KCTL) or karvycommodities.com is India’s leading
commodities tradinghouse. Karvy started providingcommodity tradingin the
early phase when Indian market was adoptingcommodities trading, so strong
business presence as well as award winning research service. KCTL have
presencein wholesale markets wherethe commoditiesare auctioned purely to
get a complete sense on the demand supply for most of the agricultural
products. Karvy Comtrade Limited is having membership with below given
commodity exchanges:
 Multi Commodity Exchange of India (MCX)
 National Commodity and Derivatives Exchange (NCDEX)
 National Multi-Commodity Exchange of India (NMCE)
 National Spot Exchange (NSEL)
 NCDEX Spot Exchange (NSPOT)
 Ace Commodity Exchange (ACE)
 Indian Commodity Exchange (ICEX)
KARVY CURRENCY DERIVATIVES TRADING
Currency derivative are part of Karvy Stock Broking Limited, where Karvy
specialized research team provide customized hedging strategies for
importers, exporters and companies with foreign exchange exposure. Karvy
Currency Derivatives Segment is active member of:
 National Stock Exchange (NSE)
 Metropolitan Stock Exchange of India (MSEI)
 Bombay Stock Exchange (BSE)
Karvy Non-banking Financial Services
Karvy Financeis incorporated in 2009, Karvy Financeispartof Karvy groups,
providingNon-bankingFinancialServices (NBFC)like personalloans,

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businessloans, loans against security and so on. Primary focusof Karvy
Finance is on micro & small enterprisesecured business loans with loan
against property, loan against gold and loan for small commercial vehicles.
Karvy Insurance Broking Private Limited
At Karvy Insurance Broking Pvt. Ltd., they provide both life and non-life
insuranceproductsto retail individuals, high net –worthclients and corporate.
With the openingup of the insurancesector and with alarge number of private
playersin the business, they are in a positionto providetailor madepolicies for
differentsegmentsof customers. Their journey to emergeas a personalfinance
advisor, they will be better positioned to leverage their relationships with the
productprovidersandplacethe requirementsof their customersappropriately
with the product providers. With Indian markets seeing a sea change, bout in
terms of investment pattern and attitude of investors, insurance is no more
seen as only a tax saving productbut also as an investment productBy setting
up a separate entity, they would be positioned to provide the best of the
products available in this business to their customers.
Karvy Distribution of Financial Products- Mutual Funds
Investment
Karvy Stock BrokingLtd, provideinvestmentoptionsin MutualFunds,
National Pension System (NPS), CorporateFixed Deposits, Capital Gain Bonds
and many more. Advance research and customized solution for investmentis
also provided by Karvy.
Karvy Registry services for Corporate and Mutual funds
Karvy Computershareisjoint venturebetween Karvy and Australia-based
Computershare. The Company corebusinessincludeIssue registrar,
CorporateShareholder Services and MutualFund Services.

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Karvy Research report
Karvy as stock broker is having strong hold in market. Daily market summary
in morningand evening, weekly, monthly and longterm investmentresearch
reportsare available for register users. Research reports are also available for
commodity trading, MutualFunds.
Karvy Margin Funding
Karvy as stock broker providemargin fundingto his investors. Margin against
shares option is lso available to get margin on your longterm holdings.
Karvy NRI Trading Services
Investin Equities, Initial PublicOfferings, ETFs, MutualFundsand Futures&
Options with Karvy NRItradingaccount. Karvy providingend to end solution
for NRI by openingNRITradingaccount, NRIDemat account, NRI Bank
account, Assisted Trading, PAN Card Service and many more.
Karvy Priority Account
Karvy Priority Accountis specially planned accountfor High Net worth
Individuals(HNIs)and Corporate. This service includestock
recommendationsto exclusive trade reports, from varioustradingoptions
available to personalized portfolio management, KnowledgeableSupportby
research experts, personalized guidanceby dedicated relationship managers
and equity advisors, livechat, investor awareness programs, skypesessions
and many more. Minimum requirementfor Karvy Priority accountismaintain
initial margin amountof Rs. 5 Lac and above.
Karvy IPO Investment
Investmentin IPO is applicable viaASBA process via giving karvy demat
account details.

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STRENGTHS WEAKNESS OPPORTUNITIES THREATS
PRICING
POWER
WORK
INEFFICIENCY
ONLINE MARKET BAD ECONOMY
COST
ADVANTAGE
WEAK
MANAGEMENT
NEW
TECHNOLOGY
GOVERNMENT
REGULATONS
TECHNOLOGY NEW SERVICES
UNIQUE
OFFERING
BRAND NAME
CUSTOMER
LOYALTY

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COMPETITORS OF KARVY
INDIA BULL
MOTILALOSWALSECURITIES
BONANZA SECURITIES
KOTAK SECURITIES
EASTERN FINANCIERS
INDIA INFOLINE
RELIANCE MONEY
INDIRA SECURITIESAND ETC.

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LEARNINGS FROM KARVY
1. IN REFERENCE OF EQUITY:- Equity consistof a fund that a shareholder
invest in a company plus a certain amount of profit earned by them is retained
by the company for the further growth and expansion of equity. While being a
risky investment, offers higher return than the saving account or a fixed
deposits because the profit that may be earned is virtually unlimited.
a. For investing in equity market one need is demat account. A demat account
is a type account that allows investors to hold their shares in electronic form.
The process ofconverting physical shares into electronic from is called
dematerialization.
A demat account can be opened in both online and offline form. Online in case
if the mobile number of the client is linked with his aadhar card else offline
procedureis followed.
Documents required to open a DEMAT account:-
 Self-Attested pan card
 Self-attested aadhar card
 Cancelled cheque (personalized) margin amount cheque
 One passportsize photograph
In caseof unavailability of personalized cheque then a photocopyofpassbookor
bank statement can also be considered.
DEMAT account is always listed under NSDL & CDSL. When a personopen a
DEMAT account in karvy, his account number starts with accountnumber of
Karvy itself.
b. IPO’S- Initial Public Offerings: - An initial public offering is when a
private company or corporation raises investment capital by offering its
stockto the public for the first time. Growing companies seeking capital to
expand are those that generally use initial public offerings, but large,
privately owned companies or corporations looking to become publicly
traded can also do them. In an initial public offering, the issuer, or company
raising capital, brings in an underwriting firm or investment bank, to help

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determine the best type of security to issue, offering price, amount of shares
and timeframe for the market offering.
Every IPO have fixed lot size and the listing process takes time of 7 days,
and it is always suggested that one should always choosecut-off price for
buying an IPO’s.
Every lot costs to minimum amount of RS. 15000
2. IN REFERENCE OF MUTUAL FUNDS:- A mutual fund collects money
from investors and invests the money on their behalf. It charges a small fee for
managing the money. Mutual funds are an ideal investment vehicle for regular
investors who do not know much about investing. Investors can choosea
mutual fund scheme based on their financial goal and start investing to achieve
the goal. Mutual funds can be done in two forms:- Lump sum and SIP
SIP: - Systematic Investment Plan, commonly referred to as an SIP, allows you
to invest regularly a fixed sum in your favorite mutual fund scheme/s. In SIP, a
fixed amount is deducted from your savings accountevery month and directed
towards the mutual fund you chooseto invest in.
An individual can invest in SIP with a minimum amount of Rs. 1000.
Documents required for investing in SIP are:-
 Self-attested PAN card
 Self-attested Adhaar Card
 One amount cheque.
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CONCLUSION
On THE Basis of study it is found that Karvy stockbroking ltd. Is better service
provider than other stockbrokers becauseof their research and personalized advice
on which stockto be bought and sell.
Karvy provides facility of trade as well as relationship manager facility for
encouragement and protect the interest of investors. It also provide the information
through the mobile app alert, regarding what IPO’s are coming in the market and it
also provide it’s research on the future prospectofIPO.
Study also include that people are not much aware of commodity market while it’s
going to be big market in India. The company should organize the seminars and
similar activities to enhance the knowledge of prospective and existing customers,
so that they can feel more comfortable while investing in stock market.

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